Filed 11/15/22 In re N.C. CA2/6
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION SIX
In re N.C., a Person Coming 2d Juv. No. B320724
Under the Juvenile Court Law. (Super. Ct. No. 21JV00319)
(Santa Barbara County)
SANTA BARBARA COUNTY
CHILD WELFARE SERVICES,
Plaintiff and Respondent,
v.
A.C.,
Defendant and Appellant.
A.C. (Mother) appeals from the juvenile court order
terminating her parental rights as to her daughter, N.C., and
selecting adoption as the permanent plan. (Welf. & Inst. Code,
§ 366.26.)1 She contends the court erred when it found
1 Subsequent
undesignated statutory references are to the
Welfare and Institutions Code.
inapplicable (1) the parental-benefit exception, and (2) the Indian
Child Welfare Act of 1978 (25 U.S.C. § 1901 et seq.) (ICWA).2 We
affirm.
FACTUAL AND PROCEDURAL BACKGROUND
Mother and Father3 exposed N.C. to violence and abusive
behavior when she was six years old. Mother had untreated
mental health issues. Father reported that as a result, Mother
was unable to recognize N.C. as her daughter and thought she
was Father’s sister. Mother and Father had a long history of
domestic violence and substance abuse and continued to use
methamphetamine. In 2012, the parents lost custody of their two
older children due to parental neglect.
The juvenile court found the petition to be true (§ 300,
subds. (b)(1), (j)), declared N.C. a dependent, and bypassed
reunification services for both parents (§ 361.5, subd. (b)(10), (11),
(13)). N.C. was placed with her maternal grandparents, who had
custody of her siblings.
At the selection and implementation hearing (§ 366.26), the
juvenile court found ICWA did not apply. After hearing evidence,
the court found the parental-benefit exception did not apply.
(§ 366.26, subd. (c)(1)(B)(i).) The court terminated the parental
rights of both parents and selected adoption as the permanent
plan.
Parental-benefit exception
2 We use ICWA to refer to both the federal statute and the
California law that implements it.
3 Father was a party in the juvenile court proceedings but
is not a party in this appeal.
2
The juvenile court considered reports from the Department
of Social Services (the department) and the court appointed
special advocate (CASA), heard testimony of the social worker
and both parents, and heard an unsworn statement from the
CASA.
The department’s report included a summary of Mother’s
visits with N.C. Mother visited N.C. regularly. At one visit,
Mother appeared to be under the influence of marijuana and had
difficulty focusing. During visits, they played together, hugged,
kissed, and said “I love you.” They also spoke on the phone
between visits.
N.C. reported that when she lived with her parents, she
was scared because they constantly fought and cussed at each
other. Being adopted would make her sad because she would not
be able to live with her parents or see them every day. The
custodial grandparents had previously adopted and had legal
guardianship over N.C.’s siblings. They wanted to adopt N.C.
because she would be raised with her siblings in a safe, stable,
and nurturing home. The department recommended adoption
and termination of parental rights.
The CASA report stated that N.C. was doing well in school.
She “mentions her parents far less frequently.” She was “happy
and loving and . . . adjusting remarkably well to the rules and
new structure in her life.”
The social worker testified N.C. originally said she did not
want to be adopted but later said she did. N.C. expressed an
“internal conflict” because she did not want either her parents or
her grandparents to be sad. She felt safe in her grandparents’
house. She loved sharing a bedroom with her older sister and
continued to build her relationship with her brother. N.C.
3
enjoyed being together with her adoptive family and saw that as
her home.
Mother testified N.C. lived with her from birth until
juvenile proceedings began. As her daily caregiver, Mother fed
her, changed her diapers, put her to bed, and woke her each
morning. Mother and N.C. were “very close” and had an
“unbreakable” connection. During visits, they were excited to see
each other, ran to each other, and hugged and kissed. Mother
continued to be in a relationship with Father. Father testified
about his role in raising N.C. and admitted recent relapses on
methamphetamine.
The CASA told the court that although N.C. “loves her
parents dearly,” she viewed her grandparents’ home as her family
home and described her future with them.
ICWA
When the case was initiated, both Mother and Father told
the department about possible Native American heritage on their
respective parental sides, but they “did not know of any tribal
affiliation.” In a form attached to the dependency petition, the
department’s social services worker stated, “This inquiry . . . gave
me reason to believe the child is or may be an Indian child.”
At the detention hearing, Mother said she may have
Cherokee ancestry on her father’s side but wasn’t sure. Father
said, “We do have Indian in our background, but . . . we don’t
belong to a tribe or anything like that, no.” The court ordered the
parents to submit ICWA forms. The department sent Mother an
ICWA questionnaire, but she did not return it.
