No. 02-459
IN THE SUPREME COURT OF THE STATE OF MONTANA
2004 MT 191
STATE OF MONTANA,
Plaintiff and Respondent,
v.
SCOTT S. SMITH,
Defendant and Appellant.
APPEAL FROM: District Court of the Thirteenth Judicial District,
In and For the County of Yellowstone, Cause No. DC 2001-523,
Honorable G. Todd Baugh, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Robert L. Stephens, Jr., Southside Law Center, Billings, Montana
For Respondent:
Honorable Mike McGrath, Attorney General; Carol E. Schmidt, Assistant
Attorney General, Helena, Montana
Dennis Paxinos, County Attorney; Melodee Hanes, Deputy County
Attorney, Billings, Montana
Submitted on Briefs: June 5, 2003
Decided: July 26, 2004
Filed:
__________________________________________
Clerk
Justice Jim Rice delivered the Opinion of the Court.
¶1 Scott S. Smith (Smith) appeals from the order entered by the Thirteenth Judicial
District Court, Yellowstone County, denying his motion to dismiss. We reverse.
¶2 The following issue is presented on appeal:
¶3 Did the District Court err in denying Smith’s motion to dismiss Count I of the second
amended Information on grounds that: (a) the prosecutor erroneously charged him with the
offense of assault with a weapon, pursuant to § 45-5-213, MCA, rather than the offense of
privacy in communications through intimidation over the telephone, pursuant to § 45-8-213,
MCA; and (b) the affidavit supporting the charge of assault with a weapon pursuant to § 45-
5-213, MCA, failed to state the required elements to establish the offense of assault with a
weapon?
FACTUAL AND PROCEDURAL BACKGROUND
¶4 On July 12, 2001, the Yellowstone County Attorney filed an Information charging
Smith with two counts of felony assault with a weapon, pursuant to § 45-5-213, MCA.
Count I charged Smith with causing Tami Smith (Tami), his wife, reasonable apprehension
to believe Smith would inflict serious bodily injury on Mac Hernandez (Hernandez), Tami’s
boyfriend. Count II charged Smith with causing Hernandez reasonable apprehension to
believe Smith would inflict serious bodily injury on Hernandez.
¶5 The affidavit in support of the Information alleged that on or about July 9, 2001,
Smith and Tami were estranged husband and wife, and that Tami had begun a relationship
with Mac Hernandez, a security officer for Saint Vincent’s Hospital. During a telephone
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conversation, Smith told Tami he was going to kill Hernandez with a gun. He then made a
metallic clicking noise over the telephone. Smith asked, “Do you know what this is?” He
told her it was the sound of a gun cocking and that he was going to go kill Hernandez. Smith
then hung up. Tami immediately notified Hernandez to warn him. Shortly thereafter, Smith
called Hernandez twice on Hernandez’s cell phone while Hernandez was at work. In the first
call, Smith said he was on his way to kill Hernandez. In the second call, Smith told
Hernandez he was in the hospital where Hernandez worked looking for him to kill him.
When Hernandez asked Smith to identify his location, he responded, “No, I think we will
make this interesting.” Hernandez put on a bulletproof vest and immediately contacted the
police who later arrested Smith in front of his home. At the time of arrest, police recovered
three firearms from Smith’s living room. Later, one of Smith’s friends gave police two
bullets upon one of which Smith had allegedly written the name “Mac” and upon the other
a “?”.
¶6 The affidavit in support of the Information stated that Smith used the cocking of the
gun, or that sound, with Tami, but not with Hernandez, and further indicated that “Mac
Hernandez believed that the defendant was on his way to the hospital to shoot him that
evening,” and that “Tami Smith believed that the defendant would carry out his threat to go
to the hospital and shoot Mr. Hernandez.”
¶7 On September 25, 2001, Smith filed a motion to dismiss the Information and
memorandum in support which asserted: (1) the Information failed to set forth a prima facie
allegation of assault with a weapon in violation of § 45-5-213, MCA; (2) since assault with
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a weapon could not be committed over the telephone, the proper violation with which Smith
should have been charged was violation of privacy in communications through intimidation
over the telephone, in violation of § 45-8-213(1)(a), MCA; and (3) the alleged victim was
required by § 45-5-213, MCA, to “see” the weapon or “reasonably believe that there is a
weapon being utilized by the perpetrator to cause ‘reasonable apprehension of serious bodily
injury,’” which, Smith asserts, Hernandez, as the intended victim, did not do. In response,
the State argued that the victim of an assault with a weapon need not actually “see” the
weapon for sufficient evidence to exist of reasonable apprehension of serious bodily injury
with a weapon.
