[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FILED
FOR THE ELEVENTH CIRCUIT U.S. COURT OF
________________________ APPEALS
ELEVENTH CIRCUIT
APRIL 20, 2012
No. 09-15471 JOHN LEY
________________________
D. C. Docket No. 06-01289-CV-JDW-AEP
ROBERT MORRIS,
Petitioner-Appellant,
versus
SECRETARY DEPARTMENT OF CORRECTIONS,
Respondent-Appellee.
________________________
Appeal from the United States District Court
for the Middle District of Florida
_________________________
(April 20, 2012)
Before EDMONDSON, BARKETT and MARCUS, Circuit Judges.
MARCUS, Circuit Judge:
Robert Morris was convicted in 1999 of first-degree murder, burglary of a
dwelling, and robbery with a deadly weapon after the brutal killing of an 88-year-
old woman in her Lakeland, Florida apartment. He was sentenced to death. After
direct appeal and postconviction proceedings in state court, Morris filed his federal
habeas petition, raising fourteen claims of trial court error and ineffective
assistance of counsel. The district court denied the petition on all claims.
We have before us on appeal four of these claims: (1) the alleged ineffective
assistance of counsel in excluding Morris from an unrecorded bench conference
during the penalty phase of his trial; (2) the alleged ineffective assistance of
counsel for failing to advise Morris of his right to testify at the penalty phase or to
call Morris to testify at the penalty phase; (3) an alleged trial court error in
concluding that Morris’s past drug use was “not mitigating”; and (4) cumulative
error. After thorough review, we too conclude that Morris is not entitled to relief
on any of these claims. Accordingly, we affirm the judgment of the district court
and deny the petition.
I.
A.
The victim of this brutal murder, Violet Livingston, was 88 years old. Her
body was found in her apartment by her son on the morning of September 2, 1994.
When the police arrived, they found Livingston’s body lying on the bedroom floor,
with her head wrapped in bed sheets. The police found blood on the walls, some
2
furniture, and the victim’s walking cane.
The medical examiner who performed the autopsy, Dr. Alexander Melamud,
testified at trial that the victim died as a result of multiple injuries. In particular,
Dr. Melamud testified that the victim suffered “multiple bruises, lacerations,
abrasions, rib fractures, subarachnoid hemorrhage of the brain and mechanical
asphyxia due to suffocation.” Dr. Melamud could not determine the order in which
the injuries were inflicted, but opined that the victim was alive for a short period
after the attack began.
The State presented four main categories of evidence against Morris. First,
the State’s DNA experts testified that Morris could not be excluded as the source
of DNA obtained from two locations on the victim’s body and from the victim’s
kitchen curtain. One of the State’s experts testified that the frequency of the tested
DNA pattern in the African-American database would be 1 in 7.1 million. The
expert testified that this number meant that the likelihood of obtaining the DNA
profile from an African-American other than Morris was between 1 out of 710,000
and 1 out of 71 million. Second, the police obtained eleven fingerprints of value
from the crime scene, and one of them, from a lightbulb outside of the victim’s
apartment, was matched to Morris. Third, the police found in and around Morris’s
residence items known to have belonged to the victim, including coin wrappers,
3
coin collection booklets, a coin sorter, and a small television. Finally, the State
presented the testimony of Damion Sastre, who recounted a jailhouse confession to
the murder by Morris. Sastre testified that Morris had told him about entering the
victim’s apartment, murdering the victim, and taking from the victim’s apartment a
small television, jewelry, old coins, and whatever money was around.
At the conclusion of the guilt phase, the jury convicted Morris of first-degree
murder, armed burglary of a dwelling or battery committed during burglary of a
dwelling, and robbery with a deadly weapon.
B.
Morris’s claims on appeal all relate to the penalty phase of his trial. The
penalty phase was conducted before the jury on March 8-11, 1999. At the penalty
phase, the State recalled Dr. Melamud, who testified that the victim sustained at
least thirty-one bruises, abrasions, and lacerations, including defensive wounds.
He further opined that the injuries would have caused pain while the victim was
conscious. The State also called as victim impact witnesses the victim’s two sons
and two of her grandchildren.
Morris presented eleven lay witnesses at the penalty phase. He called
several family members and family friends to testify to the unfortunate
circumstances of his childhood, including poverty, neglect, physical and emotional
4
abuse, and his mother’s past substance abuse. The witnesses also testified about
Morris’s limited education, past drug use and addiction, and the positive role he
has played in his family’s life as an adult. Morris also called a clinical
psychologist, Dr. Dee, who gave expert mental health testimony that Morris had a
borderline to dull-normal IQ, that Morris developed an ulcer as a youth due to
stress, and that Morris had abused drugs since childhood and was negatively
affected by his troubled childhood. Although Morris testified at the guilt phase, he
did not testify during the penalty phase.
At the conclusion of the penalty phase, the jury recommended death by a
vote of 8 to 4. On April 30, 1999, the trial court sentenced Morris to death. The
court found four aggravating factors, one statutory mitigating factor and numerous
nonstatutory mitigating factors. The four aggravators were: (1) the crime was
committed while Morris was on parole from a previous felony (robbery), Fla. Stat.
