United States v. Carpenter

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA,  No. 10-30146 Plaintiff-Appellee, v.  D.C. No. 3:08-cr-00049-JO-1 TERANCE SCOTT CARPENTER, OPINION Defendant-Appellant.  Appeal from the United States District Court for the District of Oregon Robert E. Jones, Senior District Judge, Presiding Submitted May 10, 2012* Portland, Oregon Filed May 22, 2012 Before: Alex Kozinski, Chief Judge, Richard C. Tallman and Sandra S. Ikuta, Circuit Judges. Per Curiam Opinion *The panel unanimously concludes this case is suitable for decision without oral argument. See Fed. R. App. P. 34(a)(2). 5645 UNITED STATES v. CARPENTER 5647 COUNSEL Michael R. Levine and Matthew G. McHenry, Levine & McHenry LLC, Portland, Oregon, for appellant Terance Scott Carpenter. S. Amanda Marshall, Kelly A. Zusman and Stephen F. Peifer, Office of the United States Attorney, Portland, Oregon, for appellee United States of America. OPINION PER CURIAM: Terance Carpenter was convicted of five counts relating to child pornography. He appeals on two grounds. 1. At Carpenter’s trial, the prosecution rested its case-in- chief, and a discussion ensued among Carpenter, his lawyer and the trial judge about whether Carpenter would testify. Carpenter and his lawyer spoke privately, then returned to the courtroom. The judge asked for Carpenter’s decision about 5648 UNITED STATES v. CARPENTER testifying, to which Carpenter’s lawyer replied: “Your Honor, Mr. Carpenter tells me he wants to represent himself.” Car- penter argues the district court erred in not holding a hearing on whether Carpenter made a knowing, voluntary and intelli- gent request for self-representation under Faretta v. Califor- nia, 422 U.S. 806 (1975). [1] To invoke his right to self-representation, a criminal defendant must assert that right in a manner that’s “timely, not for purposes of delay, unequivocal, voluntary, [and] intel- ligent.” United States v. Maness, 566 F.3d 894, 896 (9th Cir. 2009). Carpenter’s request, to the extent his counsel’s state- ment indicated a request, was both untimely and equivocal. [2] “A demand for self-representation is timely if made before meaningful trial proceedings have begun.” United States v. Bishop, 291 F.3d 1100, 1114 (9th Cir. 2002). A defendant’s “failure to make a timely assertion of his constitu- tional right to self representation act[s] as a waiver of this right.” United States v. Schaff, 948 F.2d 501, 503 (9th Cir. 1991); see also Jackson v. Ylst, 921 F.2d 882, 888 (9th Cir. 1990). Here, the first mention that Carpenter had told counsel he wanted to represent himself came at the end of the second day of trial, after the government had presented six witnesses and rested its case-in-chief. Therefore, as in Schaff, “[t]he dis- trict court did not err in denying [Carpenter’s] untimely motion to proceed in pro se.” Schaff, 948 F.2d at 503. [3] Moreover, Carpenter failed to make an unequivocal request. To qualify as unequivocal, “[a] defendant must make an explicit choice between exercising the right to counsel and the right to self-representation so that a court may be reason- ably certain that the defendant wishes to represent himself.” United States v. Arlt, 41 F.3d 516, 519 (9th Cir. 1994). Car- penter himself never stated that he wished to represent himself—only his counsel suggested that. And, in context, even his counsel appeared to be indicating merely Carpenter’s frustration with him on the issue of who would testify for the UNITED STATES v. CARPENTER 5649 defense. Regardless, Carpenter then engaged in direct dia- logue with the trial judge about potential witnesses, yet never mentioned a desire to represent himself. And, the next morn- ing, when the judge directly asked Carpenter whether he was “prepared to have [counsel] do the closing argument,” Car- penter said: “Well, yes.” In these circumstances, the district court could not have been “reasonably certain that the defen- dant wishe[d] to represent himself,” id., meaning that Carpen- ter failed to make an unequivocal request for self- representation. 2. Carpenter also argues the district court erred in denying his motion to dismiss as barred by the statute of limitations the first two counts against him. Those counts charged Car- penter with producing child pornography in violation of 18 U.S.C. § 2251(a) and permitting a minor child to engage in sexually explicit conduct in violation of 18 U.S.C. § 2251(b). Carpenter argues that, because these charges didn’t involve any physical contact between him and the child, they don’t fall under the extended statute of limitations for offenses involving the sexual abuse of a child found in 18 U.S.C. § 3283 and instead are subject to 18 U.S.C. § 3282’s general five-year statute of limitations for non-capital offenses, which elapsed before Carpenter was indicted. He points to 18 U.S.C. § 2242, which is titled “Sexual Abuse” and requires “a sexual act,” and 18 U.S.C. § 2243, which is titled “Sexual Abuse of a Minor or Ward” and has the same requirement. [4] But neither of those statutes claims to define “sexual abuse.” Title 18’s only definition of that term is in 18 U.S.C. § 3509(a) and states: “For purposes of this section . . . the term ‘sexual abuse’ includes the employment, use, persuasion, inducement, enticement, or coercion of a child to engage in, or assist another person to engage in, sexually explicit con- duct or the rape, molestation, prostitution, or other form of sexual exploitation of children, or incest with children.” That language easily encompasses what Carpenter’s first two counts charged him with, and we find the definition the 5650 UNITED STATES v. CARPENTER appropriate one to use for purposes of section 3283’s extended statute of limitations. As both parties acknowledge, subsection 3509(a) was part of the same statutory section as the first extended statute of limitations for offenses involving sexual abuse of children. Congress then re-codified the sections as part of an effort to consolidate various statutes of limitations in a single chapter, so it makes little sense to detach the statutory definition in a way that would have the opposite effect of Congress’s consis- tent efforts to extend the statute of limitations for crimes of sexual abuse against children. Two other circuits have looked to subsection 3509(a)’s def- inition in similar contexts. Mugalli v. Ashcroft, 258 F.3d 52 (2d Cir. 2001), addressed the meaning of “sexual abuse of a minor” in order to determine whether Mugalli’s crime quali- fied as an aggravated felony for purposes of immigration law. The Second Circuit found “the § 3509(a) definition . . . appro- priate” in defining “sexual abuse,” both because it’s the defi- nition offered in Title 18 and because it accords with common usage. Id. at 58-59. [5] In United States v. Coutentos, 651 F.3d 809 (8th Cir. 2011), the Eighth Circuit found that producing child pornog- raphy involves “sexual abuse of a child” as used in section 3283’s extended statute of limitations. The court applied sub- section 3509(a)’s definition of “sexual abuse” in reaching that conclusion: “[T]he offense of producing child pornography involves the ‘sexual abuse’ of a child as that term is defined in § 3283. Accordingly, we conclude that § 3283 is the gov- erning limitations period for the production charge.” Id. at 816-17. Just like the crimes charged in Carpenter’s first and second counts, producing child pornography need not involve physical contact with the victim. [6] Carpenter concedes that Mugalli and especially Cou- tentos cut squarely against him. We join our sister circuits in UNITED STATES v. CARPENTER 5651 looking to subsection 3509(a) for a definition of “sexual abuse” under federal law, and find it the appropriate definition to use in applying section 3283’s extended statute of limita- tions. AFFIRMED.