The department received ancestry information from several
databases. The department spoke to Father a month after the
detention hearing. He said N.C. did not have any relevant
4
ancestry because “nobody in the family has ever been registered
in any tribe.” He said his mother (N.C.’s paternal grandmother),
D.G., was adopted and did not know her biological family. He
said his father (N.C.’s paternal grandfather, who died in 1989)
“was never registered in any tribe and the family doesn’t know
which tribe his ancestors could have been related to.”
The department spoke with the maternal grandmother,
P.D. She did not know if Father had any Native American
ancestry. She declined to provide contact information for “the
other grandmother” (D.G.) but agreed to call her for further
information and call the department back. When P.D. failed to
call, the department left P.D. a voicemail that was not returned.
The department spoke to the maternal step-grandfather,
D.D., but there is no indication they discussed ICWA. The record
does not identify the biological maternal grandfather.
Attached to the department’s jurisdiction and disposition
report was ICWA information from the 2011 case regarding
N.C.’s siblings. At that time, the paternal grandmother, D.G.,
said any Native American ancestry was through her deceased
husband, T.C., on his mother’s side, and is “very, very remote.”
She said “the best way to get info” was through T.C.’s sister
(minor’s great aunt), I.H. The department called the number for
I.H. that D.G. provided, but the phone was disconnected. The
department called D.G. back and left a voicemail message that
was not returned. The department also spoke in 2011 to T.C.’s
mother (N.C.’s paternal great-grandmother), J.C. She said both
her family and her husband’s family were from Mexico and did
not have Native American heritage.
In N.C.’s case, the department sent an ICWA inquiry with
a family tree to the Bureau of Indian Affairs (BIA). It responded,
5
“The notice contains insufficient information to determine Tribal
affiliation.”
The section 366.26 hearing was continued at the request of
the department so it could make ICWA inquiries to Cherokee
tribes. The department then received a response from the
Cherokee Nation stating that N.C. was not an Indian Child in
relation to the Cherokee Nation, and neither she nor the parents
were registered as tribal citizens. Responses from the United
Keetoowah Band of Cherokee Indians and the Eastern Band of
Cherokee Indians said N.C. was not eligible and was not
recognized as a member. The court found ICWA did not apply.
DISCUSSION
Parental-benefit exception
Mother contends the juvenile court erred when it failed to
apply the parental-benefit exception to bar adoption as the
permanent plan. We disagree.
After reunification services have been terminated, the court
sets a section 366.26 hearing “‘to select and implement a
permanent plan for the child.’” (In re Caden C. (2021) 11 Cal.5th
614, 630.) The statutory preference is termination of parental
rights and placing the child for adoption. (§ 366.26, subd. (b)(1).)
The parental-benefit exception allows the court to choose an
option other than adoption “‘in exceptional circumstances.’” (In
re Caden C., at p. 631.)
The parental-benefit exception has three elements: “(1)
regular visitation and contact, and (2) a relationship, the
continuation of which would benefit the child such that (3) the
termination of parental rights would be detrimental to the child.”
(In re Caden C., supra, 11 Cal.5th at p. 631; § 366.26, subd.
(c)(1)(B)(i).) The parent must establish these three elements by a
6
preponderance of the evidence. (In re Caden C., at p. 629.)
We review for substantial evidence the first two elements—
consistent visitation and benefit from continuing the relationship.
(In re Caden C., supra, 11 Cal.5th at pp. 639-640.) For the third
element—detriment to the child if the relationship is terminated
—we review for substantial evidence factual determinations such
as “specific features of the child’s relationship with the parent,”
“the harm that would come from losing those specific features,”
and “the benefit of adoption.” (Id. at p. 640.) In so doing, we do
“‘not reweigh the evidence, evaluate the credibility of witnesses,
or resolve evidentiary conflicts.’” (Ibid.) We review for abuse of
discretion the “delicate balancing” of “the harm of losing the
relationship against the benefits of placement in a new, adoptive
home.” (Ibid.) “A court abuses its discretion only when ‘“‘the
trial court has exceeded the limits of legal discretion by making
an arbitrary, capricious, or patently absurd determination’”’”
such that “‘“‘no judge could reasonably have made the order.’”’”
(Id. at p. 641.)
The juvenile court here discussed In re Caden C. and
applied its standards. The court was not required to make
factual findings or describe the evidence that supported its
decision. (In re A.L. (2022) 73 Cal.App.5th 1131, 1156.) We
presume the judgment is correct; Mother has the burden to
affirmatively demonstrate error. (Id. at p. 1161.)
