Filed 3/12/13 P. v. Petty CA1/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION ONE
THE PEOPLE,
Plaintiff and Respondent,
A134686
v.
JESSE JAMES PETTY, (Humboldt County
Super. Ct. No. CR1100329)
Defendant and Appellant.
THE PEOPLE,
Plaintiff and Respondent,
A134826
v.
JESSE JAMES PETTY, (Humboldt County
Super. Ct. No. CR1101698)
Defendant and Appellant.
Pursuant to a negotiated global disposition of these two and other criminal cases,
defendant and appellant Jesse Petty pleaded no contest to one felony charge and guilty to
three additional felony charges. Other charges in the two cases were dismissed. After
defendant was sentenced to a total term of 11 years 8 months in accordance with the
terms of the agreed-to disposition, he moved to withdraw his no contest and guilty pleas
on the grounds he had been confused as to the good-time/work-time credit for time
served he could receive, he did not have time to discuss the credit situation with his
family, and he felt pressured to accept the negotiated disposition. The trial court denied
his motions. Defendant contends the court abused its discretion in doing so. We affirm.
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BACKGROUND
On January 17, 2011, defendant was reported brandishing a knife at a passerby in
Garberville.1 He ran away when approached by several deputy sheriffs, disregarding an
order to get on the ground. As the deputies gave chase, defendant threw objects at them,
and when the deputies subdued him with a baton, he hit back. At one point, one of the
deputies saw a knife in defendant‘s left hand and ordered defendant to drop it, which he
did. Nevertheless, the deputy was stabbed. Eventually, defendant was subdued, although
he threatened the deputy who had been stabbed and also spat on one of the deputies.
On January 20, 2011, the Humboldt County District Attorney filed a criminal
complaint alleging four felony counts: attempted murder of a police officer (Pen. Code,
§ 664, subd. (e))2; assault on an officer (§ 245, subd. (c)); exhibiting a deadly weapon to
resist arrest (§ 417.8); and resisting an executive officer (§ 69). It was further alleged
count 2 was a violent felony (§ 667.5, subd. (c)), and count 4 was a serious felony
because of defendant‘s use of a deadly weapon (§§ 1192.7, subd. (c)(23), 12022, subd.
(b)(1)). On March 8, 2011, defendant waived a preliminary hearing, and on March 16,
the district attorney filed an information alleging the same four counts..
On April 1, 2011, defense counsel applied for funding to retain an expert
psychologist, stating ―certain psychiatric issues may exist that may have bearing on the
appropriate disposition‖ of the matter. The court granted the application and, likewise,
ordered jail access for the examination.
On April 19, 2011, defendant made a Faretta3request to represent himself and a
hearing was scheduled for April 21. On April 21, defense counsel declared a doubt as to
defendant‘s mental competence, and the court ordered an evaluation of defendant and
suspended the criminal proceedings pursuant to section 1368.
In the meantime, additional charges had been filed against defendant based on
1 Because defendant waived preliminary hearings, the recited facts are as stated at
the change of plea hearings.
2 All further statutory references are to the Penal Code unless otherwise indicated.
3 Faretta v. California (1975) 422 U.S. 806.
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an incident at the Humboldt county jail, where he had been taken because he had been on
probation at the time of the January 17 incident. On April 18, 2011, he had caused a
commotion in his housing unit by continuously pounding on his cell door. When
correctional officers tried to move him to a different location, he refused to comply and
spat on one of the officers. On April 22, 2011, the Humboldt District Attorney filed a
criminal complaint alleging two felony counts: battery by gassing of a peace officer
while confined in a detention facility (§ 243.9, subd. (a)) and resisting an executive
officer (§ 69).
On April 26, 2011, the trial court granted defendant‘s Faretta motion, ordered the case
set along with his other pending criminal case, and continued the matter pending receipt
of the competency evaluation that had been ordered in the other case.
By May 5, the court had been informed defendant had been found competent and
ruled he could continue to represent himself in the case involving the April incident.
Defendant, however, wanted representation by counsel, and the public defender was
appointed. On May 13, 2011, defendant renewed his Faretta motions in both cases and
made a Code of Civil Procedure section 170.6 challenge to Judge Miles, who was hearing
the case that day. On May 20, 2011, the court having received and reviewed the written
report, declared defendant mentally competent, and reinstated the criminal proceedings.
It also granted defendant‘s Faretta motions and, having done so, denied Marsden4
motions as moot.
