Security State Bank v. Pierre

No. 12325 I N THE SUPREME C U T O THE STATE O MONTANA OR F F 1973 THE SECURITY STATE BANK, a corporation, P l a i n t i f f and Respond ISAAC RICHARD PIERRE, same a s RICHARD PIERRE, Defendant and Appellant. Appeal from: D i s t r i c t Court of t h e Fourth J u d i c i a l D i s t r i c t , Honorable E. Gardner Brownlee, Judge p r e s i d i n g . Counsel of Record: For Appellant : Richard A . Baenen argued, Washington, D. C . V i c t o r F. V a l g e n t i appeared, Missoula, Montana. For Respondent: F. N. Hamman, Polson, Montana. C h r i s t i a n s e n , McCurdy , Ingraham and Wold, Polson, Montana. F. L. Ingraham argued, Polson, Montana. Amicus Curiae Jean A . Turnage argued, Polson, Montana. ~ a m fE. Haddon argued, Missoula , Montana. - Submitted: May 31, 1973 Decided :JUN 2 0 1973 F i l e d : JUN 2 0 197' M r . J u s t i c e John Conway Harrison d e l i v e r e d t h e Opinion of t h e Court. This i s an appeal from an o r d e r of t h e d i s t r i c t c o u r t of t h e f o u r t h j u d i c i a l d i s t r i c t , county of Lake, Hon. E. Gardner Brownlee, judge p r e s i d i n g , g r a n t i n g d e f a u l t judgment a g a i n s t an e n r o l l e d Indian. The cause was o r i g i n a l l y heard i n t h i s Court i n December 1972, and an opinion issued i n February 1973, which was r e c a l l e d and t h e cause was reheard on May 31, 1973. The s o l e i s s u e on appeal i s whether t h e s t a t e c o u r t s of Montana have j u r i s d i c t i o n over a c i v i l d i s p u t e involving a com- mercial t r a n s a c t i o n entered i n t o on t h e Flathead Reservation between an enroll-ed member of t h e Confederated S a l i s h and Kootenai Tribes r e s i d i n g on t h e r e s e r v a t i o n and a nonmember. The r e l e v a n t f a c t s a r e n o t i n d i s p u t e and were s t i p u l a t e d t o a t a hearing b e f o r e t h e t r i a l c o u r t . Judge Brownlee f o r hearing purposes joined t h i s case and t h e c a s e of R.onan S t a t e Bank v. Jewett, due t o t h e f a c t t h e same j u r i s d i c t i o n question was involved . I n view of t h e complexity of j u r i s d i c t i o n questions involving Indian r e s e r v a t i o n s and t h e number of c a s e s t h a t t h i s Court i s r e c e i v i n g , w e w i l l d e t a i l t h e s t i p u l a t e d f a c t s with t h e thought t h a t somewhere i n t h e f e d e r a l a p p e l l a t e process t h e f i n a l author- i t y w i l l be a b l e t o more c l e a r l y understand t h e p e r p l e x i t y of s t a t e j u r i s d i c t i o n a l problems and t h e near i m p o s s i b i l i t y of t h e i r s o l u t i o n due t o p r i o r f e d e r a l d e c i s i o n a l c a s e law. Defendant I s a a c Richard P i e r r e i s an e n r o l l e d t r i b a l member, l i v i n g w i t h i n the confines of t h e r e s e r v a t i o n . P i e r r e borrowed money from p l a i n t i f f S e c u r i t y S t a t e Bank g i v i n g a n o t e a s e v i - dence of t h e loan a t Polson, Montana, l o c a t e d within t h e e x t e r i o r boundaries of t h e Flathead Indian Reservation. Such r e s e r v a t i o n i s located i n four c o u n t i e s of t h e s t a t e , Missoula, Lake, Sanders and Flathead, and c o n s i s t s of approximately 1,250,000 a c r e s of which 615,418 a c r e s i s t r u s t land. The t o t a l r e s i d e n