§ 921.141(5)(a), which the trial court accorded moderate weight; (2) Morris was
previously convicted of a felony involving the use or threat of violence (robbery),
id. § 921.141(5)(b), which the court accorded moderate weight; (3) the crime was
committed for pecuniary gain, id. § 921.141(5)(f), which the court gave great
weight; and (4) the crime was especially heinous, atrocious, or cruel, id. §
921.141(5)(h), which the court gave great weight.
5
The trial court also found the statutory mitigator that Morris had a
substantially impaired capacity to conform his conduct to the requirements of law,
id. § 921.141(6)(f), and gave this mitigator moderate weight. The court considered
the following nonstatutory mitigators together: (1) Morris was born to a teenaged,
unmarried mother; (2) Morris was physically and emotionally abused as a child;
(3) Morris suffered neglect and physical deprivation as a child; (4) Morris’s mother
was a drug and alcohol abuser when Morris was a child; (5) Morris grew up in
extreme poverty; (6) Morris witnessed the physical and sexual abuse of his mother
and sisters; (7) Morris’s father was absent for most of Morris’s life; and (8)
Morris’s mother was arrested and had a criminal record while he was growing up.
The court gave these mitigators great weight collectively.
The trial court also considered additional nonstatutory mitigators that it
weighed individually. It considered the following characteristics regarding Morris:
(1) borderline IQ (given little weight); (2) learning disabilities as a child (given
little weight); (3) developed ulcers at a young age, reflecting extreme stress (given
little weight); (4) use of alcohol and drugs at a young age and lifelong addiction
problems (given little weight); (5) obtained high school diploma despite obstacles
(given slight weight); (6) had loving protective relationships with family, including
his daughter (given some weight); (7) adapts well to prison life (given little
6
weight); (8) can continue to support, encourage, and nurture his family while
incarcerated (given some weight); (9) a life sentence is sufficient (little weight);
and (10) courtroom demeanor was superb (given some weight).
Of particular relevance to this appeal is finding (4) in the individual
nonstatutory mitigators. The extent of the trial court’s discussion of Morris’s past
drug use in its sentencing order is found in a section labeled “The defendant began
using alcohol and drugs at an early age, and developed a lifelong addiction
problem,” and reads as follows:
Established and uncontroverted. That the defendant used drugs in the
past is not mitigating. Moreover there is no evidence that he was
using drugs in September, 1994 when he murdered Mrs. Livingston.
This factor is entitled to little weight.
On February 21, 2002, the Florida Supreme Court affirmed Morris’s
conviction and sentence. Morris v. State, 811 So. 2d 661 (Fla. 2002) (“Morris I”).
Morris raised five issues, one of which is his present claim that the trial court erred
by not considering his past drug use as mitigating evidence. The Florida Supreme
Court rejected this claim. Quoting the entirety of the trial court’s discussion in the
sentencing order, the Florida Supreme Court first noted that the trial court had
found established and uncontroverted the fact that Morris had a lifelong addiction
to drugs and alcohol. The Florida Supreme Court agreed with Morris that past
7
drug use and addiction are valid nonstatutory mitigators, and that the defendant
need not be under the influence of drugs or alcohol at the time of the murder for
this mitigating evidence to be weighed. Id. at 667 (citing Mahn v. State, 714 So.
2d 391, 401 (Fla. 1998)).
But the Florida Supreme Court then found that “[a]lthough the trial court’s
order on this point is confusing, it appears that the trial court did find and weigh
the prior history of drug abuse and addiction.” Id. (emphasis added). The Florida
Supreme Court went on to further conclude that, “considering all of the other
aggravation and mitigation in the case that the trial court evaluated, . . . any
inaccuracy in the trial court’s statements is harmless beyond a reasonable doubt.”
Id.
C.
After his direct appeal, Morris pursued postconviction relief under Fla. R.
Crim. P. 3.851. He filed his Second Amended 3.851 Motion on December 22,
2003. He raised eleven claims, including the two ineffective assistance of counsel
claims and the cumulative error claim at issue in this appeal. Morris received both
a Huff1 hearing and an evidentiary hearing. After these hearings, the trial court
1
See Huff v. State, 622 So. 2d 982, 983 (Fla. 1993) (holding that, because of the severity
of punishment at issue in a death penalty postconviction case, the judge must allow the attorneys
the opportunity to appear before the court and be heard on an initial postconviction motion).
8
denied postconviction relief. Morris then filed a state habeas petition. The Florida
Supreme Court affirmed the denial of postconviction relief and rejected the state
habeas claims in a unanimous opinion issued on April 20, 2006. Morris v. State,
931 So. 2d 821 (Fla. 2006) (“Morris II”).
In addressing Morris’s ineffective assistance of counsel claims, the Florida
Supreme Court did not decide whether Morris had established deficient
performance, instead concluding that Morris had failed to establish prejudice.
Morris II, 931 So. 2d at 832, 834. As for Morris’s absence from a bench
conference during the penalty phase, the Florida Supreme Court first noted that it
has repeatedly denied ineffective assistance claims regarding a defendant’s absence
from a bench conference “when the defendant has failed to show that anything was
discussed at the conference that required the defendant’s consultation.” Id. at 832
(citing Orme v. State, 896 So. 2d 725, 738 (Fla. 2005); Vining v. State, 827 So. 2d
201, 218 (Fla. 2002); Hardwick v. Dugger, 648 So. 2d 100, 105 (Fla. 1994)). The
Florida Supreme Court expressly tied this observation to the prejudice prong of the
ineffective assistance of counsel test laid out in Strickland v. Washington, 466 U.S.
