FILED
United States Court of Appeals
Tenth Circuit
April 27, 2010
PUBLISH Elisabeth A. Shumaker
Clerk of Court
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
BOB BURRELL; SUSAN BURRELL,
Plaintiffs - Appellees/
Cross - Appellants,
v. Nos. 09-2034, 09-2039, 09-2154
LEONARD ARMIJO, Governor of
Santa Ana Pueblo and Acting Chief of
the Santa Ana Tribal Police,
Defendant - Appellant,
LAWRENCE MONTOYA, Lt. Governor
of Santa Ana Pueblo,
Defendant -
Cross - Appellee,
and
NATHAN TSOSIE, Tribal
Administrator of Santa Ana Pueblo;
JERRY KINSMAN, Farm Administrator
of Santa Ana Pueblo, SANTA ANA
PUEBLO,
Defendants.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW MEXICO
(D. Ct. No. 1:02-CV-00542-WJ-RHS)
Richard W. Hughes (Donna M. Connolly, with him on the briefs), Rothstein,
Donatelli, Hughes, Dahlstrom, Schoenburg & Bienvenu, LLP, Santa Fe, New
Mexico, appearing for Appellant and Cross-Appellee.
Chris Lucero, Jr., Albuquerque, New Mexico, appearing for Appellees/Cross-
Appellants.
Before TACHA, EBEL, and KELLY, Circuit Judges.
TACHA, Circuit Judge.
A jury found Santa Ana Pueblo Governor Leonard Armijo and Lieutenant
Governor Lawrence Montoya liable for discriminating and conspiring to
discriminate against the plaintiffs, Bob and Susan Burrell, in violation of 42
U.S.C. §§ 1981 and 1985. Thereafter, Governor Armijo and Lieutenant Governor
Montoya filed a motion for judgment as a matter of law based in part on
sovereign immunity. The district court denied the motion as to Governor Armijo
but granted it as to Lieutenant Governor Montoya. The district court then
awarded the Burrells attorney’s fees as prevailing parties against Governor
Armijo. See 42 U.S.C. § 1988(b).
Governor Armijo now appeals the denial of his motion for judgment as a
matter of law and the award of attorney’s fees. The Burrells cross-appeal the
district court’s grant of judgment as a matter of law to Lieutenant Governor
Montoya and a prior order of the court striking portions of their complaint under
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Fed. R. Civ. P. 12(f). Taking jurisdiction under 28 U.S.C. § 1291, we conclude
that both Governor Armijo and Lieutenant Governor Montoya are entitled to
immunity. We further find no error in the order striking portions of the
complaint. Finally, because the Burrells are no longer prevailing parties, they are
not eligible for § 1988(b) attorney’s fees. Thus, we REVERSE in part and
AFFIRM in part.
I. BACKGROUND
The evidence at trial demonstrated the following. On May 20, 1980, Mr.
Burrell entered into a ten-year land lease with the Santa Ana Pueblo under which
the Pueblo leased him nearly 172 acres in exchange for specified annual
payments. The lease was later extended to September 2000. Although Mr.
Burrell and the Santa Ana Pueblo were the only parties to the lease, the contract
was drawn on a standard form under the authority of the United States
Department of the Interior, Bureau of Indian Affairs (“BIA”) and approved by the
same agency. The lease contained a provision that upon the termination or
expiration of the lease, all buildings and improvements placed on the land by Mr.
Burrell would become the property of the Santa Ana Pueblo. In addition, the
lease authorized the BIA to perform the following functions: to suspend rental
payment when the leased land is held in trust; to approve subleases, assignments,
or amendments to the lease; to resolve the amount of damages in the event of an
oil and gas or right-of-way dispute; to notify the parties of the termination of
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federal trust responsibilities with respect to the land; to authorize or prohibit
alfalfa plowing during the last year of the lease contract; to plan a soil
conservation program and demand specific performance of the program or
payment of specified damages; and to enter and inspect the land.
On the evening of June 1, 1997, the Burrells were baling alfalfa on the
leased land. Mr. Burrell’s practice, as well as standard practice in the area, was
to bale alfalfa between 9 p.m. and 7 a.m. to ensure that the alfalfa would have the
proper moisture content. That night, a member of the Santa Ana Pueblo phoned
Governor Armijo and complained about noise coming from the Burrells’ alfalfa
baling operations. Governor Armijo drove to the Burrells’ land, told them that
they were making too much noise, and said that they must stop baling or he would
arrest them.
