No. 04-758
IN THE SUPREME COURT OF THE STATE OF MONTANA
2005 MT 196
TRACI L. DUKES, as Personal Representative of the Estate of
KEITH DUKES, and on her own behalf and on behalf of TRACI
and KEITH DUKES’S minor children, JACOB DUKES and
KYLE DUKES; and SANDRA HENRY, as parent and legal
guardian of SKYLER HAUCKE DUKES, a minor,
Plaintiffs and Appellants,
v.
THE CITY OF MISSOULA, and FICTITIOUS DEFENDANTS A-D,
Defendants and Respondents.
APPEAL FROM: The District Court of the Fourth Judicial District,
In and For the County of Missoula, Cause No. DV 2000-90,
Honorable John W. Larson, Presiding Judge
COUNSEL OF RECORD:
For Appellants:
Lon J. Dale and Philip B. Condra, Milodragovich, Dale,
Steinbrenner & Binney PC, Missoula, Montana
James T. Towe, Towe Law Offices, Missoula, Montana
For Respondents:
William L. Crowley, Boone Karlberg PC, Missoula, Montana
Submitted on Briefs: June 8, 2005
Decided: August 16, 2005
Filed:
__________________________________________
Clerk
Justice W. William Leaphart delivered the Opinion of the Court.
¶1 Appellants Traci L. Dukes, as the personal representative of the Estate of Keith Dukes
and on her own and her and Keith Dukes’s minor children’s behalf, and Sandra Henry, on
behalf of her minor child (hereafter referred to as “Dukes”), brought this action against the
City of Missoula (the City), Sirius Construction, Inc., Paradigm Architects, P.C., Carl
Posewitz, the State of Montana, and the University of Montana. The City moved for
summary judgment, and the District Court granted the City’s motion. Dukes appeals. We
affirm.
¶2 The parties raise three issues:
¶3 1. Did the City have a duty to inspect the scaffold under § 50-77-106, MCA (1997)
(repealed 1999)?
¶4 2. Does the law of the case doctrine establish the City’s duty to inspect?
¶5 3. Was the City negligent per se?
¶6 We will address, instead, the issue whether this appeal is moot.
BACKGROUND
¶7 Keith Dukes (Keith) helped erect the scaffold that he was using in a construction
project on the University Theatre at the University of Montana in February 1998. The
scaffold was insufficiently wide for its height, and, instead of securing it together with bolts,
the workers had used wire. The City knew nothing about the scaffold or its inadequacies.
Keith and another employee were on top of the scaffold when they decided they needed to
move it to another location. Instead of climbing down to move it, Keith and the other
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employee at the top pulled the scaffold along while another employee pushed or pulled from
the bottom. The scaffold fell over, and Keith was fatally injured. Inter alia, Dukes brought
a negligence claim against the City under section 106 of Title 50, Chapter 77, Part 1, MCA
(1997) (the Scaffold Act).
¶8 This is the second appeal to reach this Court concerning Keith’s tragic death. In
Dukes v. Sirius Construction, Inc., 2003 MT 152, 316 Mont. 226, 73 P.3d 781, the City had
moved the District Court to dismiss Dukes’s complaint under Rule 12(b)(6), M.R.Civ.P.,
alleging that the Occupational Safety & Health Act of 1970, Pub. L. No. 91-596, 84 Stat.
1590 (1970) (codified at 29 U.S.C. §§ 651-678, 5 U.S.C. §§ 5108, 5314-15, 7902, 15 U.S.C.
§§ 633, 636, 18 U.S.C. § 1114) (OSH Act), and that the regulations the Occupational Safety
and Health Administration had promulgated thereunder had preempted any duties the
Scaffold Act imposed on the City. We concluded that the OSH Act did not preempt any
duties contained in § 50-77-106, MCA (1997) (repealed 1999).
¶9 In the meantime, Dukes had settled with Sirius Construction, Inc., for $1.8 million,
and had stipulated to dismiss the State of Montana and the University of Montana with
prejudice. The District Court had granted Paradigm Architects, P.C.’s, and Carl Posewitz’s
motions for summary judgment. After losing its Rule 12(b)(6), M.R.Civ.P., motion in this
Court, the City moved for summary judgment alleging that the City owed no legal duty to
Keith under the Scaffold Act, and Dukes moved for summary judgment alleging the City was
negligent per se under that act. The District Court granted the City’s motion and denied
Dukes’s motion.