668 (1984), concluding:
[E]ven if trial counsel was deficient in holding a bench conference
with the trial judge outside of Morris’s presence and without a waiver
by him, Morris has not established that anything was discussed during
this conference that required his consultation. Nor has he established
9
that the conference involved anything but purely legal matters to
which his constitutional right to be present does not extend. Thus, we
conclude that Morris has failed to demonstrate under Strickland that
he was prejudiced by counsel’s conduct.
Morris II, 931 So. 2d at 832.
As for Morris’s claim that trial counsel was ineffective for failing to advise
him of his constitutional right to testify at the penalty phase, the Florida Supreme
Court first noted that defense counsel does have an obligation to inform the
defendant of his right to testify. The Florida Supreme Court summed up the
relevant testimony from Morris’s postconviction evidentiary hearing this way:
During the evidentiary hearing on this claim, trial counsel [Howard]
Dimmig and Howardene Garrett testified that they had pretrial
discussions with Morris concerning whether he would testify at trial.
Dimmig testified that during these discussions he advised Morris of
his right to testify but that he was unsure whether Morris understood
that this meant he had a right to testify at both the guilt and penalty
phases. Garrett was unable to recall whether she discussed with
Morris his right to testify at the penalty phase of his trial. Morris
testified at the evidentiary hearing that although he recalled Garrett
asking him whether he wanted to testify during the guilt phase, neither
Garrett nor Dimmig advised him of his right to testify in both phases
of his trial.
Morris II, 931 So. 2d at 834.
The Florida Supreme Court did not parse this testimony to determine
whether trial counsel’s performance was deficient, instead again denying relief
10
under the prejudice prong of Strickland. Id. (“We need not determine whether
there was deficient performance because we conclude that any failure to advise
Morris that he had the right to testify during the penalty phase does not undermine
our confidence in the death sentence and thus did not prejudice Morris.”). The
court noted that at the evidentiary hearing Morris did not dispute the testimony of
the twelve witnesses who had testified on his behalf at the penalty phase, nor did
he “offer any other evidence beyond that presented during the penalty phase.” Id.
Morris also testified at the evidentiary hearing that he would have reasserted his
innocence claims during the penalty phase. The Florida Supreme Court stated that
“[i]t is questionable whether the jury would have found Morris’s testimony
credible, especially as to his protestations of innocence.” Id. It then concluded
that, “[b]ased on Morris’s diminished credibility and the fact that his testimony
would have been cumulative to the extensive mitigation evidence presented at the
penalty phase, . . . any failure by trial counsel to inform Morris of his right to
testify in the penalty phase does not undermine this Court’s confidence in the
outcome of the trial.” Id.
Having concluded that Morris had failed to establish that any of his claims
had merit, the Florida Supreme Court determined that Morris’s claim of cumulative
error failed as well, and that Morris was not deprived of a fundamentally fair trial.
11
Id. at 837.
D.
Morris filed his federal habeas petition on July 12, 2006, in the United States
District Court for the Middle District of Florida. His petition raised fourteen
claims. After considering the state’s response and Morris’s reply, the district court
entered an order and separate judgment on September 30, 2009, denying the
petition as to each of the fourteen claims. Morris v. Sec’y, Dep’t of Corr., 2009
WL 3170497 (M.D. Fla., Sept. 30, 2009).
As for Morris’s ineffective assistance of counsel claim related to his absence
from the unrecorded bench conference, the district court held that Morris had not
met his burden of establishing that the Florida Supreme Court’s prejudice
determination was contrary to or an unreasonable application of Strickland. 2009
WL 3170497, at *11-12. The district court noted that Morris bore the burden of
showing that his counsel was ineffective, and that his speculation about what might
have been discussed during the bench conference was not sufficient to meet this
burden. Id. at *12.
As for Morris’s ineffective assistance claim concerning the failure of his trial
counsel to advise him of his right to testify at the penalty phase, the district court
agreed with the Florida Supreme Court’s determination that Morris had failed to
12
establish prejudice under Strickland, and therefore Morris had not shown an
entitlement to habeas relief under AEDPA. Id. at *15. After summarizing
Morris’s proposed testimony and the extensive mitigating testimony that actually
was presented at the penalty phase, the district court concluded that “Morris’
proposed testimony, in light of both parties’ evidence, does not demonstrate a
reasonable probability that his sentence would have been different had he testified
during the penalty phase of the trial.” Id. at *16. The district court expressly
“agree[d] with the Florida Supreme Court’s determination that Morris’ proposed
testimony would have essentially been nothing more than cumulative to the other
witnesses’ testimony.” Id. “Moreover,” the district court added, “to the extent
Morris would have reasserted his innocence of the crimes, the jury clearly did not
believe Morris because they had already found him guilty beyond a reasonable
doubt.” Id.
