Case: 12-10236 Document: 00512051694 Page: 1 Date Filed: 11/13/2012
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT United States Court of Appeals
Fifth Circuit
FILED
November 13, 2012
No. 12-10236 Lyle W. Cayce
Summary Calendar Clerk
ALBERT CRAMER,
Plaintiff–Appellant,
v.
NEC CORPORATION OF AMERICA; REDRIVER SYSTEMS, L.L.C.,
Defendants–Appellees.
Appeal from the United States District Court
for the Northern District of Texas
USDC No. 3:10-CV-1428
Before HIGGINBOTHAM, OWEN, and SOUTHWICK, Circuit Judges.
PER CURIAM:*
Albert Cramer brought claims under the Age Discrimination in
Employment Act1 (ADEA) for failure to hire based on his age. He appeals the
*
Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5TH CIR.
R. 47.5.4.
1
29 U.S.C. §§ 621-634.
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district court’s grant of summary judgment in favor of his potential employer.2
We affirm.
I
Albert Cramer (Cramer) worked as a contractor with 7-Eleven, Inc. (7-
Eleven) for ten years. For the last nine years of his tenure he served as the
company’s “War Room” manager. The War Room provided technical and
organizational support to the technicians who installed and configured hardware
and software systems in 7-Eleven stores. In that role, Cramer led teams of
technicians and other staff and was responsible for the timely completion of 7-
Eleven’s projects. Cramer also coordinated projects with other parties and often
engaged outside vendors to troubleshoot technical issues.
Kevin Zvolanek (Zvolanek) worked for an outside vendor directly with the
War Room as a technical liaison on 7-Eleven’s projects. He regularly
participated in the War Room activities, including daily meetings, for the last
two years of Cramer’s tenure as manager. Zvolanek was responsible for
supporting and troubleshooting various software and hardware components in
7-Eleven stores. Prior to his work with 7-Eleven, Zvolanek held similar
technical roles, including almost two years managing technicians for other
customers.
In 2009, 7-Eleven decided to outsource the War Room’s functions and
began negotiations with NEC Corporation of America (NEC) to provide the new
solution. Richard Shaver (Shaver), 7-Eleven’s IT Manager, and Chris Merryman
(Merryman), an NEC Project Manager, participated in the negotiations. The
2
In a separate order, the district court granted summary judgment in favor of a second
defendant, RedRiver Systems, L.L.C. That defendant is not a party to this appeal.
2
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parties agreed that the solution provided by NEC—called the Deployment
Support Team (DST)—should be more self-sufficient and more responsive than
the War Room had been. To that end, NEC would staff the DST with individuals
who had more relevant technical skills, thus allowing the DST to solve more
problems internally and avoid the frequent use of vendors that had been a
characteristic of the War Room.
Merryman began to select staff for the DST toward the end of 2009.
Merryman considered both Cramer and Zvolanek for manager of the DST.
Merryman did not conduct formal interviews with either candidate but instead
drew on his past experience and interaction with both. Merryman had
previously worked for a vendor that served 7-Eleven, and he had been present
in the War Room on a weekly basis for several years, working with both Cramer
and Zvolanek during that time. Merryman had also interacted with Zvolanek
in connection with work for another NEC client. Ultimately, NEC hired
Zvolanek over Cramer for the DST manager position “because it appeared to
[Merryman] that Cramer did not have the technical or managerial abilities
required to perform the position and that Cramer had not always satisfactorily
performed services for 7-Eleven in the past.” At the time Zvolanek was hired,
he was twenty-seven years old, and Cramer was sixty-four.
Cramer filed suit a few months later, alleging discrimination based on his
age. NEC moved for summary judgment, arguing that Cramer was unable to
prove that but for his age, NEC would have hired him. The district court
granted summary judgment in favor of NEC. Cramer now appeals, contending
that the district court erred in granting summary judgment and erred in
3
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refusing to admit a purported job description into evidence. We address
Cramer’s evidentiary issue first.
II
Cramer argues that the district court erred by refusing to admit a
document that he claims is NEC’s job description for the DST manager position.
The court held that there was insufficient evidence to authenticate the
document.3 As evidence of authenticity, Cramer notes that NEC produced the
document during discovery and that Merryman admitted in his deposition that
the document “could be” a copy of the DST manager’s job description.