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¶10 The Legislature first enacted the Scaffold Act in 1909. Act approved Mar. 6, 1909,
ch. 107, 1909 Mont. Laws 151 (codified at Title 50, Chapter 77, Part 1, MCA) (hereinafter
1909 Scaffold Act). Originally, the sentence imposing an enforcement duty on the City was
part of the same section that imposed a monetary fine for violating the Scaffold Act. See
1909 Scaffold Act § 5; §§ 50-77-106 and 107, MCA (1997). The 1909 Scaffold Act, § 5,
provided that
[a]ny person violating any of the provisions of the foregoing Sections shall be
fined not less than One Hundred Dollars nor more than Two Hundred Dollars
for each offense. It is hereby made the duty of the building inspector, his
deputy or other authorities in any county, city, town or village in the State,
through the county attorney or any other attorney, in case of failure of such
owner, person or corporation to comply with this Act promptly, to take the
necessary steps to enforce the provisions of this act.
(Codified at § 69-1405, R.C.M. (1947), and §§ 50-77-106 to 107, MCA (1997).) The
plaintiffs brought this case to determine the nature and extent of this duty.
STANDARD OF REVIEW
¶11 The decision to grant summary judgment is a legal decision that we review de novo.
Cole v. Valley Ice Garden, L.L.C., 2005 MT 115, ¶ 16, 327 Mont. 99, ¶ 16, 113 P.3d 275,
¶ 16. If the non-moving party fails to provide substantial evidence raising a genuine issue
of material fact, the district court must decide whether the moving party is entitled to
judgment as a matter of law. Cole, ¶ 16. Whether a party owed a legal duty to someone and
the scope of that duty are questions of law. Henricksen v. State, 2004 MT 20, ¶ 21, 319
Mont. 307, ¶ 21, 84 P.3d 38, ¶ 21.
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DISCUSSION
¶12 Dukes argues that, under the plain meaning of § 50-77-106, MCA (1997) (repealed
1999), the City had a legal duty to inspect the scaffold. The City avers that it had no duty,
and, if it had a duty, that duty arises only upon notice to the City. Relevant portions of the
Scaffold Act, read as follows:
50-77-101. Scaffolds – definition – safety practices – liability. (1) As
used in this part, “scaffold” or “scaffolding” means a temporarily elevated
platform and its supporting structure that is used on a construction site to
support a person, material, or both. The term includes a ladder or other
equipment that is the exclusive route of access to the scaffold but does not
include any other ladder or other mobile construction equipment.
(2) Employers and employees shall follow safety practices commonly
recognized in the construction industry as well as applicable state and federal
occupational safety laws.
(3) Subject to the comparative negligence principles provided in Title
27, chapter 1, part 7, a contractor, subcontractor, or builder who uses or
constructs a scaffold on a construction site is liable for damages sustained by
any person who uses the scaffold, except a fellow employee or immediate
employer, when the damages are caused by negligence of the contractor,
subcontractor, or builder in the use or construction of the scaffold.
(4) If a person dies from an injury caused by the negligent use or
construction of a scaffold, the right of action survives and may be prosecuted
and maintained by the decedent’s heirs or personal representatives.
....
50-77-106. Building inspector to enforce chapter. It is hereby made
the duty of the building inspector, his deputy, or other authorities in any
county, city, town, or village in the state, through the county attorney or any
other attorney, in case of failure of such owner, person, or corporation to
comply with this chapter promptly, to take the necessary steps to enforce the
provisions of this chapter.
50-77-107. Penalty for violation. Any person violating any of the
provisions of the foregoing sections shall be fined not less than $100 or more
than $200 for each offense.
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¶13 It is noteworthy that, as of 1997, the codifiers had split the original § 5 of the 1909
Scaffold Act (which encompassed both the fine and the duty to enforce) into two separate
statutes, thereby giving rise to the argument that the building inspector/county attorney’s
duty to enforce the provisions of the Scaffold Act was not limited to seeking statutory
penalties. See 1909 Scaffold Act, § 5; §§ 50-77-106 to 107, MCA (1997).
¶14 Rather than restricting their scope to narrow clauses in a statutory scheme, courts will
read the relevant statutes in their entireties; this gives courts the tools by which to effect the
will of the Legislature. Kokoszka v. Belford (1973), 417 U.S. 642, 650, 94 S.Ct. 2431, 2436,
41 L.Ed.2d 374, 381, superseded by statute on other grounds; Carlson v. City of Bozeman,
2001 MT 46, ¶ 15, 304 Mont. 277, ¶ 15, 20 P.3d 792, ¶ 15; William N. Eskridge, Jr., et al.,
Cases and Materials on Legislation 830 (3rd ed. 2002). This canon of construction is the
Whole Act Rule. William N. Eskridge, Jr., et al., Cases and Materials on Legislation 830
(3rd ed. 2002).
