ATTORNEY FOR APPELLANT
Mark S. Lenyo
South Bend, Indiana
ATTORNEYS FOR APPELLEE
Karen M. Freeman-Wilson
Attorney General of Indiana
Arthur Thaddeus Perry
Deputy Attorney General
Indianapolis, Indiana
__________________________________________________________________
IN THE
SUPREME COURT OF INDIANA
__________________________________________________________________
GRANDON REED, )
)
Appellant (Defendant Below), )
)
v. ) Indiana Supreme Court
) Cause No. 71S00-9911-CR-654
STATE OF INDIANA, )
)
Appellee (Plaintiff Below). )
__________________________________________________________________
APPEAL FROM THE ST. JOSEPH SUPERIOR COURT
The Honorable Jerome Frese, Judge
Cause No. 71D03-9804-CF-156
__________________________________________________________________
ON DIRECT APPEAL
__________________________________________________________________
June 8, 2001
BOEHM, Justice.
Grandon Reed was convicted of the felony murder of Brian Cichocki and
sentenced to sixty-five years imprisonment. In this direct appeal, he
contends that: (1) Reed was denied his Sixth Amendment right of
confrontation when the trial court refused to compel the deposition of
prosecution witness Brandon Williams; (2) the trial court abused its
discretion when it refused to permit Reed to impeach Williams with a
videotaped interview between prosecutors and Williams; (3) the trial court
erred in admitting the hearsay statements of Takiya Posey where Posey was
not called as a witness by the State; and (4) the evidence was insufficient
to support the conviction.
We conclude that the trial court abused its discretion in refusing to
allow Reed to impeach Williams with his prior inconsistent statements and
that this error prejudiced Reed. We reverse the conviction and remand for
a new trial.
Factual and Procedural Background
On April 22, 1998, at approximately 9:00 p.m., a man wearing a black
ski mask, black leather gloves, and a tan or cream colored coat entered
Archie’s Place, a barbecue restaurant in South Bend, pulled a black gun,
and demanded money from the cashier, Tamika Fultz. As Fultz gathered the
money from the register, she noticed that the outside door remained open.
Because the door normally closed itself, she assumed that a second person
was holding it open. After Fultz handed approximately $500 to the gunman,
the gunman suddenly turned and shot Brian Cichocki, a customer who was
waiting for his takeout order. Fultz dialed 911 and police were dispatched
at 9:18 p.m. Cichocki suffered a gunshot wound to his left shoulder and
died of severe blood loss later that night. Ballistics tests and a shell
casing retrieved from the scene revealed that the lethal bullet was fired
from a nine-millimeter gun.
A. The Investigation
Brandon Williams, seventeen years old, lived a few blocks away from
Archie’s Place. The day after the robbery, police questioned Williams
after receiving a tip that he had been involved in the crime. Williams
initially denied any involvement, but later that day admitted that the
prior evening he had accompanied Reed to Archie’s Place. Williams said that
he held the door as Reed unexpectedly robbed Fultz and shot Cichocki.
Reed, who had just turned eighteen, was picked up by police and
interviewed by Officer Richmond. In the course of the interview, Reed’s
mother, Darla Pfeifer, arrived at the police station. Although Pfeifer was
not allowed to speak with Reed at that time, she signed a consent form
allowing police to search her house. Police discovered a nine-millimeter
AB-10 or “Baby Tec 9” handgun and bullets in the garage. They also found
two black ski masks, a pair of black knit gloves, a tan coat, and a green
jacket in Reed’s room. Reed was arrested based on the fruits of the
search. Ballistics tests later showed that the gun seized in the garage
was not the weapon used to kill Cichocki.
Pfeifer was present as the police searched her home. After the AB-10
was found in her garage, she halted the search and returned to the station
where she was allowed to speak with Reed in the interview room. The police
routinely videotape everything that occurs in the interview room and
captured the conversation between Reed and Pfeifer. Reed’s interrogation
by police was on the same tape, immediately before and after his
conversation with Pfeifer. Although the portion of the tape containing the
Reed/Pfeifer conversation is largely unintelligible, Pfeifer can be heard
instructing her son to “shut up” and “just be quiet.” Reed and Pfeifer can
also be heard discussing the AB-10. When Pfeifer asked Reed if the gun had
been used in a shooting, Reed replied that “the gun has never been fired.”
Pfeifer asked Reed if he shot Cichocki, to which he replied that he “didn’t
shoot anybody.” Immediately following the conversation between Reed and
Pfeifer, police placed Reed under arrest.
B. Pretrial Maneuvers
Six months later, on August 20, 1998, Williams entered into a plea
agreement with the State. In return for his agreement to testify
truthfully against Reed, the two counts of robbery and one count of felony
murder against Williams were dropped and he was allowed to plead guilty to
assisting a criminal, a Class C felony.
