Filed 4/10/13 P. v. Lee CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
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COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D062096
Plaintiff and Respondent,
v. (Super. Ct. No. SCS251030)
ANDRE SHAMONE LEE,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Stephanie
Sontag, Judge. Affirmed with directions.
I.
INTRODUCTION
On April 3, 2012, Andre Shamone Lee pled guilty to one count of domestic
violence with corporal injury (Pen. Code, § 273.5, subd. (a))1 (count 1), and admitted
having suffered a prior strike conviction within the meaning of section 667, subdivisions
1 Unless otherwise specified, all subsequent statutory references are to the Penal
Code.
(b) through (i), and section 668. That same day, the trial court sentenced Lee to a
stipulated sentence of six years in state prison. The trial court awarded Lee a total of 313
days of custody credits, including 209 days of actual custody credits, and 104 days of
conduct credits. The trial court also imposed a restitution fine in the amount of $240, and
imposed and stayed a parole revocation restitution fine in the same amount.
On appeal, Lee contends that the trial court violated the ex post facto clauses of
the state and federal constitutions in imposing the restitution and parole revocation
restitution fines. Lee also claims that he is entitled to additional conduct credits for jail
time served after October 1, 2011, pursuant to an amendment to section 4019. We reject
Lee's claims and affirm the judgment.
II.
FACTUAL AND PROCEDURAL BACKGROUND
Lee pled guilty to one count of willfully and unlawfully inflicting corporal injury
upon his live-in girlfriend (§ 273.5) (count 1). The offense occurred on or about August
23, 2011.
At sentencing, the trial court imposed a stipulated six-year sentence, as follows:
"On count 1 you will be sentenced to the mid-term of three years in
state prison, which is double[d] because of the strike to six years."
The court also awarded custody credits, and imposed a restitution fine and a parole
revocation restitution fine, as follows:
"Your credits . . . are 209 actual, 104 [section] 2933 [, subdivision]
(e)(3) credits for total credits of 313 days. [¶] There [is] a restitution
fine of $240, [and] an additional restitution fine of $240 stayed
pending successful completion of parole . . . ."
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III.
DISCUSSION
A. The trial court did not violate the ex post facto clause of either the state or federal
constitution by imposing a $240 restitution fee and imposing and staying a parole
revocation restitution fine in the same amount
Lee claims that the trial court violated the ex post facto clauses of the state and
federal constitutions by imposing a $240 restitution fee and imposing and staying a $240
parole revocation restitution fine in the same amount.
1. Governing law
a. Ex post facto principles
The United States Constitution bars the passage of ex post facto laws by state
governments (U.S. Const., art. I, § 10, cl. 1). The California Constitution, article I,
section 9 also bars the Legislature from enacting ex post facto laws. The ex post facto
analysis is the same under both Constitutions. (See In re Vicks (2013) 56 Cal.4th 274.)
"A statute violates the ex post facto clause[s] when, on its face or as applied, it
retroactively ' "increase[s] the punishment for criminal acts." ' Thus[,] the prohibition on
ex post facto laws prevents the government from changing the punishment for a criminal
act after the act has been performed." (People v. Callejas (2000) 85 Cal.App.4th 667,
670 (Callejas), fns. omitted.) In Callejas, the Court of Appeal noted, "[C]ourts have
consistently held restitution fines qualify as 'punishment' for purposes of the ex post facto
clause." (Ibid.)
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b. The applicable fines at the time of the offense
At the time of Lee's commission of the August 23, 2011 offense, former section
1202.4 provided:
"(b) In every case where a person is convicted of a crime, the court
shall impose a separate and additional restitution fine, unless it finds
compelling and extraordinary reasons for not doing so, and states
those reasons on the record.
"(1) The restitution fine shall be set at the discretion of the court and
commensurate with the seriousness of the offense, but shall not be
less than two hundred dollars ($200), and not more than ten
thousand dollars ($10,000), if the person is convicted of a
felony . . . ." (Stats. 2011, ch. 45, § 1.)
At the time of the offense, former section 1202.45 provided:
"In every case where a person is convicted of a crime and whose
sentence includes a period of parole, the court shall at the time of
imposing the restitution fine pursuant to subdivision (b) of Section
1202.4, assess an additional parole revocation restitution fine in the
same amount as that imposed pursuant to subdivision (b) of Section
1202.4. . . ." (Stats. 2007, ch. 302, § 15.)
Prior to the time of Lee's sentencing, the Legislature amended section 1202.4,
subdivision (b)(1) to provide in relevant part, "The restitution fine shall be set at the
discretion of the court and commensurate with the seriousness of the offense, [but] shall
not be less than two hundred forty dollars ($240) starting on January 1, 2012 . . . ."
(Stats. 2011, ch. 358, § 1, italics added.) Section 1202.45 remained the same in all
material respects.
