Malone v. Merit Systems Protection Board

NOTE: This disposition is nonprecedential. United States Court of Appeals for the Federal Circuit __________________________ MARCUS A. MALONE, Petitioner, v. MERIT SYSTEMS PROTECTION BOARD, Respondent. __________________________ 2012-3036 __________________________ Petition for review of the Merit Systems Protection Board in case no. CH-1221-11-0078-W-1. ___________________________ Decided: August 13, 2012 ___________________________ MARCUS A. MALONE, Akron, Ohio, pro se. KATHERINE M. SMITH, Attorney, Office of the General Counsel, Merit Systems Protection Board, of Washington, DC, for respondent. With him on the brief were JAMES M. EISENMANN, General Counsel and KEISHA DAWN BELL, Deputy General Counsel. __________________________ Before NEWMAN, LOURIE, and O’MALLEY, Circuit Judges. MALONE v. MSPB 2 PER CURIAM. Marcus A. Malone petitions for review of the final de- cision of the Merit Systems Protection Board (“Board”) affirming the Administrative Judge’s (“AJ”) decision dismissing Mr. Malone’s individual right of action (“IRA”) under the Whistleblower Protection Act (“WPA”) for lack of jurisdiction. Malone v. Dep’t of Commerce, 2011 MSPB LEXIS 5857 (Sept. 30, 2011) (“Final Order”); Malone v. Dep’t of Commerce, 2011 MSPB LEXIS 1128 (Feb. 22, 2011) (“Initial Decision”). For the reasons explained below, we affirm. BACKGROUND Mr. Malone received a two-month temporary ap- pointment, effective April 19, 2010, as an enumerator for the Census Bureau in Akron-Summit, Ohio. On June 13, 2010, six days before the appointment expired, the agency terminated Mr. Malone’s appointment for lack of work, as noted on Standard Form 50. Mr. Malone filed a complaint with the Office of Spe- cial Counsel (“OSC”) on May 12, 2010, using Form 11. He filed additional entries of Form 11 on May 15, June 23, and July 1, 2010. In a letter dated August 10, 2010, Angela Rush, a Complaints Examiner at OSC, informed Mr. Malone that OSC was “unable to infer that the decision to terminate [him] was in violation of 5 U.S.C. § 2302(b)(8).” Ms. Rush identified the following allegations from Mr. Malone’s complaints: (1) that his cell phone was being tapped; (2) that he had previously recorded and exposed “organized crime clicks” that call themselves a Secret Society; (3) that his crew leader, Chad Archibald, falsified informa- tion when completing enumerator questionnaire forms; (4) that there is a conspiracy to terminate him; and (5) that 3 MALONE v. MSPB management officials show favoritism to “mob clicks” by dividing bonus checks at the end of the year. Ms. Rush explained that the OSC review found that there was no indication that Mr. Malone’s termination was due to his report, and that he had failed to show his firing resulted from the subject of his complaint or that there was any connection between the termination and his disclosures. On August 16, 2010, Mr. Malone responded to this preliminary determination in a letter to Ms. Rush. In this letter, he alleged that he had been misquoted, and he elaborated on his allegations against Mr. Archibald. Mr. Malone also alleged that Lina Coleman, a Census super- visor, had been involved in a conspiracy to terminate him based on his disclosures to the Census fraud line and OSC. In a letter dated August 25, 2010, Ms. Rush in- formed Mr. Malone that the file on his complaint had been closed, and that he had a right to seek corrective action from the Board. On October 25, 2010, Mr. Malone filed his appeal with the Board. On November 1, 2010, the AJ issued an ac- knowledgement order. The AJ noted that it was unclear whether the Board had jurisdiction and ordered Mr. Malone to specifically identify, with detail, every alleged disclosure made, and further ordered Mr. Malone “to file evidence and argument to prove that this action is within the Board’s jurisdiction.” Mr. Malone timely filed a response on November 5, 2010, including an excerpt of his Form 11 submission of May 15, 2010, and his correspon- dence with OSC. On November 26, 2010, the Department of Commerce filed a motion to dismiss for lack of jurisdiction under the WPA and, in the alternative, a response. The agency argued that Mr. Malone failed to establish jurisdiction because Mr. Malone failed to make a non-frivolous allega- MALONE v. MSPB 4 tion of whistleblowing activity in his OSC complaint or his Board appeal. On November 29, 2010, the AJ issued an order directing Mr. Malone to file a copy of his OSC