We review the district court’s decision to exclude evidence for abuse of
discretion.4 It is within the court’s discretion to exclude evidence that has not
been properly authenticated.5 The Federal Rules of Evidence do not require
conclusive proof of authenticity, but the proponent of a document must present
“evidence sufficient to support a finding that the item is what the proponent
claims” as a prerequisite to admission.6
We agree with the district court that Cramer did not present sufficient
evidence to authenticate the document. At most, the evidence shows that the
document “could be” the DST manager job description. The discovery request
was too broad to provide evidence of authenticity, the document itself bears no
3
Cramer v. NEC Corp. of Am., No. 3:10-CV-1428-L, 2012 WL 369538, at *6 n.* (N.D.
Tex. Feb. 3, 2012).
4
R.R. Mgmt. Co., L.L.C. v. CFS La. Midstream Co., 428 F.3d 214, 217 (5th Cir. 2005).
5
Id. at 220.
6
FED. R. EVID. 901(a); McConathy v. Dr. Pepper/Seven Up Corp., 131 F.3d 558, 562 (5th
Cir. 1998).
4
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indication of authenticity, and Merryman’s deposition testimony was
noncommital. We therefore hold that the district court did not abuse its
discretion in excluding the document.7
III
We review the grant of summary judgment de novo, applying the same
standard as the district court.8 Summary judgment is appropriate when “there
is no genuine dispute as to any material fact and the movant is entitled to
judgment as a matter of law.”9 A genuine dispute of material fact exists when
the evidence would permit a reasonable jury to return a verdict in favor of the
nonmovant.10 We view all evidence in the light most favorable to the nonmovant
and make all reasonable inferences in favor of the nonmovant.11 However,
“conclusory allegations, speculation, and unsubstantiated assertions are
inadequate to satisfy the nonmovant’s burden.”12
The ADEA makes it unlawful for an employer “to fail or refuse to hire or
to discharge any individual . . . because of such individual’s age.”13 A plaintiff
7
See R.R. Mgmt., 428 F.3d at 220 (holding that exclusion of an exhibit was not an abuse
of discretion absent indicia of authenticity within the exhibit itself or other evidence on the
record tending to authenticate the exhibit).
8
Jackson v. Cal–W. Packaging Corp., 602 F.3d 374, 377 (5th Cir. 2010).
9
FED. R. CIV. P. 56(a); see Jackson, 602 F.3d at 377.
10
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986).
11
Ramsey v. Henderson, 286 F.3d 264, 267 (5th Cir. 2002).
12
Id. at 269 (quoting Douglass v. United Servs. Auto. Ass’n, 79 F.3d 1415, 1429 (5th Cir.
1996)) (internal quotation marks omitted).
13
29 U.S.C. § 623(a)(1).
5
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bringing suit under the ADEA has the ultimate burden of persuasion to show
that intentional age discrimination was the but-for cause of the employer’s
action.14 When a plaintiff seeks to prove age discrimination through
circumstantial evidence, this circuit applies the burden-shifting framework
established by the Supreme Court in McDonnell Douglas Corp. v. Green.15
Under McDonnell Douglas, a plaintiff must first establish a prima facie case of
discrimination by showing that the plaintiff was a member of the protected class
at the relevant time, the plaintiff was qualified for the position, the plaintiff was
rejected, and the position was filled by a person not in the protected class.16
Although NEC disputes that Cramer established a prima facie case of age
discrimination, we assume, without deciding, that he has. In response to the
prima facie showing, the defendant is required to proffer at least one legitimate,
nondiscriminatory reason for its action.17 NEC offered three reasons for
declining to hire Cramer: that he did not have the requisite technical skills, that
he did not have the requisite management skills, and that he had not always
performed his duties as War Room manager to 7-Eleven’s satisfaction. Under
McDonnell Douglas, the burden then shifted back to Cramer to produce evidence
14
Jackson, 602 F.3d at 377 (citing Gross v. FBL Fin. Servs., Inc., 557 U.S. 167, 177
(2009)).
15
411 U.S. 792 (1972); Machinchick v. PB Power, Inc., 398 F.3d 345, 350 (5th Cir. 2005).
16
Haas v. ADVO Sys., Inc., 168 F.3d 732, 733 (5th Cir. 1999) (citing McDonnell
Douglas, 411 U.S. at 802).
17
Machinchick, 398 F.3d at 350.