t membership o f t h e t r i b e i s 19 p e r c e n t of t h e t o t a l population l i v i n g w i t h i n t h e e x t e r i o r boundaries of t h e r e s e r v a t i o n . The f u l l blood en- r o l l m e n t of t h e t r i b e i s 3 - 3 p e r c e n t . Defendant P i e r r e p o s s e s s e s t h r e e q u a r t e r s I n d i a n blood. I n 1924, a l l persons of I n d i a n h e r i t a g e were d e c l a r e d United S t a t e s c i t i z e n s . The Flathead T r i b e was i n c o r p o r a t e d a s a f e d e r a l c o r p o r a t i o n under t h e Wheeler- Howard Act i n 1935, t h e I n d i a n Reorganization Act, 25 U.S.C. $ 1 4.61 e t s e q , Under t h e p r o v i s i o n s of t h e f e d e r a l c h a r t e r t h e t r i b e i s t o be s e l f - g o v e r n i n g and one of i t s powers i s t o s e t up a c o u r t system. The Flathead T r i b a l Court h a s a c h i e f judge and t h r e e a s s o c i a t e judges who t r y c a s e s and when n e c e s s a r y t h e t h r e e a s s o - c i a t e judges s e r v e a s an a p p e l l a t e c o u r t . These judges a r e n o t l e g a l l y t r a i n e d b u t a r e l a y people, s i m i l a r t o j u s t i c e s of t h e peace. There i s no a p p e l l a t e procedure from a d e c i s i o n of t h e t h r e e judge t r i b a l c o u r t . Following t h e o r i g i n a l r e c a l l e d opinion i n t h e i n s t a n t c a s e , t h i s Court decided a n o t h e r I n d i a n j u r i s d i c t i o n a l m a t t e r , S t a t e ex r e l . Mary I r o n Bear v. D i s t r i c t Court of t h e F i f t e e n t h J u d i c i a l District, Mont . 9 P.2d , 30 St.kep. 482,490. I n I r o n Bear t h e Court s a i d : lt Before a d i s t r i c t c o u r t can assume j u r i s d i c t i o n i n any m a t t e r submitted t o i t , i t must f i n d s u b j e c t m a t t e r j u r i s d i c t i o n by determining: (1) whether t h e f e d e r a l t r e a t i e s and s t a t u t e s a p p l i c a b l e have preempted s t a t e j u r i s d i c t i o n ; (2) whether t h e exer- c i s e of s t a t e j u r i s d i c t i o n would i n t e r f e r e w i t h r e s e r v a t i o n self-government; and (3) whether t h e T r i b a l Court i s c u r r e n t l y e x e r c i s i n g j u r i s d i c t i o n o r has e x e r c i s e d j u r i s d i c t i o n i n such a manner a s t o preempt s t a t e j u r i s d i c t i o n . I I Here, n o t one o f t h e C o u r t ' s r e q u i r e d t h r e e t e s t s i s met. A t t h e time of t h e f i l i n g of t h e i n s t a n t c a s e i n t h e d i s t r i c t c o u r t t h e T r i b a l Court was i n e x i s t e n c e though i t had no ordinance on debt a c t i o n s nor was i t p o s s i b l e f o r a nonIndian t o sue an I n d i a n unless t h e I n d i a n s t i p u l a t e d t o being sued. However, t h a t s i t u a - t i o n has now changed and l i m i t e d d e b t a c t i o n s can now b e f i l e d i n T r i b a l Court and nonIndians can sue t r i b a l members. The t r i a l c o u r t and t h i s Court received comprehensive b r i e f s from t h e p a r t i e s . Defendant r e l i e s on a number of r e c e n t Montana cases: Kennerly v. D i s t r i c t Court, 400 U,S. 423, 425, 9 1 S e c t . 