United States v. James Griffith

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 12a1035n.06

Nos. 10-5245/10-6147/10-6154/11-6059 FILED
Sep 27, 2012
UNITED STATES COURT OF APPEALS DEBORAH S. HUNT, Clerk
FOR THE SIXTH CIRCUIT

UNITED STATES OF AMERICA, )
)
Plaintiff-Appellee, )
) ON APPEAL FROM THE
v. ) UNITED STATES DISTRICT
) COURT FOR THE EASTERN
GINGER WIGGINS (10-5245), ) DISTRICT OF TENNESSEE
DANIEL G. HARRIS (10-6147), )
JAMES R. GRIFFITH (10-6154), )
and GREGORY ALAN MERCER ) OPINION
(11-6059), )
)
Defendants-Appellants. )
_______________________________________)

Before: MOORE and COLE, Circuit Judges; and ROSE, District Judge.*

KAREN NELSON MOORE, Circuit Judge. These appeals concern challenges to the

defendants-appellants’ sentences arising out of their participation in a conspiracy to manufacture and

distribute methamphetamine. First, Defendant-Appellant Ginger Wiggins contests the application

of the U.S.S.G. § 2D1.1(b)(10)(C)(ii) substantial-risk-of-harm enhancement (“Substantial-Risk-of-

Harm Enhancement”) to her sentence.1 Second, Defendant-Appellant Daniel G. Harris appeals the

extent of the departure he received under U.S.S.G. § 5K1.1 as well as the procedural and substantive

reasonableness of his sentence. Third, Defendant-Appellant James R. Griffith argues that the district

*
The Honorable Thomas M. Rose, United States District Judge for the Southern District of
Ohio, sitting by designation.
1
The current version of this provision is U.S.S.G. § 2D1.1(b)(13)(C)(ii).
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court should have granted him a variance to receive a below-Guidelines sentence. Finally,

Defendant-Appellant Gregory Alan Mercer claims that he should have received the U.S.S.G. § 3E1.1

acceptance-of-responsibility reduction (“Acceptance-of-Responsibility Reduction”). For the

following reasons, we AFFIRM.

I. BACKGROUND

On October 14, 2009, a superseding indictment charged the defendants with multiple counts

related to their involvement in a conspiracy to manufacture and distribute methamphetamine. Count

One of the indictment charged the defendants with conspiring to manufacture, distribute, and possess

with the intent to distribute fifty grams or more of methamphetamine and five hundred grams or

more of a mixture and substance containing a detectable amount of methamphetamine, in violation

of 21 U.S.C. §§ 846, 841(a)(1) and (b)(1)(A). Wiggins, Harris, and Griffith pleaded guilty to Count

One. Mercer attempted to plead guilty, but his plea was rejected by the district court at his initial

sentencing hearing. Mercer proceeded to trial where he was convicted on two counts related to the

conspiracy.

Pursuant to a plea agreement, Wiggins pleaded guilty to a lesser-included offense of Count

One of the indictment, involving fifty or more grams of a mixture containing a detectable amount

of methamphetamine, in violation of 21 U.S.C. §§ 846, 841(a)(1) and (b)(1)(B). In her plea

agreement, Wiggins agreed that the government could prove that her home was used as a location

to cook methamphetamine and that chemical by-products drained directly into her backyard. At

sentencing, the government argued for the Substantial-Risk-of-Harm Enhancement because the lab

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endangered both human life and the environment. The district court determined that the Substantial-

Risk-of-Harm Enhancement did apply to Wiggins with respect to human life, given the proximity

of neighboring homes, but not with respect to the environment. After the three-level enhancement,

Wiggins’s total offense level became twenty-four. Combined with her criminal history category of

I, Wiggins’s Guidelines range became fifty-one to sixty-three months of imprisonment. The district

court imposed a sentence of fifty-one months of imprisonment.

Like Wiggins, Harris pleaded guilty pursuant to a plea agreement to a lesser included offense

of Count One of the indictment. At sentencing, the district court granted the government’s U.S.S.G.

§ 5K1.1 motion for Harris’s substantial assistance and departed downward from an offense level of

thirty-one to twenty-nine. Combined with his criminal history category of II, Harris’s Guidelines

range became 97 to 121 months of imprisonment. Harris argued that he should receive a downward

variance in addition to the departure because “[u]p until a few years ago, [he] had no prior

convictions” and his criminal behavior did not begin until he became addicted to methamphetamine.