¶8 On October 24, 2001, the State filed a second amended affidavit which set forth the
same facts, but more precisely delineated the alleged victims involved. The State also
requested leave to file a second amended Information. On the same day, after hearing oral
argument, the District Court denied Smith’s motion to dismiss on the following grounds:
What we have here is purposely or knowingly caused reasonable
apprehension. The apprehension has to do with apprehension of serious
bodily injury, in another. I think that means in someone other than the
defendant, and it has to include use of a weapon. . . . [T]his statute is primarily
to–it’s designed to punish, to criminalize, the use or threatened use of a
weapon, and that’s what occurred here. Bottom line is, he threatened to kill
and he threatened to kill with a gun. And I think that’s the main intent of this
statute.
¶9 On November 1, 2001, the State filed a second amended Information, and Smith pled
not guilty to both counts of assault with a weapon, subject to the reservation of his objections
previously made.
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¶10 On April 5, 2002, Smith entered into a plea agreement that required him to plead
guilty to Count I of the amended Information which alleged that Smith caused reasonable
apprehension in Tami that Smith would kill Hernandez with a weapon. In exchange for
Smith’s plea of guilty to Count I, the State agreed: (1) to dismiss with prejudice Count II
of the second amended Information which alleged that Smith caused reasonable
apprehension in Hernandez that Smith would kill Hernandez with a weapon; and (2) to
recommend a deferred sentence of two years, providing that Smith follow specified
probation conditions. Smith reserved the right to appeal to this Court on issues related to the
appropriateness of the charges brought in the second amended Information.
¶11 On June 11, 2002, the District Court entered an order deferring imposition of sentence
for a period of two years and placed Smith on probation. Smith appeals.
STANDARD OF REVIEW
¶12 A district court’s denial of a motion to dismiss criminal charges is a matter of law
which we review de novo, determining only whether the court correctly interpreted the law.
State ex rel. Booth v. Montana Twenty-First Judicial Dist., 1998 MT 344, ¶ 10, 292 Mont.
371, ¶ 10, 972 P.2d 325, ¶ 10 (citing State v. Bowles (1997), 284 Mont. 490, 492, 947 P.2d
52, 53).
DISCUSSION
¶13 Did the District Court err in denying Smith’s motion to dismiss the Information on
grounds that the prosecutor erroneously charged him with the offense of assault with a
weapon rather than the offense of privacy in communications through intimidation over
the telephone?
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¶14 Smith recounts the facts alleged in the affidavit in support of the second amended
Information:
[T]he ex-wife was talking on the telephone with the defendant when he
became angry and stated he was going to kill the boyfriend. . . . [T]he
defendant made a metallic clicking sound over the telephone and then asked,
“Do you know what this is?” He continued to tell her it was the sound of a
gun cocking and that he was going to kill Mr. Hernandez. The [sic] then hung
up.
¶15 Smith asserts that, based upon these facts, the District Court erred in denying his
motion to dismiss the Information on grounds the prosecutor erroneously charged him with
what Smith terms the “generalized” offense of assault with a weapon, pursuant to § 45-5-
213, MCA, rather than the “specific” violation of privacy in communications through
intimidation over the telephone, pursuant to § 45-8-213(1)(a), MCA. Smith argues that the
essence of the difference between these two statutes is that the privacy in communications
statute is a “specific,” or “particularized,” version of the “general” assault with a weapon
statute.
¶16 Section 45-5-213, MCA, assault with a weapon, states:
45-5-213. Assault with a weapon. (1) A person commits the offense
of assault with a weapon if the person purposely or knowingly causes:
(a) bodily injury to another with a weapon; or
(b) reasonable apprehension of serious bodily injury in another by use
of a weapon or what reasonably appears to be a weapon.
(2) . . . [A] person convicted of assault with a weapon shall be
imprisoned in the state prison for a term not to exceed 20 years or be fined not
more than $50,000, or both.
