IN THE SUPREME COURT OF MISSISSIPPI
NO. 2007-KA-00135-SCT
MICHAEL WAYNE WILLIAMS
v.
STATE OF MISSISSIPPI
DATE OF JUDGMENT: 10/12/2006
TRIAL JUDGE: HON. W. SWAN YERGER
COURT FROM WHICH APPEALED: HINDS COUNTY CIRCUIT COURT
ATTORNEYS FOR APPELLANT: VIRGINIA LYNN WATKINS
WILLIAM R. LABARRE
GINGER E. GIBSON
FRANK L. McWILLIAMS
ATTORNEY FOR APPELLEE: OFFICE OF THE ATTORNEY GENERAL
BY: STEPHANIE BRELAND WOOD
DISTRICT ATTORNEY: FAYE PETERSON
NATURE OF THE CASE: CRIMINAL - FELONY
DISPOSITION: AFFIRMED - 08/14/2008
MOTION FOR REHEARING FILED:
MANDATE ISSUED:
BEFORE SMITH, C.J., CARLSON AND DICKINSON, JJ.
SMITH, CHIEF JUSTICE, FOR THE COURT:
¶1. A three-count indictment was returned against Michael Wayne Williams in the Circuit
Court of Hinds County, Mississippi, First Judicial District, charging him with armed robbery,
kidnapping, and possession of a firearm as a convicted felon. After a trial, the jury found
Williams guilty of all counts. The trial court denied his motion for judgment notwithstanding
the verdict (JNOV) or in the alternative, a new trial. Aggrieved by the trial court’s judgment,
Williams raises the following issues on appeal:
I. Whether a Trial Court’s Refusal to Allow a Non-testifying Defendant to
Display His Teeth Before the Jury Violated the Defendant’s Right to
Present a Defense.
II. Whether the Trial Court Committed Reversible Error When it Admitted
Prosecution Evidence Not Produced During Discovery.
III. Whether the Trial Court Committed Reversible Error in Admitting
Evidence of a Prior Conviction.
IV. Whether the Trial Court Committed Reversible Error When it Denied
Williams’s Motion in Limine to Prohibit the State from Referring to His
Arrest in a Stolen Vehicle.
¶2. We find the trial court erred regarding Issues I and III, but that the errors were
harmless considering the overwhelming evidence of guilt. We also find that Williams was
able to present his theory of defense to the jury and accordingly was not prejudiced. We find
no merit in Issues II and IV. We affirm the judgment of the trial court in toto.
FACTS AND PROCEDURAL HISTORY
¶3. On January 31, 2005, Michael Wayne Williams approached Curtis Johnson at the
Sprint Mart Gas Station on Watkins Drive in Jackson. Williams made small talk and
eventually asked if Johnson would like to see some DVDs. Johnson made a purchase and
left the store. In the parking lot, Williams motioned for Johnson to come see the DVDs.
Johnson walked over to the white Lexus sports utility vehicle Williams was driving. As
Johnson opened the back passenger door, Williams pointed a gun at him and told him to get
in the vehicle. Johnson complied. Then Williams told Johnson to empty his pockets.
Johnson gave Williams his cell phone and $600 in cash. A second man was in the car in the
front passenger seat. Johnson asked to be released, but Williams left the store and drove onto
Hanging Moss Road. Eventually, Williams slowed the vehicle and unlocked the back door.
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Johnson jumped from the vehicle and ran back to the gas station. Johnson then got into his
vehicle and drove to his house, where he asked his wife to call the police. An audio tape of
the call was played for the jury, showing that she told police that Johnson had been robbed
by someone in a Lexus.
¶4. Jackson Police Officer Anthony Reginal was dispatched to Johnson’s home. When
he arrived, he interviewed Johnson and then drove him back to the Sprint Mart to view its
surveillance video. The video tape was unavailable at that time, but police later recovered
it. The surveillance video was played for the jury and substantiated Johnson’s account of the
events that took place at the Sprint Mart.
¶5. On February 8, 2005, Jackson Police Officer Donald McCluskey noticed a suspicious
white Lexus. He submitted a computer request to determine if the tag was that of a stolen
vehicle, but the National Crime Information Center (NCIC) system was down. Officer
McCluskey wrote down the tag number and took notice of the driver, Williams, and a female
passenger. Later that day, when the NCIC system was working, Officer McCluskey ran the
tag and determined that the white Lexus was stolen. Two days later, McCluskey again
encountered Williams driving the stolen white Lexus and placed him under arrest.
¶6. Jackson Police Detective Perry Tate included Williams’s photograph in a
photographic lineup for Johnson. Johnson identified Williams as the man who robbed and
kidnapped him at gunpoint, and he signed his name to verify this under Williams’s
photograph. The photo lineup was entered into evidence and published to the jury.
¶7. Williams was tried and convicted of armed robbery, kidnapping, and possession of
a firearm by a convicted felon. Williams was sentenced to twenty-five years on Count I
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(armed robbery); twenty years on Count II (kidnapping); and three years on Count III
(convicted felon in possession of a firearm), all to be served concurrently with Count I.
