State v. Henson

Collins, J.

(dissenting). Eobert Henson was, at the January Term, 1901, of the Mercer Oyer, convicted of the murder, in the first degree, on November 17th, 1900, of Mary Elizabeth Van Lieu. His writ of error is brought and returned under sections. 134 and 136 of the revised Criminal Procedure act. Pamph. L. 1898, p. 866. No ground of reversal appears except as follows: At the trial the accused, having offered himself as a witness, under section 57 of said act, was admitted to testify in his defence. Upon cross-examination, notwithstanding objection of incompetency, the prosecutor of the pleas was allowed to ask and receive answers to questions so framed as to elicit admissions that the accused had, in the Mercer Sessions, pleaded guilty, in 1885, to a charge of assault and battery and to a charge of atrocious assault and battery; in 1898, to a charge of assault and battery, and, at *610the May Term, 1900, to a charge of atrocious assault and battery, and, in 1892, had pleaded non vult to a charge of petit larceny. Error has been duly assigned to exceptions sealed upon the allowance of these questions.

As affirmative evidence for the state proof of the commission, by the accused, or his conviction of the offences embraced in the challenged questions, would have been illegal. Bullock v. State, 36 Vroom 557, and the cases there cited. Their allowance is sought to be justified on the ground that the affirmative answers were legitimate proof to discredit the accused as a witness.

In view of what was said, obiter, in the Supreme Court, in Roop v. State, 29 Vroom 479, it was the part of prudence in the trial court, for the purpose of affecting the credit of the accused as a witness, to admit proof of his conviction of any criminal offence; but, in this court, the question is open, and I am satisfied that no more for that purpose than for any other was proof of conviction of assault and battery legally permissible.

At the common law conviction of some offences worked incompetency to testify, because the convict was considered infamous. Pardon restored competency; but the conviction might still be proved for the purpose of affecting the credit of the witness — for a pardon “makes not the man always an honest man.” 2 Hale P. C. 278; King v. Crosby, 5 Mod. 15, and the cases collected by Mr. Justice Doe in Curtis v. Cochran, 50 N. H. 242, 244. At first it was the infamous punishment that was supposed to disqualify the witness, but later it was seen that it was the character of the crime that afforded the test. Sir John Holt said, in King v. Davis, 5 Mod. 75: “If a man has had an infamous judgment and has stood on the pillory for an offence which is contrary to the faith, credit and trust of mankind, as forgery is, he cannot be a witness in any cause. Hale says if he has stood on the pillory he cannot be a witness, but that is understood for an infamous judgment. But if a man be convicted for a libel, and has stood on the pillory for it, yet, perhaps, he may be a witness.” In Pendock v. Mackender, 2 Wils. 18, it was settled that it *611was the character of the crime, and not that of the punishment, that created the infamy and took away competency to testify. What crimes were infamous was never expressly declared. The usual designation of law-writers is “treason, felony and the crimen falsi.” The last vague appellation, borrowed from the civil law, is elastic and may cover new statutory offences, but it is clear enough, from the adjudged cases,, that an element of falsehood or fraud must exist to bring a misdemeanor within its ban of infamy. 1 Greenl. Evid., § 373. No negative limit was ever set, but one thing is certain — conviction of assault and battery did not disqualify a witness. That it did was never suggested in England, and in this country it has been decided that it does not. The latest case is Smith v. State, 29 So. Rep. 699. It has even been adjudged that conviction of assault with intent to murder will not disqualify a witness. United States v. Brockius, 3 Wash. C. C. 99. It would be most unreasonable to exclude a witness by reason of his conviction of assault and battery. Truthful men may be violent. Indeed, one prone to provocation is likely to be of a frank and open nature. If Washington, at the battle of Monmouth, had struck down Lee instead of angrily reproaching him, he might have incurred punishment, but his traditional reputation for veracity would not have been shaken.

In this state the exclusion of witnesses for conviction of crime was, at an early day, regulated by statute. In 1799, by the first section of “An act concerning witnesses,” it was provided as follows: “No person who shall be convicted of blasphemy, treason, murder, piracy, arson, rape, sodomy or the infamous crime against nature committed with mankind or with beast, polygamy, robbery, conspiracy, forgery or larceny of above the value of six dollars shall in any case be admitted as a witness unless he or she be first pardoned; and no person who shall be convicted of perjury or of subornation of perjury, although pardoned for the same, shall be admitted as a witness in any case.” Pat. L., p. 401. This act was revised in 1846, but its first section remained unchanged. Rev. Stat., p. 959.