Section 45-8-213, MCA, privacy in communications, states in pertinent part:
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45-8-213. Privacy in communications. (1) . . . [A] person commits
the offense of violating privacy in communications if the person knowingly
or purposely:
(a) with the purpose to terrify, intimidate, threaten, harass, annoy, or
offend, communicates with a person by electronic communication and uses
obscene, lewd, or profane language, suggests a lewd or lascivious act, or
threatens to inflict injury or physical harm to the person or property of the
person. The use of obscene, lewd, or profane language or the making of a
threat or lewd or lascivious suggestions is prima facie evidence of an intent to
terrify, intimidate, threaten, harass, annoy, or offend.
....
(3) (a) A person convicted of the offense of violating privacy in
communications shall be fined not to exceed $500 or imprisoned in the county
jail for a term not to exceed 6 months, or both.
¶17 Smith cites State v. Feight, 2001 MT 205, 306 Mont. 312, 33 P.3d 623, in support
of his contention that the “specific controls over the general.” In Feight, where a “general-
specific” relationship existed among several statutes, the specific statutes controlled over the
general. In Feight, this Court affirmed a district court’s dismissal of an appeal from justice
court of a denial of the defendant’s motion to withdraw a guilty plea. Feight, ¶ 24. The
defendant argued that under § 46-20-104, MCA, the “generalized” scope-of-appeal statute,
he should have been entitled to appeal any final judgment or order, except as otherwise
provided by law. We concluded in that case, however, that § 46-20-104, MCA, was
inapposite because §§ 3-5-303, 46-17-203, 46-17-311, and 46-12-204, MCA, were the
“specific” code sections which provided for and defined the parameters of the jurisdiction
of a district court to entertain appeals from justice court in the first instance. Feight, ¶ 20.
This Court stated the well-settled rule of statutory construction:
[I]t is a well-settled rule of statutory construction that the specific prevails
over the general. A particular statutory intent controls over a general one
which is inconsistent with it. Section 1-2-102, MCA. Further, when two
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statutes deal with a subject, one in general and comprehensive terms, and the
other in minute and more definite terms, the more definite statute will prevail
to the extent of any opposition between them.
Feight, ¶ 21. Thus, the specific rather than the general criminal statutes were applicable in
Feight.
¶18 Smith asserts that the same “general-specific” relationship at issue among the statutes
under review in Feight exists between the two statutes under review here. However, the two
statutes in this case distinctly punish different criminal conduct, one requiring use of a
weapon, and one not. We conclude that nothing in the plain language of these two statutes
indicates that either was meant to be a “generalized” or “particularized” version of the other.
Thus, Smith’s argument that the prosecutor was obligated to charge him with a violation of
privacy in communications as a “specific” offense rather than a violation of assault with a
weapon as the “general” offense is without merit.
¶19 Further, a county attorney has broad discretion in determining when to prosecute a
case and what crime will be charged. In Montana, “[i]t is not only incumbent upon the
county attorney to determine when or when not to prosecute a case, but when the facts of a
case support a possible charge of more than one crime, the crime to be charged is a matter
of prosecutorial discretion.” State ex rel. Fletcher v. District Court (1993), 260 Mont. 410,
415, 859 P.2d 992, 995 (citing State v. Booke (1978), 178 Mont. 225, 230, 583 P.2d 405,
408). We therefore conclude that the prosecutor acted within his broad, discretionary powers
in charging Smith with assault with a weapon.
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¶20 Did the District Court err in denying Smith’s motion to dismiss the Information on
grounds that the affidavit supporting the charge of assault with a weapon failed to state
the required elements to establish the offense of assault with a weapon?
¶21 Smith further asserts that the District Court erred in denying Smith’s motion to
dismiss the Information on grounds that the affidavit supporting the charge of assault with
a weapon pursuant to § 45-5-213, MCA, failed to state the required elements to establish the
offense of assault with a weapon. Smith argues that the assault with a weapon statute
requires the victim (1) to “see” the weapon, or (2) to reasonably believe that there is a
weapon being utilized by the perpetrator in order to cause the requisite “reasonable
apprehension of serious bodily injury.” Smith argues that since his telephone threat did
neither, it did not meet the statute’s “use of a weapon” language.
