This suit is brought on reissued letters patent granted, April 21st, 1857, to D. W. C. Sanford, for an “improvement in refrigerators,” the original patent having been granted to Sanford, as inventor, November 13th, 1855, and the patent, as reissued, having been extended October 20th. 1S69, for seven years from the 13th of November, 1869. The reissued patent has three figures of drawings, which are referred to in the specification annexed to it, figure 1 being “a perspective view, exhibiting the interior of the refrigerator,” figure 2 “a vertical middle section,” and figure 3 “a perspective of a smaller-sized refrigerator, with one of the apartments contracted.” The specification says: “My invention consists of an improvement in refrigerators, whereby the whole of the contained air is kept in continual rotation, purification, desiccation, and refrigeration, and with economy of ice. The circulation of the air of my refrigerator is entirely confined, and consists of a continuous movement or rotation of the air confined within the apartment, without any communication with the external air, except when it becomes unavoidable from opening the refrigerator. I have found, for purification, that external air is not necessary, and it is obvious, that any arrangement by which a current of external air, after being cooled, is passed through the refrigerator, must be attended with a great consumption of • ice, and that any arrangement which admits of stagnation of air in any part of the refrigerator, and does not compel circulation of air throughout the entire apartments, is highly objectionable. Both of these conditions 1 have avoided, as will be seen from the following description.” Then follows the description, with reference to the drawings. Within a suitable casing a partition is inserted, with an opening over the partition, at its top, and an opening under it,. at its bottom, so that there is free communication between the two apartments formed by the partition. The drawings show the partition as being vertical, and the openings as being of little vertical height. At a high point in one of the apartments an ice receptacle is placed. This receptacle is perforated on the sides and bottom, so as to allow free passage of air through, and in contact with, the ice. The ice is prevented from coming into contact with the sides of the receptacle, by projections indicated, which, in this case, are stated to be made by punching the holes in such a way that a portion of the metal is protruded. The bottom of the ice receptacle is funnel-shaped, so as to conduct the water of the melting ice to a central discharge. whence it falls into the cup or flaring end of an escape pipe, which passes directly out through the side of the refrigerator. It instated to be important that the escape pipe should occupy as little room as possible, in order not to obstruct the motion of the air. The shelves in the two apartments are perforated, to allow of the free transit of air. The apartment above which is the ice receptacle is designated as apartment O. The apartment on the other side of the partition is designated as apartment D. The opening at the top of the partition is designated as B', and the opening at its bottom as B". The specification then proceeds: “When the ice is placed in its receptacle, and the refrigerator closed, the whole of the contained air will be set in motion, and continue to circulate or revolve as long as there is any ice, or refrigerating material, in the receptacle. The operation is as follows: The denser air in contact with the ice and walls of the receptacle descends, and its place is immediately supplied with warmer air from apart-
In the drawings of the original patent, there are but two figures. In each of them, the vertical partition is in the middle of the width of the refrigerator. The shelves, in figure 1. are represented as, each of them, one-half of it, in a direction parallel with the width of the refrigerator, solid, and the other half of it, perforated with holes, and so arranged that each solid half has a perforated half immediately above it-and a perforated half immediately below it, and each perforated half has a solid half immediately above it and a solid half immediately below it. There are. in both figures, arrows, representing the current of air as passing diagonally from one perforated part to another perforated part. The specification of the original patent, alter its reference to the drawings, contains everything that is above set forth as contained in the specification of the reissue, and in the same words, with the exception of what is above put in [parentheses). as quoted from the reissue; and that is not found in the original specification. Instead of it. the original specification contains this language: “I am aware, that various modes have been tried and used for circulating air in refrigerators, but T am not aware that, in any instance, a complete and continued rotation, purification, desiccation. and refrigeration of the whole of the contained air in the refrigerator has been compelled, as it is in my invention, and I, therefore, claim the arrangement set forth, for causing the perpetual rotation of the whole of the air contained within the refrigerating apartments, said arrangement consisting, when the refrigerator is closed, of an endless passage or chamber, the walls, shelves, and ice receptacle of which are so