¶15 Parties must present a justiciable controversy before a court can consider the merits
of an issue, and this Court can question the justiciability of any controversy sua sponte
because neither the United States Constitution nor the Montana Constitution has granted this
Court the power to decide nonjusticiable questions. Dennis v. Brown, 2005 MT 85, ¶ 8, 326
Mont. 422, ¶ 8, 110 P.3d 17, ¶ 8; see Roosevelt v. Dept. of Revenue, 1999 MT 30, ¶ 47, 293
Mont. 240, ¶ 47, 975 P.2d 295, ¶ 47. In this case, § 50-77-101(3), MCA (1997), and not
§ 50-77-106, MCA (1997) (repealed 1999), addresses liability under the Scaffold Act.
Specifically, § 50-77-101(3), MCA (1997), lists three parties who are liable for injuries
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caused by their negligence in using or constructing the scaffold: “a contractor, subcontractor,
[and] builder.” Under the canon expressio unius est exclusio alterius, we interpret the
expression of one thing in a statute to imply the exclusion of another. State v. Good, 2004
MT 296, ¶ 17, 323 Mont. 378, ¶ 17, 100 P.3d 644, ¶ 17. Clearly, the Legislature did not
intend to impose liability on any “county, city, town, or village,” under the Scaffold Act, or
it would have listed those parties along with contractors, subcontractors, and builders. See
Tate v. Ogg (Va. 1938), 195 S.E. 496 (deciding that a statute applying to “any horse, mule,
cattle, hog, sheep, or goat” did not apply to turkeys).
¶16 This interpretation of the Scaffold Act comports with our interpretation of the
Scaffold Act in State ex rel. Great Falls National Bank v. District Court (1969), 154 Mont.
336, 344-45, 463 P.2d 326, 330-31 (interpreting the 1909 Scaffold Act codified at §§ 69-
1401 to -1405, R.C.M. (1947)) (italics added), where we held:
In our view neither the language nor the purpose of the Scaffold Act suggests
any intention by the legislature to grant multiple remedies or damages to
injured workmen by granting one recovery against the landowner, another
recovery against the general contractor, a third recovery against the subcon-
tractor using the scaffolding, and so on ad infinitum. On the contrary it is clear
to us from the language of the Act construed in the light of its purpose that the
legislature intended only to make the injured workman whole by granting him
relief to the extent of his injuries and damages against the person, firm or
corporation having direct and immediate control of the work involving the use
of scaffolding.
We interpreted the Scaffold Act as requiring only those having direct and immediate control
of the work involving the scaffold to make injured workers whole. Under Great Falls
National Bank, because the City had no control over the work, the statute did not require the
City to make Keith whole.
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¶17 The version of the Scaffold Act that we interpreted in Great Falls National Bank was
even less specific at delineating liable parties than § 50-77-101(3), MCA (1997), but we
interpreted the Scaffold Act to have delineated those parties nonetheless. The version
effective in February 1998 specifically listed the “contractor, subcontractor, [and] builder.”
Section 50-77-101(3), MCA (1997). If the more general version of the Scaffold Act limited
liability to “the person, firm or corporation having direct and immediate control of the work
involving the use of scaffolding,” as we concluded in Great Falls National Bank, 154 Mont.
at 345, 463 P.2d at 331, a fortiori, the more specific version limits recovery to the contractor,
subcontractor, and builder.
¶18 In arguing that the Scaffold Act imposed liability on the City for failing to inspect, the
dissent cites to lobbyist statements. In 1999, concerned over such liability, the Montana
League of Cities and Towns successfully lobbied for the repeal of § 50-77-106, MCA
(1997). An Act Removing the Building Inspector Responsibility to Enforce the General
Provisions of Construction Site Health and Safety; Repealing Section 50-77-106, MCA; and
Providing an Immediate Effective Date: Hearing on HB 229, Before the House Comm. on
Bus. and Labor, 1999 Leg., 56th Sess. Jan. 14 p. 3 (Mont. 1999) (statement of Alec Hanson,
proponent, League of Cities and Towns); Act Approved Apr. 5, 1999, ch. 232, 1999 Mont.
Laws 748. Needless to say, interpretations of the law by legislative lobbyists are not binding
on an appellate court. Furthermore, contrary to the dissent’s protestations, the question is
not whether the Scaffold Act imposed a duty to inspect. The question is, even assuming the
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City had a duty to inspect, did violation of that duty give rise to liability for injuries to a
worker?