Reed first attempted to depose Williams on December 2, 1998. When it
became clear that Williams would not voluntarily give a deposition, Reed
filed a motion to compel. After hearing argument on December 4, 1998, the
trial court denied that motion. The court took the view that because
Williams’ guilty plea had not yet been unconditionally accepted by the
court, Williams was still in jeopardy and could stand on his privilege
against self-incrimination. On April 29, 1999, after learning that
Williams had submitted to a lengthy videotaped interview with prosecutors,
Reed renewed his motion to compel a deposition. On May 7, 1999, a brief
hearing was held on the renewed motion. Reed argued that Williams had
waived his Fifth Amendment rights by videotaping an interview with the
prosecutor on April 23, 1999. The court rejected that argument and also
stated that it had “no power to order the State to extend use immunity or
seek use immunity from a court before the State wishes to do so.” The
motion was denied. At that time there appears to have been no request to
compel production of the videotape. In the context of debating whether
Williams had waived any Fifth Amendment rights, the prosecutor claimed the
interview was privileged as plea negotiations. The trial court agreed,
stating that “any statements . . . by Brandon Williams were under plea
discussions and not discoverable nor usable against him unless they were
for perjury down the road.” Reed asked that this order be certified for
interlocutory appeal and that request was also denied. A copy of the
videotaped interview with prosecutors was turned over to Reed at some point
before trial, but the record does not indicate when or why. The State
finally requested use immunity for Williams on July 2, 1999, immediately
before he took the stand to testify.
A second videotape was also the subject of a pretrial motion by Reed.
Reed moved to suppress the videotaped conversation between Reed and Pfeifer
and also filed a motion in limine to prevent the State from admitting the
AB-10 into evidence or discussing it at trial. On June 29, 1999, after the
jury had been chosen, a hearing was held. The record of the hearing
indicates some confusion over whether the hearing was limited to the motion
to suppress the videotape or whether it also addressed the motion in limine
to exclude the gun and other items. After it became clear that the trial
court intended to rule on both motions immediately after the hearing, Reed
attempted to argue that the AB-10 should not be admitted as evidence or
discussed at trial because it was clearly not the murder weapon and bore no
relationship to the crime. The prosecutor countered that during the
videotaped conversation with his mother, Reed “says information that would
indicate that he knows that the weapon used at Archie’s was a different
weapon” and “it would show relevance that Mr. Reed is familiar with the Tec
9.” The trial court ultimately denied the motion to suppress and denied
the motion in limine as to the AB-10.
C. Williams’ Testimony at Trial
At the time of the crime, both Reed’s mother, Pfeifer, and his
girlfriend, Takiya Posey, worked at Cardinal Nursing Home, approximately 1
mile from the Reed/Pfeifer home. According to Williams, on the morning of
the crime he and Reed rode their bicycles to Cardinal to pick up Pfeifer’s
car. He said the pair found Pfeifer at work, got the car keys from her,
and took the car from the nursing home parking lot. Reed then drove the
pair in Pfeifer’s car to an unknown location on the southeast side of South
Bend where Williams purchased a Tec 9 handgun from a man known only as
“Terry.” Cardinal’s payroll records indicate that Pfeifer did not work
that day. Pfeifer was not asked by either party whether the records were
correct.
Williams testified that Reed stopped by his home on the evening of
the crime and suggested that they get a bite to eat at Archie’s Place.
Williams had last seen his newly purchased gun on the ledge in his basement
room. Reed and Williams walked to Archie’s Place, which took approximately
five minutes. As Williams held the door for Reed to walk into the
restaurant, Reed suddenly pulled his ski mask over his face and said, “Get
down. Give me the money.” After about thirty seconds, with Reed still in
the store, Williams released the door and started to run home. En route,
he heard a gunshot. Reed, carrying a handgun that looked like a Tec 9,
caught up with Williams and the two then walked to Williams’ house. No
words were spoken. Reed set the gun down on the coffee table in Williams’
room and the two then went to Reed’s house. Around 10:30 or 11:00 p.m.,
Williams returned to his own home, placed the gun in a blue bookbag, and
disposed of it in a trash can in the alley behind the house where Michelle
Thomas, a friend and neighbor of Williams, and Teresa Glasper, Thomas’
roommate, lived. The next day, he retrieved the bag from the trash can and
paid a visit to Thomas and Glasper, accompanied by Posey. After chatting
with the women, he then returned the bag to the trash can in the alley.
D. The Other Evidence
Fultz testified that an unidentified gunman robbed her and shot
Cichocki and that she assumed another person held the door open. Fultz
also testified that the gunman wore a tan or beige jacket and black ski
mask, but was not asked whether the tan coat and black ski masks found at
Reed’s home matched those worn by the gunman.