It is apparent, from the language of the •specification of the original patent, ihat Sanford, when he applied for his original patent, believed that he was the first inventor of any arrangement in a refrigerator, whereby there was effected a complete and continued rotation, purification, desiccation and refrigeration of the whole contained air in a closed refrigerator. He, therefore, claim-fid. in that specification^ the use, in a closed refrigerator, of an endless passage, furnished with walls, shelves and ice receptacle, so placed and constructed, as to compel the per-’ petual rotation or circulation, throughout the entire apartment or apartments, of the whole of the air contained therein, with the provision described for the discharge of the water of the melting ice, the whole being constructed as set forth. The rotation of the air in a closed refrigerator, through the ice receptacle, was the great feature dwelt on by Sanford in the original specification. And the statement of the invention in that specification, and in the reissue, in the same words, shows, that, when applying for the reissue, the same 'idea was entertained by Sanford, namely, that he was the first person to make an improvement in refrigerators, whereby the whole of the contained air in a closed refrigerator should be kept in continual rotation, purification, desiccation and refrigeration, or, in other words, the first person ¿o make such arrangement of icebox and dividing partition, that, by means of self-operating internal circulation, the whole of the contained air in a closed refrigerator should be kept in motion, and caused to revolve around the partition. This is further shown by Sanford’s statement, made September lGth, 1 SOS. and filed in the patent office October 7th, 186S, in his application for the extension of his patent, in which he says, that he made his improvement because he had seen, in Schooley’s refrigerator, a defect, in introducing external air, cooling it by the ice, and suffering it to escape, thus allowing a continuous stream of warm air to enter the refrigerator, and a stream of cold air to flow out of it, and wasting the ice; that he set himself to overcome such defect; and that he did so “by closing the external openings of Sehooley’s refrigerator, and making, instead thereof, an opening in the top of the partition, above the ice. so as to have a free communication from one side of the partition to the other, through the openings at the top and bottom of the partition,thus causing,by means of the ice. a continuous rotation of the air contained in the refrigerator, by which contrivance a lower temperature was produced with less consumption of ice, than when the air was allowed to escape as. soon as it was cooled, as in Schooley’s.” The economy of ice necessarily follows from establishing the rotation of the air in the closed refrigerator, and that rotation is established by causing the air to rotate through the ice-box from top to bottom. and then down, and under the bottom of the partition, and then up, and over the top of the partition, and into the top of the ice-box again. In the rotation, the air is necessarily, by frequently coming into contact with, and passing through, the ice, purified. dried and made (¡old. The cooling of the air initiates the rotation, if there be an open bottom to the. ice box, and a dividing partition open above and below. When the rotation has once commenced, it must continue. and the other consequences described must follow.
With this general view of the invention, wo are prepared to consider what the reissue claims. There are but two claims, really, in the specification. The first claim is a claim to a. combination of three elements: (1) An open-bottomed ice-box. constructed in such manner, that, by the perforation of holes in the sides and bottom of the box. the air will pass freely down through, and in contact with, the ice in the box. so that it can fall directly from the ice upon articles to be refrigerated; (2) a dividing partition, open above and below, so placed, in relation to such ice-box, that, by means of self-operating internal circulation, in a closed refrigerator, the whole of the contained air shall be kept in motion, and caused to revolve around such partition, in currents moving downwards only on one side of such partition, and upwards only on the other side; (⅝) a chamber for the refrigeration of food or provisions, placed directly under the icebox. whether there are shelves or fixtures, in such chamber, to hold the articles in the descending current directly under tne open-bottomed ice-box. or whether such articles are placed in such current, in such chamber, directly under the open-bottomed ice-box, not by means of shelves or fixtures placed there, but by being suspended there, or placed on the floor, or otherwise kept in position. The claim which immediately follows the two disclaimers is the same thing as the claim which precedes such two disclaimers, and must be read as an explanation of it. The second and last claim -is a combination of three elements, namely, the first and third elements of the first claim, combined with the described arrangement for carrying off the water, whereby the cold air can fall directly down upon articles to be refrigerated, while the water is prevented from dripping into the apartment. This construction of the specification is that indicated in the case of Roberts v. Hamden [Case No. 11,903]. In that case, the partition, in the defendant’s machine, did not extend downwards below the lower end of the side of the ice-box, and,
In the case of Roberts v. Harnden [supra], it is stated, that the novelty of the invention was denied'by the answer. On that point, all that is said, in the decision of the court, is, that the defendant had not introduced any satisfactory evidence tending to show that the patentee was not the original and first inventor of what is described in the reissued patent as his invention. It is understood, that the principal defence relied on in that case was the alleged prior invention of one Tliaddeus Fairbanks. An ex parte affidavit of Azel S. Lyman, made April Cth, 1864, with a drawing annexed to it, is shown, by the proofs in the present case, to have been introduced in evidence in the case against Harnden, on the point of a prior invention by Lyman, and to have been the only evidence introduced in that case on that point. That affidavit contains only a description of a refrigerating car, two of which it states were fitted up in 1853, under the direction of Lyman, and were used by him in July and August, 1853, in carrying oysters and a dressed sheep, by rail, from New York to Cincinnati, and in being loaded, near Columbus, Ohio, with dressed beef and lambs, and started for home. On the contents of that affidavit alone, no court could hold the Sanford patent to be void for want of novelty.
