RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit Rule 206
File Name: 12a0315p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
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Plaintiff-Appellee, -
UNITED STATES OF AMERICA,
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No. 10-5811
v.
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Defendant-Appellant. -
ANTHONY E. SCOTT,
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Appeal from the United States District Court
for the Western District of Tennessee at Memphis.
No. 08-20202-001—Jon Phipps McCalla, Chief District Judge.
Decided and Filed: September 10, 2012
Before: MARTIN, MOORE, and COOK, Circuit Judges.
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COUNSEL
ON BRIEF: Randolph W. Alden, OFFICE OF THE FEDERAL PUBLIC DEFENDER,
Memphis, Tennessee, for Appellant. Tony R. Arvin, ASSISTANT UNITED STATES
ATTORNEY, Memphis, Tennessee, for Appellee.
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OPINION
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BOYCE F. MARTIN, JR., Circuit Judge. Anthony Scott appeals his conviction
of sixteen counts of robbery, attempted robbery, and use of a firearm in connection with
the robberies and attempted robbery. He argues that evidence of his statements to police
should have been suppressed, and that his mother’s testimony regarding his statements
about the crimes should not have been excluded. For the reasons that follow, we
AFFIRM in part, REVERSE in part, and REMAND for further proceedings consistent
with this opinion.
1
No. 10-5811 United States v. Scott Page 2
I.
Scott was apprehended by Memphis, Tennessee, police on May 28, 2008, near
the scene of the robbery of an auto parts store. The Memphis police had been
investigating a string of robberies similar to the robbery at the auto parts store, and the
police believed Scott might have been involved in both the string of robberies and the
May 28 robbery. The police took Scott to the Memphis Robbery Bureau, where
Detective Tony Taylor read Scott his rights under Miranda v. Arizona, 384 U.S. 436
(1966), and gave Scott an Advice of Rights form. The form included the following
Miranda warning:
You have the right to remain silent. Anything you say can be used
against you in a court of law. You have a right to have a lawyer, either
of your own choice, or court appointed, if you are unable to afford one;
and to talk to your lawyer before answering any questions; and to have
him with you during questioning, if you wish.
Below the warning, the form included two questions and spaces below the questions in
which Scott wrote answers to the questions as follows:
Q: Do you understand each of these rights I’ve explained to you?
A: Yes
Q: Having these rights in mind, do you wish to talk to us now?
A: No
After Scott filled out this form, he said that he did not want to speak with the
officers. The officers ceased questioning. Detective Eric Hutchison transported Scott
from custody at the Robbery Bureau to Bartlett Jail. Scott testified that, a few minutes
before Hutchison transported Scott, Hutchison said, “[w]e’re going to take you to
another jail until you ready to say something, and we will come back and get you
tomorrow and see if you ready then.” Hutchison testified that while Scott was entering
the transport vehicle, Scott said to Hutchison: “Hey, look, I know I need to talk to y’all,
I just can’t do it right now, let me get my head together, and I will talk to y’all later.”
Scott did not testify as to whether he made any statement to Hutchison during the period
prior to his being transported or upon entering the vehicle. The next evening, May 29,
No. 10-5811 United States v. Scott Page 3
Scott was transported from Bartlett Jail back to the Robbery Bureau. Detectives at the
Bureau began an interview with him, in which Scott was again presented with the
Advice of Rights Form. This time, he answered “yes” to both questions. Scott then
made statements to the police, confessing to various robberies, but not to the May 28
robbery. He was returned to Bartlett Jail. On his third day in custody, May 30, police
again transported Scott from Bartlett Jail to the Robbery Bureau and presented him with
the Advice of Rights Form; he again answered “yes” to both questions and he
subsequently confessed to a number of robberies.
Before trial, Scott moved to suppress the confessions he made at the Robbery
Bureau. The district court denied the motion. Scott was tried before a jury and
convicted of sixteen counts of robbery, attempted robbery, and the use of a firearm in
connection with the robberies and attempted robbery.
Scott appeals his conviction, arguing that the district court erred in denying his
motion to suppress his statements to the police at the Robbery Bureau. He also argues
that the district court erred in excluding testimony from his mother at trial.
II.
“When reviewing a district court’s decision on a motion to suppress, this Court
reviews the district court’s factual findings for clear error, and its legal conclusions de
novo.” United States v. Adams, 583 F.3d 457, 463 (6th Cir. 2009) (citation omitted).
“When a district court has denied a motion to suppress, this Court reviews the evidence
‘in the light most likely to support the district court’s decision.’” Id. (citation omitted).