STANDARD OF REVIEW
¶8. The standard of review governing the admission or exclusion of evidence is abuse of
discretion. Brown v. State, 969 So. 2d 855, 860 (Miss. 2007) (citing Poole v. Avara, 908 So.
2d 716, 721 (Miss. 2005)). Thus, “[a] trial judge enjoys a great deal of discretion as to the
relevancy and admissibility of evidence. Unless the judge abuses this discretion so as to be
prejudicial to the accused, the Court will not reverse this ruling.” Shaw v. State, 915 So. 2d
442, 445 (Miss. 2005).
LEGAL ANALYSIS
I. Whether a Trial Court’s Refusal to Allow a Non-testifying
Defendant to Display His Teeth Before the Jury Violated the
Defendant’s Right to Present a Defense.
¶9. The issue is whether the exhibition of the defendant’s teeth before a jury is
testimonial, thereby subjecting the person to cross-examination. Also in question is whether
a judge’s prohibition of such a display violates a defendant’s right to present a defense.
¶10. Williams contends that he was denied an opportunity to present a meaningful defense,
violating his rights under the Sixth and Fourteenth Amendments to the United States
Constitution. At trial, Williams raised the defense of misidentification. As part of this
defense, Williams attempted to introduce into evidence, by way of exhibition to the jury, his
gold teeth decorated with carved initials. Williams argues that such an exhibition would have
shown the jury that his gold teeth were prominent. The circuit court ruled that such an
exhibition would be testimonial and would therefore subject Williams to cross-examination.
4
Williams had elected not to testify. Williams argues that such an exhibition is not testimonial
and, therefore, the trial court’s ruling prohibited him from presenting his defense of
misidentification.
¶11. The State argues that the circuit judge acted within his wide discretion in refusing to
allow Williams to display his teeth to the jury. The State points out that the jury was
informed that Williams had gold teeth. The State asserts that Williams was not denied his
right to present a meaningful defense, as he presented this defense to the jury through the
cross-examination of numerous witnesses and during closing arguments.
¶12. Because reversal is warranted only where an admission of evidence prejudiced the
accused, the overriding issue is whether the circuit judge’s prohibition of Williams displaying
his teeth before the jury violated Williams’s right to present a defense. Shaw, 915 So. 2d at
445. During the trial, Williams was able to support his defense of misidentification with
evidence of his gold teeth. First, the victim testified that Williams had gold teeth. During
cross-examination of the victim, defense counsel asked, “Do you remember the person who
robbed you having gold bucked teeth?” The victim responded, “Yes. I know he has a couple
of golds in his mouth in the front, but exactly where I don’t know, but I do know it was some
golds in his mouth though.”
¶13. Second, a police officer stated that the victim never mentioned his assailant’s gold
teeth. During cross-examination of a police officer, defense counsel asked, “Was he [the
victim] able to give you any descriptions of anything unique about the man . . . what about
buck gold teeth?” The officer answered, “No.” Counsel for Williams asked, “Gold teeth
with initials?” The officer responded, “He didn’t tell me anything like that.”
5
¶14. Finally, defense counsel highlighted these statements in closing argument for the jury,
asserting Williams’s defense of misidentification to the jury. In closing, defense counsel
argued:
Now, he [the victim] says he told the police the robber – or gave him a
description of the robber. Said he’s got these gold teeth, but it’s not in his
written statement, and Officer Reginal denied hearing this.
...
Next Officer Reginal came to testify. And you might remember one of the
first things I asked him about was what kind of description Curtis Johnson [the
victim] was able to give him the day this happened. And he just kept saying,
unknown, unknown, unknown, unknown height, unknown weight, unknown
hair color. Couldn’t give any information about a mustache or gold teeth, two
things I specifically asked him about.
...
Now, ladies and gentlemen, you’ve heard all of the inconsistency and the
insufficiency of the evidence in this case, and we feel that you should have a
reasonable doubt as to Michael Williams’[s] guilt.
¶15. As Williams was able to introduce evidence of his gold teeth and was able to argue
his misidentification theory before the jury, the circuit judge’s ruling prohibiting Williams
from displaying his gold teeth for the jury unless he testified did not violate his right to
present a meaningful defense.
¶16. Furthermore, Williams had other mechanisms for introducing evidence of his bucked
gold teeth. He could have testified, during which the defense could have pointed out this
feature. Williams could have presented a witness to testify about his prominent teeth, during
which Williams could have sought to introduce a photo of Williams’s teeth.
Is an exhibition of teeth testimonial, thereby subjecting the person to cross-
examination?
¶17. The underlying issue is whether the formal exhibition of teeth before the jury is
“testimonial,” thereby subjecting the person to cross-examination. The circuit court held that
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such a display was testimonial and therefore opened the door to cross-examination. The
United States Supreme Court and this Court make clear that the mere display of a physical
body part is not testimonial and therefore does not, in and of itself, open the door to cross-
examination.
