APPELLANT PRO SE ATTORNEYS FOR APPELLEE
Darren Witt Steve Carter
Michigan City, Indiana Attorney General of Indiana
Michael Gene Worden
Deputy Attorney General
Indianapolis, Indiana
______________________________________________________________________________
In the
Indiana Supreme Court
_________________________________
No. 45S00-0608-CR-283
DARREN WITT,
Appellant/Cross-Appellee
(Defendant below),
v.
STATE OF INDIANA,
Appellee/Cross-Appellant
(Plaintiff below).
_________________________________
Appeal from the Lake Superior Court, No. 45G02-9510-CF-206
The Honorable Clarence D. Murray, Judge
_________________________________
On Direct Appeal
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June 12, 2007
Sullivan, Justice.
An individual who pleads guilty where the issue of sentencing is left to the trial court’s
discretion must challenge that sentence, if at all, in a direct appeal. When the time for appeal has
expired, Post-Conviction Rule 2 permits such an individual to request permission to file a belated
notice of appeal. But the grant of such permission is not automatic. In this case, Darren Witt did
not meet the Rule’s requirement that he demonstrate by a preponderance of the evidence that he
had been diligent in requesting permission to file a belated notice of appeal.
Background
In October 1995, Darren Witt was charged with Murder, 1 Felony Murder, 2 and Criminal
Deviate Conduct. 3 The State sought the death penalty. 4
In November 1996, Witt and the State entered into an “open plea” agreement. 5 The State
amended the charging information by adding a charge of Robbery 6 and substituted a request for
a sentence of Life Imprisonment Without Parole 7 for its earlier death penalty request. Witt
agreed to plead guilty to Murder and Robbery. In return for a plea of guilty, the State said it
would recommend that Witt receive a sentence of life without parole; Witt said he would agree
that a sentence of life without parole was appropriate.
The trial court accepted Witt’s guilty plea. After taking sentencing under advisement, the
trial court sentenced Witt to life without parole on December 6, 1996.
During the next nine and one-half years, Witt did not seek direct or collateral review of
his convictions or sentence. On May 5, 2006, Witt filed a petition for permission to file a belated
notice of appeal pursuant to Ind. Post-Conviction Rule 2. Without a hearing, but after receiving
a response from the State, the court granted Witt’s motion.
1
Ind. Code § 35-42-1-1 (1993).
2
Id.
3
I.C. § 35-42-4-2 (1993).
4
I.C. § 35-50-2-9(b)(1)(D), (G), (b)(9)(D) (Supp. 1994).
5
A plea agreement where the issue of sentencing is left to the trial court’s discretion is often referred to as
an “open plea.” Collins v. State, 817 N.E.2d 230, 231 (Ind. 2004).
6
As a Class A felony, I.C. § 35-42-5-1 (1993).
7
I.C. § 35-50-2-9(b)(1)(G), b(9)(D).
2
Witt contends that his sentence was improperly imposed in light of Blakely v. Washing-
ton, 542 U.S. 296 (2004), which recognized certain constitutional limitations on a trial court’s
sentencing authority. 8 The State cross appeals, arguing that Witt’s request to file a belated notice
of appeal was improvidently granted. Because Witt appeals from a sentence of life without pa-
role, this Court (rather than the Court of Appeals) has jurisdiction. Ind. Appellate Rule
4(A)(1)(a).
Because we agree with the State that Witt’s request to file a belated notice of appeal was
improvidently granted, we do not reach the question of whether Witt has a colorable claim under
Blakely. That issue is pending before this Court in another case. See Gutermuth v. State, 848
N.E.2d 716 (Ind. Ct. App. 2006), trans. granted, 860 N.E.2d 588 (Ind. 2006) (table).
Discussion
Several years ago, this Court’s decision in Collins v. State resolved a conflict in the Court
of Appeals over whether challenges to a sentence imposed following an open plea must be
brought in a direct appeal or in post-conviction proceedings pursuant to Post-Conviction Rule 1.
Collins v. State, 817 N.E.2d 230 (Ind. 2004). We held that the proper procedure was to file a
direct appeal.
Collins noted that many trial courts had advised defendants, in reliance on Court of Ap-
peals authority (disapproved in Collins), that no direct appeal was available with respect to their
sentences when they pled guilty. As such, the deadlines imposed by the appellate rules for filing
a direct appeal had expired for many defendants. Collins held that an individual in this situation
could still look to Post-Conviction Rule 2, which permits an individual convicted after a trial or
guilty plea who fails to file a timely notice of appeal to petition for permission to file a belated
notice of appeal. Id. at 233.