“In Edwards v. Arizona, 451 U.S. 477 (1981), [the Supreme Court] held that law
enforcement officers must immediately cease questioning a suspect who has clearly
asserted his right to have counsel present during custodial interrogation.” Davis v.
United States, 512 U.S. 452, 454 (1994). “[T]he suspect must unambiguously request
counsel . . . . [H]e must articulate his desire to have counsel present sufficiently clearly
that a reasonable police officer in the circumstances would understand the statement to
be a request for an attorney.” Id. at 459. “If an accused makes a statement concerning
No. 10-5811 United States v. Scott Page 4
the right to counsel ‘that is ambiguous or equivocal’ or makes no statement, the police
are not required to end the interrogation, or ask questions to clarify whether the accused
wants to invoke his or her Miranda rights.” Berghuis v. Thompkins, 130 S.Ct. 2250,
2259-60 (2010) (citations omitted). Bearing these principles in mind, we now address
Scott’s arguments concerning his motion to suppress.
A.
At the suppression hearing, Scott testified that he invoked his right to counsel on
May 28, 2008, the day of his arrest, by verbally stating to Detective Tony Taylor that he
wanted a lawyer. Taylor testified at the suppression hearing that Scott never requested
a lawyer. The district court found Taylor’s testimony as to whether Scott verbally
invoked his right to counsel credible. The district court found Scott’s testimony on the
subject non-credible, and ruled that Scott had not verbally requested a lawyer.
We will reverse the district court only if Scott shows that the district court clearly
erred in its credibility determinations. See Adams, 583 F.3d at 463. “When a district
court has denied a motion to suppress, this Court reviews the evidence in the light most
likely to support the district court’s decision.” Id. (internal quotation marks omitted).
Scott argues that Taylor’s written supplemental report, which does not mention
whether Scott requested counsel, compels us to conclude that the district court erred.
Scott argues that, “given the great detail with which Taylor documented Mr. Scott’s
reticence to speak to police,” Taylor necessarily would have noted in the report that
Scott had not requested counsel. We do not agree. The omission from the report of an
event that the author of the report claims did not occur does not lead us to conclude that
it was clear error to credit the supplemental report as to the alleged occurrence of this
event. Moreover, the district court heard ample testimony from both Scott and Taylor
at the suppression hearing. A review of the record reveals that the district court did not
clearly err in deciding to credit the testimony of Taylor, and not Scott, on the issue of
whether Scott verbally invoked his right to counsel. See id. at 464 n.7 (“Because the
district court was in the best position to assess credibility, we defer to the court’s
No. 10-5811 United States v. Scott Page 5
determination on this issue.”). Because Scott has not proved clear error in the district
court’s credibility determination, we do not overturn the district court’s denial of Scott’s
motion to suppress on this issue.
B.
Scott next argues that he invoked his right to counsel when he wrote “no” in
response to the written question “Having these rights in mind, do you wish to talk to us
now?” We find that Scott invoked his right to counsel by this response. According to
the language of the question itself, the “no” response is related directly to “these rights,”
which include the right to have counsel present while answering questions.
“A suspect need not ‘speak with the discrimination of an Oxford don,’ but must
be unambiguous. This means that a suspect ‘must articulate his desire to have counsel
present sufficiently clearly that a reasonable police officer in the circumstances would
understand the statement to be a request for an attorney.’” Tolliver v. Sheets, 594 F.3d
900, 922 (6th Cir. 2010) (quoting Davis, 512 U.S. at 459). Invoking the right to counsel
“requires, at a minimum, some statement that can reasonably be construed to be an
expression of a desire for the assistance of an attorney in dealing with custodial
interrogation by the police.” McNeil v. Wisconsin, 501 U.S. 171, 178 (1991).
Scott’s written response of “no” to the question regarding his desire to speak with
police “articulate[d] his desire to have counsel present sufficiently clearly.” Davis,
512 U.S. at 459. We are mindful that, “if a suspect makes a reference to an attorney that
is ambiguous or equivocal in that a reasonable officer in light of the circumstances
would have understood only that the suspect might be invoking the right to counsel, our
precedents do not require the cessation of questioning.” Id. at 452. But here, in light of
the wording of the form, we cannot conclude that a reasonable police officer would have
thought that Scott was not invoking the right to counsel. The Advice of Rights form
identifies several rights, including the right to counsel. The form then references the
right to counsel—along with several other enumerated rights—in the written question:
“Having these rights in mind, do you wish to talk to us now?” Specifically, among the
rights enumerated are the rights “to talk to your lawyer before answering any questions”
No. 10-5811 United States v. Scott Page 6
and “to have him with you during questioning.” Both of these rights involve Scott’s
access to a lawyer, and both also relate to speaking with police. By requesting a
response that bears “these rights in mind,” the form elicited a response about Scott’s
desire to speak with police “now” despite his right to counsel; with this right in mind,
Scott indicated he did not wish to speak with the police.