¶18. In Schmerber v. California, 384 U.S. 757, 86 S. Ct. 1826, 16 L.Ed. 908 (1966), the
United States Supreme Court discussed the reach of the Fifth-Amendment right against self-
incrimination. Schmerber dealt with the withdrawal of blood from a DUI suspect, and the
Supreme Court held that such withdrawal did not violate the suspect’s Fifth-Amendment
privilege. Id. at 772. In Burns v. State, 729 So. 2d 203, 216 (Miss. 1998), this Court stated
that “[a] mere handwriting exemplar . . . like the voice or body itself, is an identifying
characteristic outside [the] protection [of the Fifth Amendment].”
¶19. Because the display of a physical characteristic is outside the protection of the Fifth
Amendment, its exhibition to the jury would not interfere with a defendant’s rights against
self-incrimination. As such, a defendant would be able to exhibit or display physical
characteristics without waiving his rights against self-incrimination. The circuit court erred
in stating that such a display was testimonial and only allowable upon waiver of the
defendant’s rights against self-incrimination.
¶20. When faced with an error, this Court must review the record de novo to determine
whether reversal is warranted. Tran v. State, 962 So. 2d 1237, 1247 (Miss. 2007).
“Harmless-errors are those which in the setting of a particular case are so unimportant and
insignificant that they may, consistent with the Federal Constitution, be deemed harmless,
not requiring the automatic reversal of the conviction.” Id.
7
¶21. Based on the record before us, we find the trial court’s erroneous ruling to be harmless
error which did not render the trial fundamentally unfair. As previously noted, Williams was
able to introduce evidence of his gold teeth and argue his defense of misidentification to the
jury. Williams was not prejudiced by the trial court’s ruling, and reversal is not warranted.
II. Whether the Trial Court Committed Reversible Error When It
Admitted Prosecution Evidence Not Produced During Discovery.
¶22. Williams claims that the trial court erred when it admitted an audiotape of a 911
telephone call to police reporting the robbery, which prosecutors failed to disclose pre-trial.
Williams argues that the circuit court should have either granted a continuance or barred
admission of the evidence.1 The State points out that a thirty-minute recess was granted to
allow the defense to research the issue, and another ten-minute recess was granted to allow
the defense to confer with the presenting witness. The State maintains that the admission of
the tape was permissible, as the circuit court followed the requirements of Uniform Rule of
Circuit Court and County Court Practice 9.04(I).
¶23. On the morning of the second day of trial, the State announced that it intended to
introduce a 911 tape into evidence. Defense counsel objected and argued to the trial court
that the tape should not be admitted because the defense was put on notice of its existence
only the day before and it was not allowed to listen to the tape until the day the State sought
its admission.2 “It’s not really given us sufficient time to deal with the tape.” The State
1
In his brief, Williams states, “the trial court should have either granted the requested
continuance or refused to permit prosecutors to go forward with the evidence.” (Emphasis
added.) The record however, does not contain a request for a continuance.
2
Defense counsel also argued, contemporaneously, that the tape should not be
admitted into evidence because the State lacked a proper authenticating witness. This issue
8
responded that it had gotten the tape just the day before. Williams countered, saying, “they
may have just gotten it yesterday, but obviously they knew about it before yesterday since
they subpoenaed it.” The State maintained that circumstances raised a “simple Box
discovery issue” and that they “gave the discovery as soon as [they] got the tape.” See Box
v. State, 437 So. 2d 19 (Miss. 1983).
¶24. Williams’s discovery requests sought “[a]ny physical evidence . . . which may be
offered in evidence.” At trial, defense counsel argued that the tape was not produced, nor
was it indicated in the evidence log. The State argued that its discovery responses put
Williams on notice of the existence of the tape because it said “the police officer while he
was on patrol he received a call to respond to the house. That lets [sic] them know that
somebody must have called the police and said, hey we need an officer to come to the house.
So it’s not like they didn’t know there was a call made to the police.”
¶25. Defense counsel ultimately requested time to research the tape’s admissibility. The
circuit court asked Williams’s attorney how much time she would need. Williams’s attorney
responded, “We could probably find what we need in half an hour.” The court then granted
a thirty-minute recess. When deliberations resumed, Williams’s attorney requested more
time, which was denied. The circuit court found that Williams was put on notice the first day
of trial when the victim testified that his wife called 911. The circuit court did grant an
additional, ten-minute recess so defense counsel could confer with the presenting witness.
The trial court held:
was not raised on appeal.
9
I believe while it technically was a discovery violation, I believe, because it
was not timely furnished to the defense about the videotape [sic - audiotape]
that the Court is of the opinion that there’s no unfair prejudice to the defense,
that they’ve had reasonable opportunity to talk with the purported witness as
to the authenticity of the tape and that they’ve also had an opportunity to listen
to the tape at 8:30 this morning and were put on notice late yesterday afternoon
of the existence of the tape,
...
[T]he Court does deny the motion as it relates to discovery violation . . . .
