Filed 4/24/13 P. v. Jacobs CA5
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
THE PEOPLE,
F064685
Plaintiff and Respondent,
(Super. Ct. No. CRF35556)
v.
SARAH MARIE JACOBS, OPINION
Defendant and Appellant.
THE COURT*
APPEAL from a judgment of the Superior Court of Tuolumne County. Eric L.
DuTemple, Judge.
Carol Foster, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Michael P. Farrell, Assistant Attorney General, Louis M. Vasquez, Leanne
LeMon, and Lewis A. Martinez, Deputy Attorneys General, for Plaintiff and Respondent.
-ooOoo-
*Before Kane, Acting P.J., Franson, J. and Peña, J.
Defendant Sarah Marie Jacobs pled guilty to one count of selling marijuana
(Health & Saf. Code, § 11360, subd. (a)) and one count of possession of marijuana for
sale (id., § 11359). She was sentenced to five years’ probation and ordered to serve four
months in the county jail in accordance with her plea. Defendant contends and
respondent concedes that she must be allowed to withdraw her plea as unenforceable; it
was conditioned upon her preserving the right to appeal a pretrial ruling by the trial court.
We find defendant’s plea was induced by an unenforceable promise and, therefore, she is
entitled to withdraw her plea.
PROCEDURAL AND FACTUAL BACKGROUND
On August 10, 2011, defendant was charged in an amended information with two
counts of marijuana sales and one count of possessing marijuana for sale. The charges
were based upon defendant’s operation of Alternative Natural Solutions, a medical
marijuana dispensary. On February 27, 2012, at a pretrial hearing, defendant entered into
a negotiated disposition of the case. The following exchange took place:
“[DEFENSE COUNSEL]: [Defendant] will plead guilty to Counts I and
II. And for that plea, she’ll receive five years felony probation and county
lid. The Court also gave an indication of a nine-month cap.
“In addition, [defendant] will not be waiving her right to an appeal,
and the District Attorney and I will set some facts on the record. And also,
I believe [the prosecutor] will be filing his motion regarding jury
instructions.
“[PROSECUTOR]: Introduction of evidence motion in limine.
“THE COURT: Motion in limine for purposes of preserving the right
to appeal?
“[DEFENSE COUNSEL]: Yes.”
The parties went on to provide a statement of facts to the court, and the People
filed a motion to exclude medical marijuana evidence. After reviewing the motion and
the stipulated facts provided by the parties, the trial court granted the People’s motion in
limine. The court explained that it’s ruling would allow defendant “to appeal this Court’s
2.
ruling on that motion upon an entry of plea.” Defendant filled out and signed a change of
plea form in connection with her plea. The change of plea form contained a box stating
“Waiver of Appeal: I understand that I will be waiving my right to appeal and I will not
be able to appeal from this Court’s sentence based on the plea that I enter into in this
matter.” Consistent with the discussion of appellate right with the parties, the plea form
has the notation “N/A” written into the boxes next to the waiver of appellate rights.1
Subsequently, the trial court took defendant’s plea and sentenced her in accordance with
that plea. Prior to filing this appeal, defendant obtained a certificate of probable cause in
accordance with Penal Code section 1237.5.
DISCUSSION
Defendant’s Plea Was Improperly Induced by an Unenforceable Promise
It is well settled that only limited issues are cognizable on appeal following a
guilty plea.
“A guilty plea admits every element of the charged offense and constitutes
a conviction [citations], and consequently issues that concern the
determination of guilt or innocence are not cognizable. [Citations.]
Instead, appellate review is limited to issues that concern the ‘jurisdiction
of the court or the legality of the proceedings, including the constitutional
validity of the plea.’ [Citations.]” (In re Chavez (2003) 30 Cal.4th 643,
649, fn. omitted.)
Indeed, Penal Code section 1237.5, which governs the right to appeal following a guilty
plea, provides that a defendant may not seek an appeal from a guilty plea unless “(a) The
defendant has filed with the trial court a written statement, executed under oath or penalty
of perjury showing reasonable constitutional, jurisdictional, or other grounds going to the
legality of the proceedings,” and “(b) The trial court has executed and filed a certificate
of probable cause for such appeal with the clerk of the court.” (Ibid.)
1Defendant may have initialed the box originally, but those initials appear to be marked
out.
3.
A pretrial ruling regarding the applicability of defenses at trial is an issue that goes
to guilt or innocence, and therefore is not reviewable on appeal. (People v. Shults (1984)
151 Cal.App.3d 714, 718-720.) The issuance of a certificate of probable cause does not
operate to expand the scope of review to include a noncognizable issue. (People v.
Hoffard (1995) 10 Cal.4th 1170, 1178; People v. Kaanehe (1977) 19 Cal.3d 1, 9.) Thus,
the issue of whether the trial court erred by granting the People’s motion to exclude
evidence relating to medical marijuana may not be reviewed on appeal.
Both parties concede that the issue sought to be preserved in the trial court was
indeed waived by the entry of the plea. The question then becomes whether defendant’s
plea was premised upon her right to appeal the trial court’s decision. “Where a guilty
plea … has been improperly induced by unenforceable promises that issues have been
preserved for appeal the defendant … is entitled to an opportunity to withdraw the plea.”
(Ricki J. v. Superior Court (2005) 128 Cal.App.4th 783, 792.) It is apparent from a plain
reading of the hearing on the change of plea that defendant’s plea was, in fact, induced by
the promise that she would be able to appeal the ruling. Consequently, she is now
entitled to withdraw her plea if she so chooses. (People v. DeVaughn (1977) 18 Cal.3d
889, 896; People v. Hollins (1993) 15 Cal.App.4th 567, 574.)
DISPOSITION
The case is remanded to the trial court with instructions to allow defendant an
opportunity to withdraw her plea. If defendant fails to withdraw the plea within 60 days
of the remittitur, the judgment is affirmed.
4.