R. 584 (Sentencing Hr’g Tr. at 21) (Page ID #1463). He further argued that the Guidelines’

conversion ratio between pseudoephedrine and marijuana is unreasonable. The district court denied

Harris’s motion for a variance and imposed a sentence of ninety-seven months of imprisonment.

Griffith pleaded guilty to Count One of the indictment pursuant to a plea agreement, but did

not receive the benefit of a lesser-included offense.2 Griffith did, however, benefit from U.S.S.G.

2
At sentencing, Griffith’s attorney incorrectly stated that Griffith “has received—rather than
a (b)(1)(A), has received and been allowed to plead to a (b)(1)(B).” R. 584 (Sentencing Hr’g Tr. at
48) (Page ID #1490).

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§ 5C1.2, the Guidelines’ safety-valve provision, because of his limited criminal record. This reduced

his base offense level by two points to thirty-six, which was reduced further to thirty-three after the

adjustment for acceptance of responsibility under U.S.S.G. § 3E1.1(a) and (b). Combined with

Griffith’s criminal history category of I, his Guidelines range became 135 to 165 months of

imprisonment. The district court sentenced Griffith to 135 months of imprisonment.

Mercer also signed a plea agreement in which he agreed to plead guilty to Count One of the

indictment. At his arraignment, he expressed several disagreements with the factual basis of the plea

agreement but ultimately concluded that he wished to plead guilty. The magistrate judge accepted

his plea and recommended that it be accepted. The district court accepted Mercer’s plea based on

that recommendation. At his initial sentencing hearing, however, Mercer continued to express

disagreement with the basis for the government’s case. In particular, he argued that the government

had overstated the quantity of methamphetamine for which he was to be held responsible pursuant

to his plea agreement. Based on this disagreement, the district judge rejected Mercer’s guilty plea.

Mercer proceeded to a jury trial, where he was convicted on Counts One and Two and acquitted on

two other counts.3 At sentencing, Mercer argued that he was entitled to a reduction in his base

offense level because he had accepted responsibility, as evidenced by his attempt to plead guilty.

Based on his total offense level of thirty-two and criminal history category of II, Mercer’s Guidelines

range became 135 to 168 months of imprisonment with a mandatory minimum of 120 months. The

3
Count Two of the superseding indictment charged the defendants with conspiring to possess
chemicals for use in manufacturing methamphetamine, in violation of 21 U.S.C. § 841(c)(2).

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district court imposed concurrent sentences of 160 months of imprisonment for Count One and 120

months of imprisonment for Count Two.

II. WIGGINS’S CLAIM

Wiggins claims that the district court erred in applying the § 2D1.1(b)(10)(C)(ii) Substantial-

Risk-of-Harm Enhancement to her Guidelines calculation because “there is no proof, other than that

of conjecture, that any increase of harm actually took place.” Wiggins Br. at 12–13. Wiggins’s

insistence that the government must prove that an “increase of harm actually” occurred is simply

wrong and without support.

Although the Guidelines do not define “substantial risk of harm,” Comment 20 to U.S.S.G.

§ 2D1.1 and our case law make clear that district courts consider four factors in determining whether

to apply the enhancement in making the Guidelines calculation: “(1) the quantity of hazardous

materials and the manner in which they are stored, (2) the manner of disposal of the hazardous

materials and the likelihood of their release into the environment, (3) the duration of the offense and

extent of the manufacturing operation, and (4) the location of the laboratory (i.e., in a residential or

remote area) and the number of lives placed at substantial risk of harm.” United States v. Whited,

473 F.3d 296, 297–98 (6th Cir. 2007) (citing United States v. Davidson, 409 F.3d 304, 313 (6th Cir.

2005)). Because the Substantial-Risk-of-Harm Enhancement involves a mixed question of law and

fact, we review the four factors de novo. Davidson, 409 F.3d at 310 (citing United States v. Layne,

324 F.3d 464, 468 (6th Cir. 2003)).

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Wiggins fails to identify any factors that the district court wrongly weighed in favor of

applying the enhancement. Turning to the factors ourselves, we agree with the district court that the

Substantial-Risk-of-Harm Enhancement is warranted.

