State v. Butler

FjreemAN, J.,

delivered the following' dissenting opinion:

By the act of March 20, 1858, certain parties were incorporated under the name and style of-the “DeSoto Insurance Coorpany,” with power to conduct a fire and.life insurance business.

*409By the 10th section of the act it was provided' that said company shall pay to the State an annual tax of one-half of one per cent on each share' of capital subscribed, which shall be in lieu of all other taxes.

By the act of February 12, 1869, this company were empowered to discontinue the business' of insurance, and adopt that of banking, under the name of' Union and Planters’ Bank of Memphis, under which the present banking institution was organized. The-exemption contained in the tenth section of the charter of the insurance company may be assumed at present for the purposes of this opinion to have been conferred on the bank in the charter granted. ■ The-bank is owner of a valuable banking house in the-city of Memphis, purchased with its capital stock,, used exclusively for the business of the bank.

This property has been assessed for the years 1874 to 1878, inclusive, for taxes' by the late municipality,, the city of Memphis, the property being valued variously for the several years ranging from $27,00.) in 1874 to $17,000 in 1878, and the taxes claimed to be due, amounting to several thousand dollars.

The' bank having paid • the one-half of one percent' to the Comptroller of the State Treasury, claims to be exempt from all other taxes. The rate of taxes-for these ' years on the property of other citizens ranged from $1.80 on the hundred dollars to $3, and’ is said in subsequent years in the city to have been still heavier.

The question is whether this exemption can be-*410made good under the above cited tenth section of the charter of incorporation. I do not think proper to go into a review of the cases on this question in our •own and the Federal courts. They are so familiar to the profession as not to require citation. It is ■sufficient to say, that' it may be considered as settled by the Supreme Court of the United States, that wherever the Constitution of the particular State does not forbid the Legislature from granting such an exemption that it creates a contract in all its essential ■features, which is protected by the clause of the ■Constitution forbidding a State from passing any law impairing the obligation of contracts. The protection of this clause, the writer thinks, has been carried to an extreme limit beyond what is justified by sound principles of constitutional exposition. But with this ■as a judge of a State court at present I have nothing to say. We are called on, ,however, to say whether our own State Constitution authorizes, or did -authorize our own State Legislature to make such a •contract as this is contended- to be. I think this court is the sole exponent of the constitutional powers of the Legislature of the State under the Constitution. This is in accord with the theory of our American system, both State and Federal, and may properly be denominated its most definitely marked peculiarity, distinguishing it from that of all other systems of government. To yield this, and concede that the courts of the United States, to us in most •senses foreign tribunals, should be the exponent of the powers of our State government, is to concede *411away the independence of our State government within its well defined sphere of operation, its own territory, for the powers of government confided to the ■departments of the State government would be only what such foreign courts might hold them to be, and thus our State government practically be dominated by a power from without. Under such a view instead of a free and independent State, we should be a subordinate agency, subjected to the limitations that may be imposed by the views of a tribunal organized and exercising its powers under a different gov■ernment, it might be with no sympathy with our own system, certainly with no responsibility to our own people.

It suffices to say, that I do not understand the ■Supreme Court of the United States to have even held (no exceptional element being in the case), that it would disregard the opinions and decisions of the ■Supreme Court of the State, as to the constitutional powers of its own government, on the contrary the piinciple has always been, at least in theory if not in fact, conceded that such decisions are conclusive and binding on that court. The case of Talcott v. Township of Pine Grove, 19 Wall, 666, going further, but that recognizes the general principle but avoids it on the idea of the bonds being negotiable, and the question therefore one oí general commercial law. Believing these general views to be correct, and the principles •stated sound, I proceed to the examination of the question presented.

The clauses of the Constitution of 1834, under which *412the act of 1869 was, passed, bearing directly on the-question of taxation are as follows, Section 28, Article-11: “All lands liable to taxation, held by deed, grant or entry, town lots, bank stock and such other property as the Legislature may from time to time deem-expedient, shall be taxable; all property shall be taxed' according to its value, that value to be ascertained n such manner as the Legislature shall direct, so that the same shall be equal and uniform throughout the State, no one species of property from which a tax may be collected, shall be taxed higher than any other species of property ot equal value.”