Whether Williams Waived This Issue By Failing to Seek a Continuance.
¶26. Uniform Rule of Circuit and County Court Practice 9.04 (I) states in pertinent part:
. . . .If during the course of trial, the prosecution attempts to introduce evidence
which has not been timely disclosed to the defense as required by these rules,
and the defense objects to the introduction for that reason, the court shall act
as follows:
1) Grant the defense a reasonable opportunity to interview the newly
discovered witness, to examine the newly discovered witness, to examine
the newly produced documents, photographs or other evidence; and
2) If, after such opportunity, the defense claims unfair surprise or undue
prejudice and seeks a continuance or mistrial, the court shall, in the interest
of justice and absent unusual circumstances, exclude the evidence or grant
a continuance for a period of time reasonably necessary for the defense to
meet the non-disclosed evidence or grant a mistrial.
URCCC 9.04 (I) (emphasis added).
¶27. Defense counsel was informed about the existence of the tape on the evening prior to
its admission, was allowed to listen to the tape the following morning before court, was
allowed sufficient time to interview the witness called to present the tape, and was allowed
the requested half hour to do legal research. URCCC 9.04 (I)(1) requires the court to grant
the defense an opportunity to examine the new evidence. Williams’s counsel already had
been given an opportunity to examine the tape earlier that morning.
10
¶28. In order for the requirements of Rule 9.04 (I)(2) to be invoked, the defense must (1)
after such an opportunity, claim unfair surprise and (2) seek a continuance or mistrial. While
Williams did claim unfair surprise, he failed to seek a continuance or mistrial. Williams did
seek a recess, which was granted.
¶29. “Rule 4.06 is designed to avoid ‘ambush’ or unfair surprise to either party at trial.”
McCaine v. State, 591 So. 2d 833, 836 (Miss. 1991) (decided under a prior version of this
rule). In this case, however, the trial judge noted that defense was put on notice of the
existence of a 911 call by way of an interrogatory answer during the discovery phase of the
case. The defense argues that the “unfair surprise” was the introduction of a statement
contained in the tape not the tape itself. The tape includes a statement made by the victim’s
wife that Johnson was kidnapped in a Lexus. While this statement did corroborate Johnson’s
testimony, evidence that a Lexus was used to perpetrate the crime was found throughout the
record. Johnson testified that Williams was driving a white Lexus when he kidnapped and
robbed him at gunpoint. The prosecution introduced a surveillance video which corroborated
Johnson’s testimony. Officer Reginal testified that Johnson was robbed by an individual in
a white Lexus. Officer McCluskey testified that he arrested Williams in a stolen white
Lexus.
¶30. Defense counsel requested a recess and not a continuance as required by Rule 9.04,
and therefore waived arguing this issue on appeal. See URCCC 9.04. Even if Williams had
requested a continuance, the trial court’s grant of two recesses complied with the
requirements of the rule. Admission of the 911 audiotape was not error. Furthermore, there
was no unfair surprise that there was a 911 tape or that it might identify a Lexus. There was
11
ample evidence that a white Lexus was used to perpetrate the crime. Even without the 911
call, there was ample evidence to support Williams’s conviction, including the victim’s photo
line-up identification, the victim’s testimony, and the corroborating gas station surveillance
video.
III. Whether the Trial Court Abused Its Discretion When It Denied a
Motion to Sever Counts Against the Defendant, or Alternatively, in
Refusing to Allow the Defendant to Stipulate to a Prior Conviction
of Armed Robbery.
¶31. For issues of severance, this Court applies an abuse-of-discretion standard of review.
Rushing v. State, 911 So. 2d 526, 532 (Miss. 2005). This Court fully discussed the
applicable case law in Rushing.
Mississippi law allows for both multi-count indictments and multi-offense
trials under certain circumstances. In trials concerning multi-count
indictments, severance is unnecessary in Mississippi if the acts or transactions
are connected together as part of a common scheme or plan and if the
indictment was otherwise proper. Miss. Code Ann. § 99-7-2 (Rev. 2000) states
in pertinent part:
(1) Two (2) or more offenses which are triable in the same court
may be charged in the same indictment with a separate count for
each offense if: (a) the offenses are based on the same act or
transaction; or (b) the offenses are based on two (2) or more acts
or transactions connected together or constituting parts of a
common scheme or plan.
(2) Where two (2) or more offenses are properly charged in
separate counts of a single indictment, all such charges may be
tried in a single proceeding.
The Mississippi Uniform Rules of Circuit and County Court Practice
(URCCC) likewise address multi-count indictments. The provisions of
URCCC 7.07 (A.) & (B.) are identical to the above statutory language.
Rushing v. State, 911 So. 2d 526, 532-33 (Miss. 2005).
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¶32. In the present case, Williams presented a motion to sever or in the alternative to
stipulate to a prior conviction on the first day of trial, outside the presence of the jurors and
prior to opening statements. Williams’s indictment included three counts: (1) armed robbery,
(2) kidnapping, and (3) convicted felon in possession of a firearm. Williams argued in his
motion that count three should be severed because his prior conviction was one of armed
robbery. Williams asserted that if the State were required to present proof beyond a
reasonable doubt of this prior conviction, such would constitute prejudice “so great as to
affect the fair determination of the guilt or innocence of the defendant.”
