IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 93-7192
RICHARD HARE, Natural Father and Next
Friend of Haley Hare, a minor, ET AL.,
Plaintiff-Appellee,
versus
CITY OF CORINTH, MS, A municipal
corporation, ET AL.,
Defendants,
FRED JOHNSON, etc., BILLY BURNS, etc.,
JAMES DAMONS, etc., BRENDA MOORE, etc.,
Defendants-Appellants.
Appeal from the United States District Court
for the Northern District of Mississippi
January 29, 1996
Before POLITZ, Chief Judge, KING, GARWOOD, JOLLY, HIGGINBOTHAM,
DAVIS, JONES, SMITH, DUHÉ, WIENER, BARKSDALE, EMILIO M. GARZA,
DeMOSS, BENAVIDES, STEWART, PARKER, and DENNIS, Circuit Judges.
GARWOOD and HIGGINBOTHAM, Circuit Judges:
Today we again visit the measures of liability under the U.S.
Constitution for failing to prevent a suicide by a pretrial
detainee. Tina Hare committed suicide while detained in the city
jail in Corinth, Mississippi. Her husband, Richard Hare, sued
municipal and individual defendants under 42 U.S.C. § 1983. The
district court denied summary judgment. This appeal by individual
defendants claiming qualified immunity followed. A panel of this
court dismissed their appeal. We elected to hear the case en banc,
and now find that the district court applied an erroneous legal
standard in denying summary judgment on qualified immunity grounds.
We hold that the episodic act or omission of a state jail official
does not violate a pretrial detainee's due process right to medical
care or protection from suicide unless the official acted or failed
to act with subjective deliberate indifference to the detainee's
rights, as defined in Farmer v. Brennan, 114 S. Ct. 1970 (1994).
We vacate and remand for review of the claims of qualified immunity
under the correct legal standard.
I.
Richard Hare sued the City of Corinth, the city's Board of
Aldermen, Corinth Mayor Edward Bishop, former Corinth Mayor Jack
Holt, and Police Captain Billy Burns, Police Chief Fred Johnson,
Officer Brenda Moore, and Captain James Damons in their individual
and official capacities. Mr. Hare sued under 42 U.S.C. § 1983,
alleging violations of the Fourth, Fifth, Eighth, and Fourteenth
Amendments of the U.S. Constitution, and of Mississippi's wrongful
death statute. After discovery, Burns, Johnson, Moore, and Damons
moved for summary judgment asserting qualified immunity. Mr. Hare
in turn moved for summary judgment. The district court granted
defendants summary judgment on Mr. Hare's state-law claims, but
declined to enter judgment upon the § 1983 claims. It found that
there were genuine issues of material fact as to whether Ms. Hare
was deprived of rights protected under the Due Process Clause of
2
the Fourteenth Amendment. The district court also rejected Mr.
Hare's cross-motion for summary judgment.
Those individual defendants claiming qualified immunity
appealed the denial of their motion for summary judgment. A panel
of this court dismissed the defendants' appeal. See Hare v. City
of Corinth, 22 F.2d 612 (5th Cir. 1994). The panel found that Mr.
Hare had alleged a violation of Ms. Hare's clearly established
federal due process right to medical attention for her suicidal
tendencies, and that there were genuine issues of material fact as
to whether the defendants' inaction manifested deliberate
indifference. The panel concluded that because the defendants'
appeal presented "more than a pure question of law the denial of
summary judgment [was] not appealable." Id. at 616.
On October 13, 1994, the panel substituted a revised opinion
dismissing the appeal under a different analysis. Relying on Bell
v. Wolfish, 441 U.S. 520 (1979), the panel concluded (1) that Ms.
Hare had a clearly established due process right to reasonable care
for her serious medical needs unless failure to supply such care
was reasonably related to a legitimate governmental objective, and
(2) that there were fact issues precluding summary judgment and
rendering the denial of summary judgment not appealable. See Hare
v. City of Corinth, 36 F.3d 412 (5th Cir. 1994).
II.
Viewing the summary judgment evidence most favorably to Mr.
Hare, the following transpired:
3
Shortly after midnight on the morning of July 14, 1989, the
Booneville Police Department notified the Corinth Police Department
that Ms. Hare had been arrested in Booneville on warrants for petty
larceny and forgery. Officer Larry Fuqua of the Corinth Police
Department immediately went to Booneville to pick up Ms. Hare, at
which time the Booneville police informed Fuqua that Ms. Hare was
a "heavy drug user." Fuqua took Ms. Hare to the Corinth City Jail,
where she was jailed at approximately 1:45 a.m.
Ms. Hare's husband, Mr. Hare, testified in his deposition that
Ms. Hare called him just after she was jailed. Mr. Hare testified
that his wife had never been in jail before, and that she seemed
scared and frightened. Ms. Hare told her husband that nothing
could be done to secure her release until after 8:00 a.m., so he
went back to sleep. Later that morning, at around 6:00 a.m., Mr.
Hare contacted Ms. Hare's divorced parents, Guy Taylor and Patricia
Morgan, to inform them that their daughter was in the Corinth jail
and needed help. Shortly thereafter, Mr. Hare met with Ms. Hare's
parents; they decided that Ms. Hare's parents would go to the jail
at 8:00 a.m. to seek their daughter's release, leaving Mr. Hare at
home to care for the Hares' baby daughter. When Ms. Hare's parents
went to the jail at around 8:00 a.m., however, Burns told them that
Ms. Hare was not ready for release, and that it would take more
time to complete the investigation of their daughter. Accordingly,
Burns told the parents to return home and wait for his call.
In his deposition, Burns testified that he was informed that
Ms. Hare was a suspect in a check forgery case, and that he first
4
met with Ms. Hare to interview her at approximately 10 a.m. on July
14, 1989. During this interview, Ms. Hare told Burns that she had
been forging checks and cashing them to finance her dilaudid
addiction. According to Burns, Ms. Hare was depressed about being
in jail, and was sitting with both feet in her chair in a
defensive, "fetal-type" position. Ms. Hare said that she was an
unfit mother and expressed concern about how her husband would
react to her predicament. Burns observed that Ms. Hare was going
through withdrawal, which he understood to be a normal reaction to
her drug use; he also learned at that time that Ms. Hare was
scheduled to enter a drug rehabilitation program the next day, July
15, 1989, in Tupelo, Mississippi. Burns indicated that Ms. Hare's
mood improved later in the interview when she learned that her bond
amount would not be as high as she initially had expected.
After the interview, Burns placed Ms. Hare in a private cell
and told the dispatcher, Brenda Moore, to monitor Ms. Hare in case
her withdrawal symptoms required medical attention. Ms. Hare was
allowed to call her parents to ask them to return to the jail to
assist with her bond so that she could be released that afternoon.
These plans never materialized, apparently in part because of
Burns' displeasure over Ms. Hare's attempt to destroy a videotape
on which the interview had been recorded.1 Also, in the meantime,
the Corinth police had received word of additional charges on Ms.
1
Burns had been videotaping the interview, and at some point
he left the room briefly. When he returned, he discovered that Ms.
Hare had substituted another tape for the one that was previously
in the recorder. The tape on which the interview had been recorded
was found in a garbage can in damaged condition.
5
Hare. When Ms. Hare's parents arrived at the jail at around noon,
Burns told them that Ms. Hare could not go home at that time.
Though Ms. Hare was not released, she was allowed to visit
with her parents from around 2:00 p.m. to 3:00 p.m. During this
private meeting, Ms. Hare's mother described Ms. Hare as
"emotionally distraught." Burns likewise described Ms. Hare's mood
as "hyper" and "frantic" while her parents were at the jail. Ms.
Hare attempted to convince Burns not to hold her in jail another
night and threatened to commit suicide if he did. While Burns did
not consider the threat serious, Ms. Hare's father testified that
he believed that she was serious, observing that she had made the
suicide threat in a serious, believable tone of voice. Burns
acknowledged that it was possible that Ms. Hare said to him that
"her life was in his hands," but said that he could not
specifically remember whether she said those words to him. In any
event, Ms. Hare's threat prompted her father to seek assurance from
Burns that Ms. Hare would be safe. Burns acknowledges telling Ms.
Hare's father that the police would do "everything within [their]
power to make sure that nothing did happen to her."
After Ms. Hare's parents left the jail, Burns returned Ms.
Hare to her original cell. Burns subsequently moved her to an
isolated cell nearest the camera monitors and trusty station,
claiming that Police Chief Fred Johnson instructed him to do so.
Johnson denies that he ever gave Burns such an instruction. Since
Ms. Hare had been strip-searched previously, Burns searched her
cell, took her shoes, and made sure that she did not have a belt.