complaint and any amendments to that complaint by December 10, 2010. Mr. Malone did not respond until February 9, 2011, well after the AJ’s close of his file. Mr. Malone’s response, moreover, did not include his OSC complaint. On February 14, 2011, the AJ rejected Mr. Malone’s submission as untimely, finding that Mr. Malone had not shown good cause for the late filing. The AJ issued her initial decision dismissing Mr. Malone’s claim for lack of jurisdiction on February 22, 2011, ex- plaining that Mr. Malone had failed to establish the basis of his whistleblower claim filed with OSC and, therefore, he failed to make a non-frivolous allegation such that the Board could exercise jurisdiction. Initial Decision at *2-6. Mr. Malone petitioned the Board for review on March 25, 2011. He submitted a DVD and DVD table of contents that he claimed showed the alleged errors made by the AJ. The DVD failed to play, and the Board requested that Mr. Malone file a written summary of the DVD with any documentary evidence that was on the DVD by June 23, 2011. Mr. Malone responded on June 27, 2011. On September 30, 2011, the Board issued its final or- der denying Mr. Malone’s petition for review. Final Order at *1. The Board first dismissed Mr. Malone’s claims of adjudicatory error, finding no error in the AJ’s rejection of Mr. Malone’s late-filed submission on February 9, 2011. Id. at *5-10. While Mr. Malone had attempted to file his OSC complaint with the Board on appeal, the Board rejected it because Mr. Malone failed to show that it was unavailable prior to the close of the record below, despite his due diligence. Id. at *4 n.2. 5 MALONE v. MSPB The Board agreed that Mr. Malone’s appeal should be dismissed for lack of jurisdiction. Id. at *10. The Board found that Mr. Malone could not prove that he exhausted his claims before OSC because his claims lacked clarity. Id. at *12. The Board stated that it was “unable to dis- cern what alleged protected disclosures are before the Board and therefore cannot determine whether the appel- lant raised these same disclosures before OSC.” Id. at *13. Mr. Malone timely filed his appeal of the final deci- sion to this court. We have jurisdiction pursuant to 28 U.S.C. § 1295(a)(9). STANDARD OF REVIEW Our standard of review in an appeal from the Board is limited by statute. 5 U.S.C. § 7703(c); see Carr v. Soc. Sec. Admin., 185 F.3d 1318, 1321 (Fed. Cir. 1999); O’Neill v. Office of Pers. Mgmt., 76 F.3d 363, 364-65 (Fed. Cir. 1996). We may reverse a decision of the Board only if it is “(1) arbitrary, capricious, an abuse of discretion, or other- wise not in accordance with law; (2) obtained without procedures required by law, rule, or regulation having been followed; or (3) unsupported by substantial evi- dence.” 5 U.S.C. § 7703(c) (2006). Whether the Board has jurisdiction over an appeal is a question of law, which we review de novo. Herman v. Dep’t of Justice, 193 F.3d 1375, 1378 (Fed. Cir. 1999). DISCUSSION Under this court’s precedent, the Board may exercise jurisdiction over an IRA appeal only if the appellant has exhausted his administrative remedies before OSC 1 and 1 Pursuant to 5 U.S.C. § 1214(a)(3), only an em- ployee without a right of direct appeal to the Board is required to seek corrective action from OSC before seek- ing corrective action from the Board. Briley v. Nat’l MALONE v. MSPB 6 makes non-frivolous allegations that (1) he engaged in whistleblowing activity by making a protected disclosure under 5 U.S.C. § 2302(b)(8), and (2) the disclosure was a contributing factor in the agency’s decision to take or fail to take a personnel action as defined by 5 U.S.C. § 2302(a). Yunus v. Dep’t of Veterans Affairs, 242 F.2d 1367, 1371-72 (Fed. Cir. 2001). The Board may consider only the disclosures of information and the personnel actions that an appellant raises in his complaint to OSC. Briley, 236 F.3d at 1377. To show exhaustion, the em- ployee “must make allegations with sufficient detail to the OSC.” Langer v. Dep’t of Treasury, 265 F.3d 1259, 1268 (Fed. Cir. 2001). The Board dismissed Mr. Malone’s complaint because it was unable to determine whether he had exhausted his claims with OSC before appealing to the Board. Final Order at *13. Mr. Malone was ordered by the AJ to file his OSC complaint—the most helpful document for this determination—but he failed to do so. While Mr. Malone attempted to submit his OSC complaint to the Board with his petition for review, the Board rejected it because Mr. Malone failed to make a showing that, despite his due diligence, the complaint was not available when the record closed. Id. at *4 n.2 (citing 5 C.F.R. § 1201.115(d)). Without this complaint in the record, the Board at- tempted to piece together other documents from which it might have ascertained whether Mr. Malone had ex- hausted his complaint, including his correspondence with Ms. Rush at OSC and his appeal to the Board. Id. at *10- 13. The Board found that the lack of clarity in Mr. Malone’s claims in his appeal and in the documents in the Archives & Record Admin., 236 F.3d 1373, 1377 (Fed. Cir. 2001). 