¶33. The issue was discussed at trial as follows:
BY MS. GIBSON [DEFENSE COUNSEL]: Your Honor, the defense has
two motions. The first motion is a motion to sever.
...
Michael Wayne Williams is indicted in 06-0-072 with three counts, count one
armed robbery, count two kidnapping and count three possession of a firearm
by a convicted felon.
In order for the State to be able to prove that he has a possession of a firearm
by a convicted felon, they obviously have to prove he is a convicted felon.
His prior felony conviction is for armed robbery, and our contention is that to
allow them to go forward with count three in the same trial as count one and
two would be extremely prejudicial because he’s convicted of armed robbery,
and he’s on trial for armed robbery in this case.
We’re moving under Rule 9.03 of the Uniform Circuit and Chancery Court
Rules, and, as I have said previously, I do not know what the interplay is
between Mississippi Code 99-7-2 and Uniform Circuit and Chancery Court
Rule 7.07. Of course, those are the rules that allow for multi-count
indictments.
And we are not saying that this indictment is defective in any way. I don’t
think we even need a Corley hearing. We admit that these transactions are
interwoven.
13
I could not find a single case where our Supreme Court or Court of Appeals
has made any pronouncement about how 9.03 is to interact with 99-7-2 and
7.07.
But Rule 9.03 says that the Court may grant a severance of offenses when if
before trial it is deemed appropriate to promote a fair determination of the
defendant’s guilt or innocense of each offense.
And our contention is that the jury will not be able to fairly determine whether
he is guilty of armed robbery in this case when they hear that he had a prior
armed robbery conviction.
If the state denies our request to sever count three, we would like to go on and
offer to stipulate to the fact that he has a prior felony conviction, and we have
a stipulation prepared.
BY THE COURT: All right. Response by the State.
BY MS. MANSELL [COUNSEL FOR THE STATE]: Your Honor, as I
argued previously, both the Court of Appeals and the Supreme Court have
repeatedly said in Carter v. State, which was rehearing denied August 15,
2006, that when a person has been convicted of a felony and they’re charged
with possession of a firearm by a convicted . . . felon, it is clear when a prior
conviction is an element of the crime, the State is authorized to introduce
evidence of the conviction and is not limited in its method of proof in that we
do not have to stipulate. We can put that prior conviction in or put testimony
in to prove that he is a prior conviction felon.
In Evans v. State, 802 So. 2d 137, again it clearly says the statute does not
limit the State to proving a single prior felony conviction or methods by which
it may prove the prior conviction.
The only difference is that they are asking for a limiting instruction.
Obviously, we would not object to that, and case law is clear that we’re
entitled to prove the prior convictions as part of the elements of the crime.
BY THE COURT: All right. Any reply by the defendant?
BY MS. GIBSON [DEFENSE COUNSEL]: Your Honor, only that I
certainly don’t disagree with that. That is what the case law says, and that’s
why we’re trying to sever count three.
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If we’re not allowed to sever count three and the State will not agree to a
stipulation, then I certainly agree that’s how they are able to prove it, and
that’s when we would like to offer our limiting motion instruction to the Court
if our motion is denied.
BY THE COURT: All right. Well, consistent with this Court’s previous
ruling last week, the Court is going to deny this motion on the part of the
defendant based upon the case authority cited by the State, which is very
strong support of the State’s position in opposing this motion.
And, also, this Court under Rule 9.03 is given discretion to severance or not.
The Court doesn’t believe that there is any unfair prejudice under the
circumstances and, also, in the interest of judicial economy, but, more
importantly, the Court does not believe it’s unfairly prejudicial under
circumstances, and even more important than that, the case authority cited by
the State is quite persuasive that the correct ruling of the Court is to deny the
motion of the defendant. So a limiting order or instruction will be given if
requested by the defendant.
¶34. The below limiting instruction was given following testimony of Williams’s prior
armed robbery conviction:
BY THE COURT: Members of the jury, I am going to read you what is
known as a limiting instruction at this time.
You have heard testimony that the defendant Michael Wayne Williams has
been convicted of a felony. You may only use this testimony to determine
whether or not Mr. Williams is a convicted felon for purposes of count three
of the indictment, possession of a firearm by a convicted felon.
The Court instructs you that this testimony must not be used as evidence of
guilt as to counts one and two of the indictment, armed robbery and
kidnapping.
¶35. In light of the fact that the counts are interwoven, a limiting instruction was given.
Giving the trial court the deference it should be afforded, we find it acted within its discretion
when it denied Williams’s Motion to sever count three, convicted felon in possession of a
firearm.
15
¶36. With regard to Williams’s motion to stipulate to his prior conviction, Williams argued
that introduction of his prior armed robbery to prove count three of the indictment would
unfairly prejudice the jury to convict him on the current armed robbery charge, count one.
