UNITED STATES, Appellee
v.
Peter A. ORD, Private First Class
U.S. Army, Appellant
No. 05-0651
Crim. App. No. 20020961
United States Court of Appeals for the Armed Forces
Argued April 18, 2006
Decided July 3, 2006
PER CURIAM
Counsel
For Appellant: Captain Doug J. Choi (argued); Colonel John T.
Phelps II, Lieutenant Colonel Kirsten V.C. Brunson, and Major
Billy B. Ruhling II (on brief); Captain Charles L. Prichard Jr.
For Appellee: Captain Michael Friess (argued); Lieutenant
Colonel Theresa A. Gallagher, Major Natalie A. Kolb, and Captain
Edward E. Wiggers (on brief); Lieutenant Colonel Mary M.
Foreman.
Military Judge: Stephen R. Henley
THIS OPINION IS SUBJECT TO REVISION BEFORE FINAL PUBLICATION.
United States v. Ord, No. 05-0651/AR
PER CURIAM:
At a general court-martial composed of a military judge
sitting alone, Appellant was convicted, pursuant to his pleas,
of desertion, larceny (five specifications), and forgery, in
violation of Articles 85, 121, and 123, Uniform Code of Military
Justice (UCMJ), 10 U.S.C. §§ 885, 921, 923 (2000). He was
sentenced to a bad-conduct discharge, confinement for twenty-
seven months, and reduction to the grade of E-1.
The staff judge advocate (SJA) provided the convening
authority with a post-trial recommendation under Rule for
Courts-Martial (R.C.M.) 1106. Although Appellant had been
convicted of seven different offenses, the SJA’s recommendation
omitted one of the seven -- the finding concerning forgery. The
SJA recommended reduction of the period of confinement to
eighteen months pursuant to a pretrial agreement, 154 days of
confinement credit, and approval of the balance of the sentence.
The SJA did not make a specific recommendation with respect to
the findings.
The convening authority’s action approved the SJA’s
recommendation on the sentence. The convening authority’s
action did not expressly address the findings. On the same date
as the action, the 1st Armored Division issued an initial
promulgating order that, like SJA’s recommendation, omitted the
finding concerning forgery.
2
United States v. Ord, No. 05-0651/AR
The command forwarded the record of trial, including the
initial promulgating order, for appellate review by the United
States Army Court of Criminal Appeals. Subsequently, the
command issued a “corrected” promulgating order that included
the missing finding. According to a stipulation of fact entered
into by the parties, the “corrected” promulgating order was
occasioned by a request by someone in the lower court’s clerk’s
office for a corrected order to reflect the omitted finding.
The Office of the Clerk of the Court of Criminal Appeals
received the corrected promulgating order and filed it in the
record of trial. Neither the parties nor the court, however,
relied on the “corrected” promulgating order, which had been
issued by the command at a time when the case had not been
returned to the command for further action. See R.C.M. 1107(g).
On October 14, 2004, the court set aside the convening
authority’s action and returned the record for a new SJA
recommendation and convening authority’s action. United States
v. Ord, No. ARMY 20020961 (A. Ct. Crim. App. Oct. 14, 2004)
(unpublished). The order returning the case to the command led
to new submissions to the convening authority by the SJA and the
defense, as well as a new convening authority’s action that was
predicated upon a correct recitation in the SJA’s post-trial
recommendation of all seven findings adjudged by the court-
martial, including the forgery offense. On May 31, 2005, the
3
United States v. Ord, No. 05-0651/AR
Court of Criminal Appeals affirmed the findings and sentence as
approved in the new convening authority’s action, including the
forgery offense. United States v. Ord, No. ARMY 20020961 (A.
Ct. Crim. App. May 31, 2005).
Upon Appellant’s petition, we granted review of the
following issue:
WHETHER THE ARMY COURT OF CRIMINAL APPEALS
ERRED BY RETURNING THE CASE FOR A NEW POST-
TRIAL RECOMMENDATION AND ACTION TO ALLOW THE
CONVENING AUTHORITY TO APPROVE A GUILTY
FINDING WHEN THAT FINDING HAD BEEN OMITTED
FROM THE INITIAL POST-TRIAL RECOMMENDATION
AND ACTION.
Under United States v. Diaz, 40 M.J. 335, 345 (C.M.A.
1994), when the convening authority does not act expressly on
the findings, and the SJA’s recommendation omits a finding of
guilty adjudged by the court-martial, the Court of Criminal
Appeals may not presume that the convening authority approved
the omitted finding. In such a case, the court may return the
record for a new SJA recommendation and convening authority
action. See id.; United States v. Alexander, 63 M.J. ___ (18)
(C.A.A.F. 2006). Here, the court followed the procedure
outlined in Diaz. Accordingly, the decision of the United
States Army Court of Criminal Appeals is affirmed.
4