At the Burrells’ request, Governor Armijo put the no-nighttime-baling
order in writing the following day. The order was written on Santa Ana Pueblo
letterhead and stated: “The Pueblo of Santa Ana is requiring that you do not bale
hay between the hours of 9:00 pm and 7:00 am.” The order was concluded,
“Sincerely, Pueblo of Santa Ana” and was signed by Governor Armijo.
The Burrells believed that without nighttime baling, their alfalfa operation
would fail. Accordingly, Mr. Burrell tried to contact Governor Armijo,
Lieutenant Governor Montoya, and other tribal officials in order to schedule a
meeting with the Santa Ana Pueblo Tribal Council so that he could attempt to
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persuade it to rescind the order. These attempts to have the order rescinded,
however, were unsuccessful.
During this time, the Burrells also met with Lieutenant Governor Montoya.
At this meeting, Mr. Burrell suggested that the Santa Ana Pueblo could buy him
out of the lease for $500,000. Lieutenant Governor Montoya told Mr. Burrell that
he would raise the issue with the Santa Ana Tribal Council.
The Burrells consulted with a lawyer who sent a letter addressed to the
Santa Ana Tribal Council on June 18. The letter read:
Unfortunately and regretfully, after seventeen years of hard work and
dedication, a situation has arisen in Mr. Burrell’s current situation
which will make it virtually impossible for Mr. Burrell to continue
farming as a profession. . . . The situation which has arisen includes
but is not limited to the incidents regarding the letter of Governor
Leonard Armijo attached hereto . . . .
Mr. Burrell still has a loan through the Farm Home Administration
on the equipment he has purchased over the years to accomplish the
task of farming the subject land. Mr. Burrell will have to liquidate
the equipment to satisfy the lien of the Farm Home Administration.
It is my understanding that the crop mix that Mr. Burrell has planted
on the subject land is in various stages of growth and will be ready
for harvesting and grazing in the near future. It is also my
understanding that the crops will be lost if someone does not take
over maintenance of the crops as soon as possible after Mr. Burrell
vacates the farming operation. Mr. Burrell has indicated that he feels
that the current crop and future crop produced by the land will be
prosperous and sell for fair market values if properly maintained and
harvested.
. . . Mr. Burrell hereby formally requests the Tribal Council to
purchase his interest in the remaining term of the lease and
compensate him for the capital improvements he has placed on the
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land such as laser leveling, improved irrigation facilities, prime crops
in progress and his conscientious care of the land over the last
seventeen years.
On July 10, the Tribal Council held a meeting. The written agenda for the
meeting included an item titled “Bob Burrell request to enter into negotiations
regarding termination of lease.” This agenda item was included in response to
Lieutenant Governor Montoya’s meeting with the Burrells and the Burrells’ June
18 letter. At the meeting, the Tribal Council created a committee, which included
Lieutenant Governor Montoya but did not include Governor Armijo, to address
the Burrells’ concerns. Lieutenant Governor Montoya understood the purpose of
the committee was to negotiate terms for the termination of the Burrells’ lease.
In July and August, Lieutenant Governor Montoya and another member of
the committee noticed the Burrells’ crops appeared not to have been irrigated, and
they hired a third party to bale and haul away some of the Burrells’ crops. Mr.
Burrell testified that this was done without his permission. Lieutenant Governor
Montoya testified, however, that this action was undertaken because the Burrells’
letter had told the Tribal Council to take care of their crops.
On August 5, Governor Armijo wrote to the BIA, explaining that Mr.
Burrell was the lessee of Santa Ana lands under a lease approved by the BIA; that
Mr. Burrell had advised him that he did not intend to continue with the lease and
requested the Santa Ana Pueblo to cut the existing crop, which the Pueblo had
done; that improvements to the land would become the property of the Pueblo on
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termination or expiration of the lease and thus the Pueblo would not compensate
Mr. Burrell for such improvements; and that the BIA should take whatever steps
necessary to terminate or enforce the lease based on Mr. Burrell’s abandonment,
including exercising the Pueblo’s rights under the payment bond required under
the lease.
The BIA responded by letter, stating that the agency had completed an
inspection of the leased lands on August 27 and found Mr. Burrell to be in
compliance with the provisions of the lease regarding soil conservation and the
prohibition on alfalfa plowing during the last year of the lease contract, 1 and that
no damages could be assessed under that provision. The BIA further noted that
Mr. Burrell had expected to recoup $9,750 in the years remaining on the lease for
certain expenditures he had incurred out of his personal funds. The BIA ended
the letter by explaining that the Santa Ana Pueblo should consider all that
information in deciding on a fair settlement.