Williams cited no case law before the trial court, but on appeal argues that Old Chief v.
United States, 519 U.S. 172, 117 S. Ct. 644, 136 L. Ed. 2d 547 (1997) (Old Chief I) is
dispositive of the issue.
¶37. The State argued before the trial court that “where a prior conviction is an element of
the crime, the State is authorized to introduce evidence of the conviction and is not limited
in its method of proof.” The State cited Carter v. State, 941 So. 2d 846, 854 (Miss. Ct. App.
2006) and Evans v. State, 802 So. 2d 137, 140 (Miss. Ct. App. 2001) as support for its
argument. The State incorrectly argued at trial that these cases were Mississippi Supreme
Court cases. On appeal, the State correctly identified the cases as having been heard by the
Court of Appeals. The State did not respond in any way to the citation of Old Chief I.
¶38. In denying Williams’s motions to sever or in the alternative to stipulate, the trial judge
stated,
The Court doesn’t believe that there is any unfair prejudice under the
circumstances and also, in the interest of judicial economy, but, more
importantly, the Court does not believe it’s unfairly prejudicial under the
circumstances, and even more important than that, the case authority cited by
the State is quite persuasive that the Court is to deny the motion of the
defendant.
¶39. In Old Chief I, the United States Supreme Court reversed and remanded the case for
further proceedings where a district court had allowed the State to introduce evidence of a
defendant’s prior conviction over the defendant’s objection and where the defendant had
16
offered to stipulate to his prior conviction. Old Chief I, 519 U.S. at 172. On remand, the
Ninth Circuit Court of Appeals stated,
Regardless of the defendant's offer to stipulate, the government is entitled to
prove a prior felony offense through introduction of probative evidence. See
United States v. Breitkreutz, 8 F.3d 688, 690 (9th Cir. 1993). Under Ninth
Circuit law, a stipulation is not proof, and, thus, it has no place in the FRE 403
balancing process.
...
Thus, we hold that the district court did not abuse its discretion by allowing the
prosecution to introduce evidence of Old Chief's prior conviction to prove that
element of the unlawful possession charge.
United States v. Old Chief, 121 F.3d 448, 449 (9th Cir. 1997) (Old Chief II) (remanded for
resentencing on unrelated grounds)(internal citations omitted).
¶40. This Court discussed Old Chief I in Rigby v. State, 826 So. 2d 694 (Miss. 2002). This
Court was faced therein with an offer to stipulate to prior DUI convictions in a felony DUI
case. The Court affirmed the conviction and held that “Prior DUI convictions are elements
of a felony DUI charge and are required to be submitted to a jury.” Rigby, 826 So. 2d at 702.
Rigby expressly distinguished Old Chief I based on the charged offense, opining that, “the
nature of convictions that are elements of felony DUI is important.” Id. The Court stated,
Old Chief is essentially the Supreme Court's interpretation of the Federal
Rules of Evidence. Thus, in the very specific instance of a defendant
charged as a felon in possession of a firearm, the Court found that the
underlying felony, while an element of the crime, was irrelevant. In a
felony DUI case, the nature of the underlying felonies is extremely
relevant as only prior DUI convictions will justify the charge. Thus,
Rigby's suggestion that we extend Old Chief's reasoning to DUI cases is
more like attempting to fit a size six shoe on a size ten foot. It can not be
done!
...
Despite this finding, certain procedural safeguards are warranted if a defendant
offers to stipulate to previous DUI convictions. The trial court should accept
17
such stipulations, and they should be submitted to the jury with a proper
limiting instruction. The instruction should explain to the jury that the prior
DUI convictions should be considered for the sole purpose of determining
whether the defendant is guilty of felony DUI and that such evidence should
not be considered in determining whether the defendant acted in conformity
with such convictions in the presently charged offense. See United States v.
Munoz, 150 F.3d 401 (5th Cir. 1998). . . . [T]he impact of the evidence of prior
bad acts must be lightened as much as possible. Thus, if a defendant stipulates
to the prior DUI convictions, a limiting instruction accomplishes this goal.
Rigby, 826 So. 2d 700-03 (emphasis in original). Where evidence of a prior conviction is
a necessary element of the crime for which the defendant is on trial (i.e., possession of
firearm by a convicted felon), but evidence of the specific nature of the crime for which the
defendant was previously convicted (i.e., armed robbery), is not an essential element of the
crime for which the defendant is on trial, as it is in DUI cases, the trial court should accept
a defendant’s offer to stipulate and grant a limiting instruction.
¶41. The count to which Williams sought to stipulate was, for all practical purposes, the
same as that in Old Chief, possession of a firearm by a convicted felon. Old Chief I, 519 U.
S. at 174. Furthermore, Carter and Evans, the cases cited by the State and relied upon by
the trial court, where handed down prior to Rigby. More importantly, in neither of those
cases did the defendants offer a stipulation. In the present case, the trial court gave
Williams’s limiting instruction, but denied his motion to stipulate. In light of this Court’s
interpretation of Old Chief I in Rigby, the trial court erred when it denied Williams’s offer
to stipulate to his prior conviction.