6
Burns saw a blanket on the bunk and considered the possibility that
Ms. Hare might use it to harm herself, but left it there believing
that she was not strong enough to tear it. Burns instructed
dispatcher Moore to keep a close check on Ms. Hare and to have the
trusties check on her. According to Burns, his primary concern was
Ms. Hare's "withdrawal syndrome," not her suicide threat.
Moore confirms that Burns told her to keep an eye on Ms. Hare,
and that he also apprised her of Ms. Hare's threat to harm herself.
Burns, however, believed that Moore would be on duty until 10:00
p.m, when in fact she was off duty at 5:00 p.m.. Moore thus went
home at 5:00 p.m., at which time Captain James Damons took over her
dispatching duties. Moore claims that she informed Damons that
Burns had left instructions to keep an eye on Ms. Hare, though
Damons denies receiving such information.
Burns left the station some time after 3:00 p.m. At around
6:00 p.m., Burns called the jail from his home and told Damons to
have the two trusties check on Ms. Hare at least every forty-five
minutes. Damons promptly sent a trusty to check on Ms. Hare. When
the trusty arrived at Ms. Hare's cell, he found her hanging from
the bars of her cell with a noose that she had fashioned from
strips of the blanket. As the trusty did not have a key to Ms.
Hare's cell, he immediately notified Damons. Damons, in accordance
with jail procedures, could not leave his post, so he called Burns.
Ms. Hare was left there hanging, though the summary judgment
evidence does not establish whether she was alive or dead when the
7
trusty first found her. Burns told Damons to leave Ms. Hare
undisturbed until the State Investigator arrived.
III.
We first determine whether the district court's denial of the
motion for summary judgment by the individual defendants asserting
qualified immunity was immediately appealable under Mitchell v.
Forsyth, 472 U.S. 511 (1985). After the panel issued its opinions
in this case but before rehearing en banc, the Supreme Court
addressed the appealability of a denial of summary judgment on
qualified immunity grounds in Johnson v. Jones, 115 S. Ct. 2151
(1995). In Johnson, the plaintiff sued five police officers who
had allegedly beaten him. Three of the officers claimed qualified
immunity in their motion for summary judgment, arguing that there
was no evidence that they were involved in the plaintiff's beating.
The district court denied their summary judgment motion, and they
appealed to the Seventh Circuit. The Seventh Circuit dismissed the
officers' appeal, finding that it lacked appellate jurisdiction
over such an "evidence insufficiency" contention. The Supreme
Court affirmed the Seventh Circuit's dismissal, holding that a
district court's summary judgment order, though entered in a
qualified immunity case, is not appealable if it determines only a
question of "evidence sufficiency." Id. at 2156.
In this case, the district court denied the summary judgment
motion of the individual defendants after concluding that there
were fact issues as to whether they knew or should have known of
8
Ms. Hare's suicide risk. The individual defendants contend that,
even conceding the facts as alleged by Mr. Hare, they are entitled
to qualified immunity because their conduct did not violate any
clearly established federal rights of which a reasonable officer
would have known at the time of Ms. Hare's suicide. The critical
question is whether, given the demurrer to the plaintiff's facts,
we have jurisdiction over this appeal.
We find that we do. As we will explain, the district court
applied the incorrect legal standard in denying summary judgment.
We leave to the district court the question whether there are
genuine issues of material fact measured by the correct standard.
This appeal does not present the fact-intensive inquiry eschewed by
Johnson. Rather, it presents a legal issue antecedent to the
determination of whether there are genuine issues of material fact.
Our review of the legal issues in this appeal goes to the legal
question of the correct legal standard.
IV.
In general, the State's incarceration of pretrial detainees
and convicted state prisoners comports with due process guarantees
because of the State's recognized interests in detaining defendants
for trial and in punishing those who have been adjudged guilty of
a crime. The State's exercise of its power to hold detainees and
prisoners, however, brings with it a responsibility under the U.S.
Constitution to tend to essentials of their well-being:
[W]hen the State by the affirmative exercise of its power
so restrains an individual's liberty that it renders him
9
unable to care for himself, and at the same time fails to
provide for his basic human needs — e.g., food, clothing,
shelter, medical care, and reasonable safety — it
transgresses the substantive limits on state action set
by the Eighth Amendment and the Due Process Clause. The
affirmative duty to protect arises not from the State's
knowledge of the individual's predicament or from its
expressions of intent to help him, but from the
limitation which it has imposed on his freedom to act on
his own behalf.
DeShaney v. Winnebago County Dep't of Social Servs., 489 U.S. 189,
200 (1989) (citations omitted). Hence, since pretrial detainees
and convicted state prisoners are similarly restricted in their
ability to fend for themselves, the State owes a duty to both
groups that effectively confers upon them a set of constitutional
rights that fall under the Court's rubric of "basic human needs."
Pretrial detainees and convicted prisoners, however, look to
different constitutional provisions for their respective rights to
basic needs such as medical care and safety. The constitutional
rights of a convicted state prisoner spring from the Eighth
Amendment's prohibition on cruel and unusual punishment, see
Estelle v. Gamble, 429 U.S. 97, 104 (1976), and, with a relatively
limited reach, from substantive due process. The constitutional
rights of a pretrial detainee, on the other hand, flow from both
the procedural and substantive due process guarantees of the
Fourteenth Amendment. See Bell v. Wolfish, 441 U.S. 520 (1979).
Significantly, Bell instructs that the State must distinguish
between pretrial detainees and convicted felons in one crucial
respect: The State cannot punish a pretrial detainee. Id. at 535
("In evaluating the constitutionality of conditions or restrictions
of pretrial detention that implicate only the protection against
10
deprivation of liberty without due process of law, we think that
the proper inquiry is whether those conditions amount to punishment
of the detainee."). Since the State does punish convicted
prisoners, but cannot punish pretrial detainees, a pretrial
detainee's due process rights are said to be "at least as great as
the Eighth Amendment protections available to a convicted
prisoner." City of Revere v. Massachusetts Gen. Hosp., 463 U.S.
239, 244 (1983).
Much of the current confusion over the measures of the due
process rights of pretrial detainees stems from the divergent ways
in which lower courts have applied Bell. We start by revisiting
Bell and reviewing our cases construing Bell to facilitate an
understanding of the sources of difficulty.
A.
In Bell, pretrial detainees brought a constitutional challenge
seeking injunctive relief against a number of jail conditions and
restrictions, including the jail's practice of "double bunking" its
detainees. The district court enjoined the challenged practices
after concluding that they were not justified by a "compelling
necessity." The Supreme Court expressly rejected this high level
of scrutiny.
Then Justice Rehnquist began his opinion for the Court by
emphasizing that "the Government has a substantial interest in
ensuring that persons accused of crimes are available for trials
and, ultimately, for service of their sentences, [and] that
11
confinement of such persons pending trial is a legitimate means of
furthering that interest." Bell, 441 U.S. at 534. The Court
recognized, however, that a pretrial detainee has a "right to be
free from punishment [and] an understandable desire to be as
comfortable as possible during his confinement, both of which may
conceivably coalesce at some point." Id. The Court sought to
fashion a test respecting both the Government's interests and the
detainee's rights, a test designed to "determin[e] whether
particular restrictions and conditions accompanying pretrial
detention amount to punishment in the constitutional sense of that
word." Id. at 538.
The Court lowered the level of scrutiny to one of rationality:
[I]f a particular condition or restriction of pretrial
detention is reasonably related to a legitimate
governmental objective, it does not, without more, amount
to "punishment." Conversely, if a restriction or
condition is not reasonably related to a legitimate goal
— if it is arbitrary or purposeless — a court permissibly
may infer that the purpose of the governmental action is
punishment that may not constitutionally be inflicted
upon detainees qua detainees.
Id. at 539 (footnote omitted). Thus, under Bell, a pretrial
detainee cannot be subjected to conditions or restrictions that are
not reasonably related to a legitimate governmental purpose. An
open question has remained: Given that both pretrial detainees and
convicts have constitutional rights to basic human needs while
incarcerated and therefore unable to fend for themselves, what
standard applies when a pretrial detainee asserts a deprivation of
a constitutional right held in common with convicted prisoners,
albeit through a different textual source.
12
The Supreme Court, in clarifying the scope of convicted
prisoners' Eighth Amendment rights, has consistently held that
liability for inaction attaches only when a prison official’s
failure to act amounts to deliberate indifference to the prisoner's
rights. See, e.g., Farmer, 114 S. Ct. at 1977; Wilson v. Seiter,
111 S. Ct. 2321, 2327 (1991); Estelle v. Gamble, 429 U.S. at 104.
The level of official conduct that must be shown to support a
comparable claim by a pretrial detainee, however, is a question
that the Court has repeatedly left open. See, e.g., City of Canton
v. Harris, 489 U.S. 378, 388 n.8 (1989); City of Revere, 463 U.S.
at 244.
