FILED
NOT FOR PUBLICATION FEB 08 2013
MOLLY C. DWYER, CLERK
UNITED STATES COURT OF APPEALS U .S. C O U R T OF APPE ALS
FOR THE NINTH CIRCUIT
DANIEL R. GONZALES, No. 09-56917
Petitioner - Appellant, D.C. No. 2:08-cv-02251-AG-VBK
v.
MEMORANDUM *
MICHAEL STAINER, Acting Warden, et
al.,
Respondent - Appellee.
Appeal from the United States District Court
for the Central District of California
Andrew J. Guilford, District Judge, Presiding
Argued and Submitted January 11, 2013
Pasadena, California
Before: GOODWIN, HAWKINS, and WARDLAW, Circuit Judges.
California prisoner Daniel R. Gonzales appeals the denial of his 28 U.S.C. §
2254 habeas corpus petition. He contends that the admission of certain statements at
his trial violated the Confrontation Clause. The relevant state court decision applied
harmless-error analysis to three instances of hearsay: (1) statements made by an
*
This disposition is not appropriate for publication and is not precedent
except as provided by 9th Cir. R. 36-3.
eyewitness, Yesenia Simon, to a police officer; (2) statements made by Gonzales’s
aunt, Teresa Garcia, used as the basis for a hypothetical posed to an expert; and (3) the
aunt’s statements repeated to her by the prosecutor while she invoked the Fifth
Amendment on the witness stand. The state court decision survives review under the
Antiterrorism and Effective Death Penalty Act (AEDPA), and we therefore affirm.
Denial of a habeas petition is reviewed de novo. Parker v. Small, 665 F.3d
1143, 1147 (9th Cir. 2011). Under AEDPA, federal courts may grant relief to state
prisoners only where the state-court adjudication of a claim on the merits was either
(1) “contrary to, or involved an unreasonable application of, clearly established
Federal law, as determined by the Supreme Court,” or (2) “based on an unreasonable
determination of the facts in light of the evidence presented.” 28 U.S.C. § 2254(d).
AEDPA review is “highly deferential,” Cullen v. Pinholster, 131 S. Ct. 1388, 1398
(2011), and relief should be granted only “where there is no possibility fairminded
jurists could disagree that the state court’s decision conflicts with [Supreme Court]
precedents,” Harrington v. Richter, 131 S. Ct. 770, 786 (2011).
Confrontation Clause errors are subject to harmless-error analysis. Delaware
v. Van Arsdall, 475 U.S. 673, 684 (1986). The analysis looks to “whether, assuming
that the damaging potential of the cross-examination were fully realized, a reviewing
court might nonetheless say that the error was harmless beyond a reasonable doubt.”
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Id. Five factors apply: (1) importance of the testimony to the prosecution’s case; (2)
“whether the testimony was cumulative;” (3) presence or absence of corroborating or
contradictory evidence; (4) extent of cross-examination permitted; and (5) overall
strength of the prosecution’s case. Id.
Finding harmless error in the admission of Simon’s statements was not
unreasonable. While the state court did not, and need not, analyze the five Van
Arsdall factors, see Early v. Packer, 537 U.S. 3, 8 (2002), the state court’s conclusion
was not unreasonable. Regarding the first factor, the state court recited a laundry list
of evidence that supported the conviction even without Simon’s hearsay. It was not
unreasonable to conclude the evidence was extremely compelling, and thus it would
not be unreasonable to conclude Simon’s testimony was not very important in the
overall scheme of things. This conclusion is bolstered by the second factor, as
Gonzales concedes that Simon’s testimony was cumulative of that of another witness,
Tiffany Oliva. The state court’s recitation of evidence also supports finding the fifth
factor fell in favor of the government. Similarly, as to the third factor, Oliva’s
testimony provided a great deal of evidence to corroborate Simon’s hearsay
statements. So did some of the physical evidence, particularly the blue L.A.
windbreaker carrying Gonzales’s DNA. The fourth factor falls in Gonzales’s favor,
as he did not have a prior opportunity to cross-examine Simon.
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Gonzales focuses heavily on his belief that Oliva’s testimony lacked credibility.
However, even if Simon’s hearsay may have unfairly bolstered Oliva’s credibility,
Gonzales’s argument ignores the corroborating physical evidence of his guilt.
Ultimately, the state court’s decision was not one that all fairminded jurists would
necessarily conclude conflicted with Supreme Court precedent. Thus, Gonzales is not
entitled to relief on this issue.
As to Garcia, in the case of both the expert testimony, and the government’s
questioning of Garcia, the state court did not unreasonably find harmless error. For
primarily the same reasons discussed above, the evidence apart from Garcia’s hearsay
statements was a sufficient basis for the state court to reasonably conclude Gonzales
had not been impermissibly prejudiced.
Again, while Garcia’s statements were not unimportant, there was a great deal
of other testimonial and physical evidence pointing to Gonzales’s guilt. Oliva’s
credibility may have been open to question, but that question was within the jury’s
province. Although Garcia’s testimony was not generally cumulative of other
evidence, both Oliva’s testimony and the physical evidence corroborated Garcia’s
alleged statements. Thus, despite any Confrontation Clause violation, or the clearly
egregious prosecutorial conduct, the California Court of Appeal did not unreasonably
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apply the harmless error standard as stated in Van Arsdall. Gonzales is not entitled
to relief with respect to the hypothetical or the questions posed to Garcia.
AFFIRMED.
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