State ex rel. Plymale v. Garner

Calhoun, President,

dissenting:

Believing that the majority opinion is premised on certain unwarranted conclusions, both legal and factual, and that the holding therein set out is both legally unsound and wrong in principle, I respectfully dissent.

At the outset we must bear in mind that the burden of proof is upon the relators. “Applicant for mandamus has the burden of proving all facts necessary to authorize it's issuance.” 55 C.J.S., Mandamus, Section 325b, page 559. That burden, as defined by this Court, is a rather onerous one. In innumerable prior cases this Court has held that a writ of mandamus will be issued only upon a showing that the relator has “a clear legal right” to the relief sought. Two of the recent cases to this effect are State ex rel. Neal v. Barron, Governor, 146 W. Va. 602, pt. 3 syl., 120 S. E. 2d 702, and State ex rel. Evans v. Kennedy, 145 W. Va. 208, pt. 4 syl., 115 S. E. 2d 73. This Court has stated that such clear legal right “cannot be established in the proceeding itself, but must exist when the proceeding is instituted.” State ex rel. Jarrell v. Walker, 145 W. Va. 815, pt. 2 syl., 117 S. E. 2d 509.

“The extraordinary writ of mandamus will never be issued in any case where it is unnecessary, or where, if issued, it would prove unavailing, fruitless, and nugatory. The *303court will never compel the doing of a vain thing. * * *.” Hall v. Staunton, 55 W. Va. 684, syl., 47 S. E. 265; Gerwig v. B. & O. R. Co., 141 W. Va. 139, syl., 89 S. E. 2d 217; Brannon v. Perkey, 127 W. Va. 103, 111, 31 S. E. 2d 898, 902; State ex rel. McLaughlin v. Morris, 128 W. Va. 456, 459, 37 S. E. 2d 85, 87. A writ of mandamus will never be granted “where, if issued, it would prove fruitless and unavailing.” Taylor v. Board of Canvassers of Mineral Co., 119 W. Va. 378, pt. 4 syl., 193 S. E. 575; Cantrell v. Board of Education, 107 W. Va. 362, syl., 148 S. E. 320; State ex rel. Pardue v. County Court, 105 W. Va. 235, pt. 1 syl., 141 S. E. 874; W. Va. Natl. Bank v. Dunkle, 65 W. Va. 210, 214, 64 S. E. 531, 532; Hawkins v. Bare, 63 W. Va. 431, pt. 1 syl., 60 S. E. 391; State ex rel. Matheny v. County Court, 47 W. Va. 672, pt. 7 syl., 35 S. E. 959. Mandamus is not proper “where the right to such relief is of doubtful or uncertain character.” State ex rel. Churchman v. Hall, etc., et al., 86 W. Va. 1, pt. 3 syl., 102 S. E. 694.

From the cases referred to above, I believe it is proper to conclude that a writ of mandamus will issue only upon a showing of a clear legal right, never in a doubtful case and never when it appears that its issuance may prove to be fruitless, unavailing or nugatory. If there is a likely possibility that issuance of the writ may prove fruitless, unavailing or nugatory, then, I believe, there is no showing of “a clear legal right.”

The majority opinion impliedly recognizes that this unusual burden is generally upon the relator in a mandamus proceeding but, by a process of reasoning to which I am unable to subscribe, holds that in the present case the rela-tors are somehow relieved of that burden and that a burden is cast upon the respondents to show negatively that the referendum petition is not legal, genuine and proper. This proposition will be referred to subsequently herein, but in that connection we must bear in mind the universal rule that, unlike the burden of going forward with the evidence, the ultimate burden of proof never shifts. Brace v. Salem Cold Storage Co., 146 W. Va. 180, pt. 4 syl., 118 S. E. 2d 799.

*304Mandamus is not a writ of right but its issuance or refusal lies in the sound discretion of the court. 55 C.J.S., Mandamus, Section 9, page 25, and Section 9b, page 29. See also State ex rel. White Oak Fuel Co. v. Davis, 74 W. Va. 261, pt. 4 syl., 82 S. E. 207; State ex rel. Kanawha Banking & Trust Co. v. Melton, 62 W. Va. 253, pt. 8 syl., 57 S. E. 729. A mandamus proceeding is “one in which the appeal is to the conscience of the court having jurisdiction to hear it.” Gardner v. Bailey, 128 W. Va. 331, 336, 36 S. E. 2d 215, 218. Members of the council of the City of Huntington are public officials, charged by oath of office with difficult official responsibilities, fiscal and otherwise. Inasmuch as mandamus is not a writ of right but its appeal is to the conscience of the court, based upon equitable considerations, I believe firmly that this Court should not intervene by mandamus in the performance of official duties by respondents unless it appears clearly that the respondents are acting arbitrarily, capriciously or in violation of clear legal mandate. To me the contrary is quite manifest.