Section 29: “The General Assembly shall have power to authorize the several counties and incorporated-' towns in this State to impose taxes for county and corporation purposes respectively, in such manner as shall be pnscribed by law; and all property shall be-taxed according to its value, upon the principles established in regard to State taxation.”

I remark first, that this case does not present any question on the power of the State under this Constitution to pass by property and not tax it at all; on the contrary it is a case where the State has taxed it, but in a peculiar way, that is by contract, and at a fixed sum, and that for the life of the corporation. In this view the first question is, not so much whether-the State might not exempt altogether, but whether the-Legislature has the power to tax at all by contract at an agreed sum? If such a contract for taxation be-void, beyond the power of the State to make, then the essential element of a contract, the consideration. *413Tails, and the exemption would have nothing to support it. By all the decisions of the Federal Supreme Court, a consideration is held necessary in order to uphold such a contract. In addition, if the consideration of the contract is shown on its face as in this ■case, and that fails, then the exemption based on it would fail, as it is clear the Legislature based the ex-emption' on the consideration that it had a valid contract with the bank to pay one-half of one per cent •on stock subscribed, without this, beyond question the exemption would not have been granted. If this contract is beyond the constitutional power of the Legislature, then the sole' ground on which the exemption •clause, as only one lerm of the contract, must fail with this.

That the article of the Constitution cited by necessary implication forbids taxation by such a contract, -or by any contract, seems to.o clear for argument or question. The rule is that all property shall be taxed at its value, that value to be ascertained in such manner as the Legislature shall direct, so that the same shall be equal and uniform throughout the State. To say •that an arbitrary agreed tax on the capital stock, of one-half of one per cent, when it is found in the form •of a house and lot, is a tax according to this requirement is what we take it, no one would maintain. In fact the thing done is not 'intended to be a compliance with the constitutional requirement at all, but is in the nature of a composition qf the irregular and uncertain burden of taxation by an agreement, that so far as this property is concerned, it shall only pay the *414fixed sum agreed on, be the exigencies of government what they may, and the tax levied on other like property in the State what it may.

We have it stated in brief of counsel that there are nine other banking and insurance corporations in the city with capital of $1,682,000, with no such exemptions, that are compelled to pay taxes at a rate ranging from $3.45 on- each hundred dollars, to even as high in one year, 1870, as ■ $5 on the hundred,, while this corporation and others with like exemptions only pay one-half of one per cent per hundred dollars. That this is a gross violation of the principle of uniformity and equality iii public burdens no one would deny. This is the imperative rule of the Constitution as to all property taxed, and how it could be held that such a contract was consistent with or permissible under such a Constitution, I have never been able to see.

It is true all property is not absolutely required to be taxed, as under the Constitution of 1870, with certain exceptions, but when taxed it is imperatively required to be taxed on the principle of uniformity and equality. That this property is taxed is conceded, and proof given of the fact of payment of tins-tax.- That it is not taxed according to the requirement of the Constitution, but in contravention of it,, is beyond question. That this tax in contravention of and forbidden by the Constitution is the basis on which the exemption rests is certain, and without which it would not have been granted, is equally certain. The contract for the consideration being void,, the resultant contract must fail.

*415The result would be, that the Legislature has no-power to make the precise contract made, or in fact, to make any contract with .any one, either corporation or individual, that it or he shall be taxed only at a specified and arbitrary rate, regardless of the-value of the property taxed at the time such tax is-laid or assessed.