480, 27 L ed 2d 507; Crow Tribe v. Deernose, 158 Mont, 25, 487 P.2d 1133; Blackwolf v. D i s t r i c t Court, 158 Mont, 523, 493 P.2d 1293; S t a t e ex r e l . I r o n Bear v. D i s t r i c t Court, -Mont Y -* -P.2d -9 30 St.Rep. 482, Defendant argues t h e f a c t s h e r e and those i n Kennerly cannot be d i s t i n g u i s h e d t h e r e f o r e Kennerly c o n t r o l s and t h e a c t i o n of t h e t r i a l judge should be reversed. In Kennerly, two members of t h e Blackfeet Indian Tribe, r e s i d i n g on t h e Blackfeet Indian Reservation, purchased over $200 worth of food on c r e d i t from a grocery s t o r e located on t h e r e s e r v a t i o n and refused t o pay a f t e r t h e goods were consumed. S u i t was begun i n t h e s t a t e d i s t r i c t c o u r t a g a i n s t t h e Indian t o c o l l e c t t h e debt. Defendant Indians moved t o dismiss t h e s u i t on t h e grounds t h e s t a t e c o u r t lacked j u r i s d i c t i o n due t o t h e f a c t defendants were members of t h e Blackfeet Tribe and t h e t r a n s a c t i o n took place on t h e r e s e r - vation. The d i s t r i c t c o u r t overruled defendants' motion and de- fendants applied t o t h i s Court f o r a w r i t of supervision which was granted. I n i t s opinion, t h i s Court upheld t h e a c t i o n of the d i s t r i c t court. S t a t e ex r e l . Kennerly v. D i s t . Court, 154 Mont. 488, 466 P,2d 85. On a w r i t of c e r t i o r a r i t o t h e United S t a t e s Supreme Court, t h a t c o u r t overruled t h i s Court's decision holding t h a t t h e s t a t e of Montana lacked j u r i s d i c t i o n over t h e Indians of t h e Blackfeet Tribe because t h e s t a t e had never taken t h e necessary "affirmative l e g i s l a t i v e a c t i o n " concerning e i t h e r c i v i l o r criminal j u r i s d i c t i o n with r e s p e c t t o the r e s e r v a t i o n . The United S t a t e s Supreme Court quoted from the Act of August 15, 1953, 67 S t a t , 590, Section 7, which provides: "The consent of t h e United S t a t e s i s hereby given t o any o t h e r S t a t e n o t having j u r i s d i c t i o n with r e s p e c t t o c r i m i n a l offenses o r c i v i l causes of a c t i o n , o r with r e s p e c t t o both, a s provided f o r i n t h i s Act, t o assume j u r i s d i c t i o n a t such t i m e and i n such manner a s t h e people of t h e S t a t e s h a l l , by a f f i r m a t i v e l e g i s l a t i v e a c t i o n , o b l i g a t e and bind t h e S t a t e t o assumption thereof." A r e s u l t of t h e Kennerly decision was t o dry up c r e d i t sources throughout t h e s t a t e t o responsible Indian c i t i z e n s , a void n o t f i l l e d by any f e d e r a l source. However, i n t h i s c a s e , u n l i k e Kennerly, t h e s t a t e has passed enabling l e g i s l a t i o n with r e s p e c t t o j u r i s d i c t i o n over Indians r e s i d i n g on t h e Flathead Reservation. T i t l e 83, Chapter $, s e c t i o n s 83-801 through 83-804, R.C.M. 1947, provides f o r t h e assumption of c i v i l and/or criminal j u r i s d i c t i o n over Indians of t h e Flathead T r i b e and t h e t i m e and manner by which such j u r i s d i c t i o n could be assumed. The l e g i s l a t u r e conditioned assump- t i o n of j u r i s d i c t i o n by t h e s t a t e on t h e w r i t t e n consent of t h e t r i b e , a s expressed by a formal r e s o l u t i o n , A p e r t i n e n t provi- s i o n of s e c t i o n 83-802, R.C.M. 1947, reads: "Whenever t h e governor of t h i s s t a t e s h