The Burrells moved from the land in late August or early September.
Thereafter, Mr. Burrell met at least twice with members of the committee
appointed to negotiate with him, including at least once with Lieutenant Governor
Montoya. At the second meeting, which occurred on September 23, committee
members provided Mr. Burrell with a proposed resolution that they were planning
1
As the lease was set to expire in September 2000, this provision did not
apply to Mr. Burrell at the time.
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on submitting to the Tribal Council if the terms were satisfactory to Mr. Burrell.
The resolution provided that the Santa Ana Pueblo would pay off Mr. Burrell’s
Farm Home Administration Loan, 2 waive the $15,000 in water charges that were
due to the BIA, hire Mr. Burrell as a farm consultant for three years, and pay for
Mr. Burrell’s moving expenses. Mr. Burrell verbally accepted those terms, and
the Tribal Council passed the resolution on September 24.
After Mr. Burrell had indicated his agreement with the proposed terms,
however, he met with an attorney and thereafter decided that the terms were not
satisfactory. The attorney sent a letter at the Burrells’ request to the Santa Ana
Pueblo on September 25. The letter contended that the Pueblo had violated the
Burrells’ constitutional rights by taking their property without due process and
had subjected them to emotional abuse in the negotiation process, and the letter
stated that the attorney was preparing for a federal lawsuit.
This lawsuit ensued. The Burrells’ complaint raises claims against the
Santa Ana Pueblo, Governor Armijo, and Lieutenant Governor Montoya 3 for
violations of their civil rights under 42 U.S.C. §§ 1981, 1983, and 1985, as well
as claims for breach of a federal farm lease and “respondeat superior.” See
2
In his brief, Lieutenant Governor Montoya states that the principal balance
on the loan was more than $200,000, but he does not support that claim with a
citation to the record.
3
Other individual tribal officials are also named, but they have since been
dismissed and are not relevant to this appeal.
-8-
Burrell v. Armijo, 456 F.3d 1159, 1161 (10th Cir. 2006). The district court
initially dismissed all the Burrells’ claims because the court gave preclusive
effect to a ruling from the Santa Ana Pueblo Tribal Court that the Pueblo and
individual defendants were entitled to sovereign immunity. See id. On appeal,
we rejected the court’s use of preclusion but independently concluded that the
Santa Ana Pueblo was entitled to sovereign immunity. Id. at 1162, 1173, 1174.
We further concluded that the Burrells’ complaint sufficiently alleged that
Governor Armijo and Lieutenant Governor Montoya were not immune from suit
by stating that prior to September, the Tribal Council had passed a resolution to
buy out the Burrells for $500,000 but Governor Armijo and Lieutenant Governor
Montoya had, in excess of their authority, refused to effectuate this resolution,
and instead attempted themselves to negotiate with the Burrells for less money.
We therefore remanded the § 1981 and § 1985 claims against Governor Armijo
and Lieutenant Governor Montoya to the district court for further consideration. 4
On remand, Governor Armijo and Lieutenant Governor Montoya moved to
dismiss these remaining claims on the basis that their actions were within the
scope of their tribal authority and thus protected by sovereign immunity. The
district court denied the motion, suggesting that the Burrells’ allegations in their
complaint that Governor Armijo and Lieutenant Governor Montoya ignored the
4
We also determined that the Burrells failed to state a § 1983 or breach of
lease claim and therefore affirmed the district court’s dismissal of those two
claims. Burrell, 456 F.3d at 1174–75.
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Tribal Council’s resolution were sufficient to establish that they had not acted
within their official authority.
The case then went to trial. During the Burrells’ case-in-chief, the district
court excluded the Burrells’ evidence regarding their allegations that the
defendants had refused to carry out an alleged resolution of the Tribal Council
prior to the September resolution. Thus, the evidence at trial established only that
Governor Armijo ordered the Burrells to stop baling alfalfa during the night, and
that Lieutenant Governor Montoya played a role in taking the Burrells’ crops after
the June 18 letter and also took part in negotiations with Mr. Burrell that
culminated in the Tribal Council’s September resolution.