As for Morris’s claim that the trial court erred by not considering his past
drug use at sentencing, the district court “agree[d] with the Florida Supreme
Court’s conclusion that the trial judge did find and weigh the prior history of drug
abuse and addiction.” Id. at *28 (quotation omitted). The district court went on to
note:
Furthermore, even though the trial court stated “[t]hat the defendant
used drugs in the past is not mitigating” (Id. [DE 23, Ex. A-36 at 96]),
13
the trial court nonetheless weighed the mitigating factor because it
expressly found that “[t]his factor is entitled to little weight.” (Id.)
(emphasis added). Despite Morris’ contentions, the state trial court
did not reject Morris’ history of drug and alcohol abuse as a
mitigating factor. Rather, the court considered his history of drug and
alcohol abuse and found that it was entitled to “little weight” because
Morris was not under the influence of drugs at the time of the murder.
Id. at *28. Accordingly, the district court concluded that Morris “ha[d] not
demonstrated that the Florida Supreme Court’s decision was contrary to, or an
unreasonable application of, clearly established federal law or an unreasonable
determination of the facts.” Id. at *29. The district court further concluded that
Morris had failed to establish that any error on the trial court’s part resulted in
“actual prejudice.” Id. at *29-30 (quoting Brecht v. Abrahamson, 507 U.S. 619,
637 (1993)). Finally, the district court summarily disposed of the cumulative error
claim. Id. at *39 (“As all of Morris’ individual claims are without merit, his
cumulative error claim must fail.”).
On November 23, 2009, the district court granted in part Morris’s
application for a Certificate of Appealability (“COA”), limited to Morris’s claims
that trial counsel was ineffective for failing to call Morris to testify in the penalty
phase, and that the trial court erred in finding that Morris’s past drug use was not
mitigating. On August 25, 2010, this Court granted in part Morris’s motion to
expand the COA, adding the claim that trial counsel was ineffective for
14
participating in an unrecorded bench conference without obtaining a waiver of
Morris’s presence and the claim of cumulative error.
II.
Because Morris filed his federal habeas petition after the 1996 effective date
of the Antiterrorism and Effective Death Penalty Act (“AEDPA”), 28 U.S.C. §
2254, AEDPA governs the petition and the scope of our review. Penry v. Johnson,
532 U.S. 782, 792 (2001); Grossman v. McDonough, 466 F.3d 1325, 1335 (11th
Cir. 2006). Under AEDPA, when the state court has adjudicated the petitioner’s
claim on the merits, a federal court may not grant habeas relief unless the state
court’s decision was “contrary to, or involved an unreasonable application of,
clearly established Federal law, as determined by the Supreme Court of the United
States,” 28 U.S.C. § 2254(d)(1), or “was based on an unreasonable determination
of the facts in light of the evidence presented in the State court proceeding,” id. §
2254(d)(2). A state court’s factual findings are presumed correct unless rebutted
by clear and convincing evidence. Id. § 2254(e); Ferrell v. Hall, 640 F.3d 1199,
1223 (11th Cir. 2011).
AEDPA “imposes a highly deferential standard for evaluating state-court
rulings” and “demands that state-court decisions be given the benefit of the doubt.”
Renico v. Lett, 130 S. Ct. 1855, 1862 (2010) (internal quotation marks omitted).
15
“A state court’s determination that a claim lacks merit precludes federal habeas
relief so long as fairminded jurists could disagree on the correctness of the state
court’s decision.” Harrington v. Richter, 131 S. Ct. 770, 786 (2011) (internal
quotation marks omitted). The Supreme Court has repeatedly instructed lower
federal courts that an unreasonable application of law requires more than mere
error or even clear error. See, e.g., Mitchell v. Esparza, 540 U.S. 12, 18 (2003);
Lockyer v. Andrade, 538 U.S. 63, 75 (2003) (“The gloss of clear error fails to give
proper deference to state courts by conflating error (even clear error) with
unreasonableness.”); Williams v. Taylor, 529 U.S. 362, 410 (2000) (“[A]n
unreasonable application of federal law is different from an incorrect or erroneous
application of federal law.”).
Finally, we review de novo the district court’s resolution of questions of law
or mixed questions of law and fact. See Spencer v. Sec’y, Dep’t of Corr., 609 F.3d
1170, 1177 (11th Cir. 2010); Fotopoulos v. Sec’y, Dep’t of Corr., 516 F.3d 1229,
1232 (11th Cir. 2008). We review factual findings made by the district court for
clear error. Spencer, 609 F.3d at 1177.
A.
Morris first claims that his trial counsel was ineffective in excluding him
from a bench conference without a waiver. To succeed on an ineffective assistance
16
claim, Morris must show both deficient performance and prejudice: he must
establish both that “counsel’s representation fell below an objective standard of
reasonableness,” and that “there is a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been different.”
Strickland, 466 U.S. at 688, 694; accord Wiggins v. Smith, 539 U.S. 510, 521-22
(2003); Darden v. Wainwright, 477 U.S. 168, 184 (1986). The Supreme Court also
made clear in Strickland that a court need not address both prongs if the petitioner
has made an insufficient showing on one of them, and that “a court need not
determine whether counsel’s performance was deficient before examining the
prejudice suffered by the defendant as a result of the alleged deficiencies.”