Our efforts to answer this question have reflected conflicting
perspectives on whether to apply Bell or a deliberate indifference
standard. When dealing with a pretrial detainee's right to medical
care or protection from harm, it is argued, we must apply the
reasonable relationship test of Bell, since that test was designed
specifically to define the scope of due process rights of pretrial
detainees. With equal fervor it is urged that the deliberate
indifference standard applied in the Court's Eighth Amendment cases
ought to be the choice, since those cases have addressed the
specific type of right asserted in this case — the right to medical
care or protection from harm. As a review of our case law
discloses, this tension has emerged from varied readings of the
breadth of Bell and of cases applying it.
13
B.
In Jones v. Diamond, 636 F.2d 1364 (5th Cir. 1981) (en banc),
overruled on other grounds, International Woodworkers of Am. v.
Champion Int'l Corp., 790 F.2d 1174 (5th Cir. 1986) (en banc), we
reviewed a constitutional challenge by both pretrial detainees and
convicted prisoners seeking injunctive relief from a multitude of
practices and conditions of their incarceration in a county jail.
Judge Rubin's opinion for the en banc court carefully distinguished
the rights of pretrial detainees from those of convicted inmates,
relying on Bell in addressing the claims of the pretrial detainees.
We held that "[t]he confinement of pretrial detainees
indiscriminately with convicted persons is unconstitutional unless
such a practice is `reasonably related to the institution's
interest in maintaining jail security,' or physical facilities do
not permit their separation." Jones, 636 F.2d at 1374 (quoting
Bell, 441 U.S. at 540). Likewise, we held that contact visitation
may be denied to pretrial detainees "if it is a restraint
`reasonably related to the institution's interest in maintaining
jail security.'" Id. at 1377 (quoting Bell, 441 U.S. at 540). As
to medical attention, we noted:
The standard by which to measure the medical attention
that must be afforded pretrial detainees has never been
spelled out. The Bell v. Wolfish criterion, applied to
medical attention, entitles pretrial detainees to
reasonable medical care unless the failure to supply it
is reasonably related to a legitimate governmental
objective.
Id. at 1378. Thus, the due process algorithm for deciding whether
to grant injunctive relief in Jones was simple: We applied Bell
14
across the board, to all of the claims of the pretrial detainees,
asking whether the challenged restriction was reasonably related to
a legitimate governmental interest.
The apparent simplicity of the Bell formula belies the
mischief that has emerged in our case law in the wake of Jones and
its embrace of the reasonable-relationship inquiry. We have
consistently recognized that pretrial detainees are entitled to
protection from harm as well as needed medical care, but our case
law has traveled divergent directions in deciding whether to apply
the Bell test. Since Jones expressly declared that the right of a
pretrial detainee to receive medical care was to be measured by the
Bell test, it was easy for our cases to follow the perceived
trajectory of Jones and conduct the reasonable relationship inquiry
in all cases involving denials of reasonable medical care. In the
case of failure-to-protect claims, however, the Jones analysis was
less firm; while Jones applied Bell in asking whether pretrial
detainees had to be separated from prisoners as a general matter of
jail policy, it left open the question of how to analyze a claim
based on an isolated failure to protect a pretrial detainee from
violence at the hands of other pretrial detainees, or even at his
own hands.
Stokes v. Delcambre, 710 F.2d 1120 (5th Cir. 1983), presented
us with one of our first opportunities to consider the effect of
Bell and Jones on the failure-to-protect claim of a pretrial
detainee who was assaulted by fellow inmates. We found it
unnecessary to "dwell on the difference in rights enjoyed by pre-
15
trial detainees and convicted persons," id. at 1124, noting that
"all prison officials owe a constitutionally rooted duty to their
prisoners to provide them reasonable protection from injury at the
hands of their fellow prisoners," id. But while we explained in
Stokes that the requirement of "reasonable protection" came
directly from Jones, neither Stokes nor Jones explicitly adopted a
reasonable protection standard. Rather, Stokes simply cited Jones
for the proposition that a "failure to control or separate
prisoners who endanger the physical safety of other prisoners can
constitute cruel and unusual punishment." Stokes, 710 F.2d at
1124. We concluded that the jail was administered in such a manner
as to be "virtually indifferent" to the safety of prisoners,
emphasizing that the jury had found the defendants guilty of wanton
conduct and had awarded punitive damages. Id. Hence, our holding
in Stokes was based on a finding that the jailers' indifference to
the detainee's injuries was sufficiently egregious to establish
their liability for failing to protect the pretrial detainee from
violence by other inmates.
In Johnston v. Lucas, 786 F.2d 1254 (5th Cir. 1986), we held
that a convicted inmate could recover for a jailer's violation of
his duty to protect only if the jailer acted with "conscious or
callous indifference." Id. at 1259. Significantly, we held that
the district court had erred in reading Stokes to measure the
State's duty as one of "reasonable care." Id.. Our opinion in
Johnston relied on Davidson v. Cannon, 474 U.S. 344, 348 (1986), in
which the Supreme Court held that "the protections of the Due
16
Process Clause, whether procedural or substantive, are just not
triggered by lack of due care by prison officials."
Johnston's application of Davidson and Whitley v. Albers, 475
U.S. 312 (1986), in shaping the legal measures for failure-to-
protect claims became apparent in Alberti v. Klevenhagen, 790 F.2d
1220 (5th Cir. 1986). In Alberti, a class of convicted inmates and
pretrial detainees challenged the conditions of a jail in which
violence and sexual abuse were rampant. While noting that the due
process rights of pretrial detainees under Bell generally exceed
those of convicted inmates under the Eighth Amendment, we suggested
that their respective rights to protection from harm were similar:
Where dealing with the constitutionally rooted duty of
jailers to provide their prisoners reasonable protection
from injury at the hands of fellow inmates, "we need not
dwell on the differences in rights enjoyed by pre-trial
detainees and convicted prisoners or the maturation of
prisoners' rights in general." The same conditions of
violence and sexual abuse which constitute cruel and
unusual punishment may also render the confinement of
pretrial detainees punishment per se.
Id. at 1224 (quoting Stokes, 710 F.2d at 1124). Thus, in Alberti,
as in Jones, we held that a violation of convicted prisoners'
Eighth Amendment rights to protection from harm was enough to
establish a violation of pretrial detainees' due process rights to
protection from harm. Taken together, Alberti and Johnston hinted
that a deliberate indifference standard might be an appropriate
measure for all failure-to-protect claims, including those asserted
by convicted inmates as well as pretrial detainees.
In Partridge v. Two Unknown Police Officers, 791 F.2d 1182
(5th Cir. 1986), we dealt with the standard of care owed to a
17
pretrial detainee who poses a suicide risk. In Partridge, a boy
with mental problems hanged himself with a pair of socks while he
was being detained in a city jail. We treated the alleged
misconduct as a failure to provide needed medical care: "A serious
medical need may exist for psychological or psychiatric treatment,
just as it may exist for physical ills." Id. at 1187. We
recognized that Estelle v. Gamble had established a test of
deliberate indifference for determining whether a failure to
provide medical care violates the Eighth Amendment rights of a
convicted prisoner, but we hewed to the notion that a pretrial
detainee's medical care rights were separately protected. In the
end, however, Partridge suggested that there was a significant
overlapping of the medical care rights of pretrial detainees and
convicted prisoners: "Under the Bell v. Wolfish standard, the
defendants had a duty, at a minimum, not to be deliberately
indifferent to [the pretrial detainee's] serious medical needs."
791 F.2d at 1187. Further, whereas Johnston held that a negligent
failure to protect cannot give rise to a due process claim, we
confirmed in Partridge that the same was true for claims of
inadequate medical care: "To the extent that the complaint in
Partridge alleges negligence on the part of the arresting officer,
it fails to state a claim . . . ." Id. at 1187 (footnote omitted).
We held that only where "the claim rests on the detention center's
deliberate and systematic lack of adequate care for detainees [does
it] allege[] the kind of arbitrariness and abuse of power that is
18
preserved as a component of the due process clause in Daniels."
Id.
After Johnston, Alberti, and Partridge, it was firmly settled
in this circuit that a due process claim could never be based on a
jail official's negligent failure to provide either medical care or
protection from harm. Less pellucid, however, was the precise
methodology and standard for evaluating such claims. Stokes,
Johnston, and Alberti suggested that the standard for failure-to-
protect claims should entail some measure of whether a jailer was
"virtually," "callously," "consciously," or "deliberately"
indifferent to the rights of the pretrial detainee. Likewise,
Partridge expressly proffered a standard of deliberate indifference
to serious medical needs.