Over Reed’s repeated objections, the gun, bullets, ski masks, tan
jacket, and green jacket seized at Pfeifer’s home were discussed in
testimony by the police. Either photos or the actual items were also
admitted as evidence.
The State played three portions of the videotaped conversation between
Pfeifer and Reed to the jury. The State’s theory of its relevance was that
it undercut Pfeifer’s testimony in support of Reed’s alibi that at the time
of the crime, Reed was walking Posey home from work. The State contended
that if Pfeifer knew that Reed could not have committed the crime, she
would not have asked him if he had. This appears to assume that Pfeifer
knew the precise timing of the crime and the time she spoke with Reed on
the night of the crime, and we find no evidence one way or another on that
point.
In support of Williams’ testimony on the chain of events, the
prosecution presented two witnesses. Thomas testified that Williams told
her on the morning of the crime that he wanted to purchase a gun. Glasper
testified that later that afternoon Williams returned to their house with a
black gun with holes on the end. Neither woman testified that she saw Reed
that day.
E. Reed’s Defense
At trial, Reed contended that he could not have participated in the
robbery and murder because at or immediately before the time of the crime
he was walking Posey home from her job at Cardinal. Reed presented five
alibi witnesses. Pfeifer testified that Reed left her home on foot at 8:25
or 8:30 p.m. to meet Posey at the nursing home and walk her home.
Cardinal’s director of human resources testified that Posey’s computer-
generated timecard indicated that she clocked out at 8:42 p.m. on the night
of the crime. Two of Posey’s co-workers testified that they saw Posey and
Reed at the nursing home between 8:30 and 8:45 p.m. Reed’s home is a few
blocks away from Archie’s Place and slightly less than one mile from
Cardinal. Cardinal and Archie’s are seven-tenths of a mile apart. Reed
argued that it would not have been possible for him to leave the nursing
home around 8:45 p.m., walk Posey home, walk to Archie’s Place, and then
participate in a robbery and murder all before the police’s arrival about
9:18 p.m.
After a jury trial, Reed was convicted of the robbery of Archie’s
Place and the murder of Brian Cichocki. Citing double jeopardy, the trial
court merged the robbery conviction into the felony murder conviction and
sentenced Reed to sixty-five years in prison. Reed filed a motion for a
mistrial, arguing many of the same points raised in this appeal. That
motion was denied and Reed subsequently appealed his conviction to this
Court.
I. The Significance of Williams’ Testimony
Williams’ testimony was the cornerstone of the prosecution’s case
against Reed. As we observed in Birkla v. State, “When the prosecution
relies upon the testimony of a coconspirator to obtain conviction of an
accused, the coconspirator’s credibility is an important issue in the case
. . . .” 236 Ind. 37, 42, 323 N.E.2d 645, 648 (1975). Here, Williams’
credibility was not merely important, it was critical. The State presented
no physical evidence tying Reed to the crime scene and no eyewitnesses
identified Reed as the masked gunman. The gun used in the crime was not
Reed’s and was never found. None of the money or personal effects taken
from the victims was recovered or linked to Reed. The State’s entire case
rested on Williams’ testimony that he had been involved in the crime and
that Reed was the triggerman. Thomas and Glasper provided testimony that
was consistent with Williams’ story that he and Reed purchased a handgun on
the day of the crime. The two women also partially corroborated Williams’
account of disposing of the handgun later that day. However, no evidence
corroborated the heart of Williams’ testimony—his account of the events
immediately before, during, and after the robbery of Archie’s Place.
II. Sixth Amendment Right of Confrontation
Reed was unsuccessful in his effort to depose Williams. Reed contends
that the trial court’s refusal to compel the deposition denied him his
Sixth Amendment right of confrontation.[1]
Bubb v. State noted that, although a defendant has no due process
right to compel the immunization of defense witnesses, the State cannot use
its power of immunization to interfere with the defense’s presentation of
its case. 434 N.E.2d 120, 124 (Ind. Ct. App. 1982). Williams was not a
defense witness in the case against Reed; indeed, he was the key witness
for the prosecution, but we think the same principles apply. The issue is
whether the State’s refusal to immunize Williams earlier improperly
interfered with Reed’s case and violated the Due Process Clause. The Court
of Appeals, borrowing language from the Third Circuit, outlined a strict
test:
[T]he evidentiary showing required to justify reversal on that ground
must be a substantial one. The defendant must be prepared to show
that the government’s decisions were made with the deliberate
intention of distorting the judicial fact-finding process. Where such
a showing is made, the court has inherent remedial power to require
that the distortion be redressed by requiring a grant of use immunity
to defense witnesses as an alternative to dismissal.
