United States v. Fort

Ferguson, Judge

(dissenting):

I dissent.

The essence of the principal opinion is that a punitive discharge and other penalties are appropriate punishment for an indecent assault, in violation of Uniform Code of Military Justice, Article 134, 10 USC § 934. If the court members indicate their predisposition to adjudge such a sentence and the law officer tells them it is demanded by the nature of the crime, why, then, there is no prejudice to the accused, for the need for such punishment, in the minds of any juror, is practically unavoidable. I find such propositions, which underlie my brothers’ rationale, completely unacceptable and contrary to our decided cases.

I

The accused pleaded guilty to indecent assault and was, in accordance with that plea, found guilty. After introduction of extensive evidence in mitigation and extenuation, he was sentenced to bad-conduct discharge, forfeiture of all pay and allowances, confinement at hard labor for one year, and reduction. Following af-firmance below, we granted his petition for review on issues which, as set out in the principal opinion, involve the law officer’s actions relative to defense inquiries on voir dire and his statement that the “nature of the offense itself, . . . calls for a punitive discharge and other accessories.”

The issues require an examination of the colloquy between counsel, the law officer, and court members, which is reflected in the record as follows:

“DC: At this time I would like to ask the court just a few questions.
“LO: You may proceed.
VOIR DIRE
“DC: The first question that I would like to ask all the members of the court — has a member of the family or close friend of any member of the court ever been the victim of any type of sexual assault?
“PRES: None.
“DC: The second question is: Does any court member believe that a conviction of the accused of assaulting Mrs. Schofer, an elderly German, with the intent to gratify his sexual desires, would require a punitive discharge?
“PRES: Would you repeat the question?
“DC: Does any member of the court believe that, assuming the accused is found guilty of indecently assaulting Mrs. Anna Schofer, an elderly German, with the intent to gratify his sexual desires, that this would automatically require a punitive discharge?
“LO: Counsel, I believe you had better clarify your question on this —on the sole basis that it is a difficult question for anyone to answer. Do you mean in spite of any extenuation or mitigation?
“DC: In spite of any mitigation, or extenuating circumstances. Just the sole fact of conviction on this charge. Regardless of what may be presented in the case, Regardless *91of what may be presented in extenuation. Do you think this would re-, quire a punitive discharge?
“PRES: I think it might. I don’t know that it would require it absolutely, but you made an assumption that he is guilty. This is an assumption that we don’t know yet.
“LO: I don’t think we ought to carry this — I think the question is improper because of the way it is worded.
“DC: Sir, can I rephrase the question?
“LO : All right, rephrase the question. You make it a very difficult question to answer because the nature of the offense in itself calls for a punitive discharge. The nature of the offense itself, if one is found guilty, calls for a punitive discharge and other accessories. The way you have the question worded makes it difficult for anyone to answer it.
“DC: Well, my question is this, sir, I’ll rephrase it, that regardless of what is presented in mitigation or extenuation, regardless of what comes in at this point, that you would require — that you would find that this would require a punitive discharge, regardless of what might be brought in later as to the circumstances surrounding the — or any extenuation or mitigation.
“PRES: Well, I think it might.
“LO: Does any member of the court wish to comment?
“MEMBER: I think it might.
“LO: I think the question is highly improper and I don’t think we’ll go into this discussion. If you wish to question the members individually, you may do so. I think that collectively it is difficult to answer this question any way.
“DC: I was directing my question to eaeh member individually, of what their feelings were. Instead of asking eaeh member individually, I directed it to the court as a whole, but trying to ascertain each individual’s feelings, or if they did have feelings. At this time the defense does not have any challenge for cause, but we would respectfully like to challenge peremptorily, Colonel Jones.”

There is not the slightest imprecision in defense counsel’s questions. At the most, a perfectionist might have carped at his use of the term “automatically” upon repeating his inquiry at the president’s request. Yet, when asked to clarify that by the law officer, he immediately added the desired qualification of “In spite of any mitigation, or extenuating circumstances.” Nevertheless, the law officer, although the president of the court apparently had no difficulty in answering the interrogatory, again immediately interfered and declared “the question is improper because of the way it is worded.” Offering no guidance, he permitted the question to be rephrased again, but rendered the whole inquiry worthless by twice declaring to the counsel and the court “the nature of the offense in itself calls for a punitive discharge.” Finally, when the question was once more put, and was answered by two court members in a manner indicating disqualification, the law officer again intervened, characterized the question as “highly improper,” and stated, “I don’t think we’ll go into this discussion.” As an afterthought, he granted permission to question the members individually, but added “that collectively it is difficult to answer this question any way.”

I perceive nothing at all unfair or difficult in either the question as it was severally put, or in ascertaining an answer thereto. Neither did the court members, for both the president and another member replied individually that each “might” adjudge a punitive discharge without regard to the evidence in mitigation or extenuation — a mandatory penalty, based solely on the nature of accused’s offense.

The law officer’s unwarranted and repeated interference with counsel’s voir dire undoubtedly led the latter to abandon the challenging process as hopeless, and presents, in my opinion, *92a situation precisely analogous to that before us in United States v Sutton, 15 USCMA 531, 36 CMR 29. There, the law officer also interrupted counsel’s void dire, and limited inquiry into the court member’s beliefs concerning the doctrine of reasonable doubt. In consequence, defense counsel, as here, leveled no challenges for cause. We concluded the law officer abused his discretion in arbitrarily curtailing the defense examination of the members, stating, at page 536:

“The teaching of these cases is clear. While an accused is not entitled to favorable court members or any particular kind of juror, he is guaranteed the right to fair-minded and impartial arbiters of the evidence. . . . Thus, it seems entirely proper for counsel to interrogate a member, as in this case, as to whether he entertains such beliefs. . .