A year later, in Cupit v. Jones, 835 F.2d 82 (5th Cir. 1987),
we stepped away from the "deliberate indifference" formulation in
a pretrial detainee's medical care case. In Cupit a detainee with
a heart condition sued jail officers who allegedly denied him "the
requisite diet, exercise, medication and stress-free atmosphere
recommended by his doctors." Id. at 84. While recognizing that
Partridge had explicitly pointed toward a standard of deliberate
indifference to serious medical needs, our decision in Cupit drew
on the measures of Bell and Jones v. Diamond in revitalizing the
reasonable-relationship approach: "Today, we conclude that
pretrial detainees are entitled to reasonable medical care unless
the failure to supply that care is reasonably related to a
legitimate governmental objective." 835 F.2d at 85.
19
Following Alberti and Cupit, our cases dealing with pretrial
detainees fell loosely onto two tracks. On the failure-to-protect
track, we relied on Alberti and Johnston in measuring pretrial
detainees' failure-to-protect claims under a standard of deliberate
indifference. See, e.g., Williams v. County of El Paso, 966 F.2d
676 (table), No. 91-8505 (5th Cir. June 3, 1992) (per curiam)
(unpublished); Sodie v. Canulette, 973 F.2d 923 (table), No. 91-
3620 (5th Cir. Aug 13, 1992) (per curiam) (unpublished). On the
medical care track, both Williams and Sodie relied on Cupit and
asked whether failure to supply medical care to a pretrial detainee
was reasonably related to a legitimate governmental objective.
See, e.g., Williams; Sodie. In addition, because we have allowed
claims arising from suicides to be framed as a violation of the
State's duty to provide reasonable medical care, our post-Cupit
cases involving suicides by pretrial detainees have adhered to the
reasonable-relationship test of Cupit, Jones, and Bell. See, e.g.,
Rhyne v. Henderson County, 973 F.2d 386, 391-92 (5th Cir. 1992);
Burns v. City of Galveston, 905 F.2d 100, 103 (5th Cir. 1990).
Two cases, however, crossed the otherwise separate tracks. In
Parker v. Carpenter, 978 F.2d 190 (5th Cir. 1992), we applied the
Bell test to a pretrial detainee's medical care claims and to his
failure-to-protect claims. Id. at 192-93 (reversing dismissal of
pro se suit by pretrial detainee who was attacked after being moved
from low-risk minimum security section to overcrowded violent
inmate section allegedly because of verbal altercation with jail
officer). By contrast, in Banana v. McNeel, 5 F.3d 1495 (table),
20
No. 92-7184 (5th Cir. Sept. 22, 1993) (per curiam) (unpublished),
we held that the deliberate indifference standard applied in both
failure-to-protect and medical care cases. Hence, Parker and
Banana cast doubt upon the notion of a clean dichotomy between
claims alleging a failure to protect and those alleging a failure
to provide reasonable medical care.
V.
As our cases suggest, we have traveled a peripatetic route in
invoking different measures of the constitutional rights of
pretrial detainees to medical care and protection from harm. Close
analysis, however, discloses much consistency in our treatment of
the underlying constitutional claims. Our goal in deciding this
case today is to clarify our case law and to articulate the proper
legal measures of a State's duty to tend to a pretrial detainee
posing a risk of suicide. To that end, our analysis proceeds in
four steps.
First, we reject the suggestion that the choice between the
Bell test and a deliberate indifference standard turns on whether
a pretrial detainee's claim is framed as a denial of medical care
or a failure to protect; we conclude that both medical care and
failure-to-protect cases should be treated the same for purposes of
measuring constitutional liability. Second, we explain that the
Bell test retains vitality only when a pretrial detainee attacks
general conditions, practices, rules, or restrictions of pretrial
confinement. When, by contrast, a pretrial detainee's claim is
21
based on a jail official's episodic acts or omissions, the Bell
test is inapplicable, and hence the proper inquiry is whether the
official had a culpable state of mind in acting or failing to act.
Third, we adopt a standard of deliberate indifference as the
measure of culpability for such episodic acts or omissions. We
emphasize that our use of a deliberate indifference standard does
not scale back the constitutional rights of pretrial detainees.
This is so because a proper application of Bell's reasonable-
relationship test is functionally equivalent to a deliberate
indifference inquiry. Finally, we turn to the question whether to
apply an objective or subjective definition of deliberate
indifference. Finding no constitutionally significant distinction
between the rights of pretrial detainees and convicted inmates to
basic human needs, including medical care and protection from
violence or suicide, we conclude that a state jail official's
constitutional liability to pretrial detainees for episodic acts or
omissions should be measured by a standard of subjective deliberate
indifference as enunciated by the Supreme Court in Farmer.
A.
As discussed above, our pretrial detainee cases have tended to
evaluate medical care claims under Bell's reasonable-relationship
test and failure-to-protect claims under a deliberate indifference
standard. This dichotomy, however, does not offer a principled
basis for invoking a different legal standard. Indeed, the Supreme
Court applies the same standard in analyzing both types of claims
22
when asserted under the Eighth Amendment by convicted prisoners.
Compare Farmer, 114 S. Ct. at 1977 (reviewing convicted prisoner's
failure-to-protect claim under deliberate indifference standard)
with Estelle v. Gamble, 429 U.S. at 104 (reviewing convicted
prisoner's inadequate medical care claim under deliberate
indifference test). As the Court has observed, the two classes of
claims are similar from the perspectives of both prisoners and
prison officials:
[T]he medical care a prisoner receives is just as much a
"condition" of his confinement as the food he is fed, the
clothes he is issued, the temperature he is subjected to
in his cell, and the protection he is afforded against
other inmates. There is no indication that, as a general
matter, the actions of prison officials with respect to
these nonmedical conditions are taken under materially
different constraints than their actions with respect to
medical conditions.
Wilson, 111 S. Ct. at 2326-27.
Articulating the State's responsibility for preventing suicide
by detainees exposes the absence of a constitutionally significant
distinction between failure-to-protect and medical care claims. As
we have explained, we have been willing to entertain suicide-based
claims as implicating the State's responsibility to provide medical
care. See Rhyne, 973 F.2d at 391-92; Burns, 905 F.2d at 103;
Partridge, 791 F.2d at 1187. Quite often, however, the State's
obligation to prevent suicide may implicate a kaleidoscope of
related duties, including a duty to provide not only medical care,
but also protection from self-inflicted harm. Thus, a state jail
official might be liable for a suicide resulting from the
official's failure to remove a pair of scissors from the cell of a
23
pretrial detainee known to be suicidal, even if the state official
had otherwise provided the mentally disturbed detainee with
constitutionally sufficient medical care.
Whether the State's obligation is cast in terms of a duty to
provide medical care or protection from harm, its ultimate
constitutional duty is to "to assume some responsibility for [the]
safety and general well-being" of persons whose state-occasioned
confinement renders them unable to fend for themselves. DeShaney,
489 U.S. at 200. The underlying purpose of requiring a state jail
official to provide medical care to a pretrial detainee is to
prevent the detainee from suffering further physical pain or harm.
Imposing a constitutional duty upon jail officials to prevent
physical abuse of a detainee, or to halt a beating that has already
begun, serves the same underlying purpose. As DeShaney makes
clear, the State's responsibility in both types of cases springs
from the fact of incarceration and the resulting obligation to
provide for the detainee's basic human needs. 489 U.S. at 200
(explaining that State's affirmative restraint of individual's
liberty gives rise to duty to provide for his "basic human needs,"
including "medical care" and "reasonable safety"). Given such
similarities, the same legal measure should govern the due process
rights of a pretrial detainee to medical care and to protection
from harm or violence.
In short, the choice between the Bell test and a deliberate
indifference standard must turn on something other than whether a
pretrial detainee's claim is framed as denial of medical care or a
24
failure to protect. As we now explain, this choice between the two
standards is to be made by distinguishing between constitutional
challenges to conditions, practices, rules, or restrictions on the
one hand, and episodic acts or omissions on the other.
B.