The first and second elements of the exception—regular
visitation and benefit from continuing the relationship—were
established. But “[a] showing the child derives some benefit from
the relationship is not a sufficient ground to depart from the
statutory preference for adoption.” (In re Breanna S. (2017) 8
Cal.App.5th 636, 646, disapproved on another ground in In re
7
Caden C., supra, 11 Cal.5th at p. 637, fn. 6, italics added.) The
parent bears the burden of proving that termination of parental
rights would be detrimental to the child. (Ibid.) “Friendly or
affectionate visits are not enough.” (In re G.H. (2022) 84
Cal.App.5th 15, 25.) “‘To overcome the preference for adoption
and avoid termination of the natural parent’s [parental] rights,
the parent must show that severing the natural parent-child
relationship would deprive the child of a substantial, positive
emotional attachment such that the child would be greatly
harmed.” (Id. at p. 25.)
The juvenile court did not abuse its discretion when it
determined that termination would not be detrimental to the
child. At the time of the selection and implementation hearing,
N.C. had been living with her grandparents for over eight
months. N.C. was happy living with her grandparents and
siblings and was doing well in school. The court stated, “The
child sees her current home as her home. It’s the very stability
that we hope to offer in a permanent home for the child . . . .”
The juvenile court acted within its discretion when it determined
that N.C.’s best interest was served by severing parental rights to
provide a safe and stable home through adoption.
Mother compares the department’s report with the
“inexplicably terse and analytically uninformative” bonding
evaluation in In re M.G. (2022) 80 Cal.App.5th 836, 850. There,
the trial court found the parental-benefit exception was not
shown based solely on the bonding evaluation, which confused the
relevant issue of emotional bond with the irrelevant issue of the
parents’ ability to manage the child’s developmental and medical
needs. (Id. at p. 851.) Here, the juvenile court’s finding was
based not only on the reports from the department and CASA,
8
but on the testimony of both parents and the social worker and
the CASA’s verbal statement. The thoroughness of the report is
not determinative because Mother, not the department, had the
burden to establish the parental-benefit exception. (Id. at p.
846.)
Mother testified her relationship with N.C. was
“unbreakable.” Father testified about his role in raising N.C. and
his struggles with addiction. The social worker testified N.C. felt
safe in her grandparents’ house and viewed it as her home.
Although N.C. previously told the social worker she did not want
to be adopted, she more recently said she did. The CASA told the
court that N.C. viewed her grandparents’ home as her home. The
CASA felt strongly it was in N.C.’s best interest to remain with
the grandparents.
The trial court did not abuse its discretion when it found
the social worker and the CASA more credible and determined
that Mother had not met her burden to establish the parental-
benefit exception to adoption.
ICWA
Mother contends the juvenile court erred when it found
ICWA did not apply because the department failed to interview
N.C.’s maternal and paternal grandparents. We disagree
because the department’s inquiry was reasonable.
ICWA serves “to protect the best interests of Indian
children and to promote the stability and security of Indian tribes
and families by the establishment of minimum Federal standards
for the removal of Indian children from their families.” (25
U.S.C. § 1902; Welf. & Inst. Code, § 224. subds. (a) & (b).) When
the facts are undisputed, we independently review compliance
with ICWA. (In re A.M. (2020) 47 Cal.App.5th 303, 314.) We
9
review the juvenile court’s determination that ICWA does not
apply for substantial evidence. (In re A.M., at p. 314; § 224.2,
subd. (i)(2).)
“‘Indian child’ means any unmarried person who is under
age eighteen and is either (a) a member of an Indian tribe or (b)
is eligible for membership in an Indian tribe and is the biological
child of a member of an Indian tribe.” (25 U.S.C. § 1903(4); Welf.
& Inst. Code, § 224.1, subd. (a).) Whether a child is a member or
eligible for membership is conclusively determined by the tribe.
(§ 224.2, subd. (h).)
The court and the department have “an affirmative and
continuing duty to inquire whether a child . . . is or may be an
Indian child.” (§ 224.2, subd. (a).) The process is divided into
three phases: an initial duty to inquire in all cases, a duty of
further inquiry when there is reason to believe the child may be a
tribal member or eligible for membership, and a duty to provide
formal notice when there is reason to know the child is a member
or eligible for membership. (In re D.F. (2020) 55 Cal.App.5th 558,
566-567.) If the initial inquiry is deficient, that issue becomes
moot once the department makes reasonable inquiry before the
juvenile proceedings are concluded. (See In re Baby Girl M.
(2022) 83 Cal.App.5th 635, 638-639 & fn. 2.)