It is suggested that, for the purpose of discrediting a wit*612ness, conviction of any offence might, at common law, have been given in evidence. I find no such adjudication, and the practice would have been inconsistent with the notions of the times when the common law was developing and with its general principles. If an offence was of a character to discredit a witness, it sufficed to disqualify him. If, for any reason (e. g., a failure to challenge the witness or the production of his pardon), he was not excluded, then the conviction of a crime which otherwise would have disqualified him, and only of such a crime, might be given in evidence for the purpose of affecting his credit.

Whether a witness could be asked or compelled to disclose his conviction of a crime was a moot point. Judicial opinion in England shifted, and finally, under the liberal rules of cross-examination there prevailing, was settled in the affirmative ; but if the assumed conviction was irrelevant to the issue, there could be no contradiction if the witness denied it. In this state the Supreme Court would not permit- the interrogation. State v. Bailly, 1 Pen. *416.

In 1843, by 6 & 7 Vict., c. 85, disqualification by reason of conviction of crime was absolutely removed. Nothing was said in the act as to affecting the credit of a witness by proof of a conviction, but probably, as theretofore in case of a pardon, proof of conviction of any previously disqualifying offence remained available for that purpose. In 1854, by the twenty-fifth section of the Common Law Procedure act (17 & 18 Vict., c. 125), it was provided that “a witness in any cause may be questioned as to whether he has been convicted of any felony or misdemeanor, and, upon being so questioned, if he either denies the fact or refuses to answer it shall be lawful for the opposing party to prove such conviction.” In 1865, by 28 & 29 Vict., c. 18, the same provision in substance was extended to criminal trials. It has been held that this legislation embraces irrelevant convictions. Ward v. Sinfield, 49 L. J., C. P. 696.

In this state, in 1855 (Pamph. L., p. 668), by “An act concerning evidence,” the main purpose of which was to remove disqualification of witnesses by reason of interest in *613the controversjq it was, among other things, provided that “the interest of a witness in the event of the action or proceeding, or his conviction of a crime, may be proved by an examination of such witness or otherwise, and his answers upon such examination may be contradicted by other evidence.” This provision became the ninth section of the revised act of 1874 (Gen-. Slat., p. 1397) and is now the seventh section of the latest revision of the statute. Pamph. L. 1900, p. 362. It is much narrower than the English act of 1854. It does not enlarge the range of provable convictions, but merely deals with methods of proof. Discrediting a witness is not the only purpose for which his conviction of a crime may be proved. Sometimes such a conviction is relevant to the issue. State v. Raymond, 24 Vroom 260, 265; Bullock v. State, 36 Id. 557. If this-section permits inquiring of a witness about a former conviction for the mere purpose of discrediting him, its effect for that purpose is limited to the class of 'crimes proof of conviction of which, by the record, would theretofore have discredited him. In Brown v. State, 33 Id. 666, 694, the present Chief Justice, speaking for this court, expressed the opinion that it justifies cross-examination as to convictions of burglary and larceny, which convictions he thought were, in that case, relevant to the issue.

By the revision of 1874 our statute naming and limiting the crimes conviction of which should exclude a witness was expressly repealed. Gen. Siat. (Appen. A'), § 77.- Perhaps thereby the common law was restored; but, as before stated, no precedent of exclusion of a witness by reason of his conviction of assault and battery will be found at the common law.

The state, however, resorts to another statute, viz., the first section of the “Act concerning evidence,” as revised in 1874 (Gen. Stat., p. 1397), and retained in the latest revision of that act. Pamph. L. 1900, p. 362. It reads as follows: “No person offered as a witness in any action or proceeding of a civil or criminal nature shall be excluded by reason of his having been convicted of crime, but such conviction may be *614shown on the cross-examination of the witness, or by the production of the record thereof, for the purpose of affecting his credit.” It is claimed that, under this section, proof of conviction of any crime is permissible, but to my mind it is clear, from the antithetical and substitutional character of the provision, that it extends only to such a conviction as, except for its enactment, would have excluded the witness. No witness shall be excluded by reason of having been convicted of crime, but “such conviction” (i. e., such as otherwise would exclude him) may be proved in the specified manner for the purpose of affecting his credit. Such is the plain meaning of the provisión, and such has been the judicial exposition elsewhere of statutes substantially identical therewith. Coble v. State, 31 Ohio St. 100; Bartholomew v. People, 104 Ill. 601; Card v. Foot, 57 Conn. 427. In Maine only has the diligence of the counsel for the state discovered a judicial opinion that, under such a substitutional statute, proof of conviction of an offence that never disqualified may be made. In that case the decision was put upon a declared public policy, rather than on a sustainable construction of the statute. The other cases cited for the state are all on provisions which, as quoted in the reports, are, like the English act of 1854, above cited, independent enactments, although, perhaps in some cases, embraced in the same statute that removed a disqualification; and all are explicit in extent. I quote, as an example, from the Massachusetts statute: “The conviction of any crime may be shown to affect the credibility of any person testifying.”