In the second point of the syllabus, the majority opinion recognizes that “The city council or city clerk has the right and duty to determine the sufficiency of a petition filed under the provisions of Code, 8A-2-2, as amended, * * *.” As a matter of fact, this proposition is admitted by relators in their mandamus petition wherein they state: “Thereupon it became the duty of the respondents * * * to promptly determine that said petitions contained the requisite number of signatures of voters of the city * * To me this proposition, which I believe to be unassailably correct, is out of harmony with the statement in the fourth point of the syllabus that “when a proceeding is instituted in a court all of the issues involved in the proceeding are to be determined by the Court and not the parties.” Either the respondents have “the right and duty to determine the sufficiency of a petition” or they do not. The institution of a proceeding in mandamus cannot add to or detract from such right and duty.

In the fifth point of the syllabus, the majority opinion sets forth its conclusion that “the validity” of the referen*305dum petition “is neither admitted nor denied” by the respondents and that under such circumstances “the burden” is upon the respondents “and if no evidence is taken or submitted thereon it will be presumed by the court that the petition is valid”. (Italics supplied). I take issue with the sweeping conclusion that the “validity” of the referendum petition is not challenged in answers filed by the respondents. I also take issue with the assertion that “no evidence is taken or submitted thereon” in the fight of the stipulation of facts filed in response to the issue developed by the pleadings. I cannot agree with the legal conclusion that “it will be presumed by the court that the petition is valid” in view of the answers filed by the respondents which challenge the legality and sufficiency of the referendum petition and in view of the stipulation disclosing that the referendum petition admittedly is, in part at least, based on forgery, fraud, spurious signatures and signatures of unqualified voters.

In the joint answer filed by respondents, they deny the allegation of the mandamus petition that the respondents have failed to take any action in relation to the referendum petition and that their conduct in the premises is “contrary to law, arbitrary, unreasonable, capricious, fraudulent” and the respondents in their answer call for strict proof of such allegation.

The answer further alleges that the relators assisted in the circulation and fifing of the fire service petition purporting to contain 17,842 signatures, and the refuse removal fee petition purporting to contain 18,524 signatures; that such two petitions were filed on July 7, 1962; that two days later the relators filed the referendum petition purporting to contain 15,572 signatures or a total of 51,938 purported signatures on the three petitions; that the two fee ordinances are designed to raise annually approximately a half million dollars in revenue, which expected revenue was considered in making the municipal budget for the fiscal year beginning July 1, 1962; that the relators have insisted that the respondents first determine the validity of the referendum petition but that the respondents have insisted upon check*306ing first the two fee ordinance petitions because they were filed first and because of the importance of the two fee ordinances to the municipal budget and fiscal affairs; that nine full-time municipal employees have been assigned to the task of checking the petitions; that the task of checking the petitions “has proceeded with rapidity and dispatch and without any delay of any kind whatsoever from the time said petitions were filed;” that the process of checking the referendum petition “has developed innumerable instances of duplications of signatures, numerous different signatures signed by the same person, innumerable signatures of persons who are not registered voters within the corporate limits of the City of Huntington, many of whom reside out of the City of Huntington and out of the state of West Virginia;” that “approximately 33 to 40 percent of the signatures examined have proved to be invalid;” and “that because of the large percentage of invalidity, grave doubts as to the validity of all of the said petitions exists; (italics supplied) that this is well known to the relators who would greatly prefer to compel an election to be held before the authenticity of the petition can be ascertained in an orderly manner;” and that the “respondents do not question the constitutional rights of the electorate to require an election on the issues involved in the event it is established that they have filed a valid and subsisting petition as provided by law.”

The relators have not denied the wholesale forgeries and improper signatures as alleged by the respondents. On the contrary, they admit the truth of such allegations by stipulating the correctness thereof. A portion of the written stipulation, constituting the only proof in support of any allegations made on either side, is as follows:

“Immediately after the receipt of the three petitions hereinabove mentioned, the same were examined by the members of the Council, and it appeared that a number of petitioners had signed the same petition more than once, that signatures of different petitioners had been signed by one person, that many of the petitioners gave addresses which were outside the City of Huntington, and, in several instances, in adjoining states, and that *307some of the petitioners known to members of Council were minors, or otherwise unqualified to vote. * * *
“* * * Four regular employees of the City were assigned full-time to the task of checking these petitions and five additional full-time clerical workers were employed. The cost to the City of Huntington of checking these petitions to date has been in excess of $4,000. To date, 4,527 names have been checked on the fire petition and it appears to the City Clerk that 1,533 names on said petition are invalid because of duplication, false signatures, lack of current voter registration of the signers, lack of voting qualifications, or for other reasons. In the case of the refuse removal petition, 4,526 names have been checked and it appears to the City Clerk that 1,499 names signed to this petition are invalid for similar reasons. 458 signatures appearing on the charter petition have been examined. 129 signatures have been found by the City Clerk to be duplications or forgeries, or have been found to be invalid because of lack of current voter registration of the signer, lack of other voting qualifications and for other reasons, 112 signatures have been found to be valid, and 217 signatures have yet to be checked for forgery, current voter registration of the signer or for other voting qualifications of the signatories.”

