GLD-041 NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
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No. 12-1996
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HILTON KARRIEM MINCY,
Appellant
v.
DEPUTY SUPERINTENDENT KENNETH CHMIELSEWSKI; LIEUTENANT
WILLIAM WETZEL; OFFICER J. E. VANCE; OFFICER J. E. MURPHY; OFFICER
BRIAN GOWEN; RESTRICTED HOUSING UNIT LIEUTENANT WILLIAM
WETZEL; PROPERTY ROOM LIEUTENANT LLOYD KERSHNER; PROPERTY
ROOM LIEUTENANT MICHAEL KMIECIAK; RESTRICTED HOUSING
LIEUTENANT BRONSBURG; PROPERTY ROOM SERGEANT MEYERS;
PROPERTY ROOM OFFICER HRYCIYNIA; MAJOR THOMAS DERFLER; BLOCK
COUNSELOR K. KORNASKY; UNIT MANAGER MARTIN WILLIAMS;
SECURITY LIEUTENANT GERALD GAVIN; DEPUTY SUPERINTENDANT
KENNETH G. CHMIELEWSKI; DEPUTY SUPERINTENDANT THOMAS
TEMPERINE; SUPERINTENDANT EDWARD KLEM; LIEUTENANT RUSSELL
BROUGHT
___________________________________
On Appeal from the United States District Court
for the Middle District of Pennsylvania
(D.C. Civil No. 1:07-cv-00790)
District Judge: Honorable Christopher C. Conner
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Submitted for Possible Dismissal Pursuant to 28 U.S.C. § 1915(e)(2)(B)
or Summary Action Pursuant to Third Circuit LAR 27.4 and I.O.P. 10.6
November 16, 2012
Before: FUENTES, FISHER and ROTH, Circuit Judges
(Opinion filed: January 4, 2013)
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OPINION
_________
PER CURIAM
Hilton Karriem Mincy, an inmate currently incarcerated at SCI Albion in Albion,
Pennsylvania and proceeding pro se, appeals from an order of the United States District
Court for the Middle District of Pennsylvania denying Mincy‟s partial motion for
summary judgment and granting Appellees‟ motion for summary judgment in Mincy‟s
civil rights suit pursuant to 42 U.S.C. § 1983. Because this appeal does not present a
substantial question, we will summarily affirm the District Court‟s order. See 3d Cir.
L.A.R 27.4; I.O.P. 10.6.
I.
A. Factual Background
Because we primarily write for the parties, we need only recite the facts necessary
for our discussion. At all times relevant to Mincy‟s claims, he was incarcerated at SCI
Mahanoy in Frackville, Pennsylvania. On March 25, 2005, Mincy received permission to
order new sneakers and boots, and his new sneakers and boots arrived in SCI Mahanoy‟s
mail room around April 12, 2005. However, Mincy‟s package was placed in the property
room because he was serving ninety days of disciplinary custody in the Restricted
Housing Unit (“RHU”) when the package arrived. In April or May 2005, Mincy
contacted Kerschner, the property room lieutenant, with concerns that his sneakers and
boots were missing. Later, on September 7, 2005, Mincy sent a request regarding his
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property to the mail room supervisor; he was subsequently informed that he had received
his sneakers and boots and that the package was in the property room.
From April 2005 through January 2006, Mincy received a number of misconduct
findings resulting in continuous disciplinary custody in the RHU. On May 27, 2005,
Mincy was found guilty of threatening an employee with bodily harm and using abusive
or obscene language. On June 3, 2005, Mincy was found guilty of another violation of
the same offense. On December 2, 2005, he was found guilty of assault, threatening an
employee with bodily harm, and using abusive or obscene language. Mincy was also
found guilty of possession of contraband on September 6, 2005.
On June 8, 2006, Mincy sent requests for protective custody and a transfer from
SCI Mahanoy to Superintendant Klem and Deputy Secretary Vaughn; however, he was
told that his requests were unfounded. On July 26, 2006, Mincy sent a request asking to
be separated from six inmates after his release from the RHU to Lieutenant Gavin. After
conducting an investigation, Gavin sent a memorandum to Klem recommending that
Mincy not be returned to general population housing, that a transfer be requested, and
that he remain in the RHU pending a decision on the transfer petition. Mincy‟s transfer
request was approved on August 22, 2006, and he was informed that he was to be
transferred to SCI Albion.