The jury found both defendants had violated the Burrells’ rights under
§ 1981 and had conspired to violate those rights in violation of § 1985(3). The
jury awarded the Burrells $347,000 in compensatory damages and $1 million in
punitive damages. Thereafter, Governor Armijo and Lieutenant Governor
Montoya filed a joint motion for judgment as a matter of law under Fed. R. Civ.
P. 50(b). The motion argued that the evidence showed that both defendants’
actions were within their authority as tribal officials and they were therefore
protected from suit by the doctrine of sovereign immunity. The motion further
contended that the evidence was insufficient to establish the Burrells’ substantive
claims under § 1981 and § 1985 and did not support the punitive or compensatory
damages award.
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The district court largely denied the motion as to Governor Armijo,
concluding that he was not entitled to sovereign immunity, sufficient evidence
supported the Burrells’ § 1981 discrimination claim, and the damages award was
appropriate; the court, however, granted judgment as a matter of law to Governor
Armijo on the Burrells’ § 1985(3) conspiracy claim. The court granted judgment
as a matter of law to Lieutenant Governor Montoya on all of the Burrells’ claims,
reasoning that he was entitled to sovereign immunity and that the evidence was
insufficient to support liability against him under § 1981 or § 1985. Finally, the
district court awarded the Burrells attorney’s fees as prevailing parties against
Governor Armijo in the amount of $160,875. See 42 U.S.C. § 1988(b).
Governor Armijo now appeals the denial of his motion for judgment as a
matter of law, contending that he is entitled to sovereign immunity and that the
evidence does not support the jury’s finding as to liability or damages. The
Burrells cross-appeal the district court’s grant of judgment as a matter of law to
Lieutenant Governor Montoya. The Burrells also cross-appeal the district court’s
earlier decision to strike portions of their complaint under Fed. R. Civ. P. 12(f).
Finally, Governor Armijo appeals the award of attorney’s fees.
II. ANALYSIS
A. Motion for Judgment as a Matter of Law Based on Sovereign Immunity
We review de novo the district court’s decision on a Rule 50(b) motion for
judgment as a matter of law. See Wagner v. Live Nation Motor Sports, Inc., 586
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F.3d 1237, 1243 (10th Cir. 2009). A party is entitled to judgment as a matter of
law only if all of the evidence, viewed in the light most favorable to the non-
moving party, reveals no legally sufficient evidentiary basis to find for the non-
moving party. See id. at 1244; Hurd v. Am. Hoist & Derrick Co., 734 F.2d 494,
499 (10th Cir. 1984) (judgment as a matter of law may be entered “only if the
evidence is such that without weighing the credibility of the witnesses the only
reasonable conclusion is in [the moving party]’s favor”).
“As sovereign powers, federally-recognized Indian tribes possess
immunity from suit in federal court.” Native Am. Distrib. v. Seneca-Cayuga
Tobacco Co., 546 F.3d 1288, 1292 (10th Cir. 2008). Tribal sovereign immunity
generally extends to tribal officials acting within the scope of their official
authority. See id. at 1296 (“[A] tribe’s immunity generally immunizes tribal
officials from claims made against them in their official capacities.”). On the
other hand, a tribe’s “sovereign immunity does not extend to an official when the
official is acting as an individual or outside the scope of those powers that have
been delegated to him.” Burrell v. Armijo, 456 F.3d 1159, 1174 (10th Cir. 2006)
(quotations omitted). Thus, the immunity question hinges on the breadth of
official power the official enjoys and not whether the official is charged with
using that power tortiously or wrongfully. See Larson v. Domestic & Foreign
Commerce Corp., 337 U.S. 682, 692–93 (1949); Wyoming v. United States, 279
F.3d 1214, 1229 (10th Cir. 2002); Tenneco Oil Co. v. Sac & Fox Tribe of Indians
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of Okla., 725 F.2d 572, 576 (10th Cir. 1984) (McKay, J., concurring).
1. Governor Armijo
The only conduct of Governor Armijo at issue in this case is his verbal and
written order to the Burrells not to bale alfalfa between 9 p.m. and 7 a.m. The
district court determined that Governor Armijo was not entitled to sovereign
immunity and denied his motion for judgment as a matter of law under Rule
50(b), apparently reasoning that in issuing the no-baling order, he acted without
the approval of the Tribal Council or the BIA. On appeal, Governor Armijo
argues that he acted within the scope of his authority as a Pueblo official when he
told the Burrells to stop their nighttime baling, and thus he is protected by the
Pueblo’s sovereign immunity. He contends that he was acting within his
authority because he was responding to a Pueblo member’s complaint about the
noise and was doing so as Governor to essentially keep the peace.