a l l r e c e i v e from t h e t r i b a l council o r o t h e r governing body of t h e Confederated S a l i s h and Kootenai Indian t r i b e s , community, band o r group o f Indians i n t h i s s t a t e , a r e s o l u t i o n , expressing i t s d e s i r e t h a t i t s people and lands be s u b j e c t t o t h e c r i m i n a l and/or c i v i l j u r i s d i c t i o n of t h e s t a t e of Montana t o t h e e x t e n t authorized by f e d e r a l law and r e g u l a t i o n , he s h a l l i s s u e within s i x t y (60) days a proclamation t o t h e e f f e c t t h a t such j u r i s d i c t i o n s h a l l apply t o those Indians and t h e i r t e r r i t o r y , o r r e s e r v a t i o n i n ac- cordance with t h e provisions of t h i s a c t , * * *". (Emphasis added). S t a t e law precludes Montana from assuming j u r i s d i c t i o n over Indians on t h e r e s e r v a t i o n not tendered by t h e t r i b e s by formal resolution. I n a r e c e n t c a s e , S t a t e ex r e l , McDonald v. D i s t r i c t Court of t h e Fourth J u d i c i a l D i s t r i c t , M nt o . , 496 P.2d 78,80, 29 St.Rep, 265, 268, we reviewed t h e s t e p s taken by t h e Flathead Tribe i n p r e s e n t i n g a r e s o l u t i o n t o t h e governor on accepting s t a t e j u r i s d i c t i o n : t t T r i b a l consent t o t h e assumption of criminal j u r i s - d i c t i o n by t h e s t a t e c o u r t s of Montana over Indians committing crimes on t h e Flathead Indian Reservation was granted by t h e enactment of T r i b a l Ordinance 40-A, dated May 16, 1964. The governor of Montana t h e r e a f t e r i s s u e d t h e required proclamation on June 30, 1964. Amost a year l a t e r on May 5 , 1965 T r i b a l Ordinance 40-A (Revised) was enacted. This ordinance was s i m i l a r t o t h e o r i g i n a l Ordinance 40-A except f o r c l a r i f y i n g language l i m i t i n g i t s scope t o c r i m i n a l laws and r e p e a l i n g t h e o r i g i n a l Ordinance 40-A, The governor of Montana t h e r e a f t e r i s s u e d another procla- mation accordingly dated October 8 , 1965, "Several months l a t e r on June 22, 1966, T r i b a l Resolu- t i o n 1973 was enacted expressly r e s c i n d i n g T r i b a l Ordinances 40-A and 40-A (Revised), There i s no e v i - dence t h a t t h i s T r i b a l Resolution was ever t r a n s m i t t e d t o o r received by t h e governor of Montana; nor was any proclamation of t h e governor made i n connection with t h i s Resolution. On June 30, 1966, T r i b a l Resolution 1997 was enactedtjhich expressly rescinded T r i b a l Reso- l u t i o n 1973 enacted e i g h t days previously. Again no governor's proclamation was i s s u e d concerning T r i b a l Resolution 1997. "On September 15, 1967 T r i b a l Resolution 2318 was en- a c t e d r e q u e s t i n g t h e governor of Montana t o extend t h e time l i m i t f o r withdrawal from s t a t e j u r i s d i c t i o n f o r an a d d i t i o n a l year a f t e r October 7, 1967, and with- drawing i t s consent t o such s t a t e j u r i s d i c t i o n , It f u r t h e r provided t h a t t h i s T r i b a l Resolution was n u l l and void i f t h e governor extended such time l i m i t a s requested, On October 8 , 1967 t h e governor i s s u e d a t h i r d proclamation extending t h e t i m e l i m i t f o r t h e ~ribe's withdrawal of t h e i r consent