Bubb, 434 N.E.2d at 124 (quoting United States v. Herman, 589 F.2d 1191,
1204 (3d Cir. 1978)); accord United States v. Schweihs, 971 F.2d 1302, 1315
(7th Cir. 1992). Interference with the defendant’s case or distortion of
the fact-finding process may be established by showing:
(a) prosecutorial overreaching, through threats, harassment, or other
forms of intimidation, has effectively forced the witness to invoke
the Fifth Amendment, or the prosecutor has engaged in discriminatory
use of immunity grants to gain a tactical advantage; (b) the
witness's testimony is also material, exculpatory, and not cumulative;
and (c) the defendant has no other way to obtain the evidence.
Baxter v. State, 727 N.E.2d 429, 433 (Ind. 2000); Moore v. State, 655
N.E.2d 1251, 1253 (Ind. Ct. App. 1995) (quoting Blissett v. Lefevre, 924
F.2d 434, 442 (2d Cir. 1991)).
Reed does not cite Bubb or Baxter, nor does he do more than mention
this argument in his brief. Nonetheless, the record establishes that the
State’s continued and vigorous opposition to Reed’s efforts to depose
Williams and its refusal to grant use immunity until moments before
Williams took the stand at Reed’s trial constituted interference with
Reed’s case.
The State offers no explanation for the prosecutor’s continued
attempts to block Reed’s motions to compel Williams’ deposition. We can
see none other than an effort to gain improper tactical advantage.
Williams entered into a plea agreement on August 20, 1998. It is clear
from the record that the State intended to grant Williams use immunity at
least as of the videotaped interview on April 23, 1999, if not much sooner.
That was two weeks before the hearing on Reed’s second motion to compel
Williams’ deposition. The prosecutor delayed her request for immunity
until July 2, 1999, the day that Williams testified at Reed’s trial.
Indeed, at the second hearing on Reed’s motions to compel Williams’
deposition on May 7, the State actively argued against the motion.
Williams’ lawyer was present but said nothing.
At the time that Reed sought to depose Williams, the only clues Reed
had to this key witness’ testimony were two partially contradictory
statements Williams had made to police the day after the murder. Reed had
no way of knowing whether Williams’ testimony could or would be exculpatory
because he had no idea what that testimony might be.
At the time of the second hearing on May 7, prosecutors continued to
maintain that a deposition was useless because it would produce only claims
of Fifth Amendment privilege, and also that the now revealed videotape was
“privileged.”[2] The timing or reasons for release of the tape are not in
the record. We can only speculate that it was done for Brady concerns, or
perhaps in an effort to cure the error in blocking a pretrial deposition of
Williams.
In any event, it is not correct that the taped interview was not
discoverable or usable at Reed’s trial. The use of prior inconsistent
statements to impeach a witness is well established. Chambers v. State,
734 N.E.2d 578, 580-81 (Ind. 2000). Indiana Rule of Evidence 410 and
Indiana Code section 35-35-3-4 provide that statements made in connection
with a contemplated plea agreement may not be used against a defendant if
the agreement is not finalized. Both the rule of evidence and the statute
are clear that use of plea negotiations is prohibited only as to the
negotiating accused person, in this case, Williams. There is simply no
privilege insulating Williams’ dialogue with the prosecution from discovery
or use in Reed’s case. United States v. Testa, 33 F.3d 747, 751 (7th Cir.
1994) (holding that under Federal Rule of Evidence 410, statements made in
the course of plea negotiations are inadmissible only against defendants
who participated in those negotiations); Elmer v. State, 724 A.2d 625, 629
(Md. 1999) (holding that Maryland Rule of Evidence 5-410, a counterpart to
Federal Rule 410 and Indiana Rule 410, does not prohibit the admission of
statements made by a codefendant during the course of plea negotiations
against the defendant as long as the defendant was not a party to the
negotiations).
Release of the videotape to the defense did not cure this situation.
The inability to depose Williams left Reed with no opportunity to expose
several inconsistencies in Williams’ various accounts. For example,
Williams’ account of his disposal of the murder weapon at trial was
significantly different from the version he told prosecutors on videotape
on April 23, 1999.[3] At trial, Williams testified that immediately after
the crime he saw Reed holding the Tec 9 that the two of them had purchased
earlier that day. In his original police interview on April 23, 1998,
Williams specifically denied seeing Reed with a gun that evening, and the
videotape did not address that issue.
At the very least, Reed was entitled to access to Williams prior to
trial to have an opportunity to develop and pin down Williams’ testimony on
these and any other potential points or at least have sworn testimony to
impeach any variances. In the often quoted but worth repeating phrase from
Williams v. Florida, 399 U.S. 78, 82 (1970): “The adversary system of trial
is hardly an end in itself; it is not yet a poker game in which players
enjoy an absolute right always to conceal their cards until played.” The
prosecutor’s effort to hide the ball until the day of trial plainly
violated that cardinal principle.
