IN THE UNITED STATES COURT OF FEDERAL CLAIMS
OFFICE OF SPECIAL MASTERS
No. 09-150V
Filed: March 8, 2013
***********************
VALERIE SOTO, as parent *
and natural guardian of *
Y.D., a minor, *
*
Petitioner, * Failure to Prosecute; Failure to
* Follow Court Orders; Dismissal
v. *
*
SECRETARY OF HEALTH *
AND HUMAN SERVICES, *
*
Respondent. *
***********************
Lorraine J. Mansfield, Esq., Las Vegas, NV, for petitioner.
Lisa A. Watts, Esq., U.S. Department of Justice, Washington, DC, for respondent.
DECISION1
Vowell, Special Master:
On March 10, 2009, Valerie Soto [“petitioner”] filed a petition for compensation
under the National Vaccine Injury Compensation Program, 42 U.S.C. § 300aa-10, et
seq.2 [the “Vaccine Act” or “Program”], on behalf of her minor child, Y.D. Petitioner
alleges that Y.D. suffered a “Table” encephalopathy3 and subsequent seizure disorder
and leg injury as a result of receiving a measles, mumps, and rubella [“MMR”] vaccine
1
Because this unpublished decision contains a reasoned explanation for the action in this case, I intend
to post this decision on the United States Court of Federal Claims' website, in accordance with the E-
Government Act of 2002, Pub. L. No. 107-347, § 205, 116 Stat. 2899, 2913 (codified as amended at 44
U.S.C. § 3501 note (2006)). In accordance with Vaccine Rule 18(b), petitioner has 14 days to identify and
move to delete medical or other information, the disclosure of which would constitute an unwarranted
invasion of privacy. If, upon review, I agree that the identified material fits within this definition, I will
delete such material from public access.
2
National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for
ease of citation, all “§” references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. §
300aa (2006).
3
The Vaccine Injury Table is found at 42 C.F.R. § 100.3(a). Section 100.3(b)(2) contains the criteria for a
Table encephalopathy.
on March 13, 2006. Petition at 1-2.
On June 22, 2010, petitioner filed the expert report of Dr. Martha Grout. On
September 10, 2010, respondent filed her Rule 4 report [“Respondent’s Report”] and
the expert report of Dr. Gerald Raymond [Respondent’s Exhibit A]. In her Rule 4 report,
respondent challenged petitioner’s theory of causation and the opinion of Dr. Grout.
With regard to petitioner’s theory of causation, respondent argued that the
contemporaneous medical records do not support the allegation that Y.D. suffered an
acute encephalopathy within 72 hours after vaccination. Respondent’s Report at 9-10.
Concerning Dr. Grout’s expert report, respondent noted Dr. Grout’s apparent
specialization in holistic and homeopathic medicine and offered in response the expert
report of Dr. Raymond, a specialist in pediatric neurology and clinical genetics. Id. at
13-14. In his report, Dr. Raymond challenged the factual and medical underpinnings of
Dr. Grout’s opinion. Respondent’s Exhibit A, p. 5.
On December 3, 2010, the special master then assigned to this case ordered
petitioner to file a report from Dr. Grout responding to respondent’s Rule 4 and expert
reports. Thereafter, petitioner requested and was granted four extensions of time to file
Dr. Grout’s response.4 On July 28, 2011, following a fifth request for additional time, the
previous special master issued an order in which he acknowledged respondent’s
contention of a mismatch between petitioner’s affidavit and the contemporaneous
medical records, specifically with regard to petitioner’s allegation of an acute reaction
following vaccination. Additionally, the special master asked whether petitioner’s
experts could provide a supportive medical opinion based on the contemporaneous
medical records. Ultimately, he ordered petitioner to file a status report by August 11,
2011, indicating whether the factual information is critical to her expert’s opinions on
causation.
On August 11, 2011, petitioner filed a status report stating that Dr. Grout had not
responded to the special master’s question. Petitioner reported, however, that her other
expert, Dr. Ellen Arch, stated that “[i]f there was no acute decline, and no evidence of
acidosis, hypoglycemia, etc. then I doubt the vaccinations were the cause.”
On September 6, 2011, the previous special master issued an order setting a
date and location for a fact hearing. A hearing was held on November 3, 2011, in Las
Vegas, Nevada. Thereafter, a status conference was held on January 31, 2012, during
which the parties agreed that the factual record was complete. The special master then
informed the parties that his fact ruling would be consistent with the facts set forth in the
contemporaneous medical records. On February 1, 2012, the special master ordered
petitioner to file an expert report premised on the facts set forth in the medical records
or a status report regarding her progress in obtaining an expert report.
4
Petitioner’s first four requests were granted on January 18, 2011, February 16, 2011, March 22, 2011,
and April 21, 2011.
2
On July 19, 2012, the previous special master issued a Factual Ruling in which
he found that the factual predicate underling Dr. Grout’s previously-filed expert report
was incorrect. Factual Ruling at 5. Specifically, he found that Y.D. had not suffered
seizures dating from March 13, 2006. Id. He added that “petitioner must either dismiss
this case for lack of proof, or . . . provide an opinion from a qualified doctor which
discusses the medical records and how the information in the medical records supports
petitioner’s allegation that the March 13, 2006 immunization caused-in-fact [Y.D.’s]
medical condition.” Id.
This case was reassigned to me on September 27, 2012. On October 1, 2012, I
ordered petitioner to file a status report by November 1, 2012, updating the court on
whether she would file an expert report. On October 31, 2012, I extended petitioner’s
deadline to file a status report to November 16, 2012. On November 14, 2012,
petitioner filed a status report stating that she “anticipates filing no supplemental expert
report.”
On January 29, 2013, I issued an order directing petitioner to “file an expert
report supporting her theory of causation and comporting with the previous special
master’s fact ruling, or otherwise show cause for why [her] case should not be
dismissed for failure to prosecute by no later than Friday, March 1, 2013.” On Mach 1,
2013, petitioner filed a status report in which she again stated that she “anticipates filing
no additional expert report.”
Over two years and three months have passed since the previous special master
ordered petitioner to file an expert report responding to respondent’s Rule 4 and expert
reports. To date, petitioner has not filed an expert report. Moreover, she states that no
expert report is forthcoming. Accordingly, this case is dismissed for failure to
prosecute. The clerk shall enter judgment accordingly.
IT IS SO ORDERED.
s/Denise K. Vowell
Denise K. Vowell
Special Master
3