Strickland, 466 U.S. at 697; accord Holladay v. Haley, 209 F.3d 1243, 1248 (11th
Cir. 2000) (“[T]he court need not address the performance prong if the defendant
cannot meet the prejudice prong, or vice versa.” (citation omitted)).
Furthermore, as a federal habeas court we are not applying Strickland de
novo, but rather through the additional prism of AEDPA deference.2 28 U.S.C. §
2254(d)(1). Thus, under this doubly deferential standard, “[t]he pivotal question is
whether the state court’s application of the Strickland standard was unreasonable.”
2
This is true as to the prejudice prong of Strickland, which the Florida Supreme Court
unquestionably adjudicated on the merits for both of Morris’s ineffective assistance of counsel
claims. Morris II, 931 So. 2d at 832, 834.
17
Harrington, 131 S. Ct. at 785 (“A state court must be granted a deference and
latitude that are not in operation when the case involves review under the
Strickland standard itself.”). And if, at a minimum, fairminded jurists could
disagree about the correctness of the state court’s decision, the state court’s
application of Strickland was not unreasonable and AEDPA precludes the grant of
habeas relief. Id. at 786.
The Supreme Court has made clear that “a defendant is guaranteed the right
to be present at any stage of the criminal proceeding that is critical to its outcome if
his presence would contribute to the fairness of the procedure.” Kentucky v.
Stincer, 482 U.S. 730, 745 (1987); see Illinois v. Allen, 397 U.S. 337, 338 (1970).
In Stincer, the Court noted that “due process clearly requires that a defendant be
allowed to be present ‘to the extent that a fair and just hearing would be thwarted
by his absence.’” 482 U.S. at 745 (quoting Snyder v. Massachusetts, 291 U.S. 97,
108 (1934)).
The Florida Supreme Court did not address whether counsel’s performance
was deficient, instead determining that Morris had failed to meet his burden of
establishing prejudice under Strickland. Morris II, 931 So. 2d at 832. We take the
same approach, and hold that under the circumstances presented here, the Florida
Supreme Court’s determination that Morris failed to establish prejudice under
18
Strickland was not unreasonable. Morris has failed to establish that there is a
reasonable probability that, but for his trial counsel excluding him from the bench
conference, the result of the proceedings would have been different, let alone that
the Florida Supreme Court’s determination on this point was an unreasonable
application of clearly established Supreme Court law. Strickland, 466 U.S. at 694.
“A reasonable probability is a probability sufficient to undermine confidence in the
outcome.” Id.
The bench conference at issue took place during the penalty phase of the
trial. Morris’s trial counsel, Mr. Dimmig and Ms. Garrett, were present, as was the
prosecutor Mr. Harb. The conference took place at the very beginning of the day,
before the jury had entered the courtroom. Defense counsel brought to the trial
court’s attention that one of the sets of Morris’s fingerprints that had been
published to the jury the day before was taken from an unrelated arrest and had a
note on the back indicating that the arrest was for the felonious possession of a
controlled substance. The court agreed that the set of fingerprints that made
reference to the prior arrest should be removed, and discussed with the lawyers
how the State’s exhibits would be marked. At that point, the following colloquy
took place just before and after the unrecorded bench conference:
THE COURT: Anything else?
MR. DIMMIG: Yes, Your Honor. At this time based on --
19
MR. HARB: We need your client here.
MR. DIMMIG: Yeah. We would need him in here.
MS. GARRETT: I had one other thing before we go on to that I had
one other thing I wanted to bring up that I prefer to
bring up outside my client’s presence. It doesn’t
even have to be on the record.
(Discussion off the record.)
(The defendant entered the courtroom.)
MR. DIMMIG: Your Honor, at this time the defense would make a
Motion for Mistrial based upon the erroneous
publication to this jury of what has now been
marked as State’s Exhibit A-1. That is a
fingerprint card which reflects that Mr. Morris was
booked into a Missouri jail on the charges of
felonious possession of illegal narcotics and what
appears to be a burglary, though it is abbreviated in
some fashion.
At Morris’s state postconviction evidentiary hearing, Ms. Garrett testified
that she had no independent recollection of the bench conference, or of the
substance of what was discussed at the bench conference. She further testified that
she did not believe that she would have excluded Morris from a bench conference
at which he needed to be present, and the fact that there was no reconstruction of
the bench conference on the record led her to believe that the matter was not a
consequential one.
The Florida Supreme Court implicitly credited Ms. Garrett’s testimony,
especially in the absence of any contrary showing by Morris. It found that “Morris
20
has not established that anything was discussed during this conference that
required his consultation. Nor has he established that the conference involved
anything but purely legal matters to which his constitutional right to be present
does not extend.” Morris II, 931 So. 2d at 832. Accordingly, the Florida Supreme
Court held that Morris’s absence from the bench conference did not undermine its
confidence in the outcome of the penalty phase proceedings, and therefore Morris
failed to demonstrate prejudice under Strickland.
Nevertheless, Morris, relying on Arizona v. Fulminante, 499 U.S. 279, 309-
10 (1991), claims that the Florida Supreme Court “could not know whether the
discussions at the bench were or were not related to legal matters pertaining to Mr.