Constitutional attacks on general conditions, practices,
rules, or restrictions of pretrial confinement are referred to as
"jail condition cases." The Bell test works comfortably in such
cases because the jail officials' state of mind is not a disputed
issue. In true jail condition cases, an avowed or presumed intent
by the State or its jail officials exists in the form of the
challenged condition, practice, rule, or restriction. A State's
imposition of a rule or restriction during pretrial confinement
manifests an avowed intent to subject a pretrial detainee to that
rule or restriction. Likewise, even where a State may not want to
subject a detainee to inhumane conditions of confinement or abusive
jail practices, its intent to do so is nevertheless presumed when
it incarcerates the detainee in the face of such known conditions
and practices. Thus, a true jail condition case starts with the
assumption that the State intended to cause the pretrial detainee's
alleged constitutional deprivation. Only with such intentionality
as a given is the Bell test useful. See, e.g., Ortega v. Rowe, 796
F.2d 765, 768 (5th Cir. 1986) ("Only if the evidence suggests that
the appellees knew of the jails' conditions, or intended to force
25
the detainees to endure such conditions, would a Bell analysis
retain vitality.").
When, by contrast, a pretrial detainee's claim of failure to
provide medical care or protection from violence does not challenge
a condition, practice, rule, or restriction, but rather attacks the
episodic acts or omissions of a state jail official, the question
is whether that official breached his constitutional duty to tend
to the basic human needs of persons in his charge. With episodic
acts or omissions, intentionality is no longer a given, and Bell
offers an ill-fitting test.2 Asking about the rationality of the
relationship between an official's episodic acts or omissions and
a legitimate governmental objective begs the underlying question
whether that official had the requisite mental state to establish
his liability as a perpetrator of the particular act or omission,
not as a dispenser of intended conditions or restrictions.
When a pretrial detainee's constitutional claim is based on
particular acts or omissions by one or more jail officials, the
difficult question is whether the challenged act or omission can be
characterized as episodic. For the Bell test to apply, a jailer's
act or omission must implement a rule or restriction or otherwise
demonstrate the existence of an identifiable intended condition or
2
Wilson v. Seiter refused to distinguish "between `short-term'
or `one-time' conditions (in which a state of mind requirement
would apply) and `continuing' or `systemic' conditions (where
official state of mind would be irrelevant)." 111 S. Ct. at 2325;
see also id. at 2325 n.1. Our explanation today does not step upon
this principle. We are consistent with Wilson's holding that state
of mind is significant in both situations, albeit differently
demonstrated in each.
26
practice. If a pretrial detainee is unable to point to such an
established rule or restriction, then he must show that the jail
official's acts or omissions were sufficiently extended or
pervasive, or otherwise typical of extended or pervasive misconduct
by other officials, to prove an intended condition or practice to
which the Bell test can be meaningfully applied. Otherwise, in the
absence of such a condition, practice, rule, or restriction, a jail
official's act or omission can give rise to constitutional
liability only if he was culpable, under an appropriate legal
standard, with respect to the harm to the detainee. We now
articulate that standard.
C.
Our inquiry begins with the fundamental rule that negligent
inaction by a jail officer does not violate the due process rights
of a person lawfully held in custody of the State. See Davidson,
474 U.S. at 348 ("[T]he protections of the Due Process Clause,
whether procedural or substantive, are just not triggered by lack
of due care by prison officials."); Johnston, 786 F.2d at 1259
(rejecting liability for negligent failure-to-protect); Partridge,
791 F.2d at 1187 (rejecting liability for negligent failure to
provide medical care); see also Daniels v. Williams, 474 U.S. 327,
332 (1986). Relying on Daniels and Davidson, the Seventh Circuit
has held that gross negligence will not suffice either:
[T]he distinction between negligence and gross negligence
does not respond to the due process clause's function,
which is to control abuses of government power. A
"gross" error is still only an error, and an error is not
27
an abuse of power. Since an error by a government
official is not unconstitutional, "it follows that `gross
negligence' is not a sufficient basis for liability."
Salazar v. City of Chicago, 940 F.2d 233, 238 (7th Cir. 1991)
(quoting Archie v. City of Racine, 847 F.2d 1211, 1220 (7th Cir.
1988) (en banc)). These cases demonstrate that the constitutional
standard of conduct must step up from negligence — that it must be
more than mere or even gross negligence.
Formulating a gossamer standard higher than gross negligence
but lower than deliberate indifference is unwise because it would
demand distinctions so fine as to be meaningless. It would also
risk endorsing an objective standard that is contrary to the
Supreme Court's holding that the Due Process Clause was meant to
prevent "abusive government conduct." Davidson, 474 U.S. at 348;
see also Salazar, 940 F.2d at 238 (adopting criminally reckless
standard in part because "an error is not an abuse of power").
All of our cases have applied either the Bell test or a
standard akin to deliberate indifference. Since we are foreclosing
the application of the Bell test to claims against an individual
jailer for episodic acts or omissions, we need pause only if there
is a reason not to adopt a standard of deliberate indifference.
We find no such reason. Application of a deliberate
indifference standard to claims by pretrial detainees is consistent
with our cases and the dictates of Bell, because the deliberate
indifference standard does not impose a higher burden on pretrial
detainees than the Bell test. Properly understood, the Bell test
is functionally equivalent to a deliberate indifference inquiry.
28
The "reasonably related to a valid penological standard" never
purported to allow recovery for mere negligence. To the contrary,
this test is deferential to jail rulemaking; it is in essence a
rational basis test of the validity of jail rules. That is, asking
whether a rule is reasonably related to a legitimate governmental
objective is much like asking whether a legislative enactment has
any rational basis, except in the context of jail administration
the legislative purpose is a given — typically a penological or
administrative purpose. Violation of the Bell test requires acts
or omissions not too distant from a standard of arbitrary and
capricious conduct.
We are mindful that we have sometimes perceived the standard
of reasonably related to a legitimate governmental objective to be
less than or equal to deliberate indifference. See, e.g., Evans v.
City of Marlin, 986 F.2d 104, 107 (5th Cir. 1993); Burns, 905 F.2d
at 103; Lewis v. Parish of Terrebone, 894 F.2d 142, 145 (5th Cir.
1990). Far from demonstrating that the Bell test is designed to be
more favorable to pretrial detainees, however, these decisions
confirm that the Cupit-Jones-Bell test — reasonable medical care
unless the failure to supply that care is reasonably related to a
legitimate governmental objective — is easily confused with a
negligence standard. See, e.g., Walton v. Alexander, 44 F.3d 1297,
1300 n.3 (5th Cir. 1995) (en banc) (clipping final fifteen words
from Cupit standard to suggest that test demands only "reasonable
medical care"). We may have added to the uncertainty by dismissing
claims for failure to show negligence without always making it
29
clear that negligence is a necessary but not sufficient finding
under Cupit. See, e.g., Cupit, 835 F.2d at 85 (denying recovery
where plaintiff was unable to show denial of reasonable medical
care). There should be no misunderstanding: Negligent conduct by
a prison official cannot be the basis for a due process claim.
The only Supreme Court case that arguably counsels against a
deliberate indifference standard is Youngberg v. Romeo, 457 U.S.
307 (1982). In Youngberg, the plaintiff was the mother of a mental
patient who suffered injuries while involuntarily committed to a
state mental institution. The district court instructed the jury
that it could find the defendants liable only if the defendants
showed deliberate indifference to Romeo's serious medical needs.
Id. at 312. The Supreme Court held that the district court erred
in using the Eighth Amendment's deliberate indifference standard.
Id. at 312 n.11. The Court found the appropriate standard in the
Due Process Clause of the Fourteenth Amendment, concluding that
"liability may be imposed only when the decision by the [mental
health] professional is such a substantial departure from accepted
professional judgment, practice, or standards as to demonstrate
that the person actually did not base the decision on such a
judgment." Id. at 323.
The Court in Youngberg thus announced a distinct standard to
be applied in measuring the State's constitutional duties to mental
incompetents, one that differed from both the Bell test and the
deliberate indifference standard. The Youngberg measure flowed
from the premise that "[p]ersons who have been involuntarily
30
committed are entitled to more considerate treatment and conditions
of confinement than criminals whose conditions of confinement are
designed to punish." Id. at 321-22. The Court's later decision in
DeShaney, however, called into question the constitutional
significance of this premise. DeShaney clarified that "[t]he
affirmative duty to protect arises not from the State's knowledge
of the individual's predicament or from its expressions of intent
to help him, but from the limitation which it has imposed on his
freedom to act on his own behalf." 489 U.S. at 200. In other
words, DeShaney suggests that a State's declared intent to confine
incompetents for their own benefit, as opposed to its announced
purpose to punish convicted criminals, should have no bearing on
the nature of the constitutional duty owed to either group. What
matters under DeShaney is that "the State by the affirmative
exercise of its power so restrains an individual's liberty that it
renders him unable to care for himself." Id. Since the State
restrains the individual liberty of both mental incompetents and
convicted inmates in a like manner, the State should incur the same
duties to provide for the basic human needs of both groups.