The prosecutor’s handling of the immunity left the trial court with
three alternatives. The trial court was correct that it could not compel
immunity. See United States v. Bowling, 239 F.3d 973, 976-77 (8th Cir.
2001). However, it could exclude Williams’ testimony, dismiss the
prosecution if no deposition was permitted, or grant a continuance for
sufficient time to permit Reed to depose Williams and prepare a defense.
See United States v. Morrison, 535 F.2d 223, 229 (3d Cir. 1976). After the
trial court granted immunity to Williams, Reed needed to renew his request
to depose Williams and, if necessary, move for a continuance in order to
preserve the issue. Reed did not do so. However, the combination of this
unpreserved error and the trial court’s refusal to admit the videotape to
impeach Williams, as discussed in Part III, constitutes reversible error.
III. Refusing to Admit the Videotape
Reed contends that the trial court abused its discretion by refusing
to allow him to play the videotape of the prosecutor’s April 23, 1999,
interview with Williams. The trial court’s decision, Reed argues,
interfered with his right to cross-examine Williams and impeach his
inconsistent testimony and therefore prejudiced him.
The right to cross-examine witnesses is guaranteed by the Sixth
Amendment to the United States Constitution. It is “one of the fundamental
rights of our criminal justice system.” Pigg v. State, 603 N.E.2d 154, 155
(Ind. 1992). To be sure, “this right is subject to reasonable limitations
placed at the discretion of the trial judge.” McQuay v. State, 566 N.E.2d
542, 543 (Ind. 1991); accord Delaware v. Van Arsdall, 475 U.S. 673, 679
(1986). “[T]rial judges retain wide latitude . . . to impose reasonable
limits . . . based on concerns about, among other things, harassment,
prejudice, confusion of the issues, the witness’ safety, or interrogation
that is repetitive or only marginally relevant.” Thornton v. State, 712
N.E.2d 960, 963 (Ind. 1999) (quoting Van Arsdall, 475 U.S. at 679). It is
also true that violations of the right to cross-examine are subject to
harmless error analysis. Van Arsdall, 475 U.S. at 684; accord Chapman v.
California, 386 U.S. 18, 24 (1967) (a conviction will not be reversed if
the State can show “beyond a reasonable doubt that the error complained of
did not contribute to the verdict obtained”). To determine whether an
error is harmless, courts look to several factors, including the strength
of the prosecution’s case, the importance of the witness’ testimony,
whether the testimony was corroborated, the cross-examination that did
occur, and whether the witness’ testimony was repetitive. Van Arsdall, 475
U.S at 684.
Reed contends that he could not anticipate the substance of Williams’
trial testimony because he had access only to a transcript of Williams’
statements to police the day after the crime and a videotape of Williams’
interview with prosecutors on April 23, 1999.[4] After Reed concluded his
cross-examination of Williams in the early afternoon of Friday, July 2,
1999, the judge released the jury for lunch. When the court reconvened at
3:00 p.m., Reed requested permission to have some portions of the April 23,
1999, videotape marked as evidence and played for the jury in order to
demonstrate that Williams was “untruthful in his testimony in relation to
his earlier statement to [the prosecutor].” Reed explained that during the
lunch break he had identified a number of inconsistencies between Williams’
testimony on direct and cross-examination and his videotaped statement of
April 23. Specifically, Reed alleged that Williams told different stories
about his initial purchase of the murder weapon, his description of his
activities on the afternoon of the crime, and his disposal of the murder
weapon.
A comparison between the videotape and the transcript of Williams’
testimony at trial reveals that inconsistencies do exist.[5] In the
interview, the prosecutor asked; “So [Reed] tells you there is a firearm
for sale. Who did he tell you had it for sale?” Williams replied, “I
couldn’t really tell you.” The prosecutor continued, “Did you ever learn
the name of the guy that you bought the gun from?” Williams answered “no.”
Yet at trial, the following dialogue took place on cross-examination:
Q: Who did you buy the gun from?
A: A person on the southeast side.
Q: Okay. What is that person’s name?
A: Terry.
Q: Now, when you met with the prosecutor on April 23, 1999, you were
asked who you bought the gun from. Right?
A: Yes.
Q: You said you didn’t know; isn’t that right?
A: I guess so.
Q: So was that a lie to Ms. Jourdan?
A: Not necessarily, I don’t know him like that. I know him by Terry.
She didn’t ask me for a name. She just asked me did I know him or who
he was.
