FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
April 25, 2012
FOR THE TENTH CIRCUIT Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
No. 11-4028
v. (D.C. No. 2:09-CR-00872-DB-1)
(D. Utah)
RAMON RIVERA,
Defendant-Appellant.
ORDER AND JUDGMENT *
Before LUCERO, McKAY, and GORSUCH, Circuit Judges.
A federal jury convicted Ramon Rivera of three armed robberies that
occurred in the same area in a span of about a month. First hit was the Family
Dollar store in Layton, Utah. Next came the Family Dollar store in Clinton. And
finally there was the Central Park restaurant in Sunset. At trial, the government
presented eyewitness testimony for each crime, physical evidence (including
*
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and
collateral estoppel. It may be cited, however, for its persuasive value consistent
with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
clothes and a gun linking Mr. Rivera to the crimes), surveillance video, expert
testimony that Mr. Rivera’s cell phone was in the area of the second and third
crime sites immediately after the crimes, and incriminating statements Mr. Rivera
made both before and after he was taken into custody.
On appeal, Mr. Rivera argues that the district court abused its discretion by
failing to grant him a mistrial. He points to the fact that Megan Johnson, a clerk
at the Layton Family Dollar and a witness to the first robbery, testified that she
had seen a news report on the Clinton robbery and believed the Layton and
Clinton robbers to be the same person. Though the government had supplied a
witness statement by Ms. Johnson to the defense, Mr. Rivera argues that the
statement did not include this particular line of testimony. And the government’s
failure to disclose this particular line of testimony before trial, Mr. Rivera says,
violated legal duties owed to him and entitled him to a mistrial.
Mr. Rivera, however, does little to explain the source of the legal duties he
has in mind. He briefly asserts that the government’s failure to disclose violated
Fed. R. Crim. P. 16, the United States Attorney’s Open File policy, and Brady v.
Maryland, 373 U.S. 83 (1963). But he makes no attempt to explain what portions
of these authorities or case law interpreting them support his argument. Brady,
for example, mandates the disclosure of exculpatory, not inculpatory evidence
such as this. Id. at 87-88. And even accepting (without granting) the possibility
Mr. Rivera might have a valid but unarticulated argument under Rule 16, it would
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not guarantee him a mistrial. A district court has wide discretion in fashioning an
appropriate remedy for Rule 16 violations, and in many cases the exclusion of the
undisclosed evidence is sufficient to cure any error. See United States v. Wicker,
848 F.2d 1059, 1061 (10th Cir. 1988) (“[T]here is no abuse of discretion when a
district judge for prophylactic purposes suppresses evidence . . . the government
should have disclosed earlier.”) (quotation omitted). And that’s precisely what
happened in this case. Finding the evidence inadmissible on other grounds, the
district court struck Ms. Johnson’s testimony regarding the news report and
instructed the jury to disregard it. Neither is this the exceptional case where the
stricken evidence might have “create[d] so strong an impression on the jurors that
they [were] unable to disregard it,” and made a mistrial necessary. United States
v. Williams, 923 F.2d 1397, 1401 (10th Cir. 1990). Given the presence of
surveillance video, self-incriminating statements, physical evidence, and expert
testimony all pointing independently and collectively to Mr. Rivera’s guilt, we
can say with certainty that Ms. Johnson’s incriminating testimony wasn’t so
potently prejudicial that a curative instruction was inadequate and mistrial
mandatory.
Separately but relatedly, Mr. Rivera argues that the government failed to
notify him of the changed testimony of Kelli Eldridge, an employee at the Central
Park restaurant and a witness to the third robbery. In a statement taken
immediately after the robbery (and provided to the defense), Ms. Eldridge said
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she could not remember the height of the robber and did not mention anything
about the robber having an accent. At trial, however, she stated that she believed
that the robber was between 5’1” and 5’7” and had an accent. Again, Mr. Rivera
argues that the government should have disclosed the change in testimony earlier
and submits that the district court abused its discretion by not granting a mistrial.
In Mr. Rivera’s view, prior disclosure of Ms. Eldridge’s change in testimony
might have led to more effective impeachment and so should have been disclosed
under United States v. Bagley, 473 U.S. 667, 676 (1985) (extending Brady rule to
impeachment evidence).
The difficulty is that, even accepting for purposes of our analysis
Mr. Rivera’s premise that earlier disclosure might have led to more effective
impeachment, to establish a Bagley violation he must show her testimony was
“material,” in the sense that it might have affected the outcome of his trial. Id. at
674-75. And this is something he cannot do. At trial, there was substantial
independent evidence pointing to Mr. Rivera’s guilt and Mr. Rivera has identified
no reason to believe that further investigation into the discrepancy would have
yielded useful exculpatory evidence that might have altered the outcome of his
trial.
Finally, and for the first time on appeal, Mr. Rivera challenges other
aspects of his trial, including the district court’s handling of the testimony of
Ms. Price, a witness to the Layton store robbery. As before, Mr. Rivera says the
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district court should have granted him a mistrial when the government did not
notify the defense Ms. Price would testify on the particular question of the
robber’s height (namely, that he was shorter than 5’5”). To prevail on issues not
raised at trial, however, an appealing party must satisfy the requirements of plain
error review. Fed. R. Crim. P. 52(b). Mr. Rivera, however, doesn’t even attempt
to meet this standard, failing even to mention the plain error standard much less
develop any argument suggesting why and how it is met, and all this necessarily
“marks the end of the road for [his] argument[s].” Richison v. Ernest Grp., Inc.,
634 F.3d 1123, 1131 (10th Cir. 2011).
Affirmed.
Entered for the Court
Neil M. Gorsuch
Circuit Judge
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