Morris’s trial,” and that his absence was a structural error that “affected the
framework within which the trial proceeded.” But in Fulminante, the Supreme
Court was discussing a very limited category of constitutional errors -- such as “the
total deprivation of the right to counsel at trial” or “a judge who was not impartial”
-- that are “structural defects in the constitution of the trial mechanism, which defy
analysis by ‘harmless error’ standards.” Id. The absence of a defendant from a
single bench conference is not the type of fundamental error that infects “[t]he
entire conduct of the trial from beginning to end.” Id. at 309. Still another
problem with Morris’s claim, with respect to establishing prejudice under
21
Strickland, is that it simply assumes that something of critical import was
discussed at the bench conference without ever advancing any theory of what it
might have been or why that was the case. Without Morris even attempting to
articulate what might have been discussed at the bench conference, we cannot
conclude that he has met his burden of establishing a reasonable probability that
but for trial counsel’s purported error in excluding him from the conference, the
result of the penalty phase proceedings would have been different, let alone that the
Florida Supreme Court’s determination was an unreasonable one.
Moreover, the colloquy on the record and the surrounding context suggest
that trial counsel were well aware of Morris’s right to be present. Defense counsel
were about to move for a mistrial based on the erroneous publication of a
fingerprint card, but stopped when they realized -- after the prosecutor chimed in --
that Morris needed to be there. Trial counsel Garrett then brought up a seemingly
unrelated matter with the trial court, and the bench conference was conducted off
the record, without any objection from the prosecutor. Once they went back on the
record and the defendant entered the courtroom, the defense then moved for the
mistrial based on what the parties had been discussing prior to the bench
conference. Nothing about this course of events even remotely suggests that
Morris’s absence from the bench conference had any effect on the outcome of the
22
penalty phase.
We acknowledge that Morris faces a significant burden in demonstrating
prejudice under these circumstances. He was not present at the bench conference,
the conference was off the record, and his trial counsel Garrett testified during
postconviction proceedings that she could not remember what was discussed. In
that situation, it is a tall order indeed for Morris to demonstrate that his absence
from the conference resulted in prejudice under Strickland. Nonetheless, the law is
clear that Morris bears this burden. See Strickland, 466 U.S. at 687 (“[T]he
defendant must show that the deficient performance prejudiced the defense.”);
Johnson v. Alabama, 256 F.3d 1156, 1176 (11th Cir. 2001) (“The petitioner bears
the burden of proof on the ‘performance’ prong as well as the ‘prejudice’ prong of
a Strickland claim, and both prongs must be proved to prevail.”).
In short, Morris has failed to establish that the Florida Supreme Court’s
decision on this claim was either contrary to or an unreasonable application of
Strickland, and we accordingly deny relief. In so holding, we emphasize that we
do not condone the conduct of the state trial court, especially in light of the grave
stakes inherent in capital litigation. When a trial court conducts any proceedings
off the record, it unnecessarily renders much more difficult a reviewing court’s
task of ensuring that the defendant received a fair trial. But difficult is not
23
impossible, and Morris has not provided anything that would permit us to grant
habeas relief on his first Strickland claim.
B.
Morris’s second Strickland claim is that his trial counsel was ineffective for
failing to advise him of his right to testify during the penalty phase. This Court,
relying on the Supreme Court’s decision in Rock v. Arkansas, 483 U.S. 44 (1987),
has recognized that “a criminal defendant has a fundamental constitutional right to
testify in his or her own behalf at trial” under several provisions of the
Constitution, including the Sixth and Fourteenth Amendments. United States v.
Teague, 953 F.2d 1525, 1530-32 (11th Cir. 1992) (en banc) (emphasis omitted).
“This right is personal to the defendant and cannot be waived either by the trial
court or by defense counsel.” Id. at 1532. “Defense counsel bears the primary
responsibility for advising the defendant of his right to testify or not to testify, the
strategic implications of each choice, and that it is ultimately for the defendant
himself to decide. This advice is crucial because there can be no effective waiver
of a fundamental constitutional right unless there is an ‘intentional relinquishment
or abandonment of a known right of privilege.’” Id. at 1533 (footnote omitted)
(quoting Johnson v. Zerbst, 304 U.S. 458, 464 (1938)). Where defense counsel has
not informed the defendant of his right to testify, defense counsel “has not acted
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within the range of competence demanded of attorney[s] in criminal cases.”
Gallego v. U.S., 174 F.3d 1196, 1197 (11th Cir. 1999) (citation and internal
quotation marks omitted); see Teague, 953 F.2d at 1534.
Here, the record is unclear as to whether Morris’s trial counsel properly
advised him of his right to testify during the penalty phase. As with the first
Strickland claim, the Florida Supreme Court did not determine whether there was
deficient performance, and instead went straight to the prejudice prong and
concluded that Morris had failed to meet his burden of establishing prejudice.
Morris II, 931 So. 2d at 834. We, again, take the same approach. Morris’s
ineffective assistance of counsel claim fails because he has not established that the
Florida Supreme Court’s prejudice determination was an unreasonable application
of Strickland.
During the penalty phase, Morris’s trial counsel presented substantial
mitigating evidence on his behalf, including testimony from twelve witnesses.