¶22 First, we address Smith’s contention that a victim must “see” the weapon as an
element of assault with a weapon. This Court has not decided any cases interpreting § 45-5-
213, MCA, since it was enacted as part of the general revision to the assault statutes in 1999,
but the language of § 45-5-213, MCA (1999), is nearly identical to § 45-5-202, MCA (1997),
the prior “felony assault” offense,1 which we have interpreted. As the State correctly notes,
1
45-5-202 [1997]. Aggravated assault–felony assault. . . . .
(2) A person commits the offense of felony assault if the person
purposely or knowingly causes:
(a) bodily injury to another with a weapon; or
(b) reasonable apprehension of serious bodily injury in another by
use of a weapon.
45-5-213 [1999]. Assault with a weapon. (1) A person commits
the offense of assault with a weapon if the person purposely or knowingly
causes:
(a) bodily injury to another with a weapon; or
9
the 1999 revisions in the statute did not affect our holdings in State v. Misner (1988), 234
Mont. 215, 763 P.2d 23, and State v. Hagberg (1996), 277 Mont. 33, 920 P.2d 86, wherein
we concluded that it was not necessary for the victim of an assault with a weapon to actually
“see” the weapon for there to be sufficient evidence of reasonable apprehension of serious
bodily injury with a weapon.
¶23 In Misner, the defendant and a welfare eligibility technician had confrontations over
the defendant’s welfare claims on several occasions. Misner, 234 Mont. at 217, 763 P.2d
at 24. After one such meeting, the welfare office secretary observed the defendant take a
rifle from his truck and begin yelling and shaking the gun in the direction of the welfare
office. Misner, 234 Mont. at 218, 763 P.2d at 24. The secretary who observed this act
immediately screamed, “Oh, my God, he’s got a gun.” Misner, 234 Mont. at 218, 763 P.2d
at 24. The welfare technician, to whom the defendant’s actions were directed, but who was
physically located in a back office and did not “see” the weapon, unequivocally testified to
his apprehension of serious bodily injury. Misner, 234 Mont. at 219, 763 P.2d at 25. This
Court upheld the defendant’s conviction of felony assault (now assault with a weapon) on
grounds that it was not necessary for the technician to have personally observed the gun in
order for him to have experienced reasonable apprehension of serious bodily injury as
required by the statute. Misner, 234 Mont. at 219, 763 P.2d at 26.
(b) reasonable apprehension of serious bodily injury in another by
use of a weapon or what reasonably appears to be a weapon.
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¶24 Similarly, in Hagberg, during a traffic stop of a vehicle, a police officer observed an
apparently drunken male passenger leaning over with his arms between his legs as if hiding
something at the same time he saw an empty holster on the seat between the driver and
passenger. Hagberg, 277 Mont. at 37, 920 P.2d at 88. The officer unequivocally testified
to his apprehension of serious bodily injury. Hagberg, 277 Mont. at 40, 920 P.2d at 90. He
stated that he smelled alcohol, the defendant sounded belligerent and had a glazed look on
his face, there was an empty holster on the seat of the car, and the defendant looked as
though he were holding a gun out of the officer’s sight. Hagberg, 277 Mont. at 37, 920 P.2d
at 88. As in Misner, this Court upheld the defendant’s conviction of felony assault (now
assault with a weapon) on grounds that it was not necessary for the officer to have personally
observed the gun in order for him to have experienced reasonable apprehension of serious
bodily injury as required by the statute. Hagberg, 277 Mont. at 41, 920 P.2d at 90.
¶25 Thus, our case law permits two different applications of the language in § 45-5-
213(1)(b), MCA, which makes it a crime to cause “reasonable apprehension of serious
bodily injury in another by use of a weapon or what reasonably appears to be a weapon.”
Under one application, a crime is committed if a person uses a weapon or what reasonably
appears to be a weapon to cause reasonable apprehension of serious bodily injury in the
victim. Under the second application, a crime is also committed if a person simply causes
reasonable apprehension that the victim will sustain serious bodily injury from a weapon,
if it reasonably appears to the victim that a weapon is involved, whether actually seen or not.
Cases which have approved the first application include State v. Roullier, 1999 MT 37, 293
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Mont. 304, 977 P.2d 970; State v. Matt (1991), 249 Mont. 136, 814 P.2d 52; and State v.