It is urged- against the view herein expressed that if it was the intention of our legislature to permit proof, for the purpose of affecting credit, of only such convictions as had theretofore disqualified, they would have recited the crimes named in the excluding act, or would have referred to that statute as embracing the crimes contemplated, but, in view of its. repeal and the possible restoration thereby of the common law, the course adopted wa,s the natural and proper one. In the absence of a clear and unequivocal expression of such a design, the members of this court who vote to reverse in the present case are unwilling to hold that it was intended to *615admit irrelevant evidence of conviction of an offence that no court had ever held discredited a witness, on the possibility that a jury might determine that in a particular case it should have that effect.

As to no witness, we think, would the provision in question have authorized proof of conviction of an offence that, under the repealed statute or at common law, would not have disqualified ; but it must not be assumed that such provision extends to a defendant in a criminal cause offering himself as a witness. The right to testify was, in this state, conferred on-such defendants in 1871 (Pamph. L., p. 12), when the excluding statute cited was in force. Dr. Wharton gives it as his opinion that when a statute gives generally to accused persons the right to testify, such right is “arbitrary and universal,” and that no exclusion is to be implied from previous statutes excluding particular classes of witnesses. Whart. Cr. Ev., § 429. In New York it has been so decided. Delamater v. People, 5 Lans. 332; Newman v. People, 63 Barb. 630. I find no decision to the contrary. Statutes in pari materia must be construed together, and one will yield to the other, according to the discernible legislative intent. Eor example, the act of 1799 was not the only authority for excluding a witness convicted of perjury or subornation of perjury. Eor many years, under the Crimes act, conviction of either of those crimes rendered the convict “incapable of giving testimony in any of the courts of this state.” Bev. Stab., p. 357, § 23. The revisers of 1874 retained this provision. Gen. Stat., p.. 1052, § 17. Will it be argued that their new provision in the first section of the “Act concerning evidence” permits every such convict to testify, subject only to the discredit of the conviction ? On the other hand, will the provision quoted, retained in the latest revision of the Crimes act {Pamph. L. 1898, p. 798, § 18), prevent full effect being given to the fifty-seventh section of the Criminal Procedure act, approved the same day, which provides that “upon the trial of any indictment the defendant shall be admitted to testify if he shall offer himself as a witness?” It may be that, under section 9 (now 7) of the “Act concerning evidence,” an indicted man may be dis*616credited by proof of his conviction of perjury, but surely he may testify. It may well be argued that the substitute for disability did not embrace accused persons for the reason that they were not under disability. In Brown v. State, ubi supra, it was the accused who was cross-examined, but it is very suggestive that the learned judge who spoke for this court justified the examination by the ninth (now seventh) section of the “Act concerning evidence,” ignoring the first section, although the right of indicted defendants to testify then formed (as section 8) a part of the same statute. It is noteworthy that in the revision of 1900 section 8 has been omitted from the act, because its provisions had, in the main, been made a part of the Criminal Procedure act. Pamph. L. 1898, p. 886, § 57. The care with which the British parliament, in conferring the right to testify upon accused persons by the Criminal Evidence act of 1898 (61 & 62 Viet., c. 36), guarded against subjecting them to proof of irrelevant convictions of crime, exemplifies sound policy. So illiberal an effect, as is ' claimed by the state in this case, should not be attributed to a statute which it is not clear was framed with such persons in the legislative contemplation.

