United States v. Stauder

                  UNITED STATES COURT OF APPEALS
                       FOR THE FIFTH CIRCUIT

                       _____________________

                            No. 95-10112
                       _____________________

                     UNITED STATES OF AMERICA,

                                                 Plaintiff-Appellee,

                               versus

                    THOMAS JOSEPH STAUDER, II,

                                                 Defendant-Appellant.

_________________________________________________________________

           Appeal from the United States District Court
                for the Northern District of Texas
_________________________________________________________________

                           January 8, 1996

Before REAVLEY, HIGGINBOTHAM, and BARKSDALE, Circuit Judges.

PER CURIAM:

     At issue is whether, for sentencing for a felon in possession

of a firearm conviction, a Texas criminal deferred adjudication can

be used for calculating the base offense level under the Sentencing

Guidelines.   We AFFIRM.

                                 I.

     Thomas Joseph Stauder, II, pleaded guilty to being a felon in

possession of a firearm.    For calculating Stauder's base offense

level pursuant to U.S.S.G. § 2K2.1(a)(4)(A), and over Stauder's

objection, the district court included as a prior felony conviction

Stauder's 1991 guilty plea to aggravated assault in Texas state

court, for which he received a ten-year sentence, but with deferred

adjudication probation.
                                        II.

     Stauder maintains that his Texas deferred adjudication is not

a "conviction" under Texas law, and contends, therefore, that it

should not have been counted in calculating his base offense level.

Needless    to   say,   we    review,    de    novo,     the   district   court's

application of the Guidelines.           E.g., United States v. Sneed, 63

F.3d 381, 389 (5th Cir. 1995).

     The base offense level for a defendant convicted of a firearm

offense is based on the number of certain types of prior felony

convictions.     U.S.S.G. § 2K2.1.        Section 2K2.1(a)(4)(A) provides

for a base offense level of 20 if the defendant "had one prior

felony conviction of either a crime of violence or a controlled

substance offense"; Stauder concedes that aggravated assault (his

Texas offense) is a crime of violence.

     The commentary to § 2K2.1 refers to application note 3 to §

4B1.2 for the definition of "prior felony conviction(s)". U.S.S.G.

§ 2K2.1, comment. (n.5).           That note defines a "prior felony

conviction" as "a prior adult federal or state conviction for an

offense punishable by death or imprisonment for a term exceeding

one year, regardless of whether such offense is specifically

designated as a felony and regardless of the actual sentence

imposed".    U.S.S.G. § 4B1.2, comment. (n.3).

     The commentary to § 2K2.1 provides also that, "[f]or purposes

of   determining        the    number         of   ...     convictions     under

[§ 2K2.1(a)(4)(A)], count any such prior conviction that receives

any points under § 4A1.1 (Criminal History Category)".               U.S.S.G. §


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2K2.1(a)(4)(A), comment. (n.5) (emphasis added).   The definitions

and instructions for computing criminal history state that "[a]

diversionary disposition resulting from a finding or admission of

guilt ... is counted as a sentence under § 4A1.1(c) even if a

conviction is not formally entered...."       U.S.S.G. § 4A1.2(f)

(emphasis added).

     Accordingly, as Stauder acknowledges, the Guidelines provide

that deferred adjudications resulting from a finding or admission

of guilt are to be considered in computing the criminal history

category.   And, § 2K2.1 provides that any prior "conviction" that

receives points for purposes of determining the criminal history

category is to be considered in determining the number of prior

felony convictions for calculating the base offense level under §

2K2.1.   Although § 2K2.1 uses the term "conviction", it refers

specifically to the criminal history provisions, which, as stated,

include deferred adjudications such as Stauder's in calculating a

defendant's criminal history score.*




*
     Stauder's reliance on United States v. Hamilton, 48 F.3d 149,
153 (5th Cir. 1995) ("when adjudication of guilt is deferred, there
is no `conviction'" within meaning of FED. R. EVID. 609, which
permits a witness to be questioned about prior convictions);
Martinez-Montoya v. I.N.S., 904 F.2d 1018, 1025-26 (5th Cir. 1990)
(Texas deferred adjudication procedure does not result in final
conviction within meaning of immigration laws); and United States
v. Dotson, 555 F.2d 134, 135 (5th Cir. 1977) (upholding dismissal
of charge that defendant was a felon in possession of a firearm
because there was no adjudication of guilt and sentence was
suspended), is misplaced. In short, those cases did not involve
the interpretation of U.S.S.G. § 2K2.1.

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                              III.

     Based on the foregoing, we hold that the district court did

not misapply the Guidelines by considering Stauder's deferred

adjudication in calculating his base offense level.    Stauder's

sentence is, therefore,

                           AFFIRMED.




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