FILED
United States Court of Appeals
Tenth Circuit
May 8, 2012
UNITED STATES COURT OF APPEALS
Elisabeth A. Shumaker
FOR THE TENTH CIRCUIT Clerk of Court
DEANA (COLLIS) MARTIN,
Plaintiff-Appellant,
v. No. 11-3057
(D.C. No. 6:10-CV-01246-EFM-KGG)
DOUG MATTHEWS, Barton County (D. Kan.)
Attorney; KATHERINE WALKER,
Asst. Barton County Attorney,
Defendants-Appellees.
ORDER AND JUDGMENT *
Before KELLY, MURPHY, and MATHESON, Circuit Judges.
Plaintiff Deana Martin (formerly Collis), appeals from the district court’s
order dismissing her 42 U.S.C. § 1983 civil rights action against the defendants,
both Barton County (Kansas) Attorneys. The district court ruled that, based on
the facts alleged in plaintiff’s complaint, defendants are entitled to absolute
prosecutorial immunity. We affirm.
*
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and
collateral estoppel. It may be cited, however, for its persuasive value consistent
with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
BACKGROUND
Plaintiff’s daughter was removed from her custody in May 2007, when
Police Officer Turner received a report about possible abuse from the child’s
daycare provider. Plaintiff said her child fell while playing with the neighbor’s
dog and that the neighbor witnessed this accident. Her complaint states that even
though the police had not yet interviewed the neighbor, the Barton County
Attorney’s Office prepared an affidavit and a Child in Need of Care Petition,
signed by a Police Officer Bailey based on Officer Turner’s report. Police
interviewed the neighbor in June 2007, but plaintiff alleges that the officer’s
report incorrectly stated the neighbor had not seen the entire incident. The child
was returned to plaintiff’s home in December 2007. Plaintiff claims that a letter
from the neighbor explaining that he had witnessed the entire incident was
forwarded to the Barton County Attorney’s Office in April 2008.
In May 2008, plaintiff was arrested and charged with felony child abuse
based on her child’s May 2007 injuries. Plaintiff alleges her arrest was based on
an affidavit “prepared” by the Barton County Attorney’s Office and signed by
Officer Bailey which still stated, falsely, that the neighbor had not witnessed the
entire incident. Aplee’s Supp. App. at 5. The criminal charges against plaintiff
were dismissed in July 2008 by defendant Walker. No police officers are parties
to this action.
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Plaintiff asserted a claim for malicious prosecution and four claims for
“equitable relief” against two Barton County Attorneys. Id. at 5-8. She claimed
that County Attorney Matthews, “caused a false affidavit to be produced” despite
actual notice that the neighbor had witnessed the child’s fall. Id. at 6. Her only
allegation against Assistant County Attorney Walker is that Walker dismissed the
criminal complaint against her. Id. at 5.
DISMISSAL
Both Matthews and Walker filed motions to dismiss with their Answers.
They asserted absolute prosecutorial immunity from plaintiff’s § 1983 action
because her allegations all involved their prosecutorial functions of initiating a
prosecution and criminal case. They noted that plaintiff had not alleged that
either of them had signed an affidavit personally attesting to its truth.
Plaintiff did not respond to either motion. Three months after her time to
file a responsive brief expired, she filed a motion for extension of time to file a
response. The district court denied the motion under D. Kan. Rule 6.1(a) (stating
that “[a]bsent a showing of excusable neglect, the court will not grant extensions
requested after the specified time expires.”). The district court ruled that plaintiff
had not alleged any facts that would demonstrate the defendants were not entitled
to absolute prosecutorial immunity and, thus, dismissed her complaint.
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ANALYSIS
“We review de novo a district court’s conclusion on the question of
absolute immunity.” Gagan v. Norton, 35 F.3d 1473, 1475 (10th Cir. 1994). We
also review de novo a district court’s dismissal of a complaint for failure to state
a claim upon which relief can be granted, Fed. R. Civ. P. 12(b)(6), accepting all
well-pleaded factual allegations in the complaint as true and drawing all
inferences in favor of the plaintiff. Casanova v. Ulibarri, 595 F.3d 1120,
1124-25 (10th Cir. 2010); Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555–56
(2007). To survive a motion to dismiss brought pursuant to Rule 12(b)(6), the
pleadings must contain “enough facts to state a claim to relief that is plausible on
its face.” Twombly, 550 U.S. at 570; see also Ashcroft v. Iqbal, 556 U.S. 662, 678
(2009) (holding that a claim will have “facial plausibility when the plaintiff
pleads factual content that allows the court to draw the reasonable inference that
the defendant is liable for the misconduct alleged”). A complaint “that offers
‘labels and conclusions’ or ‘a formulaic recitation of the elements of a cause of
action will not do,’ . . . [n]or does a complaint suffice if it tenders ‘naked
assertion[s]’ devoid of ‘further factual enhancement.’ ” Iqbal, 556 U.S. at 678
(quoting Twombly, 550 U.S. at 555, 557). “Factual allegations must be enough to
raise a right to relief above the speculative level . . . on the assumption that all the
allegations in the complaint are true (even if doubtful in fact).” Twombly,
550 U.S. at 555 (citation omitted). Plaintiff’s complaint failed to meet these basic
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requirements. It contains only allegations that are facially barred by absolute
immunity, notwithstanding plaintiff’s belated attempt to add new allegations in
her opening brief.
