This opinion is subject to administrative correction before final disposition.
Before
HOLIFIELD, STEWART, and HACKEL
Appellate Military Judges
_________________________
UNITED STATES
Appellee
v.
Gunnar I. NAUGHTON
Sergeant (E-5), U.S. Marine Corps
Appellant
No. 202100285
_________________________
Decided: 25 October 2022
Appeal from the United States Navy-Marine Corps Trial Judiciary
Military Judges:
Andrea C. Goode (arraignment)
Derek A. Poteet (trial)
Sentence adjudged 1 July 2021 by a general court-martial convened at
Marine Corps Base Camp Pendleton, California, consisting of a military
judge sitting alone. Sentence in the Entry of Judgment: reduction to
E-1, confinement for 14 months, forfeiture of all pay and allowances,
and a bad-conduct discharge. 1
For Appellant:
Commander Michael E. Maffei, JAGC, USN
1 Appellant was credited with having served 147 days of pretrial confinement.
United States v. Naughton, NMCCA No. 202100285
Opinion of the Court
For Appellee:
Lieutenant Megan E. Martino, JAGC, USN
Lieutenant R. Blake Royall, JAGC, USN
Lieutenant John L. Flynn, JAGC, USN
_________________________
This opinion does not serve as binding precedent, but
may be cited as persuasive authority under
NMCCA Rule of Appellate Procedure 30.2.
_________________________
PER CURIAM:
Appellant was convicted, in accordance with his pleas, of one specification
of dereliction of duty, one specification of wrongful disposition of military prop-
erty, one specification of larceny, and two specifications of obstruction of jus-
tice, in violation of Articles 92, 108, 121, and 131b, Uniform Code of Military
Justice [UCMJ], 2 for stealing 840 rounds of 5.56mm ammunition, which was
military property; being derelict in his duty by failing to safeguard ammuni-
tion; obstructing justice by removing evidence from the home of another Ma-
rine and asking a Sailor to delete incriminatory communications; and wrongful
disposing of military property by throwing a large assortment of ammunition
and explosives into a ravine in an effort to avoid detection by law enforcement.
In his sole assignment of error (AOE), Appellant argues that his trial de-
fense counsel and civilian defense counsel were ineffective in failing to submit
any matters in clemency for the Convening Authority to review, and in failing
to pursue a “substantial assistance” recommendation from the trial counsel
pursuant to Rule for Courts-Martial [R.C.M.] 1109(e)(2). We find no prejudicial
error and affirm.
I. BACKGROUND
While serving with 1st Reconnaissance Battalion, 1st Marine Division, Ap-
pellant served as an Arms, Ammunition, and Explosives [AA&E] Officer and
was put in charge of a Field Ammunition Supply Point [FASP] for his unit’s
training at Range 110 on Camp Pendleton, California. As the AA&E Officer,
2 10 U.S.C. §§ 892, 908, 921, and 931b.
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United States v. Naughton, NMCCA No. 202100285
Opinion of the Court
Appellant controlled and safeguarded the unit’s ammunition, a duty that in-
cluded collecting unused ammunition at the end of each training day and pre-
serving it for future use. Between September and December of 2020, Appellant
and several other servicemembers stole thousands of rounds of ammunition
from the FASP, and Appellant falsified logbook entries to cover up the thefts.
In February 2021, Appellant learned that one of the other Marines involved
in the thefts, Corporal [Cpl] Papa, had been arrested. 3 Appellant then removed
several cans of stolen ammunition from another Marine’s on-base house and
hid them off base. He also instructed Petty Officer Golf, who was also involved
in the thefts, to delete group chats on two separate messaging platforms that
incriminated Cpl Papa, Appellant, and others. Finally, Appellant dumped
thousands of rounds of ammunition and several explosives into a ravine in or-
der to avoid detection by law enforcement.
At trial, Appellant pleaded guilty to larceny, obstruction of justice, derelic-
tion of duty, and wrongful disposition of military property. As part of his plea
agreement, Appellant agreed to “fully and truthfully cooperate in any proceed-
ing, to include in-person interviews with appropriate law enforcement author-
ities and the trial and defense counsel” involved with any cases arising out of
the same underlying conduct for which he was prosecuted. 4 Appellant under-
stood that failure to cooperate on his part would constitute a material breach
of his plea agreement. Following his guilty plea, Appellant met with law en-
forcement authorities pursuant to the plea agreement.