8
Witt also contends that his due process rights were violated when the trial court deviated from the terms
of the plea agreement and reduced his Robbery conviction from a Class A felony to a Class C felony.
Having pled guilty, such a claim is available to Witt, if at all, in post-conviction proceedings pursuant to
Post-Conviction Rule 1. See Tumulty v. State, 666 N.E.2d 394, 395-96 (Ind. 1996).
3
Witt was advised at the time of his sentencing hearing that he could not appeal the sen-
tence and understandably invokes Collins in seeking to use the belated appeal procedure con-
templated by Post-Conviction Rule 2. But, while Post-Conviction Rule 2 permits an individual
convicted after a trial or guilty plea who fails to file a timely notice of appeal to petition for per-
mission to file a belated notice of appeal, receiving that permission requires the petitioner to
make two showings by a preponderance of the evidence: (1) that the failure to file a timely notice
of appeal is not the fault of the petitioner; and (2) that the petitioner has been diligent in request-
ing permission to file a belated notice of appeal. P-C.R. 2(1); Collins, 817 N.E.2d at 233.
Here, the State contends that Witt did not satisfy these conditions and so the trial court
should not have granted Witt’s motion for permission to file a belated notice of appeal. It argues
that Witt has not proven that he was not at fault for failing to file a timely notice of appeal and
that he did not present evidence demonstrating his diligence in requesting permission to file the
belated notice of appeal.
Witt, in his petition for permission to file a belated notice of appeal and response to the
State’s cross appeal, argues to the contrary. In his petition for permission to file a belated notice
of appeal, he maintained that:
• He is not trained in matters of the law.
• He relied on the improper instructions of the sentencing court that instructed him
that he was not permitted to appeal his sentence directly.
Witt, in his Reply Brief to this Court, reiterated the above arguments and added the following:
• He did not graduate from high school.
• His IQ is in the lower eighth percentile of the population.
• His education and abilities were under those of the average person at the time of
the sentencing hearing.
• His appeal of a conviction following a jury trial was his only prior experience
with the appellate process and the fact that the instant sentence was the result of a
4
plea agreement militated in favor of his reliance upon the trial judge’s incorrect
statement of the law.
• Other than the colloquy between the trial judge and his trial counsel, his trial
counsel did not otherwise inform him of his appellate options.
• The State failed to remedy the trial court’s misstatement of the proper appellate
procedure for review of his sentence.
The trial court, without the benefit of Witt’s argument to this Court, found dispositive the
following colloquy between the sentencing court and the trial counsel and ruled in favor of Witt:
By [defense counsel] Mr. Thiros: Does he have a right to appeal?
By the Court: I don’t think so. Appeal P.C.R., this is not the result of a trial.
By Mr. Thiros: I think even as a result of a plea, your Honor, this is not an agreed
sentence.
By the Court: It doesn’t make any difference. It’s P.C.R. if he wishes to raise any
claim about the deficiency of the sentence, it’s a P.C.R. It’s not a direct
appeal. He’s not entitled to a direct appeal on a guilty plea.
Pursuant to Collins, the fact that the trial court had advised Witt that he could not file a
direct appeal for review of his sentence satisfies the first requirement of Post-Conviction Rule 2;
Witt is not at fault for failing to pursue what he was told would be improper appellate procedure.
Witt, however, has not demonstrated that he has complied with the second prong of Post-
Conviction Rule 2. The trial court did not make any findings of fact regarding the second prong
of Post-Conviction Rule 2 but compliance with the second prong is also a prerequisite for per-
mission to pursue a belated appeal. Nothing in the record suggests that Witt attempted to chal-
lenge his sentence until nine and one-half years after it was entered when he filed the petition at
issue here. 9 Notably, Witt did not petition the trial court for post-conviction relief pursuant to
Post-Conviction Rule 1 even though the trial judge, at the sentencing hearing, told him that he
had that vehicle available to challenge his sentence. Accordingly, Witt has failed to demonstrate
9
Indeed, Witt’s petition for permission to file a belated notice of appeal was not filed until 19 months
after Collins was decided.
5
that he was diligent in requesting permission to file a belated notice of appeal as required by
Post-Conviction Rule 2(1)(b).
Conclusion
Because Witt has failed to satisfy the requirements of Post-Conviction Rule 2, the trial
court should not have granted his motion to file the belated notice of appeal. We dismiss the ap-
peal.
Shepard, C.J., and Dickson, Boehm, and Rucker, JJ., concur.
6