FILED
FOR PUBLICATION MAR 04 2013
MOLLY C. DWYER, CLERK
UNITED STATES COURT OF APPEALS U .S. C O U R T OF APPE ALS
FOR THE NINTH CIRCUIT
EDWARD HAROLD SCHAD, No. 07-99005
Petitioner - Appellant, D.C. No. CV-9702577-PHX-ROS
District of Arizona,
v. Phoenix
CHARLES L. RYAN, Arizona
Department of Corrections, AMENDED ORDER
Respondent - Appellee.
Before: THOMAS, Circuit Judge and Capital Case Coordinator
The full court has been advised of the petition for rehearing and rehearing en
banc. Pursuant to the rules applicable to capital cases in which an execution date
has been scheduled, a deadline was set by which any judge could request a vote on
whether the panel’s orders should be reheard en banc.
A judge requested a vote on whether to hear the panel’s orders en banc, and
a vote was conducted. A majority of the active, non-recused judges eligible to vote
on the en banc call voted against rehearing the panel’s orders en banc. Therefore,
the petition for rehearing en banc is DENIED. No further petitions for panel
rehearing or rehearing en banc will be entertained. En banc proceedings with
respect to the orders are concluded. The panel will issue a separate order
concerning the petition for panel rehearing.
-2-
FILED
FOR PUBLICATION MAR 04 2013
MOLLY C. DWYER, CLERK
Schad v. Ryan, No. 07-99005 U .S. C O U R T OF APPE ALS
Circuit Judge TALLMAN, with whom Chief Circuit Judge KOZINSKI and
Circuit Judges O’SCANNLAIN, BYBEE, CALLAHAN, BEA, M. SMITH and
IKUTA join, dissenting from the denial of rehearing en banc:
The majority’s stay of execution and remand order in Schad openly defies
the Supreme Court’s directive in this very case and takes our habeas jurisprudence
down a road that has already been rejected.1 Judges Reinhardt and Schroeder,
writing for a divided panel, fail to appropriately apply the substantive Supreme
Court precedents in Cullen v. Pinholster, 131 S. Ct. 1388 (2011), and Martinez v.
Ryan, 132 S. Ct. 1309 (2012). Their order needlessly adds years of additional
delay in carrying out the sentence imposed on a twice convicted murderer by
willfully ignoring the Supreme Court’s express guidance to apply Pinholster here
and by refusing to interpret Martinez, 132 S. Ct. at 1315, narrowly as the Court has
commanded. By failing to take this case en banc our court has unfortunately
allowed the majority to stretch Martinez beyond its limited scope, and permitted
Schad to bolster a previously exhausted Strickland claim with new federal habeas
1
Order, Schad v. Ryan, No. 07-99005 (9th Cir. Feb. 26, 2013), ECF No.
115 [hereinafter Majority Order]. Judge Graber dissented on the grounds that
Schad could not establish prejudice for his previously exhausted ineffective
assistance of counsel claim.
1
evidence in clear violation of Pinholster.
After the panel previously remanded this case to the district court for an
evidentiary hearing, the Supreme Court vacated the panel’s opinion, instructing it
to apply Pinholster. Ryan v. Schad, 131 S. Ct. 2092, 2092 (2011). In response, the
panel initially amended its opinion to apply Pinholster, correctly recognizing that
AEDPA forecloses a federal court’s ability to consider on the merits new facts not
raised before a state court. Schad v. Ryan, 671 F.3d 708, 722 (9th Cir. 2011) (per
curiam).
In 2012, Schad again sought review of his case by filing a Motion to Vacate
and Remand in light of Martinez, and the same panel properly denied the motion.
Order, Schad v. Ryan, No. 07-99005 (9th Cir. July 27, 2012), ECF No. 91. Schad
then attempted to raise Martinez once more in a petition for certiorari, but the
Supreme Court denied review, Schad v. Ryan, 133 S. Ct. 432, 432 (2012), and he
unsuccessfully argued the Martinez IAC claim again on his motion for rehearing,
Schad v. Ryan, 133 S. Ct. 922, 922 (2013).2 Bereft of any legally significant
2
In his petition for certiorari, which was filed the same day that the panel
denied his Motion to Vacate and Remand, Schad relied on Martinez extensively
and specifically invoked his motion before the panel raising the same arguments,
noting that the panel had not yet “acted on the motion.” Petition for Writ of
Certiorari at i, iv, 14, Schad v. Ryan, 133 S. Ct. 432 (2012) (No. 12-5534), 2012
WL 6947825. In his reply brief, he again relied extensively on Martinez and noted
that he had “presented the [Martinez] issue to the lower court who declined to
consider it.” Reply to Brief in Opposition to Petition for a Writ of Certiorari at
2
change of circumstances in the interim, the majority has now completely reversed
its prior ruling and has again remanded the case to the Arizona district court for a
second time, directing it to consider the “new” Martinez claim (which the majority
now characterizes as procedurally defaulted), while back-handedly dispatching
Pinholster in a mere footnote.
