NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
_____________
No. 11-4031
_____________
UNITED STATES OF AMERICA
v.
JOSE LUCIANO-GUILLOTI,
Appellant
_______________
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. No. 5-09-cr-00758-002)
District Judge: Honorable James Knoll Gardner
_______________
Submitted Under Third Circuit LAR 34.1(a)
April 25, 2013
Before: JORDAN, GREENBERG and NYGAARD, Circuit Judges.
(Filed: April 26, 2013)
_______________
OPINION OF THE COURT
_______________
JORDAN, Circuit Judge.
Jose Luciano-Guilloti appeals a judgment of the United States District Court for
the Eastern District of Pennsylvania sentencing him on drug charges to 200 months‟
imprisonment and 96 months‟ supervised release. For the reasons that follow, we will
affirm.
I. Background
This case arises from Luciano-Guilloti‟s attempt, along with two co-conspirators,
to import cocaine. On November 3, 2009, United States postal inspectors intercepted a
suspicious package that had been mailed from Puerto Rico. They obtained a search
warrant and opened the package, within which was approximately one kilogram of
cocaine packed in a computer speaker box. On the same day, two men were observed
loitering around the package‟s delivery address. The postal inspectors conducted a
controlled delivery of the package on November 4, after replacing all but a small amount
of cocaine with a sham substance, lacing the package with a fluorescent powder, and
installing a GPS device that would provide authorities with the package‟s location and
alert them when the package was opened. After delivery, two men (the same, it seems,
who were loitering) drove the package to Luciano-Guilloti‟s residence.
The GPS device activated as expected when the package was opened, and law
enforcement agents entered the residence as Luciano-Guilloti and his co-conspirators
were fleeing through a balcony door. All three had evidence of the fluorescent powder
from the package on their hands. The agents also found pieces of the package‟s packing
material throughout the apartment, and the sham cocaine was located under the bathroom
sink.
Luciano-Guilloti was charged with conspiracy to possess with intent to distribute
500 grams or more of cocaine and attempted possession with intent to distribute 500
grams or more of cocaine, in violation of 21 U.S.C. §§ 841(a)(1), 841(b)(1)(B) and 846,
as well as aiding and abetting the attempted possession with intent to distribute 500
2
grams or more of cocaine, in violation of 18 U.S.C. § 2. He entered into a written plea
agreement with the government pursuant to which he committed to plead guilty to all
counts.
As part of that agreement, Luciano-Guilloti agreed to waive his right to appeal
except under prescribed circumstances. Specifically, the plea agreement allows him to
appeal if: (1) he has constitutional claims that cannot be waived; (2) his sentence exceeds
the statutory maximum; (3) there has been an erroneous upward departure from the
United States Sentencing Guidelines; or (4) his sentence is unreasonably above the
guidelines range imposed pursuant to the District Court‟s discretion under United States
v. Booker, 543 U.S. 220 (2005).
At sentencing, the District Court adopted the guidelines calculation provided in a
presentence report (“PSR”), which concluded that Luciano-Guilloti had an offense level
of 34 and a criminal history category of VI. That calculation included an enhancement of
the offense level and a mandatory criminal history category of VI because Luciano-
Guilloti met the requirements for a career offender under U.S.S.G. § 4B1.1. The
resulting guidelines range was 262 to 327 months‟ imprisonment.1 Luciano-Guilloti
conceded the accuracy of the PSR, including the guidelines calculation and his status as a
career offender. But he sought a downward variance based upon his cooperation with the
government, allegedly mitigating aspects of his past crimes, and the disrupting effect his
1
Because the offense involved 500 grams or more, but less than five kilograms, of
cocaine, the statutory minimum for both the conspiracy and the attempt offense is 120
months‟ imprisonment and eight years‟ supervised release, and the statutory maximum
for each offense is life imprisonment. 21 U.S.C. §§ 841(b)(1)(B) & 846.
3
sentence would have on his family life. He suggested a sentence of 120 months‟
imprisonment, the mandatory minimum sentence he could have received. The District
Court ultimately imposed a below guidelines sentence of 200 months‟ imprisonment on
each of the two counts, to be served concurrently.2
Luciano-Guilloti timely appealed.
II. Discussion3
On appeal, Luciano-Guilloti contends that his sentence was substantively
unreasonable. He argues that the District Court did not adequately consider his
cooperation with the government, that it gave too much weight to his status as a career
offender, and that it did not give enough weight to the consequences of the sentence on
his family life.
The government responds that Luciano-Guilloti‟s appeal is barred by the appellate
waiver he accepted as part of his plea agreement. It emphasizes that none of the
2
The Court also imposed eight years‟ supervised release, a fine of $2,000, and a
special assessment of $200.