On August 31, 2006, Mincy was escorted to the property room to inventory and
pack his property. Present in the property room during his inventory were property room
officers Hryciyna and Meyers. Mincy packed his own property, including his typewriter,
for shipping to SCI Albion. The next day, Mincy filed a grievance alleging that his new
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boots and sneakers had been taken in retaliation for his filing civil complaints and inmate
grievances. Although his grievance was initially denied by Lieutenant Brought, it was
remanded because the sneakers and boots listed on Mincy‟s inventory sheet were not the
new items he had ordered in March 2005. The items could not be located, and Mincy
received a credit to his inmate account reimbursement for the missing boots and sneakers.
Mincy subsequently filed a grievance against Brought for interference with the grievance
process; however, this grievance was denied.
Mincy was transferred to SCI Albion on September 5, 2006, and his property was
shipped on September 8, 2006. After his transfer, Mincy filed a grievance alleging that
his transfer was in retaliation for his previously filed grievances and lawsuits. Mincy also
filed a grievance concerning damages to his typewriter because it was damaged upon
arrival at SCI Albion; he was subsequently reimbursed for the cost of the typewriter.
B. Procedural Background
In 2007, Mincy filed a complaint alleging various claims against seventy-seven
defendants from both SCI Mahanoy and SCI Albion. After a preliminary review, the
District Court directed Mincy to file an amended complaint complying with Federal
Rules of Civil Procedure 8 and 20. Mincy instead filed a new complaint to commence
another action, and the District Court ordered that this new complaint be withdrawn and
filed as an amended complaint in this action. The District Court then dismissed this
complaint for failing to adhere to the requirements of Rule 8, and on appeal, we vacated
the dismissal order and remanded for further consideration. In accordance with our
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mandate, the District Court ordered that Mincy‟s complaint be served on Klem, Beard,
and Brooks, the only defendants specifically named.
Mincy subsequently filed a motion to separate the parties, and the defendants
moved to dismiss Mincy‟s complaint. The District Court denied the motion to dismiss
without prejudice and granted the motion to separate, directing Mincy to file proposed
amended complaints separating the different claims and parties. Mincy did so on
September 1, 2009, filing one proposed amended complaint containing claims against the
SCI Mahanoy defendants and one containing claims against the SCI Albion defendants.
The SCI Albion complaint was subsequently docketed and transferred to the United
States District Court for the Western District of Pennsylvania. (See Mincy v. McConnell,
W.D. Pa. Civ. No. 1:09-cv-236.)1 The SCI Mahanoy complaint was docketed in this
action and served on all named defendants.
Appellees filed a motion to dismiss the complaint, which the District Court
granted in part and denied in part on February 16, 2010. The District Court provided
Mincy with the opportunity to file a second amended complaint regarding his claims that
Vance, Gower, Wetzel, and Murphy issued retaliatory misconduct reports and his claims
alleging retaliatory theft of property, retaliatory destruction of property, and retaliatory
transfer. Mincy filed his second amended complaint on May 24, 2010.
After extensive discovery, Appellees filed a motion for summary judgment, and
Mincy filed a motion for partial summary judgment. On March 6, 2012, the District
1
Mincy‟s appeal of the judgment in Mincy v. McConnell is currently pending before this
Court. (See Mincy v. McConnell, No. 12-3463.)
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Court granted Appellees‟ motion, denied Mincy‟s motion, and entered judgment in favor
of Appellees. Mincy timely appealed.2
II.
We have jurisdiction pursuant to 28 U.S.C. § 1291 and exercise plenary review
over the District Court‟s order granting summary judgment. See Giles v. Kearney, 571
F.3d 318, 322 (3d Cir. 2009). Summary judgment is appropriate only when the record
“shows that there is no genuine issue as to any material fact and that the moving party is
entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(c). “The moving party has
the burden of demonstrating that there is no genuine issue as to any material fact, and
summary judgment is to be entered if the evidence is such that a reasonable fact finder
could find only for the moving party.” Watson v. Eastman Kodak Co., 235 F.3d 851, 854
(3d Cir. 2000) (citing Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)). We
may summarily affirm on any basis supported by the record. Murray v. Bledsoe, 650
F.3d 246, 247 (3d Cir. 2011) (per curiam).
III.