I
This panel should have stood by its original ruling; Pinholster properly
applies to this case, and it bars Schad from introducing new mitigating evidence in
federal court for a claim he has previously exhausted before the Arizona courts. In
Pinholster, the Supreme Court held that if a petitioner’s claim of ineffective
assistance of trial counsel has been adjudicated in a state court proceeding, federal
habeas review of that claim is restricted to the record that was before the state
court. 131 S. Ct. at 1398–1401. As the Court there explained, “[f]ederal courts
sitting in habeas are not an alternative forum for trying facts and issues which a
prisoner made insufficient effort to pursue in state proceedings.” Id. at 1401
(alteration in original).
2-4, Schad v. Ryan, 133 S. Ct. 432 (2012) (No. 12-5534), 2012 WL 6947823. In
his petition for rehearing, he once again asked the Court to “enter an order
remanding these proceedings to the court below for further consideration in light of
Pinholster . . . Martinez v. Ryan . . . and its progeny.” Petition for Rehearing at 11,
Schad v. Ryan, 133 S. Ct. 922 (2013) (No. 12-5534), 2012 WL 7006576.
3
Pinholster and Schad’s claims are, for all relevant purposes, factually
indistinguishable. Both filed petitions for post-conviction relief, arguing that their
trial counsel rendered ineffective assistance of counsel by failing to investigate and
present certain mitigating evidence at sentencing. Schad, 671 F.3d at 721;
Pinholster, 131 S. Ct. at 1396. Then in federal habeas proceedings, both
petitioners reasserted their initial claims of ineffective assistance of sentencing
counsel, attempting to bolster them with additional facts. Schad, 671 F.3d at
721–22; Pinholster, 131 S. Ct. at 1396–97.
As in Pinholster, the legal basis for Schad’s ineffective assistance of counsel
claim is the same now as it was before the initial post-conviction state court, and
merely improving the evidentiary support does not provide a basis for a federal
court to overturn a state court’s reasoned opinion. We were reversed in Pinholster
for permitting the petitioner to do just that, and thus, we should have gone en banc
in this case to correct the majority’s failure to apply Supreme Court precedent and
to vacate the unwarranted stay of execution.
II
The majority attempts to circumvent the Supreme Court’s holding in
Pinholster by conjuring up a “new” Strickland claim, based on additional evidence
identified for the first time in federal habeas proceedings. The problem with the
4
majority’s “new claim” theory is that there is nothing new about Schad’s current
claim. It attacks the sufficiency of the sentencing investigation by trial counsel by
alleging she was ineffective in not doing enough to show that Schad was a
sympathetic person due to his poor upbringing.
In state post-conviction relief proceedings, Schad argued that his trial
counsel rendered ineffective assistance by failing to present certain mitigating
evidence at sentencing describing the psychological and physical abuse Schad
endured as a child. See Schad, 671 F.3d at 721. In federal habeas proceedings,
Schad claimed that his trial counsel was ineffective for failing to present additional
evidence of this abuse, including new declarations “discussing Schad’s childhood
and its effect on his mental health.” Id.
At bottom, both claims are premised on trial counsel’s failure to present
mitigation evidence relating to the physical and psychological impact of the abuse
suffered by Schad.3 Pinholster could not be more clear on this point. Merely
bolstering the evidentiary basis for the claim does not transform Schad’s
3
Schad’s characterization of his former and current claim demonstrate their
singular origin. Schad describes the Strickland claim raised in post-conviction
relief proceedings as “not properly developed” and the Strickland claim he
currently advances as “completely developed.” Reply Brief for Petitioner-
Appellant at 7, Schad v. Ryan, No. 07-99005 (9th Cir. Jan. 11, 2013), ECF No.