Both parties support their positions by citing similar cases concerning Miranda
rights form waivers. In United States v. Brown, 287 F.3d 965, 970 & n.2 (10th Cir.
2002), an intoxicated defendant responded “yes” to the questions “Keeping your rights
in mind, do you wish to answer questions now without a lawyer present?”; “Do you want
a lawyer?”; and “Do you want to talk to a lawyer?” The Tenth Circuit held that these
responses, which contradicted each other, were not an unambiguous invocation of the
right to counsel. Id. at 972-73. But Brown is not analogous to our case because here,
unlike in Brown, Scott’s responses to the form’s questions are not inconsistent.
In United States v. Johnson, 400 F.3d 187, 196 (4th Cir. 2005), the district court
found that the defendant had invoked both his right to remain silent and his right to
counsel when he wrote “no,” in response to the question, “Do you want to make a
statement at this time without a lawyer?” The Fourth Circuit ruled that the district court
erred when it refused to suppress evidence of subsequent statements made by the
defendant upon further questioning by police after the defendant had filled out the form
as noted. Id. We find that Scott’s response to the form question at issue here is
unambiguous. In fact, it is an even clearer invocation than the response to the form
question in Johnson. In Scott’s case, the phrase “these rights” in the form question
refers to all of the rights, including the right to counsel, enumerated on the form
immediately preceding the question. Even if we apply a more narrow reading in which
only those rights related to speaking to police (the activity that is expressly referenced
in the form question) are the rights invoked by a “no” answer, we would be compelled
to conclude that Scott invoked his right to counsel. As we have noted, among the rights
related to speaking to police that are expressly enumerated in Scott’s form are the rights
No. 10-5811 United States v. Scott Page 7
“to talk to your lawyer before answering any questions” and “to have him with you
during questioning,” both of which involve the right to counsel.
If there is any ambiguity about Scott’s right to counsel, it is in the form itself, and
not in his invocation of the right. The form used by the Memphis police is far from a
model of clarity, and, if interpreted as urged by the United States, its use might result in
some suspects waiving their rights to counsel when they do not intend to do so. We
agree with the Fourth Circuit, which noted in Johnson, 400 F.3d at 197, that:
Because “we should indulge every reasonable presumption against
waiver of fundamental constitutional rights,” Michigan v. Jackson, 475
U.S. 625, 633 (1986) (internal quotation marks and citation omitted), we
cannot interpret an ambiguity caused by the Government to be a waiver
of the right that “is indispensable to the protection of the Fifth
Amendment privilege,” that is, the right to counsel. Miranda, 384 U.S.
at 469.
As the court in Johnson did, “[w]e, too, refuse to fault the defendant for any
ambiguities—intentional or otherwise—created by the Government.” Johnson, 400 F.3d
at 196. We hold that Scott invoked his right to counsel.
Though we hold that Scott invoked his right to counsel, based on the facts before
us, we are unable to conclude whether, after invoking his right to counsel, Scott later
waived that right while in custody. Under Edwards, if Scott initiated further discussion
with the police, he waived his right to counsel; if he did not initiate discussion, he did
not waive his right to counsel and the police were barred from continuing questioning.
“[A]n accused, . . . having expressed his desire to deal with the police only through
counsel, is not subject to further interrogation by the authorities until counsel has been
made available to him, unless the accused himself initiates further communication,
exchanges, or conversations with the police.” Edwards, 451 U.S. at 484. “If the police
do subsequently initiate an encounter in the absence of counsel ([with] no break in
custody), the suspect’s statements are presumed involuntary and therefore inadmissible
as substantive evidence at trial, even where the suspect executes a waiver and his
statements would be considered voluntary under traditional standards.” McNeil,
501 U.S. at 177 (1991). Here, there is conflicting testimony as to who initiated
No. 10-5811 United States v. Scott Page 8
subsequent discussion of the robberies: the evidence offers differing accounts of whether
Scott or Hutchison spoke first and what was said during the period before Hutchison
transported Scott to Bartlett Jail. This conflicting testimony, and the lack of a factual
finding on the issue, leave us unable to draw a conclusion as to whether Scott or the
police initiated a discussion after Scott had first completed the form. Though the district
court did find that the police initiated the second interview on May 29, the second day
Scott was in custody, because of the conflicting evidence, we cannot determine whether
or not Scott waived his right to counsel prior to that interview. If he did, of course, the
confessions obtained during that interview are admissible as evidence. If he did not,
those confessions, though obtained after Scott executed the May 29 written waiver in
which he answered “yes” to both form questions, are “presumed involuntary and
therefore inadmissible as substantive evidence at trial.” Id.