On June 30, 2011, the public defender was reappointed in both cases to represent
defendant. Two weeks later, defendant made additional Marsden motions, which the
court heard and denied. On July 22, 2011, defendant waived a preliminary hearing in the
second case, and on July 27, the district attorney filed an information realleging the two
felony counts.
On August 25, 2011, the court set pretrial and trial dates. A month later, on
September 22, 2011, the public defender declared a conflict, new counsel was appointed
4 People v. Marsden (1970) 2 Cal.3d 118.
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and the matter was continued for consideration of a global offer to resolve the case and
other pending cases.
On September 29, 2011, the parties advised the court of the terms of a proposed
global disposition of the two pending felony cases, several misdemeanor cases and a
probation revocation petition. As to the felony case involving the January 17 incident,
defendant would plead no contest to count 1 reduced to second degree attempted murder
of a police officer (§ 664, subd. (e)) and receive nine years, understanding it to be a strike
offense, and plead guilty to count 3, exhibiting a deadly weapon to resist arrest (§ 417.8)
and receive one year, and to count 4, resisting an executive officer (§ 69), with the special
enhancement allegation withdrawn, and receive eight months. As to the felony case
involving the April 18 incident, he would plead guilty to count 1, battery by gassing of a
peace officer while confined in a detention facility (§ 243.9, subd. (a)) and receive one
year. The misdemeanor cases would be resolved by credit for time served sentences,
based on his accrued custody to date, and defendant would admit the probation violation.
His total aggregate sentence would be 11 years 8 months. Defendant confirmed that he
understood the proposed disposition and had had sufficient time to discuss it with his
attorney. The court then stated it needed to advise him about ―special credit conditions‖
and continued the matter, with defendant‘s consent, to the next day for his change of
pleas.
The following day, September 30, 2011, the court duly advised defendant as to the
rights he was waiving and admonished him as to the maximum consequences of his
pleas. After modifying, pursuant to the parties‘ stipulation, the attempted murder charge
to a section 664, subdivision (a) violation to permit a nine-year (rather than life) sentence,
the trial court reiterated, and defendant acknowledged, he would be sentenced to a total of
11 years 8 months. In fact, immediately after the prosecutor‘s recitation of the terms and
the court‘s modification of the section 664 charge, the court asked defendant if he
―understood all of that?‖ Defendant replied: ―If it is 11 years 8 months at 85 percent I
do.‖ Whereupon the court reiterated the sentence and explained ―because it is a strike
offense [it] would start once you get to state prison, and I believe it is 85 percent. I
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believe you get 15 percent credits. Is that what you understand?‖ Defendant replied,
―Yes, your Honor.‖ The court later reiterated the consequences of pleading to a ―strike
offense,‖ including that ―as a result of that [the attempted murder strike offense], your
ability to receive credits, good-time/work-time credits are limited as well. And as noted,
the good-time/work-time credits would be limited to 15 percent.‖ The court again asked
defendant, ―[d]o you understand that?‖ Defendant answered, ―Yes, your Honor.‖ The
court then accepted his change of pleas, and found a factual basis for them, in accordance
with the terms of the negotiated disposition.
Two weeks later, on October 12, 2011, defendant moved to withdraw his pleas.
He claimed he was first told by his attorney that by pleading to ―the 664(a)/187‖ he
would do ―80% of the sentence imposed by the Court,‖ but ―[i]mmediately prior‖ to his
pleas, his attorney told him he had been ―mistaken‖ and defendant ―would actually do
85% of the custody time.‖ Defendant acknowledged the trial court had advised him he
―would receive only 15% credit‖ on his sentence, but claimed he did not ―fully
comprehend the consequences‖ or the ―significant difference‖ between serving ―85%
time as opposed to 80% time.‖ He also claimed he ―felt pressured‖ to accept the
proposed disposition and did not have time to discuss the consequences with his family.
He thus concluded he did not feel he had ―fully understood those consequences‖ and the
waivers of his rights had not been ―freely and voluntarily given.‖
On October 27, 2011, the court stated it had received defendant‘s motion to
withdraw his pleas and would order a copy of the September 29 and 30 transcripts. The
court heard the motion on November 17, 2011. Defendant submitted on his moving
papers. The court stated it had re-read the transcripts, and defendant had been fully
advised and ―indicated his understanding‖ that he would earn credit at 85 percent. The
court accordingly denied his motion.