The defendant has a refrigerating room which he uses in his business as a butcher, and which is alleged to infringe the plaintiff's patent. The room is 8 feet 3 inches long, G feet 2 inches wide, and 6 feet high. The ice-box, at one side, and in one corner, elevated, is 5 feet 10½ inches long, on the long side. of the room, 3 feet 6½ inches high, and 2 feet 6½ inches wide. On the two sides of this ice-box which are towards the room, there is a space between the top of each of such sides and the ceiling of the room, of 8 inches in height, and the length of such two sides, for the ingress of the air of the room into the ice-box. A door from without opens into the ice-box, by which to put ice in. Another door opens into the room from without. The ice in the ice-box rests on a wooden rack in its bottom, which affords a free passage for .⅜⅛. Below the rack is a cold air-chamber, the roof of which is the bottom of the rack, and the bottom of which is formed by two inclines, which slope downwards, and towards each other, and towards a centre line midway of the width of the ice-box, so as to leave a central opening 5 feet 8 inches long and 2½ inches wide, through which the cold air finds its way downward. The water from the melted ice falls on these inclines, :: d runs down them, and through this central opening, where it is caught by a trough 5 feet 10 inches long, and 6½ inches wide, and set 3½ inches below such central opening. This trough is 1 foot 8 inches above the floor of the room. There are no shelves below the central opening, but there is a rack on the floor, on which meat is placed. The water from the trough is conducted by a pipe out of the room. The room has been used in this way for more than nine years.
There can be no doubt that the defendant’s refrigerating room contains, in combination, the three elements which are found in combination, as before explained, in the first claim of the plaintiff’s patent, and that it also contains, in combination, the three elements which are found in combination, as before explained, in the second claim of the plaintiff’s patent. The heat given out by articles placed in the room warms the air. which then ascends and passes over the tops of the sides of the ice-box. and thus around the partition, and into contact with the ice. and is thus cooled and dried and purified, and descends through the open bottom of the icebox, and then through the central opening, and, descending further, according to the law governing the action of cooler air, displaces the warmer air, and pushes such warmer air before it, and upward around the partition, and so a rotation or circulation of the contained air in the closed room is established, which goes on so long as any part of the contained air is warmer than any other part of it. The cooled air can fall directly down upon such articles as are placed under the central opening, without being interfered with by, and without interfering with, the disposition of the water from the melted ice, and such water is carried off, and not allowed to drip into the room. The modes of operation of the combinations found in the defendant's room are the same as the modes of operation of the like combinations found in the claims of the plaintiff's patent.
The defence principally relied on, in this case, is, that, as to both of the combinations in the claims of the plaintiff’s patent, he was anticipated by Azel S. Lyman, in inventions and structures previously made by Lyman, and that the defendant, in using a refrigerating room constructed and operating as above described, has done no more than he was fully instructed to do by such structures of Lyman.