The Court in DeShaney did not address whether involuntarily
confined mental incompetents and convicted inmates shared the same
constitutional rights to medical care and safety. Since DeShaney
suggested that both groups enjoyed the same rights, however, either
the Youngberg standard or the deliberate indifference standard must
give way to achieve the requisite equivalence in constitutional
rights. The Court thus has cast doubt on the vitality of Youngberg
31
by confirming that a deliberate indifference standard is the
appropriate measure of constitutional liability for a prison
official's failure to provide a convicted inmate with basic human
needs. See, e.g., Wilson, 111 S. Ct. at 2326-27 (applying
deliberate indifference standard to convicted prisoners' challenge
to conditions of confinement); Farmer, 114 S. Ct. at 1977
(clarifying that subjective deliberate indifference standard
governs convicted prisoners' failure-to-protect claims).
We decline to resolve this tension at this time. Youngberg,
Wilson, and Farmer did not deal with pretrial detainees, so their
respective standards are not dispositive of this suit by Mr. Hare.
It is not for us to announce that the Supreme Court has overruled
Youngberg. Youngberg does not foreclose our adoption of a
deliberate indifference standard as the measure of a jail
official's liability for episodic acts or omissions that result in
a denial of pretrial detainees' basic human needs. As we have
explained, no constitutionally relevant difference exists between
the rights of pretrial detainees and convicted prisoners to be
secure in their basic human needs. Since the Supreme Court has
consistently adhered to a deliberate indifference standard in
measuring convicted prisoners' Eighth Amendment rights to medical
care and protection from harm, we adopt a deliberate indifference
standard in measuring the corresponding set of due process rights
of pretrial detainees.
In sum, we conclude that a deliberate indifference standard is
compelled by our cases and consistent with the relevant teachings
32
of the Supreme Court.3 We hold that the episodic act or omission
of a state jail official does not violate a pretrial detainee's
constitutional right to be secure in his basic human needs, such as
medical care and safety, unless the detainee demonstrates that the
official acted or failed to act with deliberate indifference to the
detainee's needs.
D.
We turn now to the formulation of the deliberate indifference
standard. On June 6, 1994, four days before the panel entered its
first opinion in this case, the Supreme Court decided Farmer v.
Brennan, 114 S. Ct. 1970 (1994). Farmer was significant in
articulating a subjective definition of deliberate indifference in
the context of a convicted inmate's Eighth Amendment challenge to
the conditions of his imprisonment. The Court began by noting that
prison officials have a duty under the Eighth Amendment to “ensure
that inmates receive adequate food, clothing, shelter and medical
3
Most circuits have endorsed a deliberate indifference inquiry
as the measure of state officials' constitutional duty to safeguard
the basic human needs of pretrial detainees, including protection
from suicide. See, e.g., Elliot v. Cheshire County, 940 F.2d 7, 10
& n.2 (1st Cir. 1991) (suicide as medical care claim); Kost v.
Kozakiewicz, 1 F.3d 176, 188 (3d Cir. 1993) (medical care); Hill v.
Nicodemus, 979 F.2d 987, 991 (4th Cir. 1992) (suicide as medical
care claim); Heflin v. Stewart County, 958 F.2d 709, 715-16 (6th
Cir. 1992); Hall v. Ryan, 957 F.2d 402, 405 (7th Cir. 1992)
(suicide as medical care claim); Bell v. Stigers, 937 F.2d 1340,
1343 (8th Cir. 1991) (failure to prevent suicide); Redman v. County
of San Diego, 942 F.2d 1435, 1443 (9th Cir. 1991) (en banc), cert.
denied, 502 U.S. 1074 (1992) (failure to protect from prison rape);
Howard v. Dickerson, 34 F.3d 978, 980 (10th Cir. 1994) (medical
care); Tittle v. Jefferson County Commission, 10 F.3d 1535, 1539-40
(11th Cir. 1994) (en banc) (failure to prevent suicide).
33
care, and [to] `take reasonable measures to guarantee the safety of
the inmates.'" Id. at 1976 (quoting Hudson v. Palmer, 468 U.S.
517, 526-27 (1984)). "Having incarcerated `persons [with]
demonstrated proclivit[ies] for antisocial criminal, and often
violent, conduct,' having stripped them of virtually every means of
self-protection and foreclosed their access to outside aid, the
government and its officials are not free to let the state of
nature take its course." Id. at 1977 (quoting Hudson v. Palmer,
468 U.S. at 526, and citing DeShaney, 489 U.S. at 199-200).
The Court emphasized, however, that an inmate must satisfy two
requirements to prevail on a claim that a prison official violated
his Eighth Amendment right to humane prison conditions. First,
"the inmate must show that he is incarcerated under conditions
posing a substantial risk of serious harm." Id. at 1977. Second,
the inmate must show that the prison official had a culpable state
of mind — that the official was deliberately indifferent to inmate
health or safety. Id. While these two elements were features of
Eighth Amendment jurisprudence, the critical question in Farmer was
whether to apply a subjective or objective definition of deliberate
indifference.
The Court explained that it was "fair to say that acting or
failing to act with deliberate indifference to a substantial risk
of serious harm to a prisoner is the equivalent of recklessly
disregarding that risk." Id. at 1978. In equating deliberate
indifference with recklessness, however, the Court noted that the
"term recklessness is not self-defining." Id. While recklessness
34
exists in the civil law if a person fails to act in the face of an
unjustifiably high risk that is known or should be known, the
criminal law permits a finding of recklessness only when a person
disregards a risk of harm of which he is aware. In other words,
the civil law espouses an objective definition of recklessness
while the criminal law proffers a subjective one. Id. at 1979.
Faced with a choice between these two approaches, the Court
was persuaded that the subjective definition "comports best with
the text of the [Eighth] Amendment as [its] cases [had] interpreted
it." Id. It emphasized that "[t]he Eighth Amendment does not
outlaw cruel and unusual `conditions'; it outlaws cruel and unusual
`punishments.'" Id. The Court explained that "an official's
failure to alleviate a significant risk that he should have
perceived but did not, while no cause for commendation, cannot
under our cases be condemned as the infliction of punishment." Id.
Accordingly, the Court held "that a prison official may be held
liable under the Eighth Amendment for denying humane conditions of
confinement only if he knows that inmates face a substantial risk
of serious harm and disregards that risk by failing to take
reasonable measures to abate it." Id. at 1984.
Though Farmer dealt specifically with a prison official's duty
under the Eighth Amendment to provide a convicted inmate with
humane conditions of confinement, we conclude that its subjective
definition of deliberate indifference provides the appropriate
standard for measuring the duty owed to pretrial detainees under
the Due Process Clause. See, e.g., Sanderfer v. Nichols, 62 F.3d
35
151, 154-55 (6th Cir. 1995) (applying Farmer's subjective standard
of deliberate indifference to pretrial detainee's medical care
claim); Murphy v. Walker, 51 F.3d 714, 717 (7th Cir. 1995) (citing
Farmer in applying deliberate indifference test to medical care
claim).4 First, despite the distinct constitutional sources of the
rights of pretrial detainees and convicted inmates, state jail and
prison officials owe the same duty to provide the same quantum of
basic human needs and humane conditions of confinement to both
groups. We are mindful that a pretrial detainee's rights are "at
least as great as the Eighth Amendment protections available to a
convicted prisoner." City of Revere, 463 U.S. at 244; cf. Cupit,
835 F.2d at 84 ("[T]he due process clause of the fourteenth
amendment accords pretrial detainees rights not enjoyed by
convicted inmates under the eighth amendment prohibition against
cruel and unusual punishment.)." That pretrial detainees may have
more protections or rights in general, however, does not mean that
they are entitled to greater protection of rights shared in common
4
We separate the two issues: the existence of a
constitutional violation simpliciter and a municipality’s liability
for that violation. Different versions of the deliberate
indifference test govern the two inquiries. Our opinion in this
case makes clear that to prove an underlying constitutional
violation in an individual or episodic acts case, a pre-trial
detainee must establish that an official acted with subjective
deliberate indifference. Once the detainee has met this burden,
she has proved a violation of her rights under the Due Process
Clause. To succeed in holding a municipality accountable for that
due process violation, however, the detainee must show that the
municipal employee’s act resulted from a municipal policy or custom
adopted or maintained with objective deliberate indifference to the
detainee’s constitutional rights. See Farmer, 114 S.Ct. at 1981
(“It would be hard to describe the Canton understanding of
deliberate indifference, permitting liability to be premised on
obviousness or constructive notice, as anything but objective.”).
