Case: 10-40899 Document: 00511952722 Page: 1 Date Filed: 08/10/2012
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT United States Court of Appeals
Fifth Circuit
FILED
August 10, 2012
No. 10-40899 Lyle W. Cayce
Clerk
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v.
WAYNE EDWARD HANDY,
Defendant - Appellant.
Appeal from the United States District Court
for the Eastern District of Texas
USDC No. 6:04-CR-91
Before WIENER, ELROD, and SOUTHWICK, Circuit Judges.
PER CURIAM:*
Wayne Edward Handy appeals the sentence he received after he was re-
sentenced on one count of being a felon in possession of a firearm, in violation of
18 U.S.C. § 922(g). We REMAND for the district court to determine whether the
firearm possessed by Handy facilitated, or had the potential to facilitate, his
cocaine possession, as required for the application of the sentencing
enhancement that Handy received under U.S.S.G. § 2K2.1(b)(6) and for
resentencing, if necessary.
*
Pursuant to 5th Cir. R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5th Cir.
R. 47.5.4.
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No. 10-40899
I.
A jury convicted Handy of being a felon in possession of a handgun (Count
One) and ammunition (Count Two). The district court sentenced Handy to 120
months’ imprisonment on each count, to run concurrently, and three years of
supervised release. We affirmed. United States v. Handy, 222 F. App’x 414, 415
(5th Cir. 2007) (unpublished) (district court properly denied Handy’s motion to
suppress).
Handy filed a motion pursuant to 28 U.S.C. § 2255 to vacate, set aside, or
correct his sentence. Adopting the magistrate judge’s recommendation, the
district court concluded that Handy’s counsel was ineffective for failing to object
to Handy being charged with two counts of violation of 18 U.S.C. § 922(g), which
prohibits felons from possessing a firearm or ammunition. Counsel’s failure to
object was deficient because of our holding in United States v. Berry, 977 F.2d
915, 919 (5th Cir. 1992), that § 922(g) does not permit the simultaneous
possession of a firearm and ammunition to be charged as two separate offenses.
The district court granted relief “to the extent that a new Judgment will be
entered . . . on only one count, with the remaining count dismissed.” Handy v.
United States, 6:07-CV-300, 2008 WL 4612909, at *1 (E.D. Tex. Oct. 16, 2008).
At Handy’s initial resentencing hearing, the district court granted Handy’s
request for a revised presentence report (PSR). The district court later stated
that Handy was “probably not entitled to [the court’s] ordering another
Presentence Report,” but that it asked the probation department to prepare a
new PSR “[o]ut of an abundance of just fairness, just equity[;] it had been a
number of years since this had happened.”
In preparing the revised PSR, the probation department used the
November 1, 2009 edition of the Sentencing Guidelines. The PSR assigned
Handy a base offense level of 20. It then assigned a four-level increase pursuant
to U.S.S.G. § 2K2.1(b)(5) because Handy possessed a firearm “in connection with
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another felony offense”—here, the possession of 2.5 grams of cocaine base that
he had at the time of his arrest.1 According to the PSR, Handy’s arrest occurred
when officers arrived at a residence in reference to a possible shooting. The
officers observed several individuals walking away from the scene. The officers
spotted Handy and another individual in a vehicle parked in the driveway,
apparently ducking down to avoid detection. As an officer approached the
vehicle, Handy exited from the passenger side door. The PSR also indicates that
Handy was previously convicted of, inter alia, evading arrest in 1993, 1995, and
1998, and of fleeing in 1995.
Based on a total offense level of 24 and Handy’s extensive criminal history,
the PSR calculated a Guidelines range of 100 to 120 months. The district court
adopted the PSR’s Guidelines recommendation and resentenced Handy to 120
months’ imprisonment and three years of supervised release, and dismissed
Count Two. This appeal timely followed.
II.
Because Handy was re-sentenced after the Supreme Court rendered the
Sentencing Guidelines advisory in United States v. Booker, 543 U.S. 220 (2005),
we review his sentence “for reasonableness under an abuse-of-discretion
standard.” United States v. Mondragon-Santiago, 564 F.3d 357, 360 (5th Cir.
2009) (citing Gall v. United States, 552 U.S. 38, 46 (2007)). Under Gall, this
review proceeds in two stages. First, we must “ensure that the district court
committed no significant procedural error, such as failing to calculate (or
improperly calculating) the Guidelines range.” 552 U.S. at 51. If the sentence
is procedurally sound, we review the sentence for substantive reasonableness.