100-1. Pinholster made the same argument regarding evidence of organic brain
impairment to try to excuse his horrendous crime.
5
previously adjudicated Strickland claim into a novel claim not bound by Pinholster
or the state court record. See Pinholster, 131 S. Ct. at 1401. The majority
improperly concluded that Schad’s “new factual allegations” transformed Schad’s
exhausted Strickland claim, adjudicated on the merits in state courts, into a “new”
and procedurally defaulted claim. Majority Order at 12.
III
After declaring that Schad has advanced a “new” and procedurally defaulted
claim, the majority concluded that Schad may obtain review of his fully developed
Strickland claim, complete with the new evidence identified in federal habeas
proceedings. The majority relies on a tortured construction of the Supreme Court’s
opinion in Martinez to arrive at this astonishing conclusion.
The Court in Martinez held that “a procedural default will not bar a federal
habeas court from hearing a substantial claim of ineffective assistance at trial if, in
the initial review collateral proceeding, . . . counsel in that proceeding was
ineffective.” Martinez, 132 S. Ct. at 1320. Purportedly applying this exception,
the majority stayed Schad’s execution date after concluding that Schad’s claim of
ineffective assistance of trial counsel was substantial. Majority Order at 15. The
majority remanded to the district court for determination of whether Schad’s post-
conviction counsel was ineffective. Id.
6
The majority’s reliance on Martinez is misguided and without basis.
Martinez is not applicable here because the Arizona state court previously
adjudicated Schad’s Strickland claim on the merits, and the district court did not
find Schad’s claim to be procedurally defaulted. The majority’s extraordinary
efforts to unilaterally declare that Schad’s current Strickland claim is procedurally
defaulted defy the Supreme Court’s instructions to apply Pinholster, and amount to
a transparent attempt to further delay Schad’s execution date. Schad cannot rely on
Martinez to obtain relief because there is no procedurally defaulted claim, and no
need to establish either cause or prejudice. The ephemeral default declared is only
in the mind of the panel majority. This case is controlled by Pinholster, not
Martinez.
Furthermore, even if Martinez applied, Schad does not advance a substantial
ineffective assistance of trial counsel claim. See Majority Order at 17–18 (Graber,
J., dissenting). After an independent review of all evidence Schad offered in
federal habeas proceedings, the district court concluded that the new mitigation
evidence was “either cumulative or . . . contradictory to the portrait of Petitioner
that trial counsel presented at sentencing” and would not have altered the outcome.
Schad v. Schriro, 454 F. Supp. 2d 897, 944 (D. Ariz. 2006).
As Judge Graber trenchantly concluded in her dissent, Schad cannot
7
demonstrate prejudice under the applicable standard of Brecht v. Abrahamson, 507
U.S. 619 (1993). To establish prejudice, Schad “must establish not merely that the
[alleged error] . . . created a possibility of prejudice, but that [it] worked to his
actual and substantial disadvantage, infecting the entire proceeding with
constitutional error.” Stokley v. Ryan, 705 F.3d 401, 401 (9th Cir. 2012)
(alterations in original) (internal quotation marks omitted). This case did not meet
the threshold requirement of exceptional circumstances through either the lens of
Pinholster or the prejudice analysis articulated in Stokley. Majority Order at 17–18
(Graber, J., dissenting). Our mandate should have issued automatically following
the Supreme Court’s denial of Schad’s petition for certiorari which rejected his
Martinez argument. See Fed. R. App. P. 41; Beardslee v. Brown, 393 F.3d 899,
901 (9th Cir. 2004). A Martinez remand now only postpones proceedings without
any hope of altering the legitimate sentence imposed.
IV
If these continuing Martinez remands are routinely permitted, our circuit will
have failed to faithfully apply the heightened standard of review mandated by
AEDPA by permitting Schad and other capital defendants to pursue bolstered
versions of their previously exhausted Strickland claims. The majority’s order
simply encourages state prisoners to evade Pinholster by adding one or more
8
factual allegations when re-pleading an ineffective assistance of counsel claim in
federal habeas proceedings. The finality of death penalty litigation will be
frustrated if courts view these embellished exhausted claims to be “new claims”
that were procedurally defaulted under Martinez, and endless remands and further
rounds of appeals will follow.4
The majority’s order perversely incentivizes prisoners and their counsel to
locate additional, even cumulative, evidence during federal habeas proceedings.