Section 1983 provides private citizens with a means to redress violations of federal
law committed by state officials. See 42 U.S.C. § 1983. To establish a claim under §
1983, a plaintiff “must establish that she was deprived of a federal constitutional or
2
Mincy filed a motion for reconsideration on March 19, 2012, which was not denied by
the District Court until August 30, 2012. Because Mincy filed his notice of appeal before
the District Court entered the August 30, 2012, the notice is timely and became effective
on that date. See Fed. R. App. P. 4(a)(4)(B)(i). However, because Mincy did not appeal
the District Court‟s order denying his motion for reconsideration, that order does not fall
within the scope of our jurisdiction. See Fed. R. App. P. 4(a)(4)(B)(ii).
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statutory right by a state actor.” Kach v. Hose, 589 F.3d 626, 646 (3d Cir. 2009). To
sustain a retaliation claim under § 1983, an inmate must demonstrate that (1) he engaged
in constitutionally protected conduct; (2) he suffered adverse action; and (3) the
constitutionally protected conduct was “a substantial or motivating factor” for the adverse
response. See Carter v. McGrady, 292 F.3d 152, 157-58 (3d Cir. 2002); see also Rauser
v. Horn, 241 F.3d 330, 333 (3d Cir. 2001). With respect to the required causal link, if the
prisoner makes a prima facie showing that his constitutionally protected conduct was a
motivating factor in the decision to discipline, the defendant then has the burden of
showing that the same disciplinary action would have been taken even in the absence of
the protected activity. See Rauser, 241 F.3d at 334.3
A. Retaliatory Misconduct Reports
Mincy first alleges that Lieutenant Wetzel and Officers Murphy, Gower, and
Vance violated his First Amendment rights by issuing false and retaliatory misconduct
reports to “punish” Mincy for filing grievances and civil lawsuits. We agree with the
District Court that Mincy failed to establish a prima facie case of retaliation. Mincy was
charged with a number of offenses, including assault, threatening an employee, using
obscene language, and possession of contraband. The record indicates that the decisions
3
In their motion for summary judgment, Appellees asserted the affirmative defense that
Mincy‟s claims contained in his amended second complaint were barred by the applicable
statute of limitations for § 1983 suits. In Pennsylvania, the applicable personal injury
statute of limitations is two years. See 42 Pa. Cons. Stat. § 5524(7); see also Kost v.
Kozakiewicz, 1 F.3d 176, 190 (3d Cir. 1993). Although the District Court determined
that Mincy‟s second amended complaint was time-barred, it proceeded to consider the
merits of his retaliation claims. Likewise, we bypass a possibly meritorious statute of
limitations defense and consider the merits of Mincy‟s claims.
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of the hearing officer were sustained throughout the administrative appeal. Mincy‟s
unsupported assertions that the charges were fabricated to retaliate against his litigation
activities are insufficient to create genuine issues. See Quiroga v. Hasbro, Inc., 934 F.2d
497, 500 (3d Cir. 1991) (noting that a party opposing summary judgment may not rely on
mere allegations, general denials, or vague statements). The evidence of record
concerning Mincy‟s guilt of these offenses shows that Appellees‟ action was reasonably
related to a legitimate penological interest and that Mincy would have been charged
regardless of his litigation activities. See Rauser, 241 F.3d at 334; see also Carter, 292
F.3d at 159 (affirming summary judgment in favor of defendants on retaliation claim
when “the quantum of evidence” concerning the prisoner‟s misconduct showed that he
would face disciplinary action regardless of his protected activity); Henderson v. Baird,
29 F.3d 464, 469 (8th Cir. 1994) (stating that a finding of “some evidence” in support of
a disciplinary determination “checkmates” a retaliation claim). Accordingly, the District
Court correctly granted summary judgment to Appellees on this claim.
B. Retaliatory Theft/Destruction of Property
Mincy‟s second claim asserts that Lieutenants Wetzel, Kershner, Kmieciak,
Brought, Bronsburg and Officers Hryciyna and Derfler intentionally took and destroyed
his new boots and sneakers in retaliation for his litigation activities. Mincy‟s litigation
activities qualify as protected conduct, see Milhouse v. Carlson, 652 F.3d 371, 373-74
(3d Cir. 1981), and the loss of his property constitutes a sufficient adverse action.
Although Mincy‟s allegations satisfy the first two elements of a prima facie
retaliation case, we agree that Mincy has failed to establish the necessary causal link. To
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establish liability under § 1983, each individual defendant „must have personal
involvement in the alleged wrongdoing.‟” Evancho v. Fisher, 423 F.3d 347, 353 (3d Cir.