In order to prevent an erroneous impression, if the matter were passed sub silentio, it should be stated that the proper form of interrogation, under the authority of either the first or seventh (formerly ninth) section of the “Act concerning evidence,” should be of “conviction,” not of “plea,” or even of verdict. The only conviction that excluded a witness was one that was evidenced by judgment. 1 Greenl. Evid., § 375, and eases cited. The first section of the act defines the word “conviction” by its plain implication that the conviction intended is one that may be proved by the "record thereof.” If it be objected that the witness may not know that there is a record, the answer is that he will know whether or not there was sentence, and until sentence there is aro coaaviction within the purview of the statute. In the case in hand the learned judge who presided at the trial noticed that the questions were improperly framed, and, as the counsel for the defeaadant did not press their objections on that ground, we may assume that, *617on the pleas of guilty, there were judgments, but in no aspect of the case was it proper to admit proof of a plea oí-non vult, so called. A strict plea in a criminal case presents a defence. What is commonly called a plea of guilty is properly styled in our statutes a confession in open court. A defendant unwilling to confess, but unwilling also to contend against the charge, may, in cases not capital, put himself at the mercy of the court. Such submission ma)': be accepted or he may be driven to plea or confession. If accepted, the court proceeds to sentence as if on confession, but the judgment has no collateral effect. The defendant is colloquially said to plead non vult contendere or nolo contendere, but those words are but a recital of his attitude towards the charge. It is sometimes said that a defendant cannot plead non vult except by leave of the court, but that only means that the court need not accept his submission. Hawkins thus states the case at the common law: “An implied confession is where a defendant, in a case not capital, doth not directly own himself guilty, but in .a manner admits it by yielding to the king’s mercy and desiring to submit to a small fine; in which case, if the court think fit to accept of such submission and make an entry that the defendant posuit se in gratiam regis, without putting him to a direct confession or plea (which in such cases seems to be left to discretion), the defendant shall not be estopped to plead not guilty to an action for the same fact, as he shall, be where the entry is quod cognovit indictamenlum2 Haioh. P. O., ck. 31, § 3. A so-called plea of non vult does not imply a judgment. The submission may not, and in grave offences will not, be accepted; and when accepted, the most frequent result is a suspension of sentence. Eurther, I doubt very much whether a sentence on such a submission is a “conviction” within the statute sub judice. Upon submission the court proceeds as upon a confession, but I have found no precedent fpr ulterior effect. I will not concede that a sentence, imposed solely because the accused did not contend against the charge, would, at common law, or under our act of 1799, have disqualified or discredited a witness.

In my opinion the forcing of Henson to an admission that *618he had pleaded non vulb to a charge of petit larceny was erroneous.

It is urged for the state that, in view of the other evidence in the cause, the accused has not been injured by the cross-examination permitted. In cases within the indulgence of the one hundred and thirty-sixth section of the Criminal Procedure act reversal is proper only when a plaintiff in error shows that he suffered manifest wrong or injury on the trial below, but in this case no indulgence is asked. Exceptions duly sealed and due assignments of error make a case stricti juris, and by the very section cited, and under the decisions of this court, it is enough that the error complained of may have prejudiced the defence on the merits. Ryan v. State, ,31 Vroom 552; Bullock v. State, 36 Id. 551. Although the ostensible purpose in proving the previous conviction of the accused of assault and battery was to discredit him as a witness, the real purpose evidently was to induce a belief that he was a person likely to commit crimes of violence. Wisely or not, our law forbids this. In Bulloch v. State, ubi sufra, the indictment was for murder by shooting an officer arresting on a petty charge. The prisoner claimed that the shooting was in self-defence. At the trial the accused had not only offered evidence of his character for peace, but, with other witnesses, had testified that he had never had trouble with anyone. Proof, under objection, was then made by the state that, some years before, a man, claimed to be the prisoner, had assaulted with a razor one Campbell, who testified on the subject. The prisoner denied that he had ever seen Campbell. The trial judge had doubts of the legality of this testimony and of the identity of the prisoner as the man who had assaulted Campbell, and therefore endeavored to eliminate the testimony from the case. Nevertheless its admission was held to be subsisting reversible error, because what the judge said was in his charge to the jury, instead of before the arguments of counsel, and was, perhaps, more a recommendation than a direction to disregard the testimony. The vice of the testimony was held to be that it was “calculated to impress upon the minds of the jurors a conviction of the natural propensity *619of the prisoner to resort to extreme violence on slight provocation.” The judgment was reversed, because, in the language of the Chief Justice, speaking for this court, “we think that, notwithstanding the charge of the judge on this subject, the evidence of Campbell may have had, and probably did have, an influence on the minds of the jury in rendering its verdict.” So strictly is the rule applied in this court in capital eases.

In the case in hand the evidence, both of the alleged crime and of its perpetration, was altogether circumstantial. Charred human remains, presumably those of the woman whose murder was charged and of her infant child, were found in the ruins of their dwelling after its destruction by fire at night. The evidence tended to show that the woman had been felled with an axe outside the house, and that her body had been taken into the house, which was then set on fire. There was also evidence tending to show that the child also had been taken from the house and slain and its body cast into the flames.

It is not needful to recite the evidence pointing to the accused as guilty of these crimes. It is enough to say that, though strong, it was not demonstrative. The prisoner had been friendly with the deceased woman and her husband, who was absent during the afternoon and evening preceding the fire. Ho motive for the killing was discernible. That the prisoner had previously, and more than once, been guilty of atrocious assault and battery must have had weight in determining the verdict.

The judgment should be reversed, • and a venire de novo should be awarded.

For affirmance — The Chancellor, Depots (Chiee Justice), Van Syckel, Fort, Bogert, Krueger, Vredenburgh, Vroom. 8.

For reversal — Garrison, Collins, Garretson, Hendrickson, Adams, Voorhees. 6.