On January 5, 2012, the trial court imposed sentence in accordance with the
negotiated disposition, sentencing defendant to a total aggregate sentence of 11 years 8
months. Rather than allocating all time served to the misdemeanor files, the sentencing
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judge put the credit against the felony sentences and ran short county jail sentences in the
misdemeanor cases concurrently.
On February 9, 2012, on the basis of defendant‘s declaration reiterating his claims
made in support of his motion to withdraw his plea, the trial court granted defendant‘s
request for a certificate of probable cause. Defendant filed a notice of appeal on
February 14, 2012.
DISCUSSION
On appeal, defendant raises one issue—that the trial court abused its discretion in
denying his motion to withdraw his pleas.
Section 1018 provides that at any time before judgment, the trial court may, ―for
good cause shown, permit the plea of guilty to be withdrawn and a plea of not guilty
substituted. . . . This section shall be liberally construed to effect these objects and to
promote justice.‖ Nevertheless, ― ‗pleas resulting from a bargain should not be set aside
lightly and finality of proceedings should be encouraged.‘ ‖ (People v. Weaver (2004)
118 Cal.App.4th 131, 146.) A defendant who seeks to withdraw a plea has the ―burden to
produce evidence of good cause by clear and convincing evidence.‖ (People v. Wharton
(1991) 53 Cal.3d 522, 585.) In order to show good cause a defendant must demonstrate,
―[m]istake, ignorance or any other factor overcoming the exercise of free judgment.‖
(People v. Cruz (1974) 12 Cal.3d 562, 566; see also People v. Castaneda (1995)
37 Cal.App.4th 1612, 1617.) In addition, where a defendant‘s plea is induced by
misrepresentations of a fundamental nature, a judgment based upon the plea must be
reversed. (People v. Coleman (1977) 72 Cal.App.3d 287, 292.) A plea may not be
withdrawn, however, ― ‗simply because the defendant has changed his mind.‘
[Citations.]‖ (People v. Huricks (1995) 32 Cal.App.4th 1201, 1208.)
Appellate review of a trial court‘s ruling on a motion to withdraw a guilty plea is
similarly narrow. A ―claim of an erroneous denial of a motion to withdraw a plea is
reviewed for abuse of discretion.‖ (People v. Holmes (2004) 32 Cal.4th 432, 442–443.)
Defendant maintains his change of pleas were not knowingly and intelligently
made because his counsel allegedly incorrectly informed him, the day before his change
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of pleas, that he would earn credit at 20 percent, rather than 15 percent. He admits,
however, his counsel correctly advised him the following day before he entered his
change of pleas. He also claims he was ―pressured‖ to agree to the negotiated disposition
and did not have time to talk about it with his family.
We agree with the trial court, which reviewed the September 29 and 30 reporter‘s
transcripts pertaining to defendant‘s change of pleas, that defendant failed to show by
clear and convincing evidence that his will was overcome and his pleas were not
knowingly and voluntarily made. The transcript of the September 30 hearing, in
particular, makes it abundantly clear defendant was fully aware his plea to the strike
offense (already modified pursuant to the prosecutor‘s stipulation to a non-life crime)
meant he would serve 85 percent of the time. The trial court expressly explained the
limitation on credits twice, and defendant did not exhibit any confusion on this point. On
the contrary, he three times expressly stated that he understood he would serve 85 percent
of the time. At no time during the change of plea hearing did defendant exhibit any
hesitation about going forward with the negotiated disposition. He also expressly
confirmed to the court that no one had promised him anything other than what had been
stated in open court to induce him to enter a change of plea and that he was entering the
pleas freely and voluntarily.
While there had been a question as to defendant‘s mental competence at the early
stage of the criminal proceedings, that had long since been resolved. Similarly, the trial
court‘s later observation at the sentencing hearing that defendant might have mental
health issues he needed to address, was not a commentary on defendant‘s competency,
but on a health issue for which he should obtain ―assistance‖ during his incarceration.
Defendant also did not make the faintest suggestion at the change of plea hearing months
earlier that any ―mental health‖ issue affected his ability to make a knowing and
voluntary plea.
For good reason, there must be clear and convincing evidence that a defendant‘s
will was overborne and he did not knowingly and freely enter a plea to provide a basis to
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subsequently withdraw it. The record contains no such evidence here, and the trial court
did not abuse its discretion in denying defendant‘s motion to withdraw his pleas.
DISPOSITION
The judgment is affirmed.
_________________________
Banke, J.
We concur:
_________________________
Margulies, Acting P. J.
_________________________
Dondero, J.
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