¶42. It is especially important to allow a stipulation when a defendant is being prosecuted
on multiple offenses. When a prosecutor is faced with a scenario like this one, where the
underlying conviction supporting a charge of possession of a firearm by felon is the same or
18
similar to one of the other offenses charged, then the prosecutor must articulate a reason to
justify denying a defendant’s offer to stipulate. The reason must illustrate why the probative
value is not substantially outweighed by the potential prejudice.
¶43. However, “[f]ew, if any, prosecutions have been perfect, and there can be errors –
even errors of constitutional proportions – which do not require reversal of a conviction.”
Tran, 962 So. 2d at 1246. Where an error is deemed harmless, reversal is not warranted. Id.
at 1247. In the present case, we find the denial of Williams’s offer to stipulate to his prior
armed robbery conviction to be harmless error. Williams’s conviction is supported by
overwhelming evidence including the victim’s photo line-up identification, the victim’s
testimony, as well as corroborating gas station surveillance videotape, and 911 audiotape.
Although the trial court erred in denying the offer to stipulate, in light of the overwhelming
evidence, the error is harmless.
IV. Whether the Trial Court Committed Reversible Error When it
Denied Williams’s Motion in Limine to Prohibit the State from
Referring to His Arrest in a Stolen Vehicle.
¶44. “[A] motion in limine should be granted only when the trial court finds two factors
are present (1) the material or evidence in question will be inadmissible at a trial under the
rules of evidence; and (2) the mere offer, reference, or statements made during trial
concerning the material will tend to prejudice the jury.” Hersick v. State, 904 So. 2d 116, 127
(Miss. 2004)(internal quotations omitted).
¶45. Williams argued at trial that reference to the fact that the vehicle in which he was
arrested was allegedly “stolen” was irrelevant to the charges brought by the State and should
not be admitted as it was “extremely prejudicial.” Williams contends that any reference
19
should have been excluded under Mississippi Rule of Evidence 403 as irrelevant or under
Rule 404(b) as evidence of another bad act.
¶46. The State responded at trial that the introduction of evidence referring to the vehicle
as “stolen,” was admissible under an exception to Mississippi Rule of Evidence 404(b),
specifically identity; that Williams’s arrest in the stolen vehicle led to the identification of
his involvement with the crimes charged, and the State has a right to tell a continuous story.
¶47. The trial court, in denying Williams’s motion in limine, stated,
[I]t is the Court’s opinion that this was interlinked with the identification of
this running the tag on this Lexus, white Lexus, and running the tag led
directly to the identification of this defendant in connection with the subject
crime that he’s charged with that we’re in trial today.
¶48. The general rule is that evidence of a crime, other than the one for which the accused
is being tried, is not admissible. Palmer v. State, 939 So. 2d 792, 795 (Miss. 2006).
However, there are exceptions to this general rule as provided by Mississippi Rule of
Evidence 404(b):
Evidence of other crimes, wrongs, or acts is not admissible to prove the
character of a person in order to show that he acted in conformity therewith.
It may, however, be admissible for other purposes such as proof of motive,
opportunity, intent, preparation, plan, knowledge, identity, or absence of
mistake or accident.
¶49. Evidence of other crimes or bad acts also is admissible to tell the complete story so
as not to confuse the jury. Palmer, 939 So. 2d at 795; Ballenger v. State, 667 So. 2d 1242,
1257 (Miss. 1995). “[T]he State has a legitimate interest in telling a rational and coherent
story of what happened. Where substantially necessary to present to the jury the complete
story of the crime, evidence or testimony may be given even though it may reveal or suggest
20
other crimes.” Palmer, 939 So. 2d at 795 (internal citations and quotation marks omitted).
¶50. “Even where evidence of other crimes is admissible under M.R.E. 404(b), it can not
be admitted unless it also passes muster under M.R.E. 403. That is, the risk of undue
prejudice must not substantially outweigh its probative value.” Ballenger, 667 So. 2d at
1257. In the present case, evidence of Williams’s arrest in a stolen vehicle was introduced
to explain why he was arrested, how his picture came to be part of the photograph lineup, and
how he ultimately was linked with the crimes charged. Furthermore, this evidence was
essential to provide the jury with a “complete story” of the events that led to Williams’s
being identified as the person who perpetrated the crimes charged. Evidence of the stolen
vehicle was admissible under Mississippi Rule of Evidence 404(b) and Mississippi case law.
In addition, said evidence was probative to show Williams was involved in the armed
robbery, kidnapping, and possession of a firearm by a convicted felon. The probative value
of this evidence was not substantially outweighed by the danger of unfair prejudice.
CONCLUSION
¶51. For the reasons stated above, we find all assignments of error to be meritless, and we
affirm the conviction and sentence.