The earliest date sought to be assigned to Sanford’s invention is the summer of 1855. That date is the one given by him in his
It is in evidence, that Lyman, on the 20th of August, 1852, filed, in the patent office, a caveat for “improvements in railroad freight cars, for transporting fresh meats, and other articles, which require a very low temperature and pure air.” Such caveat contains a description, and drawings referred to therein. The object of the arrangement is stated, in the caveat, to be to transport dressed meats. The walls, sides and top of the car made double, and filled in with a bad conducting material, the car is closed, and the air in it is reduced in tempeiature, by passing it, in rotation and circulation, through ice, or other cooling material, contained in a box in the ear, or through tubes immersed therein. A fan, driven by a cord from the axles of the car, drives the air down through the cooler. After the air leaves the bottom of the cooler, it passes through a box containing disinfecting material. The air is stated, in the caveat, to be preserved cool, pure and dry, by being passed frequently through the cooler and the disinfecting material, so as to keep the meats from putrefying, the moisture from the meat being deposited on the cold surface, and flowing down, and being caught in a pan below the bottom of the cooler, whence it is carried off, by a tube, to the outside of the. car. The caveat states, that Lyman proposes to claim the providing for a constant circulation of air, from the car, through the cooler, and through, the disinfecting-box, back into the car, by means of a fan, or some other similar mechanical, arrangement; the drying of the air, by the precipitation and condensation of the water held by it in solution, by passing it through the cooler; the cooling of the air through the same process; and the construction or a cooling-house, or refrigerator, in the manner above described, except that there would be other arrangements for driving the fan.
Between the date of this caveat and the year 1855, Lyman constructed, and put into successful operation, refrigerating cars and stationary refrigerators, embodying the principle set forth in such caveat, and constructed substantially on the plan therein stated, the cars being arranged with fans to assist in the circulation of the air, and the stationary refrigerators having no fans, but depending, for such circulation, on the law governing the movements of cooler and warmer airs, free to communicate with each other through an ice-box open above and below. All of these structures embodied the combinations and modes of operation before stated as found in common in the defendant’s refrigerating room and in the plaintiff’s structure.
In the summer of 1852, Lyman constructed a closed refrigerator, with the open-bottomed ice-box, the bottom of which was horizontal, and the dividing partition extending down no further than the lower end of the side of such box, and a charcoal filter on top of the ice-box. The water was conducted down two inclines, and fell into a pan on the floor of the refrigerator, and was thence carried, by a pipe, through the bottom. He used this refrigerator for some time, in his house in Brooklyn, N. Y., and, finding that the space under the icebox, through which the water fell, was not utilized, he raised the pan up, and placed it as near to the cold air opening, and below it, as it could be placed, without interfering with the downward flow of the cold air. Under the pan, a wooden shelf was placed, to receive articles. Holes were bored through this shelf, for the passage of the air. The water passed from the pan. to the outside, by a pipe running through the side of the refrigerator. In this, refrigerator, the opening between the lower edges of the inclines was a central one, as in the defendant’s structure. Lyman used this refrigerator, as thus altered, for some time, in his family, placing the principal part of the food he wished to pres’erve on the shelf referred to, and under such shelf. In the fall of 1852, he put into it a new ice-box, the bottom of which, being open, sloped towards the interior. Below that was a single incline, sloping towards the outside, to catch and conduct the drip. The opening through which the cold air went down was at the side, and not central, and a flange, raised around the edges of the opening, carried the water around the opening, and it was discharged, by a lead pipe, to the outside. Thus the pan was dispensed with. The shelf below the opening remained as before, and so. did .the charcoal filter above the ice-box. In the summer of 1853, Lyman had a number of these ice-boxes made, and placed one of them in a refrigerator in a grocery store in New York, and showed it to several persons when in operation.