36
with convicted inmates. See Cupit, 835 F.2d at 85 (noting that
"the distinction as to medical care due a pretrial detainee, as
opposed to a convicted inmate, may indeed be a distinction without
a difference"). For purposes of measuring constitutional duties,
our case law and the teachings of the Supreme Court indicate that
there is no legally significant situation in which a failure to
provide an incarcerated individual with medical care or protection
from violence is punishment yet is not cruel and unusual. The fact
of conviction ought not make one more amenable under the
Constitution to unnecessary random violence or suffering, or to a
greater denial of basic human needs.
Second, we find that the Farmer formulation of the deliberate
indifference standard properly captures the essence of the inquiry
as to whether a pretrial detainee has been deprived of his due
process rights to medical care and protection from violence. The
Farmer standard of subjective "deliberate indifference serves under
the Eighth Amendment to ensure that only inflictions of punishment
carry liability." 114 S. Ct. at 1981; see also id. at 1979 ("[A]n
official's failure to alleviate a significant risk that he should
have perceived but did not . . . cannot under our cases be
condemned as the infliction of punishment."). Thus, the Farmer
test purports to distinguish between errant inaction and infliction
of punishment: Punishment is inflicted only when a prison official
was aware of a substantial risk of serious harm to a convicted
inmate but was deliberately indifferent to that risk.
37
The response demanded of jail officials with actual knowledge
of such risk of serious injury is that he not act with deliberate
indifference. We share the concern of the Seventh Circuit that the
Farmer standard not be transmuted into a negligence inquiry.
"Deliberate indifference, i.e., the subjective intent to cause
harm, cannot be inferred from a prison guard's failure to act
reasonably. If it could, the standard applied would be more akin
to negligence than deliberate indifference." Id.5
We reject the suggestion that the proper measure of the duty
to respond of persons with the requisite knowledge ought to revisit
negligence. Under that view negligence tossed out the front door
re-enters through the back. The duty to respond and the measure of
the adequacy of the response are dependant each upon the other for
their level of stringency. The view that the duty to respond
announced in Farmer is a negligence standard misses the fact that
the Farmer test is a marriage of elements, not a listing of two
elements independent of each other in application. We reject that
view.
Keeping in mind that the Due Process Clause forbids the
"punishment" of pretrial detainees, Farmer's significance for
claims of inadequate medical care or protection from harm is
5
We construe Farmer's "respond reasonably" and "reasonable
measures" language, id. at 1982-83, 1984, to relate necessarily to
whether the first, or objective, component of an Eighth Amendment
violation has been made out. That leaves the second, subjective
prong (state of mind more blameworthy than lack of due care); where
there is recognition of substantial danger and a response thereto,
this second prong can be satisfied only in respect to the response
itself.
38
apparent. The Due Process Clause proscribes any punishment of
pretrial detainees, cruel and unusual or otherwise. The Farmer
standard of deliberate indifference purports to ask only whether an
official "punished" an inmate, not whether the punishment was cruel
and unusual. In essence, what Farmer says is that a state official
who has subjective knowledge of the risk of serious injury to a
convicted prisoner or a pretrial detainee and whose response is
deliberately indifferent inflicts either cruel and unusual
punishment or no punishment at all.
We are urged to downshift the Farmer standard from the
requirement that the official be subjectively aware of this risk of
serious injury to an objective measure of "should have been aware."
As we have explained, however, this objective standard offered for
liability under the due process clause is redolent with negligence
and its measures. That will not do. There is no middle ground, no
realm in which a prison or jail officer's disregard of a risk of a
serious harm is punishment but not cruel and unusual.
VI.
In sum, we hold (1) that the State owes the same duty under
the Due Process Clause and the Eighth Amendment to provide both
pretrial detainees and convicted inmates with basic human needs,
including medical care and protection from harm, during their
confinement; and (2) that a state jail official’s liability for
episodic acts or omissions cannot attach unless the official had
subjective knowledge of a substantial risk of serious harm to a
39
pretrial detainee but responded with deliberate indifference to
that risk.
Richard Hare alleges that the defendants violated the Due
Process Clause of the Fourteenth Amendment by causing Tina Hare to
be deprived of her right to reasonable care. The district court
found that there was a genuine issue of material fact as to whether
the defendants knew or should have known of Ms. Hare's suicide
risk. As we have explained, however, the correct legal standard is
not whether the jail officers "knew or should have known," but
whether they had gained actual knowledge of the substantial risk of
suicide and responded with deliberate indifference. This appeal
comes from a denial of summary judgment rejecting qualified
immunity. We remand for application of the standard announced
today. See Rankin v. Klevenhagen, 5 F.3d 103, 105 (5th Cir. 1993).
We express no opinion regarding the outcome of such further
proceedings in the trial court.
VACATED and REMANDED.
JAMES L. DENNIS, Circuit Judge, Specially Concurring:
40
The majority holds that a plaintiff, who brings a 42 U.S.C. § 1983 action arising out of the
suicide of a pretrial detainee resulting from the violation of her rights to physical protection and
medical services under the Due Process Clause of the Fourteenth Amendment, must show that the
responsible officials had subjective knowledge of a substantial risk of serious harm to the pretrial
detainee but responded to that risk with "deliberate indifference," as defined by the Eight Amendment
case of Farmer v. Brennan, 114 S.Ct. 1970, 128 L.Ed.2d 811 (1994). I concur only in the judgment
vacating the district court decision and remanding the case for further proceedings because (1)
application of the "deliberate indifference" test (for determining cruel and unusual punishment of
convicts) to pret rial detainees' claims is inconsistent with prior Supreme Court decisions that
detainees are guiltless individuals protected by a broader Due Process Clause right to be free from
any punishment whatsoever; and (2) even if pretrial detainees are to be shielded only from cruel and
unusual punishment as measured by the "deliberate indifference" standard, the majority opinion's
failure to consistently articulate fully the Farmer v. Brennan definition of that standard runs the risk
of affording pretrial detainees less protection from inhumane treatment than convicted criminals.
1.
In evaluating the constitutionality of conditions or restrictions of pretrial detention that
implicate only the protection against deprivation of liberty without due process of law, the proper
inquiry is whether those conditions amount to punishment of the detainee. For under the Due Process
Clause, a detainee may not be punished prior to an adjudication of guilt in accordance with due
process of law. Bell v. Wolfish, 441 U.S. 520, 535 (1979). A person lawfully committed to pretrial
detention has not been adjudged guilty of any crime. He has had only a judicial determination of
probable cause as a prerequisite to the extended restraint of his liberty following arrest. Id at 536.
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Under such circumstances, the Government concededly may detain him to ensure his presence at trial
and may subject him to the restrictions and conditions of the detention facility so long as those
conditions and restrictions do not amount to punishment, or otherwise violate the Constitution. Id
at 536-537.
Due process requires that a pretrial detainee not be punished. A sentenced inmate, on the
other hand, may be punished, although that punishment may not be "cruel and unusual" under the
Eighth Amendment. Id. at 535, n. 16. The Court recognized this distinction in Ingraham v. Wright,
430 U.S. 651, 671-672 (1977): “Eighth Amendment scrutiny is appropriate only after the State has
complied with the constitutional guarantees traditionally associated with criminal prosecutions. See
United States v. Lovett, 328 U.S. 303, 317-318 (1946). ...[T]he State does not acquire the power
to punish with which the Eighth Amendment is concerned until after it has secured a formal
adjudication of guilt in accordance with due process of law. Where the State seeks to impose
punishment without such an adjudication, the pertinent constitutional guarantee is the Due Process
Clause of the Fourteenth Amendment.” Id at 671 n. 40. In other words, "the Fifth Amendment
includes freedom from punishment within the liberty of which no person may be deprived without due
process of law." Bell v. Wolfish, 441 U.S. at 535, n.17 (1979).
In determining whether particular restrictions and conditions accompanying pretrial detention
amount to punishment in the constitutional sense of that word, a court must decide whether the
disability is imposed for the purpose of punishment or whether it is but an incident of some other
legitimate governmental purpose. Id. at 538. Absent a showing of an expressed intent to punish on
the part of detention facility officials, that determination generally will turn on "whether an alternative
purpose to which [the restriction] may rationally be connected is assignable for it, and whether it
appears excessive in relation to the alternative purpose assigned [to it]." Id., quoting Kennedy v.
Mendoza-Martinez, 372 U.S. at 168-169. Thus, if a particular condition or restriction of pretrial
detention is reasonably related to a legitimate governmental objective, it does not, without more,
amount to "punishment." Conversely, if a restriction or condition is not reasonably related to a
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legitimate goal--if it is arbitrary or purposeless--a court permissibly may infer that the purpose of the
governmental action is punishment that may not constitutionally be inflicted upon detainees qua
detainees. Bell v. Wolfish, 441 U.S. at 539.