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2. Application
We assume for purposes of this decision that the ex post facto clauses of the state
and federal constitutions prohibit a trial court from imposing fines pursuant to sections
1202.4 or 1202.45 that are greater than those authorized pursuant to the applicable statute
at the time of the defendant's commission of the offense as to which the fine is imposed.2
However, in imposing a $240 restitution fine and a $240 parole revocation restitution
fine, the trial court imposed fines that are well within the range of fines authorized at the
time of the Lee's commission of the August 23, 2011 offense. (See former § 1202.4,
subd. (b)(1) [authorizing a fine of "not less than two hundred dollars ($200), and not
more than ten thousand dollars ($10,000)"]; former § 1202.45 [authorizing the imposition
of a parole revocation fine in the "same amount" as the fine imposed pursuant to section
1202.4, subd. (b)(1)].)
Although Lee is correct that the trial court imposed a $240 restitution fine—an
amount equal to the new minimum fine under the amended version of section 1202.4,
subdivision (b)(1), there is nothing in the record to support Lee's contention that the trial
court imposed the $240 restitution fine "pursuant to the most recent version of Penal
Code section 1202.4." The trial court merely imposed a $240 restitution fine, without
comment. Because the $240 restitution fine was authorized by the statute that was in
effect at the time of Lee's commission of the offense (former § 1202.4, subd. (b)(1)), and
2 The People do not contend otherwise in their brief.
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there is nothing in the record indicating that the trial court imposed the fine pursuant to
the amended version of the statute, Lee's ex post facto claim fails.
B. Lee is not entitled to additional conduct credits for jail time served after
October 1, 2011
Lee claims that he is entitled to additional conduct credits for jail time served after
October 1, 2011, pursuant to an amendment to section 4019.
1. Relevant factual and procedural background
Lee committed the offense on or about August 23, 2011. Prior to sentencing, Lee
served 209 days in local custody. On April 3, 2012, Lee pled guilty to count 1 and
admitted to having suffered a prior strike. That same day, the trial court sentenced Lee to
state prison.
2. Relevant law
a. The statutory scheme applicable at the time of Lee's commission
of the offense
At the time of Lee's commission of the offense, former section 4019 provided for
various presentence conduct credits that a prisoner could earn while awaiting sentencing.
The statute provided in relevant part:
"(f) It is the intent of the Legislature that if all days are earned under
this section, a term of six days will be deemed to have been served
for every four days spent in actual custody." (Italics added.) (Stats.
2010, ch. 426, § 2.)3
3 Although at the time of Lee's commission of the offense, certain defendants could
earn enhanced presentence custody conduct credits while in custody in local jails (former
§ 2933, subd. (e)), it is undisputed that Lee is not eligible for such credits because he has
suffered a prior strike conviction. (See former § 2933, subd, (e)(3) ["Section 4019, and
not this subdivision, shall apply if the prisoner . . . has a prior conviction for a serious
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b. The amended statutory scheme
Operative October 1, 2011, the Legislature amended section 4019 to increase the
rate at which conduct credits could be earned. The amended statute provides in relevant
part:
"(f) It is the intent of the Legislature that if all days are earned under
this section, a term of four days will be deemed to have been served
for every two days spent in actual custody.
"[¶] . . . . [¶]
"(h) The changes to this section enacted by the act [Stats. 2011, ch.
15] that added this subdivision shall apply prospectively and shall
apply to prisoners who are confined to a county jail, city jail,
industrial farm, or road camp for a crime committed on or after
October 1, 2011. Any days earned by a prisoner prior to October 1,
2011, shall be calculated at the rate required by the prior law. (Stats.
2011-2012, 1st Ex. Sess., ch. 12, § 35.)
3. Lee is not entitled to additional conduct credits pursuant to the text
of section 4019
Lee contends that he is entitled to conduct credits at the enhanced rate under the
amended version of section 4019, for all of the days he served in custody after October 1,
2011. Lee suggests that the second sentence of section 4019, subdivision (h) implies that
credits earned by all prisoners after October 1, 2011 are to be calculated at the enhanced
rate. We are not persuaded.
Under the version of section 4019 that was in effect at the time Lee committed his
offenses (Aug. 23, 2011), a prisoner confined in a county jail prior to sentencing who
earned all possible conduct credits was entitled to credit for six days for every four days
felony, as defined in Section 1192.7, or a violent felony, as defined in Section 667.5"].)
(Stats. 2010, ch. 426, § 1.)
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spent in actual custody. (Former § 4019, subd. (f).) By amendments that became
operative October 1, 2011, the amount of credit for such prisoners was increased to four
days for every two days spent in actual custody. (Ibid.) However, the amended statutes
provide that the enhanced credits "shall apply prospectively and shall apply to prisoners
who are confined to a county jail . . . for a crime committed on or after October 1, 2011."
(§ 4019, subd. (h), italics added.) Thus, "[t]his favorable change in the law does not
benefit [Lee] because it expressly applies only to prisoners who are confined to a local
custodial facility 'for a crime committed on or after October 1, 2011.' [Citation.]"
(People v. Lara (2012) 54 Cal.4th 896, 906, fn. 9.)