Prior to this, and in August and September, 1852, Lyman had a closed refrigerating car fitted up. It had two ice receptacles, each with an open bottom. One operated with the aid of a fan. A pan under the grate on which the ice rested caught the water, and it was conducted out of the car. The air entered that ice-box through a charcoal filter. The other ice-box had no pan. Under the grate of that box was a descending conduit, and the water was caught by a flange. The height of the lower part of the conduit from the floor was 26 inches. On the floor, directly under the opening, was a rack for meat. The opening was 10 inches wide. This icebox depended entirely on gravity for its circulation. It held nearly a ton of ice, and was placed as near the top of the car as it could be, and yet allow a space 12 inches high, for the passage of air from the car over into the ice-box. The lower end of the descending conduit was 14 inches below the grate. In September, 1852, this car, so ar
In September, 1853, Lyman put up a closed refrigerator in Syracuse, N. Y„ 16 feet long, 16 feet wide, and 16 feet high on one side, and 20 feet high on the other side. The icebox was placed near the top in the highest side of the refrigerator, and was 8 feet long, 5 feet wide, and 3 feet high. The ice was supported by a grate, which sloped towards tlie interior, and below the grate was an incline sloping from the lowest point of the grate in a reverse direction. The cold air chamber or space thus formed below the grate terminated below in a conduit 16 inches wide, and 8 feet long. The lowest part of the conduit was 4 or 5 feet above the floor. A shelf was placed about 3 feet below the opening, and in .the descending current of air, and on this shelf articles to be preserved were placed. The drip was prevented by catching in a trough the water which flowed down the incline, and carrying it outside by a pipe. There was an opening above the sides of the ice-box, through which the air from the refrigerating room passed into the ice-box. This structure had the open-bottomed ice-box, the partition open above and below, the prevention of drip, the descent of cooled air, the rotation and circulation, the downward currents on one side, the upward currents on the other side, and the chamber for refrigeration directly under the open-bottomed ice-box.
In April and May, 1854, Lyman caused to be constructed for one Tilton a closed re-frigierator, which was put in use by him in Franklin market, New York, during the summer of 1854, and was used by Tilton there for several years afterwards. It embodied the same principles of construction and modes of operation, as the Syracuse refrigerator. It had a descending conduit 5 or 6 inches wide, and about 3½ feet long, and the lower end of which was about 16 inches above the floor. It was used to preserve poultry, which was placed on three shelves. One of the shelves extended under the conduit. This refrigerator stood in the open market for several years after the summer of 1S54. Lyman personally showed it to a great many persoas and explained its internal arrangement, and its principle and mode of operation.
In the summer of 1854, Lyman caused to be built 9 closed refrigerators, for domestic use, which were like the Syracuse refrigerator, in construction and mode of operation, except that they had no shelf below the cold air opening, but had a space or chamber there, for articles to be refrigerated. These refrigerators were built at Mount Vernon, Westchester county, N. Y. Lyman used one of them in his family for a dozen years or more, from and after July, 1854. Some of the other’s were sent to New York, and disposed of to various persons, and some were used in Mount Vernon.
Between 1852 and 1855, at least a dozen closed refrigerators of like construction were made at the Novelty Iron Works, in the city of New York, according to plans furnished by Lyman. In some of them, the conduit extended down only 1 ½ inches below the cold air chamber under the ice-grate, and in others it extended down to within 12 or 16 inches of the floor of the refrigerator. These refrigerators were delivered to various parties for whom they were made. Of the above number, 8 or 10 were constructed at such works duringi the year 1854, and one of those, made there by one Hadden, for his own use, is still in existence, and has been put in evidence, and produced for the inspection of the court. This refrigerator was used by Hadden, in his family, for 4 or r> years. It was and is, in construction, like the Syracuse refrigerator, before described, except, that it has no shelf below the cold air opening. In using it, however, Hadden placed on the floor, in and under the descending current of cold air, articles which he desired to keep the coldest. The cold aii-opening, at the bottom of the conduit, is 15½ inches long, and 2⅛ inches wide, and is 11½ inches above the floor of the refrigerator.
On the 21st of September, 1854. Lyman filed in the patent office an application for a patent for an “improved mode of cooling, drying and disinfecting air for ventilators and refrigerators.” It consisted of a petition, specification, oath, and drawing (of 3 figures). A model was filed November 1st, 1854. The specification says: “My improvement in refrigerators consists in so arranging them that, as fast as the air becomes warm and moist and impure, by contact with the meat, it is drawn off and passed through the material, where it is cooled, dried and disinfected, and then returned to rise again among the articles in the refrigerator, collecting moisture and impurities, which it deposits in the receptacle intended for that purpose, thus keeping up a full circulation, and .thoroughly ventilating the refrigerator with dry, pure, cold air. It is found, that meat, instead of becoming wet in a few days, in this refrigerator, becomes gradually dry.”