Williams’ testimony offers a different account of the events directly
following the purchase of the gun than that conveyed to prosecutors in the
April 23, 1999 interview. At that time, Williams stated that after
purchasing the gun, he and Reed went directly to his home where Williams
placed the gun on a ledge in his basement. They went to Reed’s house for a
while and then drove Pfeifer’s car back to the Cardinal Nursing Home and
returned the keys to her. They walked to a nearby 7-11 store and “smoked a
blunt” with a girl who worked there. Williams then went home and was soon
joined by Reed. The two listened to music together for a while and then
decided to go over to Thomas and Glasper’s house, which Williams described
as a “neighborhood hotspot.” While there, Reed and Williams had a general
conversation about guns, but did not specifically mention the gun purchased
that day.
At trial, Williams testified that he did not put the gun on the ledge
in his basement. Instead, he kept the gun tucked in his pants. After
returning home from purchasing the gun, Williams and Reed split up and
Williams went to visit Thomas and Glasper. Although he did not directly
show them the gun, Williams testified that the women could see the gun
through his clothing. After returning from visiting the two women,
Williams placed the gun on the ledge in the basement.
Williams also offered two different accounts of his activities
immediately following the crime. In the interview, Williams stated that he
and Reed first went to Williams’ home where Reed left the murder weapon on
a coffee table. The two men then went to Reed’s home where Reed spoke with
his mother and girlfriend before Williams and Reed retired to the basement
to watch television. After a news segment on the shooting concluded, they
rode Reed’s little brothers’ bicycles to the local 7-11 to purchase candy
and some beverages. They met “a dude named Chris Buggs” at the store, sat
in his car and chatted for a while, and then rode the bikes back to Reed’s
home. At that point, Williams “called it a night” and returned to his own
house.
At trial, Williams testified that, immediately after the crime, he
and Reed went to Williams’ house where Reed left the gun on the coffee
table. They both went to Reed’s house where Reed spoke with his mother.
After “no longer than a half hour,” Williams went home.
Finally, Williams offered two drastically different stories regarding
his disposal of the murder weapon. At trial, Williams testified that,
after leaving Reed’s home on the night of the crime, he returned to his own
home, placed the gun in a blue bookbag and disposed of it in a trash can in
the alley behind the house where Thomas and Glasper lived. The next day,
he retrieved the bag from the trash can and, accompanied by Posey, paid a
visit to Thomas and Glasper. After chatting with the women, he then
returned the bag to the trash can in the alley.
But in the videotaped interview, Williams stated that when he returned
from Reed’s house on the night of the crime, he listened to music and made
some calls before falling asleep. The next morning, when he woke up around
11:00 a.m., the gun was still on the coffee table. Sometime before noon,
he threw the gun into a trash barrel behind a house one or two doors west
of the home of Thomas and Glasper. Williams specifically denied that he
ever took the gun out of the trash barrel after placing it there and denied
going to Thomas and Glasper’s house with a bag. The prosecutor asked
Williams if he and Posey went to Thomas and Glasper’s house at any time
that day and Williams definitively stated, “[Posey] didn’t go over there.”
He repeatedly denied that Posey went to the house or that she knew either
Thomas or Glasper. The prosecutor expressed some doubt about Williams’
account: “So you want me to believe that you dumped [the gun] in a barrel
out in broad daylight sometime after eleven and before twelve?” “Yeah,”
Williams replied.
The prosecutor objected to playing the entire videotape to the jury on
two grounds. She contended Reed had been supplied a copy of the tape two
months before trial and could have prepared an excised copy. She also took
the position that “there are other questions and answers on the tape which
have not been impeached in any way which may in fact make me akin to a
witness.” Reed countered that it was impossible for him to prepare an
excised copy of the tape prior to trial because he had been denied the
ability to depose Williams and therefore had no basis to know how Williams’
story might have changed between April 23, 1999, and trial.
The trial court denied Reed permission to play the tape, explaining
that in his view Williams had been sufficiently impeached on his
inconsistent statements. Reed then asked for funds to have the tape edited
over the weekend so that he might show the jury the relevant portions of
the tape. The trial court denied this request as well.[6]
Although Reed was able to cross-examine Williams on specific
inconsistent statements, that impeachment was compromised by the trial
court’s refusal to play the videotape for the jury. For example, in one
exchange, Reed pressed Williams about the significant differences between
the story he told prosecutors on April 23, 1999, and his testimony at trial
concerning his disposal of the murder weapon:
Q: Now, you spoke with [prosecutor] Ms. Jourdan on April 23, 1999;
isn’t that right?
A: Yes.
Q: And when you spoke to her about what you did with the gun, you
told—didn’t you tell her that you left that gun on the coffee
table all night?
A: No.
Q: You didn’t tell her that?
A: No.
Q: You didn’t tell her that it remained on the coffee table until
you got up the next morning at 11 a.m.?
A: No, because at 11 a.m. I had already left.
Q: Okay. So absolutely you’re saying that you did not say that to
Ms. Jourdan?