I respectfully disagree with the majority's conclusion that "the Bell test retains vitality only
when a pretrial detainee attacks general conditions, practices, rules, or restrictions of pretrial
confinement" and is completely inapplicable when "a pretrial detainee's claim is based on a jail
official's episodic acts or omissions..." Hare v. City of Corinth, No. 93-7192, slip op. at 21-22. The
Bell Court did not place any such limitation on its holding that, under the Due Process Clause, a
pretrial detainee may not be punished prior to an adjudication of guilt in accordance with due process
of law.
Instead, the Court specified that the factors identified in Kennedy v. Mendoza-Martinez, 372
U.S. 144 (1963) provide useful guideposts in determining whether particular restrictions and
conditions accompanying pretrial detention amount to punishment in the constitutional sense of the
word. While it is all but impossible to compress the distinction into a sentence or a paragraph, the
Mendoza-Martinez Court described the tests traditionally applied to determine whether a
governmental act is punitive in nature:
Whether the sanction involves an affirmative disability or restrai nt, whether it has
historically been regarded as a punishment, whether it comes into play only on a
finding of scienter, whether its operation will promote the traditional aims of
punishment--retribution and deterrence, whether the behavior to which it applies is
already a crime, whether an alternative purpose to which it may rationally be
connected is assignable for it, and whether it appears excessive in relation to the
alternat ive purpose assigned are all relevant to the inquiry, and may often point in
differing directions. Id at 168-169 (footnotes omitted).
Accordingly, in Bell v. Wolfish, the Court concluded that if a particular condition or
restriction of pretrial detention is reasonably related to a legitimate governmental objective, it does
not, without more--such as a showing of an expressed intent to punish--amount to "punishment."
Conversely, the Court stated, if a restriction or condition is not reasonably related to a legitimate
goal--if it is arbitrary or purposeless--a court may permissibly infer that the purpose of the
governmental action is punishment that may not be inflicted upon detainees. Id at 539. Moreover,
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as an illustration of an arbitrary or excessive restriction or condition, the Court gave the following
example of an official's act or omission against an individual detainee:
“[L]oading a detainee with chains and shackles and throwing him in a dungeon may
ensure his presence at trial and preserve the security of the institution. But it would
be difficult to conceive of a situation where conditions so harsh, employed to achieve
objectives that could be accomplished in so may (sic) alternative and less harsh
methods, would not support a conclusion that the purpose for which they were
imposed was to punish.” Id at n. 20. (Emphasis added).
The Supreme Court has not rendered any decision since Bell v. Wolfish that detracts from its
vitality when applied to a pretrial detainee's deprivation of the due process right to liberty from
punishment caused by the episodic act or omission of an individual jail official. In fact, in Wilson v.
Seiter, 501 U.S. 294 (1991) the Court expressly refused to recognize a distinction between cases
involving "conditions of confinement" and others arising from "specific acts or omissions directed at
individual prisoners" in its Eighth Amendment cruel and unusual punishment analysis. Id at n. 1. The
Court reasoned:
It seems to us...that if an individual prisoner is deprived of needed medical treatment,
that is a condition of his confinement, whether or not the deprivation is inflicted upon
everyone else. Undoubtedly deprivations inflicted upon all prisoners are, as a policy
matter, of greater concern than deprivations inflicted upon particular prisoners, but
we see no basis whatever for saying that the one is a "condition of confinement" and
the other is not--much less that the one constitutes "punishment" and the other does
not. ...Id at n. 1.
The majority's attempt to resurrect the same invalid distinction in order to isolate pretrial
detainees' claims based upon "specific acts or omissions directed at individual prisoners" and place
them under the aegis of the Eighth Amendment "deliberate indifference" standard rather than under
the broader protection of the Due Process Clause is clearly inconsistent with the Supreme Court's
cases. The Supreme Court's decisions repeatedly indicate that convicted inmates have less
protections and rights than pretrial detainees and other unconvicted persons in the state's custody.
Certainly, the ambit of the state's duty to protect pretrial detainees from any punishment is greater
than that of its duty to protect convicted inmates only from cruel or unusual punishment. Bell v.
Wolfish, supra. "Persons who have been involuntarily committed are entitled to more considerate
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treatment and conditions of confinement than criminals whose conditions of confinement are designed
to punish." Youngberg v. Romeo, 457 U.S. 307, 321-322 (1982). See also, Riggins v. Nevada, 504
U.S. 127 (1992); City of Revere v. Massachusetts General Hospital, 463 U.S. 239 (1983); Graham
v. Connor, 490 U.S. 386 (1989). Contrary to the majority’s suggestion, the Supreme Court's
decision in DeShaney v. Winnebago County DSS, 489 U.S. 189 (1989) does not undermine any of
these authorities. In DeShaney the Court merely distinguished Youngberg v. Romeo, supra, holding
that the state had no duty, under the Due Process Clause, to protect a child against abuse by his
father, even though the state knew that the child faced danger of such abuse, where (1) the child was
not in the state's custody, and (2) the state played no part in creation of the danger, nor did the state
do anything to render the child any more vulnerable to such danger.
Therefore, the majority departs radically from the Supreme Court’s pretrial detainee
precedents by refusing to apply the Mendoza-Martinez factors, even as abbreviated and refined by
Bell v. Wolfish. Even if the majority deems these factors to be too cumbersome for felicitous
applicat ion in detainee failure to protect or to medically treat cases, there is no reason to relegate
innocent detainees and other wards of the state to protection only against cruel or unusual punishment
as measured by the criminal recklessness or "deliberate indifference" standard defined by Farmer v
Brennan for cruel and unusual punishment cases. If a short hand version of the Mendoza-Martinez
and Bell tests must be devised for failure to protect or medically treat cases, I do not understand why
the civil recklessness standard, see Farmer v. Brennan, 114 S.Ct. 1970, 1978-79, and authorities
cited, or even a gross negligence standard would not be appropriate, so long as all relevant legitimate
governmental objectives are also taken into consideration. Either test would accord to unconvicted
detainees the greater respect for their rights due them as innocent persons while insulating jail officials
from liability for their ordinary negligent or inadvertent acts or omissions. Application of the criminal
recklessness or deliberate indifference test to pretrial detainees’ claims will permit the state to punish
detainees in violation of Supreme Court decisions, so long as the punishment is not cruel or unusual.
2.
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According to the majority's holding, the claims of individual pretrial detainees based on a jail
official's failure to protect them from harm or to provide them with medical services shall be governed
by the same Eighth Amendment cruel or unusual punishment-deliberate indifference rubric defined
by Farmer v. Brennan, 114 S.Ct. 1970 (1994) for the adjudication of similar claims by convicted
inmates. I write further only out of concern that the majority opinion may not explicate the Farmer
v. Brennan decision sufficiently to alert the trial bench and bar of its requirements that have now been
made applicable to pretrial detainee cases in this circuit.
Farmer v. Brennan held that a prison official may be held liable for denying to a convicted
prisoner humane conditions of confinement, under the rule that the official’s deliberate indifference
to substantial risk of serious harm to the prisoner violates the cruel and unusual punishments clause
of the Eight Amendment, if the official (1) is subjectively aware that the prisoner faces such risk, Id
at 1975; and (2) disregards that risk by failing to take reasonable measures to abate the risk. Id at
1976. Whether a prison official had the requisite knowledge of a substantial risk is a question of fact
subject to demonstration in the usual ways, including inference from circumstantial evidence, and a
fact finder may conclude that a prison official knew of a substantial risk from the very fact that the
risk was obvious. Id t 1981. For example, if an Eighth Amendment plaintiff presents evidence
showing that a substantial risk of inmate attacks was longstanding, pervasive, well-documented, or
expressly noted by prison officials in the past, and the circumstances suggest that the defendant-
official being sued had been exposed to information concerning the risk and thus must have known
about it, then such evidence could be sufficient to permit a trier of fact to find that the defendant
official had actual knowledge of the risk. Id at 1981-82. However, it remains open to the officials
to prove that they were unaware even of an obvious risk to inmate health or safety. That a trier of
fact may infer knowledge from the obvious, in other words, does not mean that it must do so. Id at
1982. In addition, prison officials who actually knew of a substantial risk to inmate health or safety
may be found free from liability if they responded reasonably to the risk, even if the harm ultimately
was not averted. Id at 1982-83. As Justice Blackmun observed in his concurring opinion, “Under
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the Court’s decision today, prison officials may be held liable for failure to remedy a risk so obvious
and substantial that the officials must have known about it....” Id at 1986.
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