Much of the testimony focused on Morris’s severely troubled childhood. For
example, Morris’s mother Linda Bell and sister Paula Howard testified regarding
the rape of four-year-old Howard when Morris was five years old, and that Morris
was angry and upset about not being able to protect his sister. Morris’s mother and
sister also testified that Morris’s mother’s boyfriend, a man named Santee,
25
frequently beat Morris’s mother, made the children watch him beat their mother,
and also beat Morris when Morris tried to help his mother during the beatings.
Morris’s other sister, Sharon Watson, further testified that the children saw Santee
beat their mother with a wire hanger and that he threatened Morris’s mother with a
knife. Morris’s mother also testified that Morris would steal as a child, and that
they had been arrested together for shoplifting. A friend of Morris’s mother,
Mandy Candie, testified that Morris’s mother encouraged Morris to steal for her.
Morris also presented expert health testimony from Dr. Dee, a clinical
psychologist and neuropsychologist. Dr. Dee testified that Morris witnessed and
experienced “savage” abuse as a child. Dr. Dee testified that Morris would steal as
a child to obtain his mother’s approval. Dr. Dee also testified at length regarding
Morris’s and Morris’s mother’s abuse of drugs, Morris’s development of an ulcer
when he was a child, and Morris’s low IQ level.
Morris does not dispute the contents of the testimony offered on his behalf at
the penalty phase. Notably, at the postconviction evidentiary hearing, Morris did
not offer additional testimony beyond what was already presented. When asked on
direct examination what his testimony would have been at the penalty phase, he
responded that “I would have answered whatever questions they asked me.”
Morris also stated at the evidentiary hearing that he would have testified as to his
26
upbringing, how he felt when his mother made him steal, and how he came to be
diagnosed with ulcers. Morris also suggested that he would have reaffirmed his
innocence: when asked on cross-examination whether he would “still have denied
that [he] killed Mrs. Livingston” in his penalty phase testimony, Morris replied, “I
didn’t do it.” Morris’s arguments in his habeas petition are similar. He states that
he would have described the abuse he and his family suffered because of his
mother’s boyfriend, that he would have discussed how his mother forced him to
shoplift, that he could have clarified his vocational training, and that he could have
described “the numerous factors in his background that would mitigate against the
imposition of the sentence of death.” In his brief, Morris again argues that he
“suffered prejudice because the jury did not hear him describe, in his own words,
the abuse and trauma suffered as a child.”
In light of the unrebutted factfinding by the Florida Supreme Court that
Morris would not have been credible in reasserting his innocence and that his
proposed testimony would have been cumulative, Morris II, 931 So. 2d at 834, the
Florida Supreme Court’s determination that any failure by trial counsel to inform
Morris of his right to testify did not undermine its confidence in the outcome of the
penalty phase was not an unreasonable one. See Wong v. Belmontes, 130 S. Ct.
383, 388 (2009) (per curiam) (rejecting the argument that petitioner established
27
Strickland prejudice when the additional mitigating evidence that counsel failed to
introduce was cumulative with the substantial mitigation evidence that had been
presented to the jury); Stewart v. Dugger, 877 F.2d 851, 856 (11th Cir. 1989)
(observing that additional character witnesses “would not have had an effect on
[the jury’s] verdict” because “[s]uch testimony would have merely been
cumulative”). Moreover, to the extent Morris planned to reassert his innocence at
the penalty phase, the testimony would not have helped him, because the same jury
had already found Morris guilty of the murder. Indeed, this testimony likely would
have harmed Morris’s penalty phase defense. In short, Morris has not
demonstrated a reasonable probability that his sentence would have been different
had he testified during the penalty phase of the trial, much less that the Florida
Supreme Court’s contrary conclusion was an unreasonable one. Accordingly, we
deny Morris relief on his second Strickland claim.
C.
Morris’s next claim is that the state trial court erred in failing to consider his
history of illegal drug use as a nonstatutory mitigating factor in its sentencing
order, in violation of the Fifth, Sixth, Eighth and Fourteenth Amendments. Morris
relies on Lockett v. Ohio, 438 U.S. 586 (1978), and its progeny for the now well-
established proposition that the sentencer in a capital case must consider any
28
relevant mitigating evidence. Id. at 608; Eddings v. Oklahoma, 455 U.S. 104, 113-
14 (1982) (“Just as the State may not by statute preclude the sentencer from
considering any mitigating factor, neither may the sentencer refuse to consider, as a
matter of law, any relevant mitigating evidence.”); see also Glock v. Moore, 195
F.3d 625, 637 n.20 (11th Cir. 1999).
The operative word, however, is “consider.” The Supreme Court has made
clear that the sentencer need not accept or ascribe any specific weight to the
evidence that it considers. “Acceptance of nonstatutory mitigating factors is not
constitutionally required; the Constitution only requires that the sentencer consider
the factors.” Atkins v. Singletary, 965 F.2d 952, 962 (11th Cir. 1992) (citing
Blystone v. Pennsylvania, 494 U.S. 299, 308 (1990)); accord Harris v. Alabama,
513 U.S. 504, 512 (1995) (“[T]he Constitution does not require a State to ascribe
any specific weight to particular factors, either in aggravation or mitigation, to be
considered by the sentencer.”). As the Supreme Court later stated in Johnson v.