The only unequivocal evidence at trial regarding whether Governor Armijo
had the power to order the Burrells to stop baling alfalfa at night was the
testimony of Juan Montoya, the tribal religious leader, who stated that Governor
Armijo acted within his authority when he issued the no-baling directive:
Q: Can you tell us whether, based on your knowledge of the
governor’s position at Santa Ana [Pubelo], a directive like that to the
Burrells would be something that’s within the governor’s authority to
carry out?
A: Yes.
Mr. Montoya’s testimony was consistent with that of Governor Armijo
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himself, who testified that the tribal governor is a sort of jack-of-all-trades.
Governor Armijo testified: “Being a tribal governor, you’re the commander in
chief. You’re also a dogcatcher. You’re also a marriage counselor. You just
about hold any position, I guess you would say, within the tribe.” He further
explained that his position dealt with “problems that members of the pueblo have
within the village,” which Mr. Montoya testified included the noise complaint on
June 1, 1997. Indeed, Mr. Burrell himself acknowledged that the tribal governor
had fairly broad power to deal with internal matters within Pueblo land, and that
the no-baling order was within Governor Armijo’s power and authority.
Undisputed evidence regarding the structure of the Pueblo’s government
and how decisions were made further support the conclusion that Governor
Armijo had the authority to issue the no-baling order. Evidence at trial generally
demonstrated that the governor oversaw all regulatory and business matters within
the Pueblo. This was consistent with testimony from both the Burrells that only
actual officials within the Pueblo, as opposed to the Tribal Council, wielded any
power. Thus, to the extent that the Tribal Council disagreed with any decision of
the governor, the Tribal Council could later “rescind” the decision, or “direct [the
governor] to undo it or change it.” In this way, the Tribal Council had the
authority to make the “final decision” on any agreements or transactions that
came through the tribal office.
Given this decisionmaking framework, the Burrells testified that they
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repeatedly sought to “appeal” Governor Armijo’s decision to the Tribal Council
so that the Council would rescind or change it. Mr. Burrell testified that he talked
with every Tribal Council member he came in contact with in order to have a
Tribal Council meeting scheduled. Despite the fact that “everybody” knew about
the no-baling directive, including members of the Tribal Council, no efforts were
made to rescind the directive. To the contrary, there was testimony at trial that
Governor Armijo reported what he had done to the Tribal Council and that the
council found that action to be reasonable. Mr. Burrell testified that he ultimately
gave up trying to talk to tribal officials about the baling order. Despite the
Burrells’ best efforts, the Tribal Council refused to lift the baling restriction until
after they had moved off Pueblo land.
This evidence leads only to one reasonable conclusion: Governor Armijo
acted within his authority as a tribal official when he issued the no-baling order.
First, Mr. Montoya explicitly testified on this point. Second, the evidence
relating to the structure of the Pueblo’s government and how decisions were made
demonstrates that Governor Armijo had the authority to issue the no-baling
directive. Although the Tribal Council could “rescind” such an order after the
fact through an “appeal” to the Council, no evidence was presented that suggested
the governor did not have the initial power to act in the first place. Moreover, the
evidence suggests that the Tribal Council was aware of the order and either
expressly approved it as “reasonable” or at the very least took no action to change
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it, which demonstrates the Council’s implicit approval of the action after the fact.
The Burrells rely heavily on a portion of testimony from Tribal Council
member Manuel Christobal to support their position that Governor Armijo was
acting outside the bounds of his authority. A reasonable jury, however, could not
interpret Mr. Christobal’s testimony in this manner. The Burrells point to the
following exchange between counsel and Mr. Christobal:
Q: Were the Burrells treated fairly by Governor Armijo?
A: In my opinion at the time, it was an issue that was—shouldn’t
have happened. You would have to look at the accountability
of the leadership at the time. It was cocky, meaning they were
irresponsible. Burrell’s lease was going to end, and it would
have been honorable within the Tribal Council to wait till the
terms of the lease agreement came before the council, and the
council would have made a decision whether to continue the
lease agreement, but this type of behavior, in my opinion, was
unjust. It was an issue that shouldn’t have happened. It
was—it was random, you know?