6
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that each of these nondiscriminatory reasons is merely pretext for
discrimination.18
A plaintiff may show that the employer’s nondiscriminatory reason was
pretextual by evidence of disparate treatment or evidence that the “proffered
explanation is false or unworthy of credence.”19 In addition, evidence that the
plaintiff was “clearly better qualified” is by itself sufficient to prove that the
employer’s explanations were pretext for discrimination.20 Cramer does not
present any evidence of disparate treatment, but he does argue he has presented
sufficient evidence that he is clearly better qualified and that each of NEC’s
nondiscriminatory reasons is unworthy of credence.21 We address these two
arguments separately.
A
Cramer first contends that there is sufficient evidence that a jury could
find that he is clearly better qualified. We disagree. Differences in
qualifications among candidates are “generally not probative evidence of
discrimination” unless one candidate is so clearly better qualified that no
reasonable employer would have made the same hiring decision.22 Cramer
18
Id.
19
Moss v. BMC Software, 610 F.3d 917, 922 (5th Cir. 2010) (internal quotation marks
omitted).
20
Id.
21
NEC argues that much of the evidence Cramer relies on would be inadmissible and
therefore may not be considered for summary judgment. Because we hold that Cramer's
evidence is insufficient even if admitted, we do not reach this issue.
22
Moss, 610 F.3d at 923 (quoting Celestine v. Petroleas de Venezuella SA, 266 F.3d 343,
357 (5th Cir. 2001)) (internal quotation mark omitted).
7
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states that he is clearly better qualified because he had thirty years of
management experience while Zvolanek had none, he had ten years of
experience in an identical position while Zvolanek had none, and he had
demonstrably more technical skills than Zvolanek. However, comparison of two
reasonable candidates with disparate credentials merely constitutes a difference
of opinion, and “[d]isagreements over which applicant is more qualified are
employment decisions” that this court will not presume to second guess.23
Cramer overstates the differences in qualifications and his conclusion that his
own credentials are much more impressive than Zvolanek’s is merely an opinion
and not evidence of discrimination.
The undisputed record demonstrates that both candidates possess relevant
experience, including technical and management experience. While Zvolanek’s
tenure in the workforce is shorter than Cramer’s, we have repeatedly held that
years of experience alone do not equate to clearly superior qualifications.24 NEC
intended the DST to be more self-sufficient than the War Room by requiring the
manager and staff to resolve more technical issues directly rather than relying
on vendors. Cramer’s direct supervisor, Shaver, stated that Cramer’s technical
skills were limited to following established procedures, while Zvolanek’s
technical skills were more current and more directly related to hands-on
troubleshooting. That Zvolanek’s technical skills were both more recent and
more directly related to the job at issue is a relevant consideration.25
23
See Scott v. Univ. of Miss., 148 F.3d 493, 508-09 (5th Cir. 1998), abrogated on other
grounds by Kimel v. Fla. Bd. of Regents, 528 U.S. 62 (2000).
24
Bodenheimer v. PPG Indus., Inc., 5 F.3d 955, 959 (5th Cir. 1993).
25
Moss, 610 F.3d at 923-24.
8
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The record demonstrates that Zvolanek was qualified for the position.
Whether NEC made the best hiring decision or even a good decision is
irrelevant.26 The differences in the candidates’ experience would be probative
of discrimination only if the evidence would allow a jury to find that no
reasonable employer would have hired Zvolanek over Cramer. Because the
evidence of their respective experience does not support such a finding, Cramer
has failed to raise a genuine question of whether he is clearly better qualified.
B
Cramer also argues that he produced sufficient evidence to show that
NEC’s nondiscriminatory reasons were false or unworthy of credence. NEC’s
three reasons were articulated by Merryman, who stated that “it appeared to
me that Cramer did not have the technical or managerial abilities required to
perform the position and that Cramer had not always satisfactorily performed
services for 7-Eleven.” To survive summary judgment, Cramer has the burden
to rebut each of these nondiscriminatory reasons with sufficient evidence to
permit a jury to find that age discrimination was the but-for reason for NEC’s
decision.27 The relevant inquiry is not whether NEC’s assessment of Cramer
was accurate because “even an incorrect belief that an employee’s performance
is inadequate constitutes a legitimate, non-discriminatory reason.”28 Rather, we
26
See Deines v. Tex. Dep’t of Protective & Regulatory Servs., 164 F.3d 277, 281 (5th Cir.