A: I don’t recall saying that to Ms. Jourdan.
Q: And you didn’t tell Ms. Jourdan that after you left at—or got up
the next morning, that you took that gun in broad daylight,
walked across, and then dumped it in a trash barrel?
A: I don’t recall saying that.
Q: And didn’t you tell Ms. Jourdan—or you didn’t tell anything to
Ms. Jourdan about putting it in a book bag; isn’t that right?
A: I don’t recall—where are you getting this from?
Q: Well, you gave a videotaped interview to her in which you
answered questions. Right?
A: Yes.
A review of the videotape reveals that Reed’s account of Williams’
statements was correct. However, without the benefit of watching the
videotape, the confrontational series of questions and answers between Reed
and Williams appears more as conflicting memories of a dialogue than a
presentation of proof that Williams had come up with inconsistent accounts.
Given the critical role of Williams’ testimony, the fact that all
other evidence and testimony against Reed was circumstantial, and the
State’s consistent opposition to Reed’s attempts to depose Williams before
trial, Reed was prejudiced by the trial court’s abuse of discretion in
refusing to play relevant portions of the videotape for the jury and thus
allowing Reed to conduct a full cross-examination of Williams.
The problems in producing an edited version were largely attributable
to the prosecution’s and the trial court’s withholding the tape until
shortly before trial, and the inability of the defense to predict what the
testimony would be due to the stonewalling of proper discovery. In concert
with the State’s improper interference with Reed’s attempts to depose
Williams before trial, Reed’s ability to present a defense was
substantially prejudiced. A new trial is required.
IV. Hearsay Issues
Reed argues that the trial court erred in allowing Michelle Thomas to
testify as to hearsay statements allegedly made by Takiya Posey. Thomas
testified that the day after the crime, a woman claiming to be Reed’s
girlfriend came to her house. Over repeated hearsay objections, the trial
court allowed the following set of questions and answers:
Prosecutor: What did she want?
Thomas: She said that she was [Reed’s] girlfriend and that
she wanted to retrieve a bag that she said [Williams] left
at my house.
P: What was your response to her?
T: I told her [Williams] didn’t leave no bag at my house, that I
told him no.
P: What happened after you told her that?
T: She said that he left it in my back yard.
In response to Reed’s objections, the trial court admonished the jury that
the two statements were hearsay and:
That doesn’t make it true or not true or anything else. You can’t use
it for that purpose. You can’t use it to bolster some other testimony
about where a bag may or may not have been left. It doesn’t count
towards that. It only counts for what this witness says she heard as
a basis for her doing something or not doing something or saying
something that she’s now testifying to.
Thomas proceeded to testify that she watched the woman poke around her
backyard for five to ten minutes, then take a bag out of a trash barrel
behind the house and leave in a car.
Thomas’ roommate, Teresa Glasper, testified to the same set of
events. Glasper knew Posey and testified that Posey came to the house the
evening after the crime to retrieve the bag that Williams had left in the
backyard earlier that day. Glasper also testified that she watched Posey
look around the yard, take a bag, and then depart in a car. Unlike Thomas,
Glasper did not testify to any statements made by Posey and presented no
hearsay issues. Reed did not object to Glasper’s identification of Posey
or her testimony that Posey took a bag from the trash barrel.
Reed did not ask for a mistrial after Thomas testified and the trial
court properly admonished the jury. Therefore any error is waived unless
it constitutes fundamental error. Because Glasper testified to the same
set of events, the evidence is cumulative and therefore not reversible
error. Davidson v. State, 558 N.E.2d 1077, 1089 (Ind. 1990).
V. Insufficient Evidence
Finally, Reed argues that the evidence was insufficient to support
his conviction and that the “incredible dubiosity rule” should be applied
to Williams’ testimony. Our standard of review for sufficiency claims is
well settled. We do not reweigh evidence or assess the credibility of
witnesses. Rather, we look to the evidence and reasonable inferences drawn
therefrom that support the verdict and will affirm the conviction if there
is probative evidence from which a reasonable jury could have found the
defendant guilty beyond a reasonable doubt. Taylor v. State, 681 N.E.2d
1105, 1110 (Ind. 1997).
Williams was the only witness to place Reed at the scene of the crime
and identify him as the triggerman. He was not a model witness. Some of
his testimony was improbable and he was impeached by a number of prior
inconsistent statements. However, judging the credibility of witnesses is
the province of the jury and a court will impinge on that responsibility
only in those rare cases where a sole witness presents inherently
contradictory testimony that is equivocal or the result of coercion and
there is a complete lack of circumstantial evidence of the appellant’s
guilt. Tillman v. State, 642 N.E.2d 221, 223 (Ind. 1994).