This evidence is not at odds with the testimony from Mr. Montoya that
Governor Armijo had the power to issue the no-baling directive. Nor does it call
into question the evidence regarding the Pueblo’s framework of governance. To
begin, it is unclear whether this testimony even refers to the actions of Governor
Armijo, as opposed to the actions of the Tribal Council. And in any event, to the
extent that Mr. Christobal opined that Governor Armijo’s action was “unjust,”
“random,” “irresponsible,” or not “honorable,” such statements cannot be
interpreted to mean that the action was undertaken outside the scope of the
governor’s authority. Rather, this testimony suggests only that the substance of
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the order was not fair or did not comport with the Pueblo’s usual practices—an
issue entirely distinct from the question of whether the governor’s position
authorized him to issue such orders at all. See Larson, 337 U.S. at 692–93;
Wyoming, 279 F.3d at 1229; Tenneco Oil Co., 725 F.2d at 576 (McKay, J.,
concurring). 5
The Burrells also suggest, as did the district court, that only the BIA could
have ordered them to stop baling during the evening hours. No evidence at trial
supports this suggestion. First, although the evidence showed that the BIA
administered the Burrells’ lease, there was no evidence that this power included
the authority to regulate the Burrells’ alfalfa baling hours or precluded Governor
Armijo from doing so himself. To the contrary, the lease authorized the BIA to
perform the following functions: to suspend rental payment when the leased land
is held in trust; to approve subleases, assignments, or amendments to the lease; to
resolve the amount of damages in the event of an oil and gas or right-of-way
dispute; to notify the parties of the termination of federal trust responsibilities
with respect to the land; to authorize or prohibit alfalfa plowing during the last
year of the lease contract; to plan a soil conservation program and demand
specific performance of the program or payment of specified damages; and to
enter and inspect the land. At trial, there was no evidence that these provisions
5
For the same reason, the district court erred insofar as it suggested that
Governor Armijo could not have been acting within his lawful authority if he was
discriminating against the Burrells.
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included the right to regulate the Burrells’ alfalfa baling hours or that the
provisions precluded Governor Armijo from issuing the no-baling order.
The Burrells point to the testimony of the BIA’s soil conservationist, Clyde
Sandoval, who testified that he “would check the compliance” of BIA farming
leases, which included looking at the care of natural resources on the land,
fertilizer use, crop rotation, and construction of fences. Mr. Sandoval’s
testimony, however, does not suggest that the BIA was charged with resolving
disputes as to when alfalfa could be baled.
The Burrells further point to a federal regulation they contend authorized
the BIA to “respond to concerns” of the tribe and resolve conflicts, but the
Burrells do not show when (if at all) evidence of this regulation and its
applicability to the Burrells’ lease was presented during trial. Finally, and in any
event, the regulation does not support the conclusion that a tribal governor could
not limit a land lessee’s baling hours; the regulation relates only to the BIA’s
responsibilities regarding payment obligations and operating requirements in a
lease, neither of which, in the Burrell lease, speaks to the issue of alfalfa baling
hours. 6
6
25 C.F.R. § 162.108 is titled “What are BIA’s responsibilities in
administering and enforcing leases” and provides:
(a) We will ensure that tenants meet their payment obligations to
Indian landowners, through the collection of rent on behalf of the
landowners and the prompt initiation of appropriate collection and
(continued...)
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Because the trial evidence supports only the conclusion that Governor
Armijo acted within the scope of his authority as a Pueblo official when he issued
the no-baling directive, the district court erred in denying his motion for judgment
as a matter of law based on sovereign immunity. See Keylon v. City of
Albuquerque, 535 F.3d 1210, 1215–16 (10th Cir. 2008) (concluding that a party is
entitled to judgment as a matter of law when there are no genuine issues of fact as
to whether the defendant is entitled to immunity). We therefore reverse the court
on that issue and do not reach Governor Armijo’s additional claims on appeal.
2. Lieutenant Governor Montoya
The evidence at trial showed that Lieutenant Governor Montoya visited
with the Burrells in early June to discuss how to resolve their dilemma, was
appointed by the Tribal Council as part of a committee to negotiate with the
Burrells for a buyout of their lease, and later hired a third party which baled and
6
(...continued)
enforcement actions. We will also assist landowners in the
enforcement of payment obligations that run directly to them, and in
the exercise of any negotiated remedies that apply in addition to
specific remedies made available to us under these or other
regulations.