Here, the defense’s perfectly plain inquiries dealt with impartial consideration of the sentence in light of the evidence presented, rather than with the merits of the case. The distinction, however, is immaterial, for we have squarely held him entitled to discover whether the court members have a fixed determination as to the quantum of punishment which should be adjudged. United States v Cleveland, 15 USCMA 213, 35 CMR 185. In that case, we quoted with approval the Chief Judge’s statement in United States v Parker, 6 USCMA 274, 19 CMR 400, at page 285:

“ ‘An accused is entitled to have his sentence as well as his guilt adjudged by court members who are uninfluenced by predetermined and fixed ideas.’ ” [Cleveland, supra, at page 216.]

It is also worthy of note that in Cleveland, supra, we found the fixed determination of a court member to impose a punitive discharge, regardless of the evidence, so grave a defect as to make him “cloaked in his disqualification throughout his participation both on the merits and on punishment.” Id., at page 217.

Summed up, then, we have before us a record in which the arbitrary hostility of the law officer to the subject matter of the defense voir dire breaks through like a beacon. See United States v Sutton, supra. As the staff judge advocate recognized in his post-trial review, it is apparent the law officer thought counsel had no right to pursue this line of inquiry, for he expressly advised the court such was improper and that the offense itself demanded imposition of a punitive discharge. That he erred, and thereby substantially restricted counsel is demonstrated by our holding in Cleveland, supra, and the many authorities to which Judge Kilday there alluded. The law officer having made his view of the law, albeit erroneous, perfectly clear to the court, counsel should not be now held to have foregone the matter by failing to level the ultimate challenge. As we said in United States v Smith, 6 USCMA 521, 20 CMR 237, at page 526:

“. . . [I]t would appear that a challenge for cause . . . would have constituted a vain and nugatory gesture, and one reaching a new low in inutility.”

I am, therefore, of the view that the law officer arbitrarily and preju-dicially interfered with the scope of defense counsel’s voir dire and that, on this ground, reversal is required. I would so order.

II

The second question before us is, to a large extent, bound up with the first. Not only does it form an inseparable part of the law officer’s action with regard to the challenging process, but, at the same time, it made express his belief and ruling to the court that the “nature of the offense itself, if one is found guilty, calls for a punitive discharge and other accessories.”

Even the staff judge advocate, in his post-trial review, conceded the law officer’s statement might fairly be construed as “an opinion concerning the punishment that should be imposed in the event of conviction.” I would go further, and declare that such is the *93only reasonable interpretation of the comment. The law officer did not pretend to suggest merely that the maximum punishment authorized for the offense included “a punitive discharge and other accessories.” He twice declared “the nature of the offense in itself calls for” (emphasis supplied) such punishment. By definition, he told the court such punishment was demanded or required as an appropriate sentence in every instance of indecent assault, and, by his choice of language, he left no doubt in the members’ minds as to what punishment should be imposed.

In United States v Cleveland, supra, we specifically held a court member disqualified by having formed and expressed a predetermined and fixed notion as to the quantum of punishment to be adjudged in a case, based on the nature of the offense. We reversed for the failure of the trial court to sustain a challenge leveled at such a member. The situation is much more aggravated when, as here, the law officer propounds the same proposition to all the members of the court and counsel, telling them in no uncertain terms that an appropriate sentence for any indecent assault — “the nature of the offense in itself”- — requires adjudication of a punitive discharge and accessorial punishments. Such, in fact, became fairly the rod by which the court members thereafter measured the accused’s sentence and, under our opinion in Cleveland, supra, I am at a loss to see how any other conclusion can be reached. See also United States v Lynch, 9 USCMA 523, 26 CMR 303; United States v Sutton, supra; and United States v Parker, supra. My brothers, however, do not pretend to reach any other conclusion. They rely instead on the final, general instructions of the law officer to the court to consider all pertinent factors in their determination of an appropriate sentence; to disregard any portion of his instructions which might be regarded as expressing an opinion on the kind or amount thereof; and admonishing the court it alone had the independent responsibility of making this determination.

In my opinion, these instructions did not serve at all to cure the earlier, erroneous statement, separated as the two were by the entire body of the trial. Moreover, the law officer thereby did no more than tell the court it had the independent function of determining an appropriate sentence. But the error here is that he had already informed them that an appropriate sentence — from the offense itself — required inclusion of a punitive discharge and accessories. Thus, at best, the instructions are no more than an admonition to the court to perform its duty within the framework of the earlier and prejudicially erroneous comment — a task which it proceeded at once to complete. As the accused was entitled to be tried and sentenced by good men and true, who stood impartial between him and the United States on the issue of punishment, I cannot agree that the specific and detailed statement of the law officer at the outset of the voir dire was cured by the final, boiler plate instructions on the sentence.

In sum, then, I would reverse here for the arbitrarily restrictive attitude displayed by the law officer toward counsel’s attempted voir dire and the explicit avowal to the court concerning the nature of the punishment required by the offense. No part of due process is quite as important to an accused as that procedural portion designed to obtain for him neutral court members. “Fairness and impartiality on the part of the triers of fact constitute a cornerstone of American justice.” United States v Deain, 5 USCMA 44, 49, 17 CMR 44, 49. Here, the law officer contributed prejudicially to the destruction of that essential portion of the edifice of justice, and thereby denied the accused his right to be tried impartially on his sentence. Reaching this conclusion, I cannot join in the affirmance of his punishment.

I would reverse the board of review and order a rehearing on the sentence.