No one denies that the rule of the Constitution is uniformity and equality as to all property taxed,, and that this rule is based on the principles of justice and fairness to .all the citizens of the State. The principle underlying it is, that taxes are a compensation for the protection given by government both to-person and property, therefore the latter should pay in proportion to the value of the property protected. The rule given in the Constitution is not only violated, but the very .principle on which the rule rests subverted by the exemption claimed in this case. It. is said, and we take it to be true the market value of the stock in this particular bank $140 per share-of $100, showing that there is no proportion between the value of the property protected and the burden-imposed, as compared with burdens imposed on other property of the State, in this case, and aptly illustrating the violation of the rule of uniformity as required by our Constitution. That this .is a direct-violation of the Constitution, I cannot doubt. The principle is axiomatic, one that needs no argument or authority to sustain it, that the affirmative prescriptions of the Constitution forbid the opposite of what is therein prescribed. The rule is thus stated by *416Judge Catron in Norment v. Smith, 5 Yer., 272: Whenever a State Constitution prescribes a particular manner in which power shall be executed, it prohibits ■every other mode of executing such power. On that particular subject, the authority is exhausted by the constitutional” provision, and an attempt to render it nugatory by law, would be an attempt at repeal": Lynn v. Polk, 8 Lea, 160; People v. Draper, 15 N. Y., 543. With this principle before us, the only question is whether the Constitution shall prevail or the act of '•the Legislature? a question to which there is but one -answer.

The principle of the rule of uniformity and equality cannot be better stated than we find it in' Burroughs on Tax., sec. 51: “ The general idea conveyed by these provisions is, that taxes shall be assessed according to some ratio or rule of apportionment, so that .A shall pay upon a piece of property of a certain value, the same amqunt as B upon a similar piece of property of equal value. To compel individuals 'to contribute money or property for ■ public use without reference to any common ratio, and without re- • quiring the sum paid by one piece of property, or by one person, to bear any relation whatever to that paid by another, would be forced contribution, not a tax, within the sense of that term as applied to the exercise of power by an enlightened government.”

It is true this principle comes mainly into play where a tax is directly imposed on particular prop•erty in violation of the rule, but equally reaches to this case, because what this party is exempted from *417paying is to be borne by others less favored, and their burdens thereby increased, and thus the inequality works its evil consequence on all. It suffices, however, that it plainly is in the face of the Constitution of the State, and therefore the contract one beyond the power of the Legislature to make. This being so, I am compelled as a judge of this court, expounding the Constitution of my own State, to hold the exemption claimed void. If these views should prevail here the question can again be brought for review before the Supreme Court of the United States. That high tribunal lias never held doctrines contravening the principle I have maintained except by a divided court. It is a question involving so much of vital interest to the people of this country, and becoming every day of more vital concern, that it can hardly be considered as settled or closed by judicial decisions against it. I deem it my duty to make an effort to have the question again reviewed by that court before I, ás a State judge, can yield to what has already been done and said on this question. While I concede many of the cases in that court are based on a theory contrary to what I deem sound in this question, «yet in other directions that court has followed lines of thought, and embodied them in their later decisions, that seem to me logically to involve a modification of their former holdings on the question now under consideration.

I hold with Judge Miller, and the other dissenting judges, in familiar cases, that the Legislature has no power to bargain away the vital power of taxa*418tion without which no government can exist. That this is a‘ question of power, and not the extent to which it may be exercised, and that if the power exists to exempt one species of property from taxation, or to grant such exemption to one class, then the same may be done as to every species, or to any number of individuals or corporations, and "thus our Legislature may destroy'the life of the State.- Whenever you concede the power, there is no limit to its exercise. It goes then outside the sphere of judicial-action, and falls within the sphere of the Legislature,, and at once becomes an unlimited power, with no restraint whatever upon the extent of its exercise.

The principle on which the case of Stone v. Mississippi rests (101 U. S., 814 to 820), as given in. note to Cooley Const. Lim., opinion of Chief Justice Waite, if carried to its logical result, or applied to-the facts of the present case, is conclusive in favor of the .proposition for which I contend. It is “the power of governing is a trust committed by the people-to the government, no part of which can be granted away. The people in their sovereign capacity have-established their agencies for the preservation of the public health and the public morals, and the protection of public and private rights. These several agencies can govern according to their discretion, if within the scope of their general authority while in power,, but they cannot give away nor sell the discretion, of those that come after them in respect to matters the government of which, from the .very nature of things^ must vary with varying circumstances.”