Texas, 509 U.S. 350 (1993), “Lockett and its progeny stand only for the
proposition that a State may not cut off in an absolute manner the presentation of
mitigating evidence,” id. at 361.
Morris was in no way prevented from presenting to both the judge and jury
evidence of his past drug use as potential mitigating evidence, and the Florida
29
Supreme Court made a factual finding that the trial court did consider that
evidence. Morris I, 811 So. 2d at 667. For us to grant relief on this claim, Morris
would have to provide clear and convincing evidence rebutting the Florida
Supreme Court’s unambiguous factual finding that “the trial court did find and
weigh the prior history of drug abuse and addiction.” Id.; see 28 U.S.C. § 2254(e).
In addition, the district court made its own factual finding that “[t]his Court’s
review of the record demonstrates that the trial court considered and weighed
Morris’ prior history of drug abuse and addiction, but gave the mitigating factor
little weight.” 2009 WL 3170497, at *29. This factual finding is itself reviewed
for clear error. Spencer, 609 F.3d at 1177.
Morris has not met his substantial burden of rebutting these factual findings.
Indeed, Morris does not even argue that the state trial court failed to weigh the
evidence. He says instead that “it is not clear how the court considered the
nonstatutory mitigation. The court stated that the prior drug use in the past is not
mitigating yet the court weighed the mitigation giving it little weight.” Morris
seems to argue that the state trial court’s confusing language itself amounted to
constitutional error, because it “contributed to the court’s finding that the
mitigation [was] entitled to little weight.” Thus, Morris concedes that the trial
court did consider and weigh his past drug use as mitigating evidence, but makes
30
the pained argument that the “trial court went into the analysis with the
preconceived notion that the drug use was not mitigation.” When a trial court
considers mitigating evidence during sentencing, as the trial court did here with
respect to Morris’s past drug use, there simply is no constitutional error of the kind
Morris now urges us to recognize. See Harris, 513 U.S. at 512; Blystone, 494 U.S.
at 307-08; Atkins, 965 F.2d at 962. Accordingly, the Florida Supreme Court’s
decision denying relief on this claim was not contrary to or an unreasonable
application of clearly established federal law.
D.
Finally, Morris claims that cumulative trial court errors deprived him of his
Sixth Amendment right to a fair trial. “The cumulative error doctrine provides that
an aggregation of non-reversible errors (i.e., plain errors failing to necessitate
reversal and harmless errors) can yield a denial of the constitutional right to a fair
trial, which calls for reversal.” United States v. Baker, 432 F.3d 1189, 1223 (11th
Cir. 2005) (internal quotation marks omitted). We address claims of cumulative
error by first considering the validity of each claim individually, and then
examining any errors that we find in the aggregate and in light of the trial as a
whole to determine whether the appellant was afforded a fundamentally fair trial.
See United States v. Calderon, 127 F.3d 1314, 1333 (11th Cir. 1997).
31
Plainly, Morris’s cumulative error claim must fail. As demonstrated above,
none of Morris’s individual claims of error or prejudice have any merit, and
therefore we have nothing to accumulate. This Court has made clear that where
“[t]here [is] no error in any of the [trial] court’s rulings, the argument that
cumulative trial error requires that this Court reverse [the defendant’s] convictions
is without merit.” United States v. Taylor, 417 F.3d 1176, 1182 (11th Cir. 2005);
see also United States v. Waldon, 363 F.3d 1103, 1110 (11th Cir. 2004); United
States v. Barshov, 733 F.2d 842, 852 (11th Cir. 1984).3
Because Morris is not entitled to habeas relief on any of the claims raised on
appeal, we affirm the judgment of the district court and deny Morris’s petition for
3
Citing two decisions from one of our sister circuits, the State further argues that, in the
absence of Supreme Court precedent speaking to the issue of cumulative error claims in federal
habeas, Morris’s cumulative error claim does not even present a cognizable claim upon which
habeas relief may be granted under AEDPA. See Williams v. Anderson, 460 F.3d 789, 816 (6th
Cir. 2006) (“[C]umulative error claims are not cognizable on habeas because the Supreme Court
has not spoken on this issue.”); Lorraine v. Coyle, 291 F.3d 416, 447 (6th Cir. 2002), amended
on other grounds, 307 F.3d 459 (6th Cir. 2002) (“The Supreme Court has not held that distinct
constitutional claims can be cumulated to grant habeas relief.”). But see Parle v. Runnels, 505
F.3d 922, 928-29 (9th Cir. 2007) (recognizing claims of cumulative error in federal habeas,
stating that “the Supreme Court has clearly established that the combined effect of multiple trial
errors may give rise to a due process violation if it renders a trial fundamentally unfair, even
where each error considered individually would not require reversal” (citing Donnelly v.
DeChristoforo, 416 U.S. 637, 643 (1974); Chambers v. Mississippi, 410 U.S. 284, 290 n.3, 298,
302-03 (1973))). We need not determine today whether, under the current state of Supreme
Court precedent, cumulative error claims reviewed through the lens of AEDPA can ever succeed
in showing that the state court’s decision on the merits was contrary to or an unreasonable
application of clearly established law. For our purposes, it is enough to say that Morris’s
cumulative error claim clearly fails in light of the absence of any individual errors to accumulate.
32
relief.
AFFIRMED.
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