1
Under the 2009 Sentencing Guidelines, the PSR should have cited § 2K2.1(b)(6)
instead of § 2K2.1(b)(5), which was the correct subsection at the time of Handy’s original
sentencing in January 2006. Section 2K2.1(b)(5) was recodified in 2006 as § 2K2.1(b)(6), which
contains identical language as the former § 2K2.1(b)(5): that the defendant “[u]sed or
possessed any firearm or ammunition in connection with another felony offense.”
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Id. We review the district court’s application of the Sentence Guidelines de novo
and its factual findings for clear error. United States v. Cantu-Ramirez, 669
F.3d 619, 628 (5th Cir. 2012). “There is no clear error if the district court’s
finding is plausible in light of the record as a whole.” United States v. Cisneros-
Gutierrez, 517 F.3d 751, 764 (5th Cir. 2008). We apply a presumption of
reasonableness to within-Guidelines sentences. United States v. Ochoa, 667 F.3d
643, 651 (5th Cir. 2012).
Handy argues that the district court procedurally erred in overruling his
objection to his four-level enhancement under § 2K2.1(b)(6). He argues that the
enhancement was improper under United States v. Jeffries, 587 F.3d 690 (5th
Cir. 2009). We held in Jeffries that drug-possession felonies, as opposed to drug-
trafficking felonies,2 can trigger § 2K2.1(b)(6) only if the district court makes an
affirmative finding that “the firearm facilitated or had the potential to facilitate
the drug possession.” Id. at 694. Here, the relevant offense was Handy’s
possession of cocaine, so he argues that the district court violated Jeffries by
imposing the § 2K2.1(b)(6) enhancement without making the finding it requires.
Handy is correct that Jeffries requires a finding that Handy’s possession
of the firearm “facilitated or had the potential to facilitate” his cocaine
possession. 587 F.3d at 694. The proper remedy in this case is to remand for the
district court to make this finding and for resentencing, if necessary. See United
States v. Bolton, 112 F. App’x 372 (5th Cir. 2004) (per curiam) (unpublished)
(remanding “for such further findings as may be warranted and, if required,
resentencing”).
We acknowledge that Jeffries vacated and remanded for resentencing, id.
at 695, but it did so based on a substantially different set of facts. The defendant
2
For drug trafficking offenses, the enhancement automatically applies if a defendant’s
firearm is found in close proximity to drugs, drug manufacturing materials, or drug
paraphernalia. Id. at 692.
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in Jeffries had a gun with him in his car when he was stopped and arrested. Id.
at 691. A subsequent search turned up a single rock of crack cocaine on the floor
behind the driver’s seat. Id. The defendant denied it was his, claiming that his
girlfriend, who was riding with him in the car, must have put it there without
his knowledge. Id. We described this record as “devoid of evidence that would
support any finding that Mr. Jeffries’s possession of the firearm ‘facilitated’ his
possession of cocaine” because “[a]t best, the Government has shown only that
Mr. Jeffries possessed cocaine and a firearm at the same time.” Id. at 693.
Based on the record, we concluded that the application of the § 2K2.1(b)(6)
enhancement was improper, and vacated and remanded. Id. at 695. We
explained that the “district court here made no finding of facilitation, nor do we
find such a finding plausible in light of the record as a whole.” Id. at 694–95
(emphasis added). In contrast to Jeffries, the instant record is not devoid of
evidence that could support a finding of facilitation (or the potential to facilitate).
Certainly such a finding is not implausible in this case. See id.
Next, Handy argues that the § 2K2.1(b)(6) enhancement was improper
under Apprendi v. New Jersey, 530 U.S. 466 (2000), because a jury did not
finding that he possessed the cocaine. But this contention misapprehends
Apprendi, which held only that a jury must decide any fact, other than a prior
conviction, “that increases the penalty for a crime beyond the prescribed
statutory maximum.” Id. at 490 (emphasis added). Handy’s sentence did not
exceed the statutory maximum for his felon-in-possession conviction, so
Apprendi does not apply.
Handy’s brief also includes a laundry list of additional arguments,
including: that his counsel was constitutionally ineffective in sundry respects;
that his sentence was substantively unreasonable; that the district court
committed reversible error by failing to consider Handy’s mitigating evidence to
downwardly depart from the Guidelines; and that his sentencing hearing denied
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him due process. Some of Handy’s arguments are rather confusing, but we have
considered each argument that we are able to comprehend, and we conclude that
they are meritless.
III.
For the foregoing reasons, we REMAND for the district court to enter a
finding as to whether Handy’s possession of the firearm “facilitated or had the
potential to facilitate” his cocaine possession, Jeffries, 587 F.3d at 694, and for
resentencing, if necessary.
Handy’s motion for judicial notice is DENIED as moot in light of this
court’s order granting him the right to proceed pro se. Handy’s motion to correct
or modify the record is DENIED.
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