2005) (quoting Rode v. Dellarciprete, 845 F.2d 1195, 1207 (3d Cir. 1988)). “Personal
involvement can be shown through allegations of personal direction or of actual
knowledge and acquiescence.” Rode, 845 F.2d at 1207. These allegations must be made
with appropriate particularity. Id. Here, although Mincy alleges that he spoke to both
Kershner and Kmieciak about his missing property, this is insufficient to establish
personal involvement or actual knowledge. Furthermore, although Meyers and Hryciyna
were present in the property room during Mincy‟s inventory of his property, the
inventory took place approximately sixteen months after the boots and sneakers
disappeared. While these four individuals appear to have been aware that Mincy was
missing property, there is no evidence that they were personally involved.
Furthermore, the District Court is correct that an officer‟s review of, or failure to
investigate, an inmate‟s grievances generally does not satisfy the requisite personal
involvement. See Rode, 845 F.2d at 1207-08 (holding that grievances filed with
governor‟s office of administration were insufficient to establish the governor‟s actual
knowledge of the conduct complained of). Mincy alleges that Brought and Derfler were
involved in the theft of his property; however, their involvement only relates to their
review of Mincy‟s grievances regarding his property. While Mincy‟s grievances made
them aware that Mincy was missing property, this awareness does not amount to the
requisite personal involvement.
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Finally, Mincy has named Bronsburg and Wetzel in this claim; however, the
record contains no mention of either in the relevant sections of Mincy‟s second amended
complaint, his statement of material facts supporting his motion for partial summary
judgment, or his response in opposition to Appellees‟ motion. Unsupported allegations
are not sufficient when faced with a motion for summary judgment, see Connors v. Fawn
Mining Corp., 30 F.3d 483, 489 (3d Cir. 1994). Accordingly, the District Court properly
granted summary judgment to Appellees on this claim.
C. Retaliatory Destruction of Property
In his third claim, Mincy alleges that Kmieciak, Meyers, and Hryciyna
intentionally destroyed his typewriter to retaliate against him for filing lawsuits and
grievances and to “frustrate” his litigation activities. No evidence in the record
demonstrates that any of these officers were personally involved in or had personal
knowledge of the damage to Mincy‟s typewriter. See Rode, 845 F.3d at 1207-08. While
Meyers and Hryciyna were present in the property room when Mincy was packing his
property for his transfer to SCI Albion, nothing indicates that they had any responsibility
for the damage, and the evidence shows that Mincy himself packed the typewriter.
Accordingly, summary judgment was warranted for Appellees on this claim.
D. Retaliatory Transfer
In his fourth claim, Mincy alleges that Counselor Kornasky, Unit Manager
Williams, Lieutenant Gavin, Major Derfler, Deputy Superintendants Chmielewski and
Temperine, and Superintendant Klem retaliated against him for his filing of civil lawsuits
and grievances by having him transferred to SCI Albion, a correctional facility in the
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Western Region of Pennsylvania. While the filing of grievances and lawsuits is
constitutionally protected activity, see Milhouse, 652 F.3d at 373-74, a review of the
record reveals that Mincy requested a transfer and separation from certain inmates
because he feared that these inmates would retaliate against him because of testimony he
provided against a cell mate. While staff at SCI Mahanoy did recommend that Mincy be
transferred to the Western Region, sufficient uncontroverted evidence demonstrates that
this recommendation was based on security concerns because of Mincy‟s multiple
enemies in the Eastern Region and the associations the inmates he requested to be
separated from had with inmates in the Central Region. Accordingly, we agree that
Mincy failed to meet his burden of showing that his filing of grievances and lawsuits was
“a substantial or motivating factor” for his transfer, see Carter, 292 F.3d at 157-58, and
summary judgment was properly granted to Appellees as to this claim.
E. Constitutional Tort
In his last claim, Mincy alleges that all of the facts alleged in his previous four
counts, taken together, violate his constitutional rights. However, because we have
concluded that his rights were not violated in his first four claims, we agree with the
District Court that summary judgment for Appellees was warranted for this claim.
IV.
In sum, the District Court properly granted Appellees‟ motion for summary
judgment and denied Mincy‟s motion for partial judgment because Mincy failed to
establish a prima facie case of retaliation for all of his claims. For the foregoing reasons,
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no substantial question is presented and we will affirm the judgment of the District Court.
See 3d Cir. L.A.R 27.4; I.O.P. 10.6.
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