(b) We will ensure that tenants comply with the operating
requirements in their leases, through appropriate inspections and
enforcement actions as needed to protect the interests of the Indian
landowners and respond to concerns expressed by them. We will
take immediate action to recover possession from trespassers
operating without a lease, and take other emergency action as needed
to preserve the value of the land.
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hauled away some of the Burrells’ crops when it appeared that the fields had been
abandoned. The district court determined that Lieutenant Governor Montoya was
acting within the scope of his authority because the Burrells had given him
permission to do so in their June 18 letter to the Tribal Council.
On appeal, the Burrells do not argue that their letter did not authorize
Lieutenant Governor Montoya to harvest their crops. Instead, the portion of the
Burrells’ brief on appeal relating to the sovereign immunity issue focuses
primarily on the actions of Governor Armijo. Without specific and reasoned
argument as to why the district court erred in granting Lieutenant Governor
Montoya’s motion for judgment as a matter of law, we have no basis to reverse
the district court’s decision. See United States v. Kunzman, 54 F.3d 1522, 1534
(10th Cir. 1995) (on appeal, issues nominally raised but inadequately briefed need
not be considered). 7
B. Striking Portions of the Burrells’ Complaint
After we remanded to the district court for consideration of the Burrells’
§ 1981 and § 1985 claims against Governor Armijo and Lieutenant Governor
Montoya, the district court granted the defendants’ motion under Fed. R. Civ. P.
12(f) and struck several paragraphs of the complaint. See Fed. R. Civ. P. 12(f)
7
Because we do not disturb the order granting sovereign immunity to
Lieutenant Governor Montoya, we do not consider the Burrells’ additional claim
that the district court erred in granting him judgment as a matter of law on the
Burrells’ § 1981 discrimination and § 1985(3) conspiracy claims based on the
insufficiency of the evidence.
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(authorizing a court to strike any portion of a pleading that is “redundant,
immaterial, impertinent, or scandalous”). On appeal, the Burrells argue that the
district court erred in granting the motion to strike because the stricken
paragraphs are related to their claims. We have thoroughly reviewed the portion
of the complaint at issue and conclude that none of it is relevant to the question of
sovereign immunity, the resolution of which moots the parties’ appellate
arguments on the § 1981 and § 1985 claims. In addition, the Burrells do not
argue that the order prejudiced them in their presentation of evidence at trial.
Accordingly, even if the court erred in striking portions of the complaint—which
we do not suggest—any error was harmless.
C. Attorney’s Fees
Because the district court’s denial of Governor Armijo’s motion for
judgment as a matter of law left intact the jury’s verdict against him on the
Burrells’ § 1985 discrimination claim, the court found that the Burrells were
“prevailing parties” and awarded them $160,875 in attorney’s fees under 42
U.S.C. § 1988(b). Governor Armijo appeals the fee award, contending that if this
Court reverses the district court’s decision refusing to grant him judgment as a
matter of law and does not grant the Burrells any of the relief they request in their
cross-appeal (conditions which have now been satisfied), then the Burrells would
no longer be prevailing parties eligible for attorney’s fees. See Farrar v. Hobby,
506 U.S. 103, 111–12 (1992) (“[A] plaintiff ‘prevails’ [for purposes of § 1988(b)]
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when actual relief on the merits of his claim materially alters the legal
relationship between the parties by modifying the defendant’s behavior in a way
that directly benefits the plaintiff.”); Hensley v. Eckerhart, 461 U.S. 424, 433
(1983) (“[P]laintiffs may be considered ‘prevailing parties’ for attorney’s fees
purposes if they succeed on any significant issue in litigation which achieves
some of the benefit the parties sought in bringing suit.”) (quotations omitted); see
also Ballard v. Muskogee Reg’l Med. Ctr., 238 F.3d 1250, 1254 (10th Cir. 2001)
(“[W]hen a claim of free speech retaliation under § 1983 is reversed on the
merits, the court must also reverse an award of attorney fees [under § 1988(b)] to
the plaintiff.”). The Burrells do not present any argument to the contrary.
Accordingly, we reverse the fee award.
III. CONCLUSION
The portion of the district court’s order denying judgment as a matter of
law to Governor Armijo on the basis of sovereign immunity is REVERSED. The
portion of the order granting judgment as a matter of law to Lieutenant Governor
Montoya on the same basis is AFFIRMED. We further AFFIRM the order
striking portions of the Burrells’ complaint. Finally, we REVERSE the order of
the district court awarding the Burrells attorney’s fees.
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