Crabb (1988), 232 Mont. 170, 756 P.2d 1120. Our holdings in Misner and Hagberg,
however, generally stand for the proposition that the statute is also satisfied under the second
application, specifically, merely by the existence of circumstances which lead the victim to
reasonably apprehend that he or she will be injured by a weapon. See Misner, 234 Mont. at
219, 763 P.2d at 26; Hagberg, 277 Mont. at 41, 920 P.2d at 90.
¶26 Given the existence of the second application of subpart (1)(b) of § 45-5-213, MCA,
extant under current Montana criminal law, it is necessary to clarify our holding in State v.
Brown (1989), 239 Mont. 453, 781 P.2d 281. On appeal, the defendant in Brown asserted
that the evidence at trial was insufficient to sustain a conviction for felony assault, and at
most could sustain a conviction for domestic abuse. We stated in Brown that the distinction
between felony assault (now assault with a weapon) and domestic abuse was that felony
assault required use of a weapon:
Thus, in cases where bodily injury is inflicted to a family or household
member, the distinction between felony assault and domestic abuse is that
felony assault requires use of a weapon. In cases involving reasonable
apprehension of bodily injury in a family or household member, felony
assault, in comparison to domestic abuse, requires two additional elements:
use of a weapon and that the bodily injury apprehended is of a serious nature.
Sections 45-5-206, 45-5-202, MCA.
Brown, 239 Mont. at 456, 781 P.2d at 283-84. In light of Misner and Hagberg, it is not
technically correct that “use of a weapon” (or, presumably, what appears to the victim to be
a weapon) is a requisite element of the offense. The crime of assault with a weapon may be
established: (1) if a person uses a weapon, or what reasonably appears to be a weapon, to
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cause reasonable apprehension of serious bodily injury in the victim, or (2) if a person causes
reasonable apprehension that the victim will sustain serious bodily injury from a weapon,
if it reasonably appears to the victim that a weapon is involved, whether actually seen or not.
¶27 We next address Smith’s contention that the affidavit supporting the second amended
Information failed to state the required elements to establish the offense of assault with a
weapon. It is important at the outset to clarify the exact counts of assault with a weapon
with which Smith was charged in the second amended Information, and which count was
retained pursuant to the April 5, 2002, plea agreement. Count I in the second amended
Information stated as follows:
[T]he Defendant, SCOTT STEPHEN SMITH . . . did knowingly or purposely
cause reasonable apprehension of serious bodily injury in another by use of a
weapon, to wit; Defendant told Tami Smith he was going to shoot and kill
Mac Hernandez under circumstances that caused her reasonable apprehension
to believe he would inflict serious bodily injury on Mac Hernandez . . . .
Count II in the second amended Information stated:
[T]he Defendant, SCOTT STEPHEN SMITH . . . did knowingly or purposely
cause reasonable apprehension of serious bodily injury in another by use of a
weapon, to wit; Defendant told Mac Hernandez he was going to shoot and kill
Mac Hernandez under circumstances that caused him reasonable apprehension
to believe he would inflict serious bodily injury on him . . . .
Thus, Count I alleged that Smith caused Tami reasonable apprehension that Smith would kill
Hernandez, whereas Count II alleged that Smith caused Hernandez reasonable apprehension
that Smith would kill Hernandez. Pursuant to the plea agreement, Smith pled guilty to Count
I in exchange, inter alia, for dismissal of Count II. Smith reserved his right to appeal the
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appropriateness of the charges brought under Count I of the second amended Information
which charged him with assault with a weapon under circumstances where, in a telephone
call to his ex-wife, he threatened to shoot Mac Hernandez, her boyfriend. The essential
question, therefore, is: did Count I of the second amended Information, which was retained
by the plea agreement, state the necessary elements to charge Smith with the offense of
assault with a weapon pursuant to § 45-5-213, MCA?
¶28 The statute provides as follows:
45-5-213. Assault with a weapon. (1) A person commits the offense
of assault with a weapon if the person purposely or knowingly causes:
(a) bodily injury to another with a weapon; or
(b) reasonable apprehension of serious bodily injury in another by use
of a weapon or what reasonably appears to be a weapon.