II. DISCUSSION
A. Standard of Review and the Law
We review claims of ineffective assistance of counsel de novo. 5 To prevail
on such a claim, “an appellant must demonstrate both (1) that his counsel’s
performance was deficient, and (2) that this deficiency resulted in prejudice.” 6
An appellant bears the “burden of establishing the truth of factual matters
3All names in this opinion, other than those of Appellant, the judges, and appellate
counsel, are pseudonyms.
4 App. Ex. VI at 11.
5United States v. Mazza, 67 M.J. 470, 474 (C.A.A.F. 2009); United States v. Cooper,
80 M.J. 664, 672 (N-M. Ct. Crim. App. 2020).
6United States v. Green, 68 M.J. 360, 361-62 (C.A.A.F. 2010) (citing Strickland v.
Washington, 466 U.S. 668, 687 (1984)) (other citation omitted).
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Opinion of the Court
relevant to the claim.” 7 Only after an appellant has met his burden and has
demonstrated both deficiency and prejudice can we find in the appellant’s favor
on an ineffective assistance of counsel claim. 8 Furthermore, “[i]t is not neces-
sary to decide the issue of deficient performance when it is apparent that the
alleged deficiency has not caused prejudice.” 9
In the military, the Sixth Amendment right to effective assistance of coun-
sel “extends to assistance in the preparation and submission of post-trial mat-
ters,” since “[o]ne of the last best chances an appellant has is to argue for clem-
ency by the convening authority.” 10 However, “[j]udicial scrutiny of counsel’s
performance must be highly deferential,” and we “must indulge a strong pre-
sumption that counsel’s conduct falls within the wide range of reasonable pro-
fessional assistance.” 11 To determine if the presumption of competence has
been overcome, we use the following three-pronged test:
(1) Are [the] appellant’s allegations true; if so, is there a rea-
sonable explanation for counsel’s actions?
(2) If the allegations are true, did defense counsel’s level of
advocacy fall measurably below the performance . . . [ordinarily
expected] of fallible lawyers?
(3) If a defense counsel was ineffective, is there a reasonable
probability that, absent the errors, there would have been a dif-
ferent result?12
Appellant’s sentence includes a punitive discharge and confinement for
greater than six months, which limits the Convening Authority to disapprov-
7 Denedo v. United States, 66 M.J. 114, 128 (C.A.A.F. 2008).
8 Cooper, 80 M.J. at 672.
9 United States v. Bradley, 71 M.J. 13, 16 (C.A.A.F. 2012) (citation omitted). See
also Strickland, 466 U.S. at 697. (“If it is easier to dispose of an ineffectiveness claim
on the ground of lack of sufficient prejudice . . . that course should be followed.”).
United States v. Gilley, 56 M.J. 113, 124 (C.A.A.F. 2001) (internal quotation
10
marks and citations omitted).
11 Strickland v. Washington, 466 U.S. at 689 (1984).
12 Gilley, 56 M.J. at 124 (internal quotation marks and citation omitted).
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Opinion of the Court
ing, commuting, or suspending the bad-conduct discharge only upon the rec-
ommendation of trial counsel. 13 This recommendation must be based upon sub-
stantial assistance provided in the prosecution of another person. 14 Accord-
ingly, Appellant’s claim of trial defense counsel and civilian defense counsel
ineffectiveness is in two parts: first, in failing to pursue a recommendation (in
the form of a “substantial assistance letter”) from trial counsel; and second, in
not using that recommendation to request clemency from the Convening Au-
thority in the form of a suspended bad-conduct discharge.
B. Counsel Were Not Deficient
Appellant has not established that his trial defense counsel and civilian
defense counsel failed to pursue a substantial assistance letter from trial coun-
sel. In his sworn declaration filed in response to Appellant’s allegations, civil-
ian defense counsel explained that he did, in fact, ask trial counsel about ob-
taining a substantial assistance letter. Trial counsel informed civilian defense
counsel that he would discuss it with the senior trial counsel and regional trial
counsel, but the letter was never written and no one from the Government in-
dicated they would provide a letter. Civilian defense counsel did not pursue the
matter further and the Convening Authority approved Appellant’s sentence
shortly thereafter.