t o s t a t e j u r i s d i c - t i o n f o r an a d d i t i o n a l year from October 7, 1967. re in ally, on A p r i l 30, 1971, t h e T r i b a l Council passed a motion 1 t o seek r e t r o c e s s i o n on S t a t e Concurrent ~ u r i s d i c t i o n ' . The record d i s c l o s e s no f u r t h e r a c t i o n i n conformity with t h i s motion." Section 83-801, R..C.M. 1947, provides: "Criminal j u r i s d i c t i o n of Flathead Indian country t o be assumed. The s t a t e of Montana hereby o b l i - g a t e s and binds i t s e l f t o assume, a s h e r e i n provided, c r i m i n a l j u r i s d i c t i o n over Indians and Indian ter- r i t o r y of t h e Flathead Indian r e s e r v a t i o n and country w i t h i n t h e s t a t e i n accordance with t h e consent of t h e United S t a t e s given by t h e a c t of August 15, 1953 (Public Law 280, 83rd Congress, 1st s e s s i o n ) . 11 N r e f e r e n c e i s made t o c i v i l j u r i s d i c t i o n i n t h e above o quoted s e c t i o n , however, i n s e c t i o n 83-802, R.C.M. 1947, s e t t i n g up t h e procedure f o r t h e t r i b e s t o r e q u e s t s t a t e j u r i s d i c t i o n , t h i s language appears: "* ** a r e s o l u t i o n , expressing i t s d e s i r e t h a t i t s people and lands be s u b j e c t t o +he c r i m i n a l and/or c i v i l j u r i s d i c t i o n of t h e s t a t e of Montana t o t h e e x t e n t authorized by f e d e r a l law and regu- lation ** 9c." T r i b a l Ordinance 40-A of t h e Confederated S a l i s h and Kootenai T r i b e s of t h e Flathead Reservation, passed on May 15, 1964, s e t f o r t h t h e e x t e n t of j u r i s d i c t i o r r and s u b j e c t s : " (a) Compulsory School Attendance "(b) P u b l i c Welfare " (c) Domestic R e l a t i o n s (except a d o p t i o n s ) "(d) Mental H e a l t h , I n s a n i t y , Care of t h e Inform, Aged and A f f l i c t e d " ( e ) J u v e n i l e Delinquency and Youth R e h a b i l i t a t i o n " ( f ) Adoption Proceedings (With consent of t h e T r i b a l Court) " ' ( g ) Abandoned, Dependent, Neglected, Orphaned o r Abused Children "(h) Operation o f Motor Vehicles Upon t h e P u b l i c S t r e e t s , A l l e y s , Roads and Highways " ( i ) Laws of t h e S t a t e of Montana, and Ordinances and Regulations of a Criminal Nature Applicable w i t h i n I n c o r p o r a t e d C i t i e s and Towns, 11 Less than a y e a r l a t e r on May 5 , 1965, T r i b a l Ordinance 4 0 4 (Revised) was passed by t h e T r i b a l Council which s p e c i f i - c a l l y l i m i t e d j u r i s d i c t i o n t o c r i m i n a l laws, Subsection ( i ) of 4 0 - A (Revised) r e a d s : " ( i ) A l l Criminal Laws of t h e S t a t e o f Montana; and a l l Criminal Ordinances of C i t i e s and Towns w i t h i n t h e Flathead I n d i a n Reservation." (Emphasis added). Worcester v . Georgia, 3 1 U.S. 515, 8 L.Ed 483 (1832), e s t a b l i s h e d t h a t t i t l e t o I n d i a n c o u n t r y meant more than t i t l e w i t h i n t h e o r d i n a r y p r o p r i e t a r y concepts of our law o f r e a l property. It included a l l a s p e c t s of sovereign government control. These concepts--Indians b e i n g a f o r e i g n people and I n d i a n c o u n t r y b e i n g a f o r e i g n land--are under p r e s e n t f a c t u a l c o n d i t i o n s t o t a l l y i n c o n c i s t e n t w i