Section 45-5-213, MCA (emphasis added). Smith argues that the word “another” means
the intended victim, and that the “reasonable apprehension” in subpart (1)(b) references the
apprehension which is experienced by the intended victim of the serious bodily injury. Smith
argues that the phrase “in another” in subpart (1)(b) does not mean a third party victim who
only suffers apprehension of the harm to the intended victim of the serious bodily injury.
We agree.
¶29 Although we note that § 45-2-101(3), MCA, defines “another” as “a person or persons
other than the offender,” and that the District Court concluded that “another” meant
“someone other than the defendant,” a fair reading of the phrase “in another” within the
context of the entire statute, and particularly within the phrase “reasonable apprehension of
serious bodily injury in another,” means the intended victim of the serious bodily injury, not
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a third party who was merely fearful that the intended victim would be harmed. We
conclude that subpart (1)(b) does not expand the crime of assault with a weapon to an entire
new group of third parties who were fearful about the defendant inflicting serious bodily
injury upon an intended victim. Subpart (1)(b) cannot reasonably be interpreted to define
a crime involving two differently postured victims, one who was the object of the serious
bodily injury, and another who only sustained apprehension of the harm to the first victim.
¶30 Therefore, to convict Smith of the offense of assault with a weapon, the Information
needed to allege that Smith purposely or knowingly caused reasonable apprehension of
serious bodily injury in Hernandez, the intended victim of serious bodily injury, by use of
a weapon, or what reasonably appeared to be a weapon; or, by causing reasonable
apprehension in Hernandez, the intended victim of serious bodily injury, that Hernandez
would be injured by a weapon. Thus, although the charge alleged in Count II of the second
amended Information was proper under the statute, that charge was dropped pursuant to the
plea agreement. Only Count I of the second amended Information was retained, which
alleged reasonable apprehension in Tami, who was not the intended victim of serious bodily
injury, but a third party victim who was fearful of the harm to the intended victim,
Hernandez. Thus, Count I retained by the plea agreement failed to state the necessary
elements for the offense of assault with a weapon as required under § 45-5-213, MCA.
¶31 We therefore conclude that the District Court erred in denying Smith’s motion to
dismiss Count I of the Information.
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¶32 Reversed.
/S/ JIM RICE
We concur:
/S/ KARLA M. GRAY
/S/ JOHN WARNER
/S/ PATRICIA O. COTTER
/S/ W. WILLIAM LEAPHART
/S/ JIM REGNIER
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Justice James C. Nelson dissents.
¶33 I dissent from the Court’s interpretation of the term “another” in § 45-5-213(1)(b),
MCA, to mean the intended victim of the serious bodily injury.
¶34 Section 45-2-101, MCA, defines “another” as, simply, “a person or persons other than
the offender.” Interpreting the statute as the majority does violates the statutory
responsibility imposed on this Court by § 1-2-101, MCA:
In the construction of a statute, the office of the judge is simply to ascertain
and declare what is in terms or in substance contained therein, not to insert
what has been omitted or to omit what has been inserted.
In doing otherwise, the Court intrudes into and directly contravenes the Legislature’s
constitutional authority, for the duty of this Court in interpreting a statute is to construe the
law as we find it--“not to enact, but to expound, the law.” In re Marriage of Skillen, 1998
MT 43, ¶ 105, 287 Mont. 399, ¶ 105, 956 P.2d 1, ¶ 105 (Nelson, J., concurring and
dissenting) (citing State ex rel. Durland v. Board of County Comm’rs (1937), 104 Mont. 21,
24, 64 P.2d 1060, 1062; Clark v. Olson (1934), 96 Mont. 417, 432, 31 P.2d 283, 288;
Montana Beer Retailers’ Protective Ass’n v. State Bd. of Equalization (1933), 95 Mont. 30,
34, 25 P.2d 128, 130).
¶35 The language inserted by the majority may be appropriate from a policy standpoint
and to more clearly define the term “another” as used by the Legislature. The point is, the
State relied on the language used by the Legislature and if the Legislature wants to limit the
scope of the statute, it is free to do so.
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¶36 By interpreting § 45-5-213(1)(b), MCA, to refer only to the intended victim of the
serious bodily injury, the majority is arbitrarily inserting language into the statute that the
Legislature saw fit to omit. Thus, I respectfully dissent.
/S/ JAMES C. NELSON
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