In the face of the admitted fact that the council proceeded immediately to check the validity of the petitions, assigning nine full-time employees to the task, at a cost of more than $4,000, the majority opinion makes the summary, sweeping conclusion: “Under the facts and circumstances in the case at bar the respondents have not acted within a reasonable time to determine the validity of the petition. In fact, they have not acted at all in connection with this matter * * *.”

In such circumstances the majority opinion holds that no issue on the validity of the referendum petition is made because the respondents by answer have not in haec verba either affirmed or denied the genuineness and validity of the petition; and this in spite of the undenied allegations *308of numerous instances of fraud, forgery, duplication of signatures and lack of voter qualification; and in spite of the written stipulation which constitutes a formal admission that the petition is ■pro tanto fraudulent, illegal and invalid. The majority opinion produces an anomalous result. It recognizes the right and duty of the council to determine the legality and validity of the referendum petition, and yet would impose upon the respondents the burden of alleging the invalidity of the petition as a prerequisite to the exercise of the right and duty to determine such invalidity or illegality.

The majority opinion, in effect, holds that the validity of the referendum petition has not been challenged in this proceeding in spite of the undenied allegation of forgery and fraud; in spite of the admission by stipulation that the petition is in part based on fraud and forgery; and in spite of the respondents' allegation that the circumstances create grave doubts as to the validity of each of the three petitions.

The immediate issue in this case is not the validity or invalidity of the referendum petition. Since the parties agree and the majority has recognized the right and duty of the respondents to determine whether the referendum petition contains the requisite number of valid signatures of qualified voters, the issue in the case is whether the respondents proceeded properly in the exercise of that right and the discharge of that duty. The relators have alleged that the respondents’ “failure to perform their duties hereinabove set forth is contrary to law, arbitrary, unreasonable, capricious, fraudulent and the result of a misapprehension of the law.” The respondents specifically deny these allegations and allege that, on the contrary, they have acted lawfully, expeditiously and in good faith. The majority opinion holds that the respondents have acted improperly in such a manner that their actions are subject to judicial control by mandamus. I strenuously disagree with the majority at that point. Such being the genuine and immediate issue, the respondents were not required to allege that the referendum petition was invalid. They did not have a burden of proving a negative. It was incumbent *309upon them merely to allege a proper, lawful and expeditious performance of their right and duty to determine the legality of the petition. This they have done.

In view of the majority holding, it would be futile for respondents to have proceeded to determine the validity of the referendum petition. If they had done so, and if the petition had been found to be illegal and invalid prior to November 6, 1962, they would have been required to hold the election on that date nevertheless, because this Court has intervened by mandamus in the midst of the performance of the recognized right and duty, and has adjudged that the election must be held in any event. The respondents, as sworn public officers charged with grave fiscal responsibilities, were required by duty and by official oath to be concerned with the possibility of the needless expense of a vain, illegal and abortive election. It is not so much a question whether the respondents may determine at what election the issue is submitted as it is a question whether the relators have a right to dictate that fact and make that determination.

In spite of the filing of the written stipulation of facts stating that the facts therein alleged “shall be taken as true and correct,” the majority opinion implies in the fifth point of the syllabus that “no evidence is taken or submitted” in response to the issue of the validity of the petition.

Finally, the Court holds in the majority opinion that there obtains a presumption of the genuineness and validity of the referendum petition, in spite of the undenied allegation of false, fraudulent or illegal signatures; in spite of the written stipulation of facts, the only proof offered in the case, admitting the partial illegality and fraudulent nature of the referendum petition; and in spite of the respondents’ allegation that circumstances and facts alleged cause “grave doubts” as to the genuineness of all of the three petitions circulated, procured and filed by the relators.

