FOR THE RESPONDENT FOR THE INDIANA SUPREME COURT
DISCIPLINARY COMMISSION
Marce Gonzales, Jr. Donald R. Lundberg, Executive Secretary
1000 E. 80th Place Fredrick L. Rice, Staff Attorney
Suite 502 N, Twin Towers 115 West Washington Street
Merrillville, IN 46410 Indianapolis, IN 46204
In The
Indiana Supreme Court
IN THE MATTER OF )
) CASE NO. 45S00-0506-DI-280
JOHN M. HUGHES )
DISCIPLINARY ACTION
August 31, 2005
Per Curiam
We find that the respondent, John M. Hughes, violated Ind. Professional Conduct
Rules 5.5(b) and 7.2(d). His violations consisted of assisting a person, who is not a
member of the Indiana bar, in engaging in activities that constitute the unauthorized
practice of law in this state, and, in failing to ensure that jurisdictional limitations on the
privilege to practice law of lawyers in the firm are clearly listed on the firm’s letterhead.
We publicly reprimand and admonish him for this misconduct.
This case commenced with the filing on June 16, 2005 of a Verified Complaint for
Disciplinary Action against respondent by the Indiana Supreme Court Disciplinary
Commission. Our jurisdiction in this case is conferred by the admission of Hughes to the
bar of this state on June 5, 1998. Before the appointment of a hearing officer in this
matter, both parties stipulated to the facts and entered into a Statement of Circumstances
and Conditional Agreement for Discipline, pursuant to Indiana Rule of Admission and
Discipline 23, Section 11(c).
As stipulated by the parties in this matter, we find relevant facts as follows. John
M. Hughes was the principal in the Highland, Indiana law office of John M. Hughes &
Associates. He was counsel of record for certain plaintiffs in a personal injury lawsuit in
Jasper Superior Court. As counsel of record he personally was involved in the initial case
management conference and also personally appeared at the final pre-trial conference.
However, he did not personally attend to or handle certain case activities that occurred
between those two events, including depositions of witnesses. Nor did respondent attend
the mediation session that eventually helped in the final settlement of the case. Another
lawyer in his office appeared for him on behalf of his clients.
The lawyer who did appear and represent the clients at both the depositions and
the mediation session was Nick Zotos. He is a lawyer authorized to practice law in
Michigan and also admitted to practice before the U.S. District Court for the Northern
District of Indiana and before the 7th Circuit Court of Appeals. But, he is not authorized
to practice law in Indiana. Zotos had previously worked for a Chicago law firm where he
handled depositions and discovery matters for the firm throughout the country. He did
this while he was only licensed to practice law in Michigan. Respondent was well aware
of Zotos’s credentials and employment history at the time he hired him and allowed him
to engage in the pre-trial activities mentioned.
Respondent listed Zotos on the firm’s letterhead as one of the three “Attorneys at
Law” without a jurisdictional limitation beside his name. The greeting message on the
law office’s answering machine listed Nick Zotos as one of the law office’s attorneys.
Respondent also has acknowledged that there were two other instances where Zotos
handled legal matters on his own for the law firm before respondent realized that it was
inappropriate and he took steps to stop the practice.
We accept the parties’ stipulations and now find that the respondent did assist a
person who is not a member of the bar to engage in activities that constitute the
unauthorized practice of law, and that he failed to ensure that proper notification was
clearly listed on the firm’s letterhead when a lawyer in the firm had jurisdictional
limitations on his privilege to practice law. The respondent misled the public as well as
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those doing business with his firm by representing that Mr. Zotos was authorized to
practice law in Indiana.
Having found misconduct, we must now assess an appropriate sanction. We have
reprimanded attorneys who have had similar violations in the past. See, e.g., Matter of
Foster, 630 N.E.2d 562 (Ind. 1994) (public reprimand for advertising as a specialist and
for obtaining information in party’s name with party’s permission, in light of no prior
history of disciplinary action); Matter of Wamsley, 725 N.E.2d 75 (Ind. 2000) (public
reprimand for attorney’s use of advertisement in which he claimed that he could obtain
“best possible settlement” in “least amount of time”); Matter of Huelskamp, 740 N.E. 2d
846 (Ind. 2000) (public reprimand for attorney’s mailing of misleading and improper
advertising to recently arrested individuals); Matter of Foos, 770 N.E.2d 335 (Ind. 2002)
(public reprimand for attorney’s use of law firm name that did not clearly indicate that
law firm was an entity that was indistinguishable from insurance company); and, Matter
of Schwebel, 824 N.E. 2d 670 (Ind. 2005) (public reprimand for attorney practicing under
the trade name, “Personal Injury Clinic Law Office”).
We have also clearly stated that a lawyer may not assist a person in performing
activities that constitute the unauthorized practice of law. In Matter of Anonymous, 787
N.E.2d 883 (Ind. 2003) we held that a lawyer may not hire a suspended or disbarred
attorney to perform work of any kind in a law office. And, here, we hold that a lawyer
may not assist an unlicensed attorney to practice law in Indiana.
Therefore, it is ordered that the respondent, John M. Hughes, is hereby publicly
reprimanded and admonished for his misconduct.
The Clerk of this Court is directed to provide notice of this order in accordance
with Admis.Disc.R. 23(3)(d). Costs of this proceeding are assessed against the
respondent.
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