Applying the majority’s logic, this evidence may then be found to have
fundamentally altered and transformed claims that were adjudicated during state
post-conviction relief proceedings into new claims not bound by Pinholster or the
state court record. Left unchecked, the majority’s conclusion contravenes the
Supreme Court’s instructions that “[i]t would be contrary to [the] purpose [of
AEDPA] to allow a petitioner to overcome an adverse state-court decision with
4
This was precisely the outcome predicted by Justices Scalia and Thomas in
their Martinez dissent:
“I guarantee that an assertion of ineffective assistance of trial counsel
will be made in all capital cases from this date on, causing (because of
today’s holding) execution of the sentence to be deferred until either
that claim, or the claim that appointed counsel was ineffective in
failing to make that claim, has worked its way through the federal
system.”
132 S. Ct. at 1324 (Scalia, J., dissenting).
9
new evidence introduced for the first time in federal habeas court and reviewed by
that court in the first instance effectively de novo.” Pinholster, 131 S. Ct. at 1399.
The majority’s decision to stay Schad’s execution date and remand to the
district court was erroneous. We should have reheard this case en banc and
corrected this unsupported order before the Supreme Court, for a second time,
admonishes us for not applying Pinholster.
I respectfully dissent.
10
FILED
CALLAHAN, Circuit Judge, joined by KOZINSKI, Chief Circuit Judge, and 04 2013
MAR
O’SCANNLAIN, TALLMAN, BYBEE, and M. SMITH, Circuit Judges,
MOLLY C. DWYER, CLERK
dissenting from the denial of rehearing en banc: U .S. C O U R T OF APPE ALS
On August 1, 1978, Lorimer Grove left his home in Bisbee, Arizona, driving
his new Cadillac to visit his sister in Everett, Washington. Schad v. Ryan, 671
F.3d 708, 711 (9th Cir. 2011) (per curiam). He never made it out of the state. His
body was found eight days later on the side of the road near Prescott. Id. Edward
Schad had strangled him – reducing the circumference of his neck by four inches
and breaking a bone in the process – and stolen his car, credit cards, and jewelry.
Id. at 712. Schad murdered Grove while on parole after serving 9½ years for his
role in the strangulation of another man, Clare Odell Mortensen, in Utah. See
Judith Acree, Judge Moves Schad Trial to Flagstaff, The Courier, May 2, 1985, at
1A.
Schad was first convicted on October 5, 1979, and sentenced to death on
December 27, 1979. Schad v. Schriro, 454 F. Supp. 2d 897, 904 (D. Ariz. 2006).
Schad was convicted on retrial on June 27, 1985, and sentenced to death for a
second time, by a second judge, on August 29, 1985. Id.; Schad v. Arizona, 111 S.
Ct. 2491, 2491 (1991). Now, over 33 years after he was first convicted and after
the Supreme Court denied Schad’s petition for certiorari, the panel majority has
“reconsidered” its own prior decision, likely giving Schad another six years to
1
live.1 For the reasons discussed by Judge Tallman, the panel majority’s legal basis
is unsound and, as the district court already concluded, Schad’s ineffective
assistance claim is meritless. See Schriro, 454 F. Supp. 2d at 940–44. The sole
point of this exercise was to buy Schad more time – the very thing he took from
Lorimer Grove and Clare Odell Mortensen. Victims have rights, too. The panel
majority’s decision here cavalierly disregards those rights in favor of a twice-
convicted murderer who has already had the benefit of 33 years of legal process. I
respectfully dissent.
1
Historically, it has taken capital habeas cases an average of 3.1 years to
resolve in federal district court. Nancy J. King et al., Executive Summary: Habeas
Litigation in U.S. District Courts 7 (2007), available at
https://www.ncjrs.gov/pdffiles1/nij/grants/219558.pdf (last visited Mar. 4, 2013).
In Arizona capital habeas cases, it has taken an average of 2.8 years from the date
of the district court’s decision until this court issues a decision, and it has generally
taken another 0.7 years before the Supreme Court issued a decision on a petition
for writ of certiorari. Peg Bortner & Andy Hall, Summary of Death Sentence
Process: Data Set I Research Report to Arizona Capital Case Commission 30
(2001), available at https://www.azag.gov/ccc/final-report (last visited Mar. 4,
2013).
2