None of the circumstances constituting “reason to know”
apply here: (1) “[a] person having an interest in the child . . .
informs the court that the child is an Indian child,” (2) the child,
parent, or Indian custodian lives on a reservation, (3) a
designated person “informs the court that it has discovered
information indicating that the child is an Indian child,” (4) “[t]he
child . . . gives the court reason to know that the child is an
Indian child,” (5) the child has been a ward of a tribal court, or (6)
10
the parent or child has a tribal membership identification card.
(§ 224.2, subd. (d), italics added.)
The department initially stated there was reason to believe
N.C. might be an Indian child. This determination was based on
“information suggesting that either the parent of the child or the
child is a member or may be eligible for membership in an Indian
tribe.” (§ 224.2, subd. (e)(1).) As detailed below, the department
made “further inquiry” into N.C.’s status “as soon as practicable,”
including interviewing extended family members,4 contacting the
BIA, and contacting tribes and other persons who might have
information. (§ 224.2, subd. (e); Cal. Rules of Court, rule
5.481(a)(4).)
The law does not require the department to contact every
extended family member including every aunt, uncle, and first
and second cousin. (See In re Ezequiel G. (2022) 81 Cal.App.5th
984, 1006-1007.) All that is required is a reasonable inquiry. (In
re J.K. (2022) 83 Cal.App.5th 498, 508, fn. 7.) Other than the
parents, the maternal and paternal grandmothers, and the
paternal great-grandmother, the record does not show that
extended family members were “readily available” to the
department. (In re Ricky R. (2022) 82 Cal.App.5th 671, 682; In re
Josiah T. (2021) 71 Cal.App.5th 388, 403.)
The department made a reasonable inquiry here. The
department interviewed Mother, Father, and the maternal
grandmother. All had only vague information about possible
Native American ancestors. The maternal grandmother would
4 “‘[E]xtended family member’” is defined as the “child’s
grandparent, aunt or uncle, brother or sister, brother-in-law or
sister-in-law, niece or nephew, first or second cousin, or
stepparent.” (§ 224.1, subd. (c); 25 U.S.C. § 1903(2).)
11
not provide contact information for the paternal grandmother
and did not return a call to determine if she had contacted her.
But in 2011, the paternal grandmother said any Native American
ancestry was through her deceased husband and was “very, very
remote.” The department could not contact the paternal
grandfather because he died in 1989. The record contains no
information whether the identity of the biological maternal
grandfather was known.
The paternal great-grandmother, great aunt, and maternal
step-grandfather all fall outside the definition of “extended family
member.” Nevertheless, the department spoke to the paternal
great-grandmother in 2011, who said her family and her
husband’s family were from Mexico and did not have Native
American heritage. The department attempted to contact N.C.’s
great aunt in 2011 but the phone was disconnected. In addition
to interviewing several relatives, the department also contacted
the BIA and the Cherokee bands, who stated N.C. was not a
member and not eligible for membership.
Mother has not shown the existence of “any other person
that may reasonably be expected to have information regarding
the child’s membership, citizenship status, or eligibility.”
(§ 224.2, subd. (e)(2)(C).) Following the department’s “‘“proper
and adequate further inquiry and due diligence”’” (In re Josiah
T., supra, 71 Cal.App.5th at p. 408), the court properly concluded
that ICWA did not apply.
Mother also contends the department failed to file required
documents. “The petitioner must on an ongoing basis include in
its filings a detailed description of all inquiries, and further
inquiries it has undertaken, and all information received
pertaining to the child’s Indian status, as well as evidence of how
12
and when this information was provided to the relevant tribes.”
(Cal. Rules of Court, rule 5.481(a)(5).) The department’s reports
described its ICWA inquiries. Mother has not shown the
information was incomplete. The department was not required to
file copies of the actual inquires because there was no “reason to
know” N.C. was an Indian Child. (§ 224.3, subds. (a), (b), (c); 25
C.F.R. § 23.111(a) (2021); In re J.C. (2022) 77 Cal.App.5th 70, 78.)
In summary, because Mother has not shown the
department or the juvenile court failed to comply with their
duties to inquire into Indian heritage, the court properly
concluded that ICWA did not apply.
DISPOSITION
The order is affirmed.
NOT TO BE PUBLISHED.
BALTODANO, J.
We concur:
GILBERT, P. J.
YEGAN, J.
13
Arthur A. Garcia, Judge
Superior Court County of Santa Barbara
______________________________
Christopher R. Booth, under appointment by the Court of
Appeal, for Defendant and Appellant.
Rachel Van Mullem, County Counsel, Lisa A. Rothstein,
Deputy County Counsel, for Plaintiff and Respondent.