“State prosecutors are entitled to absolute immunity against suits brought
pursuant to § 1983 for activities intimately associated with the judicial process,
such as initiating and pursuing criminal prosecutions.” Gagan, 35 F.3d at 1475
(internal quotations and ellipsis omitted). Such activities include “their decisions
to prosecute, their investigatory or evidence-gathering actions, their evaluation of
evidence, their determination of whether probable cause exists, and their
determination of what information to show the court.” Nielander v. Bd. of County
Comm’rs., 582 F.3d 1155, 1164 (10th Cir. 2009). In Kalina v. Fletcher, 522 U.S.
118 (1997), a prosecutor was sued for her (1) preparation and filing of an
information and motion for an arrest warrant, and (2) attestation to the truth of the
facts contained in the accompanying affidavit. The Court found absolute
immunity for the preparation and filing of the information and motion because she
was acting as an advocate in “her drafting of the certification, her determination
that the evidence was sufficiently strong to justify a probable-cause finding, her
decision to file charges, and her presentation of the information and the motion to
the court . . . indeed, even the selection of the particular facts to include in the
certification to provide the evidentiary support for the finding of probable cause.”
Id. at 130. But when the prosecutor personally attested to the truth of the facts in
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the affidavit, the Court ruled she was acting as a complaining witness rather than
a lawyer, and thus, was not entitled to absolute immunity. Id. at 129-31.
Plaintiff claims on appeal that Matthews is not entitled to immunity
because he “deliberately altered the [neighbor’s] statement to read that [he] had
not witnessed [the] accident,” “importun[ed] a law enforcement officer to present
it as the fact,” and “personally vouch[ed] for the facts of the affidavit.” Aplt. Br.
at 8, 12, 16. Her complaint made none of those allegations; it alleged only that
someone in the County Attorney’s Office “prepared” the affidavit and that the
affidavit was attested to by Officer Bailey. Aplee’s Supp. App. at 5. Her
complaint does not even allege that Matthews or Walker prepared the affidavit,
let alone that either attested to its accuracy or falsified a witness statement .
Plaintiff’s assertion in the complaint that “Matthews caused a false affidavit to be
produced,” id. at 6, is simply a “naked assertion devoid of further factual
enhancement.” Iqbal, 556 U.S. at 678 (alteration omitted) (internal quotation
marks omitted). We agree with the district court’s ruling that defendants, who are
“alleged only to have assisted with the preparation and presentation in judicial
proceedings of an affidavit signed by [Officer Bailey, have] prosecutorial
immunity.” Klen v. City of Loveland, Colo., 661 F.3d 498, 515 (10th Cir. 2011).
Plaintiff claims that the district court did not permit her to present
additional evidence. But plaintiff did not respond to the defendants’ motions to
dismiss, request leave to amend her complaint, or even object to the District
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Court’s dismissal by filing a motion for reconsideration. Thus, this claim is
without any factual merit.
To the extent that plaintiff is appealing from the district court’s denial of
her extension-of-time-request, we find no abuse of discretion. See Buchanan v.
Sherrill, 51 F.3d 227, 228 (10th Cir. 1995) (per curiam) (holding that we review
denial of motion for extension of time made under Fed. R. Civ. P. 6(b)(1) for
abuse of discretion). Plaintiff’s extension request violated both the federal and
local rules because it was made many months after the deadlines and plaintiff
offered no explanation for her three-month delay and did not, therefore
demonstrate any excusable neglect or meritorious reason for her delay. See Fed.
R. Civ. P. 6(b)(1) and D. Kan. 6.1(a).
In summary, we conclude that the defendants’ acts, as alleged in plaintiff’s
complaint, were intimately associated with the judicial process and that none of
her allegations suggest defendants’ actions were undertaken other than in their
role as advocates. Accordingly, we agree with the district court that defendants
are absolutely immune from suit.
The judgment of the district court is AFFIRMED.
Entered for the Court
Michael R. Murphy
Circuit Judge
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