1999) (“[I]t is not the function of the jury to scrutinize the employer’s judgment as to who is
best qualified to fill the position; nor is it the jury’s task to weigh the respective qualifications
of the applicants.”).
27
Jackson v. Cal–W. Packaging Corp., 602 F.3d 374, 377 (5th Cir. 2010) (citing Gross
v. FBL Fin. Servs., Inc., 557 U.S. 167, 177 (2009)).
28
Little v. Republic Ref. Co., Ltd., 924 F.2d 93, 97 (5th Cir. 1991).
9
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are concerned only with whether NEC’s assessment was the real reason for its
hiring decision.
Cramer first asserts that Merryman’s use of the term “appeared” in his
explanation was insufficiently firm and therefore unworthy of credence. This
argument is unpersuasive. That Cramer “appeared” to NEC to be unfit for the
position is precisely their nondiscriminatory reason. NEC need not be correct
in its assessment, only worthy of credence.
As to NEC’s first nondiscriminatory reason, Cramer alleges that
Merryman had insufficient information to assess his technical skills because
Merryman had not worked with Cramer for several years, had failed to conduct
a formal interview, and had misrepresented to Shaver that he had interviewed
Cramer. Cramer also contends that his resume and experience demonstrates
that NEC had no basis for believing he lacked the proper technical skills.
These arguments miss the point. That Merryman could have used a
different means of assessing the candidates is no evidence that Merryman’s
assessment was a pretext for discrimination. Merryman treated Cramer and
Zvolanek equally, interviewing neither one. Merryman had access to their
resumes, worked with both in the War Room for several years, and had ample
opportunity to observe their technical skills. Similarly, Merryman’s alleged “lie”
about interviewing Cramer is not relevant. Merryman testified only that he told
Shaver he had “talked to Cramer” about the DST manager position—a fact that
Cramer does not dispute, and Merryman’s isolated, innocuous comment is not
probative of pretext. Finally, the affirmative evidence of Cramer’s technical
skills is also unpersuasive. The material issue is not whether Cramer was
qualified or even possibly more qualified than Zvolanek. The court is concerned
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not with whether NEC made the right hiring choice but whether its proffered
reason for that choice is unworthy of credence. We agree with the district court
that none of Cramer’s evidence is probative of whether NEC’s first
nondiscriminatory reason was baseless and therefore pretextual.
Cramer’s evidence concerning NEC’s second and third nondiscriminatory
reasons (that his management style and past performance for 7-Eleven were
deficient) is equally unpersuasive. Merryman and Shaver both stated that
Cramer had a reputation for being aggressive. Merryman further described
Cramer as occasionally demeaning to others, prone to frequent arguments with
employees, and reluctant to take suggestions from vendors or others with regard
to troubleshooting problems. Cramer himself admitted that he “butted heads”
with people when he felt they did not have the answers he needed. Cramer does
not dispute that he had an “aggressive style” but argues that it made him
successful as War Room manager and points to his ten years of continued
employment as corroboration. Cramer also notes that Shaver testified that
Cramer’s dedication to the War Room was “second to none.”
As with whether he is “clearly better qualified,” Cramer overstates the
evidence. At most the record shows that Merryman and Shaver had different
opinions about Cramer’s performance as War Room manager. The parties agree
that Cramer was aggressive in his interactions with vendors and employees
alike and that his style of management involved frequent use of vendors for
troubleshooting. NEC has shown that the DST manager position required a
different management approach than Cramer’s, and Cramer has not pointed to
any evidence that calls into question the credibility of NEC’s claim. As we have
already noted, the ADEA does not prohibit an employer from making a bad
11
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hiring decision, only a discriminatory one, and this court “should not substitute
[its] judgment of an employee’s qualifications for the employer’s in the absence
of proof that the employer’s nondiscriminatory reasons are not genuine.”29 While
Cramer may have shown that NEC could have been mistaken in its assessment,
he has provided no evidence that NEC’s perception of his temperament or job
performance is false or unworthy of credence.
* * *
Taken as a whole and in the light most favorable to Cramer, the evidence
does not raise a genuine issue of material fact as to whether NEC’s
nondiscriminatory reasons for failing to hire Cramer were pretext for age
discrimination. Accordingly, we AFFIRM the district court’s grant of summary
judgment in favor of NEC.
29
EEOC v. La. Office of Cmty. Servs., 47 F.3d 1438, 1448 (5th Cir. 1995).
12