3
The District Court had jurisdiction pursuant to 18 U.S.C. § 3231. We have
jurisdiction under 18 U.S.C. § 3742 and 28 U.S.C. § 1291. We review the District
Court‟s legal findings de novo, but review its factual findings for clear error. United
States v. Dullum, 560 F.3d 133, 140 (3d Cir. 2009). We apply an abuse of discretion
standard when reviewing the procedural and substantive reasonableness of a sentence.
United States v. Tomko, 562 F.3d 558, 567 (3d Cir. 2009) (en banc). “If the district
court‟s sentence is procedurally sound, we will affirm it unless no reasonable sentencing
court would have imposed the same sentence on that particular defendant … .” Id. at
568. “At both [the procedural and substantive] stages of our review, the party
challenging the sentence has the burden of demonstrating unreasonableness.” Id. at 567.
“We exercise plenary review in deciding whether an issue raised by a defendant falls
within the scope of an appellate waiver in his plea agreement.” United States v.
Goodson, 544 F.3d 529, 537 n.6 (3d Cir. 2008).
4
enumerated exceptions set forth in the plea agreement have been satisfied. In the
alternative, the government argues that the sentence imposed by the District Court was
substantively reasonable. Luciano-Guilloti does not address the issue of appellate waiver
in his opening brief, and he did not file a reply brief. Thus, he has not provided us with
any reason why his appellate waiver should not bar this appeal, and we conclude that it
does.
“We decline to exercise jurisdiction over the appeal where the issues on appeal fall
within the scope of the waiver and the defendant knowingly and voluntarily agreed to the
waiver, unless „enforcing the waiver would work a miscarriage of justice.‟” United
States v. Saferstein, 673 F.3d 237, 242 (3d Cir. 2012) (quoting United States v. Corso,
549 F.3d 921, 927 (3d Cir. 2008)). “Courts apply the miscarriage of justice exception
sparingly and without undue generosity, but with the aim of avoiding manifest injustice.”
United States v. Castro, 704 F.3d 125, 136 (3d Cir. 2013) (internal quotation marks
omitted).
This appeal falls within the scope of the waiver. Luciano-Guilloti does not purport
to raise a constitutional claim, and it is clear that the sentence is below the statutory
maximum and does not involve an upward departure. The only remaining exception to
the waiver provision allows for a direct appeal if “the sentencing judge, exercising the
Court‟s discretion pursuant to United States v. Booker, 543 U.S. 220 (2005), [has]
imposed an unreasonable sentence above the final Sentencing Guidelines range
determined by the Court.” (Supplemental App. at 9-10 (emphasis added).) Here, the
undisputed guidelines range was 262 to 327 months‟ imprisonment for each of the two
5
counts, and the District Court imposed a below guidelines sentence of 200 months‟
imprisonment for each count, to be served concurrently. Because the sentence is below
the guidelines range, the issue on appeal – whether Luciano-Guilloti‟s sentence was
substantively unreasonable – plainly falls within the terms of the appellate waiver.
Moreover, at the change-of-plea hearing, Luciano-Guilloti acknowledged that he
signed, understood, and agreed to the terms of the plea agreement. The government
summarized the terms of the plea agreement, including the appellate waiver, and
Luciano-Guilloti again acknowledged that he understood and agreed to be bound by those
terms. He knowingly and intelligently agreed to the terms of the waiver.4
Finally, enforcing the appellate waiver here does not result in a miscarriage of
justice. Luciano-Guilloti admitted to every element of the crime and potentially faced a
maximum of two life sentences as a result of his conduct. The District Court imposed a
sentence more than five years below the bottom of the guidelines range for each count, to
be served concurrently. There is no miscarriage of justice in applying the waiver, and it
bars this appeal.
4
Luciano-Guilloti claims only a minimal understanding of the English language,
and he only attained a seventh grade education in Puerto Rico. The Court, however,
expressly instructed Luciano-Guilloti to tell the Court if he did not understand something
that was said, and that the Court would repeat itself and ensure that Luciano-Guilloti
understood what was being said. Luciano-Guilloti acknowledged that an interpreter read
the plea agreement to him, the same interpreter attended the plea and sentencing hearings,
that all questions were answered to his satisfaction, and that he understood the agreement.
The Court also found that Luciano-Guilloti was “fully alert, competent and capable of
entering into an informed plea.” (Supplemental App. at 103.)
6
III. Conclusion
For the foregoing reasons, we affirm the sentence imposed by the District Court.
7