t h t h e c i t i z e n s h i p of I n d i a n s i n t h e United S t a t E s and t h e s t a t e wherein they r e s i d e . A s we noted i n Kennerly, I n d i a n s of t h i s s t a t e a r e c i t i z e n s of Montana; they a r e e n t i t l e d t o t h e p r o t e c t i o n of our laws and a r e r e s p o n s i - b l e t o our laws; t h e y a r e e n t i t l e d t o v o t e and do s o ; many hold p u b l i c o f f i c e ; they h e l p e l e c t t h e j u d i c i a r y of t h i s s t a t e ; and, w e might add, they have l e g i s l a t o r s i n b o t h houses of our l e g i s - lature. P l a i n t i f f a r g u e s t h a t t h e e f f e c t of Kennerly, Deernose and Slackwolf i s t o c r e a t e among r e s e r v a t i o n I n d i a n s a s p e c i a l c l a s s of c i t i z e n s having " r i g h t s " n o t a f f o r d e d o t h e r c i t i z e n s of t h e s t a t e w h i l e a t t h e same t i m e denying b a s i c c o n s t i t u t i o n a l r i g h t s t o t h o s e w i t h whom t h e I n d i a n s c r e a t e o b l i g a t i o n s otherwise en- forceable i n the courts. F u r t h e r , t h a t such anomaly founded s o l e l y upon e t h n i c c o n s i d e r a t i o n s i s wholly out of s t e p w i t h e n l i g h t e n e d c o n s t i t u t i o n a l p r i n c i p l e s , c i t i n g : Boddie v. Connecticut, 401 U,S. 371, 9 1 S e c t . 780, 28 L ed 2d 113; Goldberg v. K e l l y , 397 U,S. 254, 90 S e c t , 1011, 25 L ed 2d 287; S t a n l e y v , I l l i n o i s , 405 U.S. 645, 92 S e c t . 1208, 31 L ed 2d 551. A l l of the c i t e d cases consider the basic c o n s t i t u t i o n a l p r i n c i p l e o f e q u a l p r o t e c t i o n of t h e law b e i n g a f f o r d e d a l l c i t i z e n s notwithstanding differences i n race, alienage, r e l i g i o n , poverty, o r c l a s s . W do n o t t a k e i s s u e w i t h p l a i n t i f f ' s argu- e ment o r t h e c a s e s c i t e d , b u t f i n d w e a r e confronted w i t h t h e r e c e n t United S t a t e s Supreme Court opinion i n Kennerly and w i t h what we b e l i e v e t o b e , a t l e a s t now, t h e erroneous concept set down i n Worcester t h a t t h e t r i b e s were n a t i o n s with whom t r e a t i e s had t o b e made, U n t i l t h a t concept i s changed, t h e r e i s l i t t l e s t a t e c o u r t s can do t o a f f o r d t h e e q u a l p r o t e c t i o n o f o u r law t o both i t s Indian and nonIndian c i t i z e n s on c i v i l m a t t e r s a r i s i n g w i t h i n t h e e x t e r i o r boundaries of an I n d i a n r e s e r v a t i o n . Kennerly i s c o n t r o l l i n g and t h e s t a t e cannot e x e r c i s e c i v i l j u r i s d i c t i o n where i t i n t e r f e r e s w i t h t h e self-government of t h e Flathead T r i b e , o r impairs a r i g h t g r a n t e d , r e s e r v e d o r preempted by Congress. Organized V i l l a g e of Kake v. Egan, 369 U.S. 60, 82 S.Ct. 562, 7 L ed 2d 573; Warren Trading Post v. Arizona Tax Comm., 380 U.S. 685, 85 S.Ct. 1242, 14 L ed 2d 165; Williams v. Lee, 358 U.S. 217, 79 S.Ct. 269, 3 L ed 2d 251. The d e c i s i o n of t h e d i s t r i c t c o u r t i s r e v e r s e d and i t s o r d e r of June 7 , 1972, i s ordered vacated. L~L-+--&- / ssociate ~ u s ce t Associate Justices f , ' - - ---------------.---------------- - 1 . i Hon. Bernard Thomas, District Judge, sitting for Justice Wesley Castles,