Factor 1: Quantity of hazardous materials and manner of storage

When officers entered Wiggins’s home, they “detected a strong chemical odor that they

associated with manufacturing methamphetamine,” “found components and chemicals used in

manufacturing methamphetamine,” and discovered “a full functioning methamphetamine lab” in

Wiggins’s utility room. Wiggins Presentence Report at ¶¶ 22–23. Although there is little

information in the record on the quantity of hazardous materials and the manner in which they were

stored at Wiggins’s home, we have previously recognized that “‘the inherent dangers of

methamphetamine manufacturing,’ which § 2D1.1 ‘was designed to address,’ militates in favor of

applying § 2D1.1(b)[(10)(C)(ii)].” Whited, 473 F.3d at 300 (quoting Layne, 324 F.3d at 470–71).

Factor 2: Manner of disposal and likelihood of release into environment

Wiggins does not dispute the fact that chemical byproducts from the lab at her home were

drained directly into her backyard, causing law enforcement officers to quarantine her residence.

While this disposal is undoubtedly improper, there is little in the record to suggest that it would

create a substantial risk to human life. Furthermore, we have previously acknowledged that the

second factor is more probative when assessing substantial harm to the environment and less

probative regarding humans, as is the case here. See United States v. Paradis, 289 F. App’x 66, 68

(6th Cir. 2008). Therefore, the second factor is indeterminate in the case at hand.

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Factor 3: Duration of the offense and extent of the manufacturing operation

Wiggins pleaded guilty to participating in a conspiracy that manufactured at least fifty grams

of methamphetamine between 2006 and 2009. R. 180 (Wiggins Plea Agreement at ¶¶ 4(a)–(e))

(Page ID #356–57). Although there is nothing in the record to indicate how long Wiggins’s utility

room was used to cook methamphetamine, “the fact that there was an actual operational laboratory

in the room, as opposed to simply finished methamphetamine product, suggests more than an

insignificant passage of time.” Whited, 473 F.3d at 300. Thus, the third factor weighs in favor of

applying the enhancement.

Factor 4: Location of the laboratory and the number of lives placed at a substantial
risk of harm

Finally, the fourth factor weighs in favor of applying the enhancement because the location

of the laboratory—Wiggins’s home—was in a residential area with neighboring homes only 17.6 and

22.6 feet away. R. 544 (Wiggins Sentencing Hr’g Tr. at 10) (Page ID #1330).

Having considered the relevant factors, we conclude that the district court did not err in

applying the Substantial-Risk-of-Harm Enhancement to Wiggins’s Guidelines calculation because

three of the four factors weigh in favor of its application. Wiggins has provided no basis for us to

question the reasonableness of her sentence. We affirm Wiggins’s within-Guidelines sentence of

fifty-one months of imprisonment.

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III. HARRIS’S CLAIMS

A. Extent of the Downward Departure

Harris contends that he should have received more than a two-level departure for his

cooperation with the government. “Where . . . the district court grants a downward departure for

substantial assistance and the defendant’s claim on appeal goes only to the extent of the departure,

this Court has no jurisdiction over the appeal.” United States v. Jones, 417 F.3d 547, 551 (6th Cir.

2005). Harris challenges the extent of the district court’s downward departure; therefore, we lack

jurisdiction to consider that argument on appeal.

B. Reasonableness of the Sentence Imposed

Harris also claims that his “sentence of 97 months is wholly unreasonable under the

circumstances of this case and 18 U.S.C. § 3553(a).” Harris Br. at 11. In support, Harris notes his

“cooperation and early plea of guilty,” his lack of a criminal record before he reached the age of

thirty (when he started using methamphetamine), and his remorse. Harris Br. at 15–16. He also

argues that the conversion ratio between pseudoephedrine and marijuana is unreasonable because

it places him in the same category as those running major drug enterprises,4 whereas he “smurfed”

to feed his addiction and not to profit.5 Finally, Harris contends “that the district court failed to show

4
Harris was held accountable for 146.4 grams of pseudoephedrine, which is equivalent to
1,464 kilograms of marijuana under the Guidelines’ equivalency tables. See U.S.S.G. § 2D1.1.
5
Smurfing is the process of making trips to commercial businesses to purchase chemicals and
components needed to cook methamphetamine.