Recent decisions of the Court of Appeal confirm that defendants like Lee, who
committed their crimes before October 1, 2011 but were in presentence custody after that
date, are not entitled to receive credits at the increased rate prescribed by the current
version of section 4019. The Fifth District court held that in enacting subdivision (h) of
section 4019, "the Legislature's clear intent was to have the enhanced rate apply only to
those defendants who committed their crimes on or after October 1, 2011. [Citation.]
The second sentence does not extend the enhanced rate to any other group, but merely
specifies the rate at which all others are to earn conduct credits." (People v. Ellis (2012)
207 Cal.App.4th 1546, 1553 (Ellis).) Following Ellis, and contrary to Lee's interpretation
of the statute, Division Three of this court "read the second sentence [of section 4019,
subdivision (h)] as reaffirming that defendants who committed their crimes before
October 1, 2011, still have the opportunity to earn conduct credits, just under prior law."
(People v. Rajanayagam (2012) 211 Cal.App.4th 42, 52 (Rajanayagam).)
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We agree with these holdings and reject Lee's claim that he is entitled to conduct
credits at the increased rate contained in the amended version of section 4019 for the time
he spent in county jail after October 1, 2011.
4. The equal protection clauses of the state and federal constitutions
do not require that Lee receive additional conduct credits pursuant to
section 4019
Lee also argues that failing to apply the current version of section 4019 for days
served after October 1, 2011, violates his right to "the equal protection of the laws."
(U.S. Const., 14th Amend., § 1; Cal. Const., art. I, § 7, subd. (a).)
The United States Supreme Court has held that the Fourteenth Amendment "does
not forbid statutes and statutory changes to have a beginning, and thus to discriminate
between the rights of an earlier and later time." (Sperry & Hutchinson Co. v. Rhodes
(1911) 220 U.S. 502, 505.) The California Supreme Court similarly has held that
applying a statutory change prospectively only does not violate equal protection
guaranties. (See, e.g., People v. Floyd (2003) 31 Cal.4th 179, 188–191 [rejecting equal
protection challenge to prospective-only application of proposition that lessened
punishment for offense].)
Relying in part on this line of cases, California appellate courts have held that
awarding conduct credits at different rates to defendants in presentence custody on or
after October 1, 2011, based on whether they committed their offenses before that date or
on or after that date, does not violate their equal protection rights. (Rajanayagam, supra,
211 Cal.App.4th at p. 55; People v. Kennedy (2012) 209 Cal.App.4th 385, 398
(Kennedy).) The Rajanayagam court reasoned in part:
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"[T]he Legislature took a measured approach and balanced the goal
of cost savings against public safety. The effective date was a
legislative determination that its stated goal of reducing corrections
costs was best served by granting enhanced conduct credits to those
defendants who committed their offenses on or after October 1,
2011. To be sure, awarding enhanced conduct credits to everyone in
local confinement would have certainly resulted in greater cost
savings than awarding enhanced conduct credits to only those
defendants who commit an offense on or after the amendment's
effective date. But that is not the approach the Legislature chose in
balancing public safety against cost savings. [Citation.] Under the
very deferential rational relationship test,[4] we will not second-
guess the Legislature and conclude its stated purpose is better served
by increasing the group of defendants who are entitled to enhanced
conduct credits when the Legislature has determined the fiscal crisis
is best ameliorated by awarding enhanced conduct credit to only
those defendants who committed their offenses on or after October
1, 2011." (Rajanayagam, supra, at pp. 55-56.)
We agree with the Rajanayagam court that applying the current version of section
4019 only to defendants who committed offenses on or after October 1, 2011, "bear[s] a
rational relationship to cost savings." (Rajanayagam, supra, 211 Cal.App.4th at p. 55.)
We also agree with the Kennedy court's observation that there is "nothing irrational or
implausible in a legislative conclusion that individuals should be punished in accordance
with the sanctions and given the rewards (conduct credits) in effect at the time an offense
was committed." (Kennedy, supra, 209 Cal.App.4th at p. 399.) We therefore reject Lee's
equal protection challenge to the prospective-only application of the most recent
amendments to section 4019.
4 Contrary to Lee's contention that the "strict scrutiny" standard applies in this
context, California courts have concluded that the rational relationship test applies.
(Rajanayagam, supra, 211 Cal.App.4th at p. 54; Kennedy, supra, 209 Cal.App.4th at p.
397.)
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C. The abstract of judgment shall be amended to properly state the trial court's
sentence on count 1
The trial court sentenced Lee to a stipulated term of six years on count 1,
consisting of the mid-term of three years, doubled on account of Lee's prior strike
conviction. Lee notes that the abstract of judgment does not reflect the court's imposition
of the mid-term sentence and requests that an amended abstract be prepared. The People
have no objection to Lee's request.
Accordingly, the abstract of judgment should be amended to reflect the imposition
of a mid-term sentence on count 1, doubled due to the strike prior.
IV.
DISPOSITION
The judgment is affirmed. The trial court is directed to prepare an amended
abstract of judgment as described in part III.C., ante, and to forward the amended abstract
of judgment to the Department of Corrections and Rehabilitation.
AARON, J.
WE CONCUR:
McDONALD, Acting P. J.
O'ROURKE, J.
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