For all of these reasons, we reverse the district court’s ruling that Scott did not
invoke his right to counsel, and we remand for further factual findings to determine
who—Scott or a member of the police—initiated further discussion. Because the factual
findings of this remand could determine Scott’s coercion claim, see id., we do not reach
the merits of his coercion claim.
Usually, we consider whether wrongfully admitted evidence was nonetheless
harmless. See Chapman v. California, 386 U.S. 18 (1967). But, “[i]n the case of a
coerced confession . . . the risk that the confession is unreliable, coupled with the
profound impact that the confession has upon the jury, requires a reviewing court to
exercise extreme caution before determining that the admission of the confession at trial
was harmless.” Arizona v. Fulminate, 499 U.S. 279, 297 (1991). Because we remand
the case to the district court to determine whether, under Edwards, Scott’s confession
was coerced, we “exercise extreme caution” today and do not reach the merits of
whether admission of Scott’s confession, even if error, was nonetheless harmless; we
leave this question to another day, if relevant.
No. 10-5811 United States v. Scott Page 9
III.
Scott also argues that the district court erred in excluding his mother’s testimony
regarding whether Scott admitted to her, in front of the police, that he committed the
robberies. “In reviewing a trial court’s evidentiary determinations, this court reviews
de novo the [trial] court’s conclusions of law, e.g., the decision that certain evidence
constitutes hearsay, and reviews for clear error the court’s factual determinations that
underpin its legal conclusions.” United States v. McDaniel, 398 F.3d 540, 544 (6th Cir.
2005) (internal quotation marks omitted). Scott sought to impeach Detective
Hutchison’s testimony—that Scott had confessed his role in the robberies to his mother
while in the police officers’ presence—by eliciting contradictory testimony from his
mother. The United States objected to admission of Scott’s mother’s impeachment
testimony, and the district court excluded this testimony as inadmissible hearsay.
“Impeachment by contradiction permits courts to admit extrinsic evidence that
specific testimony is false, because contradicted by other evidence.” United States v.
Kincaid-Chauncey, 556 F.3d 923, 932 (9th Cir. 2009) (internal quotation marks
omitted). Impeachment by contradiction is an exception to Federal Rule of Evidence
608(b)’s collateral fact rule, “which generally prohibits the introduction of extrinsic
evidence to attack the credibility of a witness.” Id. We have not recognized the doctrine
of impeachment by contradiction, see, e.g., United States v. Todd, 431 F. App’x 412,
416 (6th Cir. 2011) (“Although other circuits have recognized the exception under
limited circumstances . . . this circuit never has.”), and we need not do so today.
Even where impeachment by contradiction is recognized, its availability is
limited: a witness may be impeached by contradiction only if “the statements in issue
[have] been volunteered on direct examination.” Kincaid-Chauncey, 556 F.3d at 932.
Here, Scott sought to introduce his mother’s testimony to contradict trial testimony by
Hutchison “regarding whether her son ever admitted to [his mother] in front of detectives
that he committed the robberies.” As the United States argues, and as Scott appears to
concede, the only trial testimony relevant to this issue is Hutchison’s statement on direct
examination that Scott “wanted to call his mother on the phone and let her know what
No. 10-5811 United States v. Scott Page 10
he had done.” But the United States never elicited testimony from Hutchison stating that
Hutchison heard Scott admit to his mother that Scott committed the robberies; the quoted
testimony regards Hutchison’s recitation of the reason Scott gave for wanting to call his
mother, and does not regard the content of Scott’s call to his mother. Hutchison never
testified to anything regarding the content of Scott’s call with his mother, and thus,
Hutchison did not testify to any fact that Scott’s mother could contradict. Further, any
testimony by Scott’s mother as to Scott’s statement to police concerning the reason he
wanted to call her is not based upon her personal knowledge—she was not present when
Scott made the statements to which Hutchison testified. See Fed. R. Evid. 602. We
cannot conclude that the district court abused its discretion in excluding this testimony.
IV.
For these reasons, we REVERSE the district court’s ruling that Scott did not
invoke his right to counsel, and we REMAND for further factual findings about whether
Scott, having already invoked his right to counsel, subsequently waived that right. We
AFFIRM the district court’s ruling excluding testimony from Scott’s mother.