11-1051-cv
Adonna v. Sargent Mfg. Co.
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1,
2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1.
WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN
ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON
ANY PARTY NOT REPRESENTED BY COUNSEL.
1 At a stated term of the United States Court of Appeals
2 for the Second Circuit, held at the Daniel Patrick Moynihan
3 United States Courthouse, 500 Pearl Street, in the City of
4 New York, on the 23rd day of May, two thousand twelve.
5
6 PRESENT: RICHARD C. WESLEY,
7 RAYMOND J. LOHIER, JR.,
8 Circuit Judges,
9 J. GARVAN MURTHA,
10 District Judge.*
11
12
13
14 FRANK ADONNA,
15
16 Plaintiff-Appellant,
17
18 -v.- 11-1051-cv
19
20 SARGENT MANUFACTURING COMPANY, UNITED
21 ELECTRICAL, RADIO AND MACHINE WORKERS OF
22 AMERICA LOCAL 243,
23
24 Defendants-Appellees.**
25
26
*
The Honorable J. Garvan Murtha, of the United States
District Court for the District of Vermont, sitting by
designation.
**
The Clerk of Court is respectfully instructed to amend
the caption as set forth above.
1 FOR APPELLANT: JOHN R. WILLIAMS, New Haven, CT.
2
3 FOR APPELLEE Sargent
4 Manufacturing Company: WARREN L. HOLCOMB (Michael P.
5 Devlin, on the brief), Berchem,
6 Moses & Devlin, P.C., Milford, CT.
7
8 FOR APPELLEE United
9 Electrical, Radio and
10 Machine Workers of
11 America Local 243: JAMIE L. MILLS, Hartford, CT.
12
13 Appeal from the United States District Court for the
14 District of Connecticut (Bryant, J.).
15
16 UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED
17 AND DECREED that the judgment of the district court be
18 AFFIRMED.
19 Plaintiff-Appellant Frank Adonna appeals the decision
20 of the United States District Court for the District of
21 Connecticut (Bryant, J.), dismissing numerous state law
22 claims Adonna asserted against Defendants-Appellees Sargent
23 Manufacturing Company (“Sargent”) and United Electrical,
24 Radio and Machine Workers of America Local 243 (the
25 “Union”). The district court granted Defendants’ motion to
26 dismiss the state law claims on the basis that they were
27 preempted by the Labor Management Relations Act (“LMRA”), 29
28 U.S.C. § 141, et seq. We assume the parties’ familiarity
29 with the underlying facts and procedural history of the
30 case.
2
1 Because the district court dismissed the state law
2 claims on the pleadings, we review the district court’s
3 decision de novo, taking the allegations in the complaint as
4 true and making all reasonable inferences in Adonna’s favor.
5 See Sullivan v. Am. Airlines, Inc., 424 F.3d 267, 270 (2d
6 Cir. 2005). As an initial matter, Adonna explicitly
7 concedes that he has no viable action against the Union. He
8 also explicitly limits his challenge on appeal to only the
9 dismissal of his claims of negligent infliction of emotional
10 distress (“NIED”) and intentional infliction of emotional
11 distress (“IIED”) against Sargent.
12 Adonna contends that his two remaining claims are not
13 preempted by the LMRA. Section 301 of the LMRA confers
14 jurisdiction in the federal district courts for “[s]uits for
15 violation of contracts between an employer and a labor
16 organization representing employees in an industry affecting
17 commerce.” 29 U.S.C. § 185(a). The preemptive effect of
18 this section extends to “suit[s] alleging liability in
19 tort.” Allis-Chalmers Corp. v. Lueck, 471 U.S. 202, 211
20 (1985). “[W]here the resolution of a state-law claim
21 depends on an interpretation of the [collective bargaining
22 agreement], the claim is pre-empted.” Hawaiian Airlines,
3
1 Inc. v. Norris, 512 U.S. 246, 261 (1994) (emphasis added).
2 But “when the meaning of contract terms is not the subject
3 of dispute, the bare fact that a collective-bargaining
4 agreement will be consulted in the course of state-law
5 litigation plainly does not require the claim to be
6 extinguished.” Livadas v. Bradshaw, 512 U.S. 107, 123
7 (1994).
8 In our view, resolution of certain of Adonna’s claims
9 would require more than mere consultation to the collective
10 bargaining agreement (“CBA”). With respect to the elements
11 of NIED under Connecticut law, the determination of whether
12 Sargent’s conduct created an unreasonable risk of causing
13 Adonna emotional distress, see Carrol v. Allstate Ins. Co.,
14 815 A.2d 119, 127 (Conn. 2003), depends on the
15 interpretation of several provisions in the CBA. Adonna’s
16 complaint alleges that Sargent improperly suspended him,
17 reduced his pay, reassigned him, and placed demands upon him
18 that it did not impose upon other employees. Whether this
19 alleged conduct was in any way wrongful, and thus could
20 create an unreasonable risk of causing Adonna emotional
21 distress, cannot be determined without examining the CBA
22 provisions pertaining to the employer’s right to manage,
4
1 direct, and discipline the workforce, and set employee
2 wages. Because Adonna’s NIED claims concerning his
3 supervision, discipline, reassignment, and pay are
4 “inextricably intertwined with consideration of the terms of
5 the labor contract,” they are preempted by § 301 of the
6 LMRA. Allis-Chalmers, 471 U.S. at 213.
7 We draw the same conclusion for Adonna’s IIED claims
8 concerning this conduct because they rest on the same
9 factual allegations Adonna relies upon to support his NIED
10 claims. Resolution of the IIED claims, including the
11 inquiry into whether the alleged conduct was extreme and
12 outrageous, see Carrol, 815 A.2d at 126, requires
13 interpretation of the same CBA provisions discussed above.
14 Because Adonna’s state law claims for NIED and IIED based on
15 this conduct are preempted by § 301, the district court’s
16 dismissal of those claims was proper. See Allis-Chalmers,
17 471 U.S. at 220; Anderson v. Aset Corp., 416 F.3d 170, 171-
18 72 (2d Cir. 2005).
19 Adonna also alleges that Sargent placed Adonna in
20 danger by demanding that he enter enclosed tanks to clean
21 out and remove toxic materials. Counsel for Sargent
22 conceded at oral argument that Adonna’s NIED and IIED claims
5
1 concerning this grievance depend not on the CBA but on
2 Connecticut tort law. Even if this concession is correct,
3 and we then concluded that these claims are not preempted by
4 § 301, it is quite clear that Adonna pled no facts
5 indicating that by assigning him this task Sargent engaged
6 in extreme and outrageous conduct or created an unreasonable
7 risk of causing emotional distress. See Carrol, 815 A.2d at
8 126, 127. We therefore affirm the district court’s
9 dismissal of these claims on the basis that Adonna failed to
10 state a claim upon which relief can be granted. See Fed. R.
11 Civ. P. 12(b)(6).
12 We have considered Adonna’s remaining arguments and
13 find them to be without merit. For the foregoing reasons,
14 the judgment of the district court is hereby AFFIRMED.
15 Defendants-Appellees are awarded costs.
16
17 FOR THE COURT:
18 Catherine O’Hagan Wolfe, Clerk
19
20
6