This “incredible dubiosity rule” does not apply here because Williams’
testimony did not rise to the level of “inherent contradiction,” nor was it
equivocal or the result of coercion. As a result of the trial court’s
erroneous decision to limit Reed’s ability to cross-examine Williams, a
retrial on these charges will presumably take place. Because the
“incredible dubiosity rule” does not preclude the jury from judging
Williams’ credibility and the uncorroborated testimony of one witness is
sufficient to sustain a conviction on appeal, Toney v. State, 715 N.E.2d
367, 368 (Ind. 1999), retrial is not barred on double jeopardy grounds.
Thompson v. State, 690 N.E.2d 224, 237 (Ind. 1997).
Conclusion
We conclude that the trial court erred in refusing to compel the
deposition of Williams and in refusing to allow Reed to play Williams’
videotaped interview with prosecutors for the jury. We remand for a new
trial.
SHEPARD, C.J., and DICKSON, SULLIVAN, and RUCKER, JJ., concur.
-----------------------
[1] A similar right is guaranteed by Article I, Section 13 of the Indiana
Constitution. However, Reed did not raise this argument and we do not
discuss it.
[2] The State represented to the court that the videotaped interview
constituted plea negotiations, not trial preparation. The tape itself
makes clear that it was witness preparation and/or investigation, not plea
negotiations. At the beginning of the interview, the prosecutor stated:
The State of Indiana is prepared to file a request for immunity, use
immunity, which guarantees immunity to Mr. Williams for truthful
testimony regarding all the events of April 22, 1998, and April 23,
1998, with one exception. That being, should Mr. Williams testify
that he personally committed the armed robbery of Brian Cichocki and
or the felony murder of Brian Cichocki based on the shooting he will
not be covered by the immunity.
[3] In the interview with prosecutors, Williams stated that when he
returned from Reed’s house on the night of the crime, he relaxed in his
basement bedroom before falling asleep. The next morning, he awoke around
11 a.m., picked up the gun from his coffee table and threw it into a trash
barrel behind a house one or two doors west of the home of Thomas and
Glasper. Williams specifically denied taking the gun out of the trash
barrel after placing it there or going to Thomas and Glasper’s house with a
bag. At trial, Williams testified that, after leaving Reed’s house on the
night of the crime, he returned to his own home, placed the gun in a blue
bookbag and disposed of it in a trash can in the alley behind Thomas and
Glasper’s house. The next day, he retrieved the bag from the trash can
and, accompanied by Posey, paid a visit to Thomas and Glasper. After
chatting with the women, he returned the bag to the trash can.
[4] The State did not provide Reed with a transcript of the videotape, nor
did Reed attempt to create a formal transcript prior to trial.
[5] The videotape was not admitted into evidence, but identified as
“Defendant’s Exhibit PUB-MTN” and included in the record.
[6] The trial court’s refusal to allow Reed to play portions of the
videotape to impeach Williams’ testimony is particularly troubling in light
of its handling of an earlier tape offered by the prosecution. When State
witness Officer Richmond was admitted to the hospital, suffering from chest
pains, and was unexpectedly unable to testify, the State requested that, in
lieu of Richmond’s testimony, the trial court play for the jury the hour-
long unexpurgated copy of the videotaped interview between Reed and police
made immediately before his arrest. Reed, caught off guard by this
request, argued that portions of the videotape and transcript were
inadmissible. For example, this tape included discussion of Reed’s
juvenile record and a statement by Reed: “I don’t like being around police
officers. I’ve been locked up too long, too many times.” The trial court
cautioned the prosecutor to “be ready with their squash button” to prevent
the jury from hearing two specific parts of the videotape, but refused to
delay playing the tape for the jury in order to allow Reed to prepare an
excised copy.
The trial court expressed concern about making the jury wait and
stated that Reed should have raised objections to the admissibility of any
statements on the videotape during the June 29, 1999, suppression hearing.
However, a review of the record makes it clear that Reed’s motion to
suppress did not address his interview by police and there was no
discussion of that interview at the suppression hearing. At the time, Reed
had no reason to anticipate that the interview would be used at trial.
Both the videotape and the transcript were admitted into evidence.
The videotape was shown to the jury and copies of the transcript were
provided to each juror. The record does not indicate which portions,
if any, of the videotape were “squashed.” [I]n the absence of a
strong showing of state interests to the contrary, discovery must be a
two-way street. The State may not insist that trials be run as a
“search for truth” so far as defense witnesses are concerned, while
maintaining “poker game” secrecy for its own witnesses.
Wardius v. Oregon, 412 U.S. 470, 475-76 (1973) (holding that, although the
Due Process Clause does not mandate the adoption of discovery procedures in
criminal cases, in the absence of a strong showing of state interests to
the contrary, any discovery procedure adopted must be reciprocal and fair)