¶52. COUNT I: CONVICTION OF ARMED ROBBERY AND SENTENCE OF
TWENTY-FIVE (25) YEARS IN THE CUSTODY OF MISSISSIPPI DEPARTMENT
OF CORRECTIONS, AFFIRMED. COUNT II: CONVICTION OF KIDNAPPING
AND SENTENCE OF TWENTY (20) YEARS IN THE CUSTODY OF THE
MISSISSIPPI DEPARTMENT OF CORRECTIONS, AFFIRMED. SENTENCE IN
COUNT II SHALL RUN CONCURRENTLY WITH THE SENTENCE IN COUNT I.
COUNT III: CONVICTION OF POSSESSION OF A HANDGUN BY A CONVICTED
FELON AND SENTENCE OF THREE (3) YEARS IN THE CUSTODY OF THE
MISSISSIPPI DEPARTMENT OF CORRECTIONS, AFFIRMED. SENTENCE IN
COUNT III SHALL RUN CONSECUTIVELY WITH THE SENTENCE IN COUNT
I.
21
WALLER, P.J., EASLEY, CARLSON, DICKINSON, RANDOLPH AND
LAMAR, JJ., CONCUR. GRAVES, J., DISSENTS WITH SEPARATE WRITTEN
OPINION JOINED BY DIAZ, P.J.
GRAVES, JUSTICE, DISSENTING:
¶53. Today, the majority offers a full analysis of this Court’s decision in Rigby, penned by
Chief Justice Smith, as it relates to one of the issues raised by Williams on appeal: Whether
the trial court abused its discretion in denying a motion to sever counts against the defendant,
or alternatively, in refusing to allow the defendant to stipulate to a prior conviction of armed
robbery. Rigby v. State, 826 So. 2d 694 (Miss. 2002). The majority finds that “[i]n light of
this Court’s interpretation of Old Chief I in Rigby, the trial court erred when it denied
Williams’s offer to stipulate to his prior conviction.” Ultimately, however, the majority finds
that the denial of Williams’s offer to stipulate to his prior armed robbery conviction amounts
to harmless error. While I agree with the majority’s interpretation of Rigby as it applies to
the instant case, I respectfully disagree that the trial court’s denial of Williams’s offer to
stipulate to his prior conviction is mere harmless error.
¶54. The United States Supreme Court in Old Chief I came to its holding after thoroughly
analyzing Federal Rules of Evidence 403 and 404(b), as well as the common law. In Old
Chief I the Court held:
Given these peculiarities of the element of felony-convict status and of
admissions and the like when used to prove it, there is no cognizable
difference between the evidentiary significance of an admission and of the
legitimately probative component of the official record the prosecution would
prefer to place in evidence. For purposes of the Rule 403 weighing of the
probative against the prejudicial, the functions of the competing evidence are
distinguishable only by the risk inherent in the one and wholly absent from the
22
other. In this case, as in any other in which the prior conviction is for an
offense likely to support conviction on some improper ground, the only
reasonable conclusion was that the risk of unfair prejudice did substantially
outweigh the discounted probative value of the record of conviction, and it was
an abuse of discretion to admit the record when an admission was available.
Old Chief v. United States, 519 U.S. 172, 191, 117 S. Ct. 644, 136 L. Ed. 2d 574 (1997).
While Old Chief I interprets the Federal Rules of Evidence, this Court has found that because
the Mississippi Rules of Evidence are generally the same as the Federal Rules of Evidence,
it is proper to construe our evidentiary rules using federal case law interpreting
corresponding federal rules. See Hall v. State, 691 So. 2d 415, 420 n.3 (Miss. 1997).
Furthermore, as recognized by the majority, the Court applied the rule from Old Chief I in
Rigby, finding “that where evidence of a prior conviction is not an essential element, as it is
in DUI cases, that a trial court should accept a defendant’s offer to stipulate and grant a
limiting instruction.”
¶55. “In Thomas v. State, 711 So. 2d 867, 872 (Miss. 1998), this Court discussed the basic
test for harmless error, wherein we stated, ‘the inquiry is not whether the jury considered the
improper evidence or law at all, but rather, whether the error was unimportant in relation to
everything else the jury considered on the issue in question.’” Tanner v. State, 764 So. 2d
385, 399-400 (Miss. 2000). The majority offers no reasonable explanation as to how such
abuse of discretion could be considered harmless error except to say, “Williams’s conviction
is supported by overwhelming evidence, including the victim’s photo line-up identification,
the victim’s testimony, corroborating gas station surveillance videotape, and 911 audiotape.”
Absent a specific inquiry to each juror as to what facts led to his or her decision to find
Williams guilty, the majority is merely speculating that the other facts led the jury to reach
23
a guilty verdict rather than the “improper ground,” the admission of Williams’s prior armed
robbery conviction. Old Chief, 519 U.S. at 191.
¶56. Therefore, I respectfully dissent and would reverse and remand the case for a new
trial.
DIAZ, P.J., JOINS THIS OPINION.
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Michael Wayne Williams v. State of Mississippi
Combined Opinion