It is my understanding that we indulge in presumptions only in situations where nothing to the contrary appears. No presumption can stand in the face of facts. Dwight v. *310Hazlett, 107 W. Va. 192, 200, 147 S. E. 877, 880, citing Wigmore and Jones in their respective works on Evidence. See also Beckley Natl. Exchange Bank v. Provident Life & Accident Ins. Co., 121 W. Va. 152, 154, 2 S. E. 2d 256, 257; Lambert v. Metropolitan Life Ins. Co., 123 W. Va. 547, 17 S. E. 2d 628; Jenkins v. Spitler, 120 W. Va. 514, pt. 2 syl., 199 S. E. 368; 31 C.J.S., Evidence, Section 117, pages 731-32. “A ‘presumption’ is a rule of law that courts or juries shall or may draw a particular inference from a particular fact or from particular evidence, unless and -until the truth of such inference is disproved.” State v. Dodds, 54 W. Va. 289, 296, 46 S. E. 228, 231. See also 7 M. J., Evidence, Section 17, page 347. In accordance with the principles stated immediately above in the case of McNary v. Olcott (Ore. 1912), 125 P. 303, it was held: “Where referendum petitions contain evidence of forgeries, perpetrated either by the circulators, or with their connivance, the prima facie case in favor of the genuineness of the petitions is overcome; and the burden is on those upholding the validity of the petition to establish the genuineness of each signature.” The same principle is stated in similar language in 28 Am. Jur., Initiative, Referendum, and Recall, Section 25, page 454: “Where it has been shown that certain circulators of petitions have been guilty of forgery, the prima facie case made by the affidavit in favor of the genuineness of their petitions is overcome, and in the absence of evidence supporting the genuineness of the signatures, all signatures on such petitions should be rejected. But in the absence of evidence of intentional fraud or guilty knowledge on part of the circulator, the names on a petition properly verified are prima facie genuine.”

It is here observed that no statute of this state and no ordinance of the City of Huntington provides for a verification or certification by the circulator that the signatures appearing on a referendum petition are genuine. No statute or ordinance provides that a referendum petition is prima facie genuine or is presumed to be genuine. No statute or ordinance provides a criminal penalty for making or procuring a false signature on such a petition, so as to apply the presumption that all persons obey the law until the *311contrary appears. In the absence of any statute or ordinance of the nature referred to above, I believe that no substantial authority can be found for a presumption of the genuineness of the signatures on the petition herein involved. But even if there were such a presumption of genuineness, it could not be applied in this case wherein evidence of a lack of genuineness appears on the face of the petition, from un-denied allegations of respondents’ answers and from a written stipulation of facts made and filed as proof in the case in this Court.

We need cite no authority for the proposition that mandamus cannot be employed to control, or override the discretionary power of a public official, in the absence of a clear showing of arbitrary or capricious conduct. If the effect of the majority opinion is to say that the respondents must first consider the referendum petition before considering either of the two fee ordinance petitions, then I say this Court is improperly undertaking to control or override the discretion of the municipal officials. If, on the other hand, the effect of the majority opinion is to hold that the council has taken an unreasonable length of time in considering the three petitions purporting to contain a total of 51,938 signatures, then I believe the Court’s holding is wholly unwarranted by the facts.

The majority reads into the statute a requirement which I do not find expressed therein. The statute does not say that the election shall be held at the next regular election or the first municipal election, whichever comes first; this Court says that. If the legislature had wanted to provide that the council must proceed within about ninety days to arrange for the election, I am willing to assume that the legislature would have known how to express such requirement. On the contrary, the legislature provided, in effect, that if the referendum petition had been filed in less than thirty days before November 6, 1962, the respondents could not have required an election prior to November, 1964, a period of more than two years. The legislature merely provided for submission of the question to the voters “at any general election or at a regular or a special municipal election.”

*312We should bear in mind also that the respondents have not refused to submit the issue to the voters. They recognize the mandatory duty imposed by the statute upon the timely filing of a legal and proper petition. At most the respondents have only delayed the submission of the issue to the voters. “Mandamus will not issue to compel a party to perform an act which he has already begun to do, and it is apparent that he will in good faith perform.” State ex rel. Hall v. County Court, 100 W. Va. 11, pt. 2 syl., 129 S. E. 712. “Mandamus will not issue if the duty sought to be enforced has already been done or is being performed or if the defendant shows a willingness to perform without coercion.” 55 C.J.S., Mandamus, Section 10b, page 34. Mandamus will not issue if the defendant has not refused to perform the act, the performance of which is sought. State ex rel. Beckley Newspapers Corp. v. Hunter, 127 W. Va. 738, pt. 1 syl., 34 S. E. 2d 468.

The majority opinion recognizes the right and duty of the respondents to determine the genuineness and legality of the referendum petition. I believe this right and duty are accentuated and enhanced by the obvious, admitted evidence of fraud, forgery and voter disqualification. And yet, having recognized that right and duty, the majority opinion, in my judgment, precludes the exercise in good faith of the right and the expeditious, efficacious performance of the duty.

For the reasons stated, I would deny the writ of mandamus on the general ground that the relators have not shown a clear legal right to the relief sought by them.

I am authorized by Judge Browning to say that he joins in the views expressed in this dissenting opinion.