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that it considered [his] arguments and pleas for consideration of a lower sentence as well as the basis

for the court’s rejection of those arguments and pleas.” Harris Br. at 20–21.

We review a district court sentencing determination for both procedural and substantive

reasonableness under a deferential abuse-of-discretion standard. See Gall v. United States, 552 U.S.

38 (2007). Harris appears to challenge both the procedural and substantive reasonableness of his

sentence on appeal.

“A sentence is procedurally unreasonable where a district court . . . fails to consider the 18

U.S.C. § 3553(a) sentencing factors . . . or fails to adequately explain its chosen sentence and its

deviation, if any, from the Guidelines range.” United States v. Hall, 632 F.3d 331, 335 (6th Cir.

2011). The adequacy of that explanation, however, varies depending on the circumstances of the

case and the complexity of the defendant’s arguments, such that “when a judge decides simply to

apply the Guidelines to a particular case, doing so will not necessarily require lengthy explanation.”

Rita v. United States, 551 U.S. 338, 356 (2007). Harris fails to identify anything in the record that

suggests the district court failed to consider the § 3553(a) factors or to explain the chosen sentence.

Although brief, the district court noted that it had “considered the nature and circumstances of the

offense, the background and history of Mr. Harris, the advisory guidelines range, the 5K1.1 motion

filed by the government, and the factors listed in 18 U.S.C. Section 3553(a).” R. 584 (Sentencing

Hr’g Tr. at 45) (Page ID #1487); see also id. at 19–25 (Page ID #1461–67). This is enough for

procedural reasonableness given that Harris made straightforward arguments and received a within-

Guidelines sentence.

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“A sentence is substantively unreasonable if the district court ‘selects a sentence arbitrarily,

bases the sentence on impermissible factors, fails to consider relevant sentencing factors, or gives

an unreasonable amount of weight to any pertinent factor.’” Hall, 632 F.3d at 335 (quoting United

States v. Baker, 559 F.3d 443, 448 (6th Cir. 2009)). If the district court imposed a sentence within

a properly calculated Guidelines range, we presume that sentence is reasonable on appeal. United

States v. Vonner, 516 F.3d 382, 389 (6th Cir. 2008) (en banc). Harris does not point to any argument

or factor that the district court failed to consider. Furthermore, his contention that the

pseudoephedrine-to-marijuana ratio is unreasonable lacks legal support. Therefore, Harris has not

overcome the presumption of reasonableness, especially in light of the fact that he received the

benefit of a 5K1.1 substantial-assistance departure and a plea agreement before being sentenced to

the low end of his Guidelines range. Giving deference to the district court, we conclude that Harris’s

sentence of ninety-seven months of imprisonment is not unreasonable, and the district court did not

abuse its discretion in imposing it.

IV. GRIFFITH’S CLAIM

Griffith argues that his sentence of 135 months of imprisonment, the low end of his

Guidelines range after receiving the benefit of the safety-valve provision, is unreasonable. Griffith

has not identified whether he is challenging the procedural or substantive reasonableness of his

sentence; instead, he frames the issue as: “The District Court erred in denying Mr. Griffith’s motion

for a variance from the sentencing guidelines.” Griffith Br. at 4. The thrust of Griffith’s argument

is that he “provided truthful information to law enforcement” and “cooperated with authorities,” but

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the district court did not consider his cooperation when considering the 18 U.S.C. § 3553(a) factors.6

Id. at 5.

At sentencing, the district court reasoned “that a sentence within the guideline range here

would comply with the Section 3553(a) factors and would not be greater than necessary to comply

with those factors.”7 R. 584 (Sentencing Hr’g Tr. at 55–56) (Page ID #1497). Although the district

court failed to address directly Griffith’s assistance argument, the record makes clear that the court

considered that fact but found that a within-Guidelines sentence was reasonable because Griffith had

already received the benefit of the safety-valve provision. While the district court’s explanation for

the sentence was extremely brief, it is enough given the circumstances and straightforwardness of

Griffith’s arguments. See Rita v. United States, 551 U.S. 338, 356 (2007).

