DLD-001 NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 22-1155
___________
UNITED STATES OF AMERICA
v.
EFRAIN TROCHE-RIVERA,
Appellant
____________________________________
On Appeal from the United States District Court
for the Middle District of Pennsylvania
(D.C. Criminal Action No. 1:16-cr-00348-002)
District Judge: Honorable Sylvia H. Rambo
____________________________________
Submitted on the Appellee’s Motion for Summary Affirmance
Pursuant to Third Circuit LAR 27.4 and I.O.P. 10.6
October 6, 2022
Before: JORDAN, SHWARTZ, and SCIRICA, Circuit Judges
(Opinion filed: October 14, 2022)
_________
OPINION*
_________
PER CURIAM
Efrain Troche-Rivera, currently serving a sentence at FCI Allenwood in
Pennsylvania, appeals pro se from the District Court’s order denying his motion for
*
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
compassionate release filed pursuant to 18 U.S.C. § 3582(c)(1)(A)(i). The Government
has filed a motion for summary affirmance. For the reasons that follow, we grant the
Government’s motion and will summarily affirm.1
In 2017, Troche-Rivera pleaded guilty to conspiracy to distribute five kilograms or
more of cocaine, in violation of 21 U.S.C. § 846. He was sentenced to the mandatory
minimum of 10 years’ imprisonment. Troche-Rivera did not file a direct appeal. He later
unsuccessfully challenged his conviction and sentence under 28 U.S.C. § 2255, see ECF
Nos. 105 & 106, and did not appeal the District Court’s denial of relief. In April 2021, he
filed his first motion for compassionate release pursuant to 18 U.S.C. § 3582(c), arguing
that his preexisting medical conditions increased the risk posed to him by COVID-19.
The District Court appointed counsel, who filed briefs in support of the motion.
Ultimately, the District Court denied the motion, finding that Troche-Rivera had not
presented extraordinary and compelling circumstances to qualify for release. See ECF
No. 128. Troche-Rivera did not appeal.
Troche-Rivera filed his second motion for compassionate release in November
2021. The District Court again denied relief, explaining that although he had “arguably
presented extraordinary and compelling reasons justifying his early release,” the
sentencing factors set forth in 18 U.S.C. § 3553(a) weighed against release. ECF No. 130
1
Although we have entertained the motion, we remind the Government that such a
motion should typically be filed before the appellant’s opening brief is due. See 3d Cir.
L.A.R. 27.4(b).
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at 1. Troche-Rivera appeals and has filed an opening brief. The Government has moved
for summary affirmance of the District Court’s order.
We have jurisdiction under 28 U.S.C. § 1291. We review the District Court’s
order denying the motion under § 3582 for an abuse of discretion and will not disturb that
decision unless the District Court committed a clear error of judgment. See United States
v. Pawlowski, 967 F.3d 327, 330 (3d Cir. 2020). We may summarily affirm a district
court’s order if the appeal fails to present a substantial question. See Murray v. Bledsoe,
650 F.3d 246, 247 (3d Cir. 2011) (per curiam); 3d Cir. L.A.R. 27.4 and I.O.P. 10.6.
The compassionate-release provision states that a district court “may reduce the
term of imprisonment” and “impose a term of probation or supervised release” if it finds
that “extraordinary and compelling reasons warrant such a reduction.” 18 U.S.C. §
3582(c)(1)(A)(i). Before granting compassionate release, a district court must consider
the sentencing factors in § 3553(a). See § 3582(c)(1)(A); see also Pawlowski, 967 F.3d at
330; United States v. Jones, 980 F.3d 1098, 1102 (6th Cir. 2020) (finding no abuse of
discretion where “the district court found for the sake of argument that an extraordinary
and compelling circumstance existed . . . but that the § 3553(a) factors counseled against
granting compassionate release”). Those factors include, among other things, “the nature
and circumstances of the offense and the history and characteristics of the defendant,”
§ 3553(a)(1), and the need for the sentence “to reflect the seriousness of the offense, to
promote respect for the law, and to provide just punishment for the offense”; “to afford
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adequate deterrence to criminal conduct”; and “to protect the public from further crimes
of the defendant,” § 3553(a)(2)(A)-(C).
Here, Troche-Rivera’s arguments on appeal are meritless. First, he again asserts
that he presented extraordinary and compelling reasons for release based on his medical
conditions, ignoring that the District Court agreed that he “arguably” had done so when
denying relief and rested the denial instead on the independently dispositive question of
the sentencing factors. Second, he claims that the District Court’s analysis of the
§ 3553(a) sentencing factors demonstrated an improper reliance on a nonbinding policy
statement of the United States Sentencing Commission. But the requirement that a district
court weigh the sentencing factors before granting compassionate release derives from
the statute itself, not from the policy statement. See § 3582(c)(1)(A) (authorizing a
sentencing court to “reduce the term of imprisonment . . . after considering the factors set
forth in section 3553(a)”). Third, he claims that sentencing changes brought about by the
First Step Act should have some influence on the decision to grant him compassionate
release but, as the Government notes, the mandatory minimum sentence he is currently
serving was not altered by the First Step Act. See Gov’t Mot. Summary Affirmance 4 n.1.
Finally, to the extent that Troche-Rivera disagrees with the District Court’s
weighing of the § 3553(a) factors, he has not presented any argument to prompt “a
definite and firm conviction” that the District Court clearly erred. Pawlowski, 967 F.3d at
330. As the order denying his motion stated, Troche-Rivera “was convicted for his role in
a serious drug-trafficking conspiracy involving distribution of substantial amounts of
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cocaine and was found in possession of a firearm at the time of his arrest, and further . . .
he has a long criminal history and has committed multiple institutional infractions while
incarcerated.” ECF No. 130 at 1; see also Gov’t Mot. Summary Affirmance 8 n.2
(summarizing Troche-Rivera’s criminal history and institutional infractions). The District
Court’s reliance on these facts was proper.
Accordingly, Troche-Rivera’s appeal does not present a substantial question, and
we will summarily affirm the District Court’s order.
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