*419I am aware tbat this was said with reference to that undefined region of our law known as the “police power,” but it is applicable* with far more force to a contract giving away or selling the power of taxation. This is a power without which the police power ceases to be of use, for the latter can only be exercised through the official agencies of the government, and these depend for their continued existence on the untrammeled exercise of the taxing power. If the taxing power is “sold or given away,” then the other power that cannot be sold or given away becomes lifeless, so that in fact to “sell or give away” the taxing power is practically to destroy the other, which is now declared to be beyond the sphere of contract. If you cannot sell or bargain away the police power, it follows, inevitably, you cannot sell or give away that on which, it depends for its continued .life. This would be to hold you could not give away or sell directly, but the same thing thus forbidden could be effectually done' by only going back one step and selling that On which the police power depended, and this would be legitimate. Besides, the taxing power is one needing above all others to be free,, because it is one by its very nature that must be exercised on ever varying circumstances of need by the State. This is peculiarly so in this country, where the .value of property is subject to more fluctuation than in any other country of the world by reason of the speculative spirit of our people, born largely of the advantages of soil and climate, with other favorable conditions enjoyed by them-, not the *420least of which are the freedom guaranteed by their written constitutions, protected from infringement by what should ever be the watchful vigilance of an enlightened and independent judiciary. We need but point to the fact that in one year the property of this State, from .September 1873 to 1874, probably shrank in value a hundred millions — certainly within two years such was the fact. If half or one-third of that property had been protected from the burdens thus falling on this lower value with the demands of .government grown large by the previous years of prosperity, all can see how oppressively it would operate -on the masses having no such exemptions. If the principle contended for be carried to its logical result such a state of things might well have existed. In fact, if we could get a full cash estimate of all the property in banking, insurance and railroad corporations exempt at that period, it would probably not have fallen far short, if any, of one-third the tax'able property of the State.

.But the principle that a power to be exercised ■under varying circumstances necessary to the continued ■existence, anil not simply the well-being of the State, ■can never be given or bargained away, absolutely forbids the construction ’ of our organic law that will permit such a contract to stand.

I do not deem it necessary in this opinion to review our own cases on this question. The first case Bank v. The State, 9 Yer., was under a law passed before the Constitution of 1834. In all the other cases it will be found that the principle herein com-*421batted was either assumed, but not necessarily decided, and if acquiesced in, was done under protest, on the assumption that the decisions of the Supreme Court-of the United States compelled it, or else involved the element of an exemption of a railroad company in which another clause , of the Constitution came into play, to wit: sec. 10 of Art. 11, authorizing the Legislature to encourage a well regulated system of internal improvements. It would appear that at least one way to encourage would be to relieve from taxation for a reasonable period, or it may be plausibly argued, if the Legislature could aid or encourage by direct grants of State aid, as it has done, these grants to be met by taxes, then it could as well do so by allowing them to retain the taxes which they otherwise would have to pay. On this ground I have acquiesced reluctantly in admitting such exemptions in favor of railroad corporations.

I need but to say this exemption cannot be sustained under the power to grant such charters of incorporation as they may deem expedient for -the public good,” as this can never be held to authorize the making oí a contract with buch a corporation in violation of other clauses of the Constitution, as we held in the Overton Hotel case, 12 Heis. R.

This argument might be indefinitely enlarged, but I deem this sufficient to present' the basis of my objection to the exemption claimed. In -view of the fact that the present Supreme Court of the United States is composed, a majority of them, of men who have not been called on as yet to meet this direct *422question, where the exemption is in favor of a trading, moneyed corporation alone, and the later views of that court, in such cases as Stone v. Mississippi, I feel it a duty I owe to my own State and her people, to make an earnest effort to again have the question passed on by that high tribunal.

For these reasons, and others that might be given, I am compelled to dissent from the ruling of the majority.