Furthermore, Griffith’s argument on appeal is not that the district court failed to consider his

cooperation with authorities; rather, Griffith argues that the district court abused its discretion when

it denied his motion for a variance. Griffith Br. at 4. The district court did not, however, abuse its

discretion because Griffith already received a two-level reduction under the Guidelines’ safety-valve

6
We review Griffith’s claim under the same standard discussed in section III.B of this
opinion.
7
The district court said this in reference to another defendant but stated that it also applied
to Griffith. R. 584 (Sentencing Hr’g Tr. at 55–56) (Page ID #1497–98).

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provision.8 We conclude that his within-Guidelines sentence is reasonable and affirm his sentence

of 135 months of imprisonment.

V. MERCER’S CLAIM

Mercer argues that the district court erred in denying his request for a U.S.S.G. § 3E1.1

Acceptance-of-Responsibility Reduction because he attempted to plead guilty pursuant to a plea

agreement, but the district court rejected this plea at the initial sentencing hearing. Mercer claims

this is a legal issue—“[w]hat is required to constitute ‘acceptance of responsibility’”—that is entitled

to de novo review. Mercer Br. at 14. Mercer’s characterization of the issue is misleading, however,

because it overlooks the factual nature of the inquiry: whether he “clearly demonstrate[d] his

acceptance of responsibility for his offense.” U.S.S.G. § 3E1.1(a).

In reviewing the district court’s acceptance-of-responsibility determination, “we apply the

overall deferential scope of review set forth in Buford v. United States, 532 U.S. 59, 64–65 (2001).”

United States v. Bolden, 479 F.3d 455, 464 (6th Cir. 2007) (citing United States v. Webb, 335 F.3d

534, 537 (6th Cir. 2003)). Indeed, U.S.S.G. § 3E1.1 Application Note 5 also states that “the

determination of the sentencing judge is entitled to great deference.” With respect to the district

court’s purely factual determinations, “we reject such determinations only if they are clearly

erroneous.” Bolden, 479 F.3d at 464.

8
The two-level reduction had the effect of reducing the low end of Griffith’s Guidelines range
from 168 to 135 months of imprisonment. See U.S.S.G. Sentencing Table.

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The district court did not err in refusing to give Mercer the Acceptance-of-Responsibility

Reduction because his conduct did not clearly demonstrate his acceptance of responsibility for

conspiring to manufacture and distribute methamphetamine. Mercer’s attempt to characterize the

issue on appeal as what is required to receive the Acceptance-of-Responsibility Reduction is wrong

because there is no debate as to what judges may consider in making that determination. As Mercer

notes, the relevant factors are contained in the Application Notes to U.S.S.G. § 3E1.1. Mercer Br.

at 15–16.

Mercer contends that his attempt to plead guilty is evidence that he “truthfully admitted the

conduct comprising the basis for his plea agreement,” a consideration for the sentencing judge in

Application Note 1(a). Mercer Br. at 16. The flaw in Mercer’s argument is that even if the district

court had accepted his guilty plea, he would not be entitled to the reduction as a matter of right.

Application Note 3 makes clear that conduct that is inconsistent with acceptance of responsibility

can outweigh an entry of a guilty plea for purposes of the enhancement. In the case at hand, Mercer

made several statements that were inconsistent with his initial guilty plea, including “I don’t believe

that I broke the law to the extent that the government says I did” and “I wish that [the Assistant

United States Attorney] would review my case and go back over the grams of methamphetamine

with my investigator . . . [a]nd I believe that this investigation would [make] a difference in my drug

quantity amounts.”9 R. 614 (Mercer 3/31/2011 Sentencing Hr’g Tr. at 34) (Page ID #1641); id. at

9
The government also points to Mercer’s denial of being a distributor of methamphetamine.
The record suggests to us, however, that Mercer’s denial was the result of his inability to understand
the legal definition of “distribution” rather than an outright denial of the actual conduct.

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45–46 (Page ID #1652–53). Giving deference to the sentencing judge, we conclude that the district

court’s determination that Mercer did not clearly demonstrate acceptance of responsibility was not

clearly erroneous.

VI. CONCLUSION

For the reasons discussed with respect to each defendant, we AFFIRM the sentences

imposed by the district court.

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