7 MALONE v. MSPB record prevented the Board from determining whether he had exhausted his claims before OSC. Id. An examination of the record shows that Mr. Malone’s correspondence with OSC is unclear and contradictory. The August 10, 2010, letter from Ms. Rush summarizes Mr. Malone’s claims, including a general claim about Mr. Archibald, but does not provide any details about the alleged reprisal for Mr. Malone’s disclosures. Mr. Malone’s response to Ms. Rush’s letter actually suggests that Mr. Archibald was attempting to terminate him due to prior whistleblowing activity not at issue on this appeal rather than for his call to the Census fraud line on May 13, 2010, or his complaint with OSC. It is also unclear from Ms. Rush’s letter whether OSC investigated any claims against Ms. Coleman. Mr. Malone’s correspon- dence with OSC suggests that he did not assert any claims about Ms. Coleman until after he received the August 10, 2010, letter closing his case. In examining the correspondence with OSC, we cannot determine the details of the claims raised by Mr. Malone or the extent of OSC’s actions. In fact, the final letter from Ms. Rush on August 25, 2010, seems to suggest that Mr. Malone did not make his claims with enough specificity or clarity to provide OSC a sufficient basis for its investigation. See Langer, 265 F.3d at 1268. Mr. Malone’s allegations in his appeal to the Board are equally unclear. One possible interpretation of his allegations, based on their placement in the appeal form, is that Mr. Malone made protected disclosures to Mr. Archibald on May 11, 2010, and to Ms. Coleman on May 21, 2010. Another possible interpretation is that Mr. Malone made disclosures about Mr. Archibald and Ms. Coleman, and that there was a conspiracy to terminate him based on these disclosures. A third possible interpre- tation is that Mr. Malone made a protected disclosure MALONE v. MSPB 8 about Mr. Archibald to Ms. Coleman. With regard to any alleged reprisal for protected disclosures, Mr. Malone’s allegations seem to suggest that such reprisal, which was allegedly carried out by Ms. Coleman, was due to Mr. Malone’s disclosures to her or to the Census fraud line. Mr. Malone, however, also seems to be suggesting that Mr. Archibald was a part of the alleged reprisal against him. This contradicts his statements to OSC that Mr. Archibald’s alleged reprisal was due to prior whistleblow- ing activities and not because of the whistleblowing at issue here. A reader cannot determine whom Mr. Malone allegedly accused of wrongdoing in his protected disclo- sures, to whom he allegedly made any protected disclo- sures, when he allegedly made these disclosures, which disclosures were the reason for the alleged reprisal, or who allegedly carried out the reprisal for the disclosures. After examining the record, we agree with the Board that it lacked jurisdiction over this case due to an insuffi- cient showing that Mr. Malone exhausted his claims before OSC. The AJ and the Board attempted to discern the nature of Mr. Malone’s allegations from the docu- ments timely filed in the record. Without Mr. Malone’s OSC complaint, however, the AJ and the Board could not determine the nature of his complaint or the specific incidents at issue in OSC’s investigation, and, therefore, could not determine whether he exhausted his remedies before OSC. Finally, with regard to Mr. Malone’s argument that the Board erred by failing to address the merits of his claims, the Board could not reach the merits in the ab- sence of jurisdiction. See Johnston v. Merit Sys. Prot. Bd., 518 F.3d 905, 911 (Fed. Cir. 2008). 9 MALONE v. MSPB CONCLUSION For the foregoing reasons, we find that the Board cor- rectly dismissed Mr. Malone’s claim for lack of jurisdic- tion. The decision of the Board is affirmed. AFFIRMED COSTS Each party shall bear its own costs.