NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
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No. 12-1745
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THOMAS I. GAGE,
Appellant
v.
WELLS FARGO BANK, NA AS;
FRANK J. PROVENZANO, SOMERSET COUNTY SHERIFF
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On Appeal from the United States District Court
for the District of New Jersey
(D.C. Civil Action No. 3-11-cv-00862)
District Judge: Honorable Freda L. Wolfson
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Submitted Pursuant to Third Circuit LAR 34.1(a)
March 12, 2013
Before: SCIRICA, JORDAN and GREENBERG, Circuit Judges
(Opinion filed: March 28, 2013)
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OPINION
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PER CURIAM
Thomas I. Gage filed a pro se complaint in the United States District Court for the
District of New Jersey against Wells Fargo Bank, N.A. and Sheriff Frank J. Provenzano
challenging a foreclosure judgment entered in state court and Wells Fargo‟s subsequent
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purchase of the foreclosed property. Gage claims that the foreclosure on his residential
property violated his federal rights.
In brief, Gage defaulted on his mortgage, and Wells Fargo subsequently filed a
foreclosure complaint in state court. Gage did not file a responsive pleading, and a final
judgment of foreclosure was entered by the state court in April 2010. Shortly thereafter,
the Somerset County Sheriff‟s Office advertised the sale of the property and posted a
notice regarding it on the front door. The property was sold to Wells Fargo in July 2010.
Gage refused to leave, and he and his family were ultimately evicted in August 2011.
In February 2011, Gage filed the aforementioned complaint in federal court
challenging the foreclosure judgment and sale. Shortly after the eviction, Gage filed an
“emergency motion” that essentially requested a preliminary injunction to prevent the
defendants from taking further action with regard to the property. The District Court
denied the motion on September 9, 2011, and we affirmed. Gage v. Wells Fargo Bank,
N.A., 450 F. App‟x 121, 123 (3d Cir. 2011). At the same time as it denied the emergency
motion, the District Court granted Wells Fargo‟s motion to dismiss the claims against it
as barred under the Rooker-Feldman doctrine. By order entered March 5, 2012, the
District Court granted summary judgment to the remaining defendant, Sheriff
Provenzano, and denied summary judgment to Gage. This appeal followed.
We exercise jurisdiction under 28 U.S.C. § 1291 and review de novo the District
Court‟s orders dismissing the complaint as to Wells Fargo and granting summary
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judgment to Sheriff Provenzano. See Barefoot Architect, Inc. v. Bunge, 632 F.3d 822,
826 (3d Cir. 2011).
Pursuant to the Rooker-Feldman doctrine, federal courts generally lack subject
matter jurisdiction to engage in appellate review of state court determinations. See
Turner v. Crawford Square Apartments III, L.P., 449 F.3d 542, 547 (3d Cir. 2006). Four
requirements must be met for the doctrine to apply: (1) the plaintiff lost in state court; (2)
the plaintiff complains of injury caused by the state court judgment; (3) the state court
judgment was rendered before the federal suit was filed; and (4) the plaintiff invites the
district court to review and reject the state court judgment. Great Western Mining &
Mineral Co. v. Fox Rothschild LLP, 615 F.3d 159, 166 (3d Cir. 2010). All four
requirements are met with respect to Gage‟s claims against Wells Fargo. Gage cannot
evade Rooker-Feldman by arguing on appeal that he was not injured by the foreclosure
judgment, but rather by Wells Fargo‟s purportedly fraudulent actions. The complaint
reveals the nature of Gage‟s claims against Wells Fargo: that the bank had no right to
foreclose on the property and therefore committed “criminal acts” by enforcing the
foreclosure judgment (Counts I and IV). These claims are in essence an attack on the
state court judgment of foreclosure. Furthermore, an aspect of the relief that Gage
requests – to have the deed to the property restored to him – makes it abundantly clear
that he seeks to overturn the foreclosure judgment. Accordingly, the claims against
Wells Fargo were properly dismissed under the Rooker-Feldman doctrine.
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Turning to the claims against Sheriff Provenzano, Gage claims that the Sheriff
failed to protect Gage‟s constitutional rights, apparently by enforcing the foreclosure
judgment and conducting the sale of the property. The District Court concluded that
Sheriff Provenzano is entitled to qualified immunity. This doctrine “protects government
officials „from liability for civil damages insofar as their conduct does not violate clearly
established statutory or constitutional rights of which a reasonable person would have
known.‟” Pearson v. Callahan, 555 U.S. 223, 231 (2009) (quoting Harlow v. Fitzgerald,
457 U.S. 800, 818 (1982)). The District Court correctly found that the sale of the
property did not violate any clearly established rights because the Sheriff acted pursuant
to a valid state court judgment. The District Court also properly refused to consider the
arguments regarding damage to personal property as a result of the sale because Gage did
not include those allegations in his complaint. Similarly, the District Court properly
refused to consider the allegations that Sheriff Provenzano violated certain federal
criminal statues because criminal prosecution is not within the scope of Gage‟s civil suit.1
For these reasons, we will affirm the judgment of the District Court.
1
Gage asks us to take “judicial notice” of several documents. Although the material is
inappropriate for such notice, we note that we have reviewed all submissions to this
Court. Similarly, we have considered his allegations regarding the District Court Judge,
but find them without merit. Implicit in our decision to affirm is the conclusion that the
District Court did not act erroneously or improperly in the disposition of this matter.
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