There is nothing in this patent of 1856 to Hyman that is not found fully developed in his application of September, 1854. In view of that application, the patent to Sanford, of November, 1855, ought not to have been granted. Hyman’s application contained everything claimed by Sanford in his patent, namely, the arrangement, in a closed refrigerator, of an endless passage or chamber, running through an open-bottomed ice-box, and out at the bottom of it, and down, and under a partition, and up, and over such partition, and into such ice-box again, the construction being such, that the whole of the contained air circulates through such passage, and the water of the melting ice is discharged immediately from the refrigerator. If the patent of 1856 to Hyman was properly granted, with the claim it contains, a patent' ought to have been granted to him on his application of 1854,' with the claim then asked for. The evidence shows, that Hyman was the first inventor, as between him and Sanford, of what is claimed in Hy-man’s application of 1854, and of what is claimed in Sanford’s patent of 1855, and of what is claimed in Hyman’s patent of 1856.
So, too, everything that is claimed in the claims of Sanford’s reissue of 1857, as those claims have been hereinbefore explained, is Sound in Hyman’s application of 1854.
Hyman never abandoned his invention.
It is urged, on the part of the plaintiff, that Lyman’s structure did not contain a chamber of refrigeration, with shelves or fixtures for holding the articles to be refrigerated, placed in the descending current directly under an open-bottomed ice-box. As before explained, it does not require that the chamber should have shelves in order to be Sanford’s chamber. The Syracuse refrigerator of Lyman had such a chamber, with such a shelf, and so did the Tilton refrigerator of Lyman. Some of his other structures had such a chamber, with such a shelf. All of his structures had such a chamber, and so much of the chamber as was directly in the descending current could be, and was, used for the deposit of articles to be cooled. The question is merely one of degree. In the Syracuse refrigerator, such descending current was 16 inches wide, 8 feet long, and 4 or 5 feet high. In the Tilton refrigerator it was 5 or 6 inches wide, 8½ feet long, and 16 Inches high. In the defendant’s refrigerator it is only 5 feet 8 inches long, 2½ inches wide, and 20 inches high. In the Hadden refrigerator, it is 15% inches long, 2⅛ inches wide, and 11½ inches high. In Sanford’s ■original specification, there is no suggestion of the especial advantage of the use of a descending current. Such suggestion, in the reissued specification of Sanford, is an interpolation; and there is as much warrant for saying that Lyman’s conduit may vary in width, so as to be as wide as the width of the ice-box, and thus become exactly like Sanford’s conduit in the drawings of his original patent, occupying half of the width of the refrigerator and the entire width of the ice-box, as there is for saying, as is said in the reissued specification of Sanford, that the apartment under the ice-box may vary in width, and may be so narrow as to serve merely as a passage for the ascending current of air. In the structure shown in the drawings of Sanford’s original patent, he exhibits a conduit as wide as the ice-box, extending down to the very bottom of the interior, and conducting the descending stream of cold air to the opening through which it passes into the other apartment. That conduit is so wide that shelves to hold articles to be refrigerated, or the articles themselves, may be placed in the conduit, and none of the apartment under the ice-box is outside of the conduit. In Lyman’s structures, he made his conduit shorter in length and narrower in width, so narrow that no shelves could be placed in it, and no articles could be refrigerated in it, but a part of the apartment under his ice-box was outside of the conduit, and a portion so outside of the conduit was directly under the conduit, and in the descending current, and, in such current, shelves, and articles to be refrigerated, could be and were placed.
The conclusion at which I have arrived, after a careful consideration of all the evidence, and of the arguments of counsel, is, that the Sanford reissue is void for want of novelty.
As to the questions made respecting the want of notice in the answer as to some matters put in evidence, I think that, in any view, the case is a proper one to allow the amendments to the answer, which were moved for, at the hearing, on notice, nunc pro tunc, as of the time the answer was filed. The bill is dismissed, with costs.