Civilian defense counsel’s declaration provides possible grounds for why
the substantial assistance letter was never written. While Appellant engaged
in two post-trial proffer sessions with law enforcement, he hesitated to disclose
information about one of the other individuals who had received stolen ammu-
nition from Appellant until that individual (Appellant’s father-in-law) ob-
tained legal representation. According to civilian defense counsel, “the special
agents, prosecutor, senior trial counsel, and regional trial counsel, were angry
after the first interview” because Appellant would not disclose the location of
other missing explosives until legal representation had been secured for his
father-in-law. 15 The regional trial counsel went so far as to email civilian de-
fense counsel about Appellant possibly being non-compliant with his plea
agreement. 16
Given the circumstances of Appellant’s lackluster assistance to law enforce-
ment and the trial counsel’s reaction, we find it reasonable that trial defense
13 R.C.M. 1109(c)(1).
14 R.C.M. 1109(e)(1).
15 Aff. of civilian defense counsel at 4.
16 Id.
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Opinion of the Court
counsel and civilian defense counsel did not further pursue a substantial as-
sistance letter because they had no reason to believe trial defense counsel
would provide one. Accordingly, we find Appellant has not overcome the strong
presumption that trial defense counsel’s and civilian defense counsel’s advo-
cacy fell within the wide range of reasonable professional assistance.
C. Appellant Has Not Demonstrated Prejudice
Even if we were to find that his counsel were deficient for failing to submit
any matters in clemency, Appellant has not demonstrated that he was preju-
diced by this error. 17
Appellant correctly asserts that the Convening Authority would only have
been able to suspend or disapprove his bad-conduct discharge upon the recom-
mendation of trial counsel. However, Appellant offers nothing more than spec-
ulation in his assertions that (1) trial counsel would have provided a substan-
tial assistance letter if his counsel had further pursued one, and (2) the Con-
vening Authority would have followed the recommendation and suspended Ap-
pellant’s bad-conduct discharge. This sort of speculation is insufficient to
demonstrate a reasonable probability that the outcome of Appellant’s case
would have been different but for his counsel’s alleged error. 18
Appellant’s cooperation with law enforcement was required by his plea
agreement; the benefit of his assistance was part of that agreement. Despite
this, Appellant intentionally delayed fully cooperating in order to protect his
father-in-law’s legal interests. As stated, when asked for a letter, trial counsel
knew of Appellant’s poor assistance and made his displeasure known. Addi-
tionally, in negotiating with the Convening Authority for a plea agreement,
Appellant agreed with the sentence limitation term that “[t]he minimum dis-
charge to be adjudged for all offenses is a bad-conduct discharge.” 19 Consider-
ing this fact in light of the maximum punishment for Appellant’s offenses in-
cluding a dishonorable discharge, we recognize that the Convening Authority
likely had little inclination to suspend Appellant’s punitive discharge, regard-
less of a recommendation by trial counsel. Given these circumstances, we do
not find Appellant has demonstrated a reasonable probability that (1) trial
counsel would have recommended a reduction in sentence, or (2) the Convening
Authority, if given the opportunity, would have suspended Appellant’s bad-
17 Green, 68 M.J. at 361-62.
18Id. at 362 (“A reasonable probability is a probability sufficient to undermine con-
fidence in the outcome.”) (quoting Strickland, 466 U.S. at 698).
19 App. Ex. VI at 7.
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Opinion of the Court
conduct discharge. Accordingly, we find Appellant has not established that he
was prejudiced by counsels’ alleged error, and that this AOE lacks merit.
III. CONCLUSION
After careful consideration of the record and briefs of appellate counsel, we
have determined that the findings and sentence are correct in law and fact and
that no error materially prejudicial to Appellant’s substantial rights oc-
curred. 20
The findings and sentence are AFFIRMED.
FOR THE COURT:
MARK K. JAMISON
Clerk of Court
20 Articles 59 & 66, UCMJ.
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