¶19 Assuming the City had a duty to inspect the scaffold and assuming it breached that
duty, Dukes’s claim under the Scaffold Act must fail since the Scaffold Act imposes liability
only on certain entities, not including cities. Section 50-77-101(3), MCA (1997). This
holding is consistent with the fact that, as pointed out earlier, the Scaffold Act originally had
one section that encompassed both the monetary penalty and the inspector’s duty to enforce.
The sentence requiring the building inspector, acting through the county attorney, to enforce
the provisions of the Scaffold Act followed immediately after the establishment of the fine
and must be read in that context. Since the Scaffold Act does not impose liability on cities,
the questions whether the City had a duty to inspect under the Scaffold Act and whether it
was negligent per se for violating that duty are moot. “This Court affirms a district court’s
results if those results are correct even if the district court reached that result for the wrong
reason.” Dennis, ¶ 6.
¶20 Affirmed.
/S/ W. WILLIAM LEAPHART
We Concur:
/S/ KARLA M. GRAY
9
/S/ JOHN WARNER
/S/ BRIAN MORRIS
Justice James C. Nelson dissents.
¶21 I dissent from our Opinion.
¶22 In deciding this matter on the basis of a theory and an issue not raised in the District
Court, not utilized by the District Court, and not raised on appeal--justiciability/mootness--
this Court has turned the case on its head.
¶23 While § 50-77-101(3), MCA (1997), did limit liability for violations of the
Scaffolding Act (the Act) to a contractor, subcontractor and builder, the violation of the Act
is not and never was what this case is about. This case is about liability which must be
imposed on the City of Missoula (the City) by reason of its building inspector’s negligent
failure to inspect and enforce the undisputedly faulty scaffolding at issue here.
¶24 In her Amended Complaint, Dukes claimed liability by the City by reason of the
building inspector’s negligence in failing to inspect. The City defended on that basis. The
trial court ruled on that basis. The case was appealed--twice--on that basis. The City’s
involvement in this case was not about the negligent construction or use of scaffolding, but
about the City’s negligent failure to require the contractor, subcontractor and builder to
comply with the Act. In creating from whole cloth the theory of justiciability/mootness to
defeat the theory on which the case was actually litigated, our Opinion is just plain wrong.
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¶25 We decided the issue actually litigated in favor of Dukes the first time this case was
on appeal. Dukes v. Sirius Construction, Inc., 2003 MT 152, 316 Mont. 226, 73 P.3d 781
(Dukes I). In Dukes I, a lengthy and scholarly Opinion, we held that the Occupational Safety
and Health Act (OSHA) did not expressly or impliedly preempt the City’s duty to inspect
and enforce under the Act. Dukes I, ¶¶ 28 and 68. Indeed, we referred to this duty more
than 30 times in our Opinion.
¶26 The duty to inspect under § 50-77-106, MCA (1997), is independent of liability under
the Act for violations of the duty of the contractor, subcontractor and builder to provide safe
scaffolding. In other words, the contractor has a duty under the Act to provide safe
scaffolding and, if the contractor does not provide safe scaffolding, then the City cannot be
held liable. However, under § 50-77-106, MCA, the City, acting through the building
inspector, has a separate and independent duty to inspect and the City can be held liable for
breach of that duty. Here, if the building inspector had inspected, he would have found an
improperly constructed scaffold and the improper use of that scaffold. It is that duty–the
inspector’s duty to inspect as required by § 50-77-106, MCA–that is implicated here, not the
contractor’s separate duty to provide safe scaffolding.
¶27 For this Court to conclude that “[t]he Legislature did not intend to impose liability on
any ‘county, city, town, or village,’” is to ignore the express wording of § 50-77-106, MCA,
that the building inspector has the duty “to take the necessary steps to enforce the provisions
of this chapter.” (Emphasis added.) To, in effect, hold that a building inspector must wait
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until someone is injured or killed before the inspector has a duty to enforce the Act, nullifies
the purpose of the Act--to provide for a safe work environment.
¶28 Obviously, in the litigation underlying Dukes I, the City thought it had a duty to
inspect and enforce the Act. The City moved to dismiss itself from that litigation by
claiming that OSHA preempted that duty. The trial court bought into that argument and
granted the City’s motion. Dukes I, ¶ 1. The appeal was filed raising that issue. Dukes I,
¶ 3. And, we reversed the decision of the District Court and remanded for further
proceedings--Dukes I, ¶ 70--supposedly consistent with the law of the case which we
established in our Opinion.
¶29 Moreover, the legislative history of the repeal of § 50-77-106, MCA (1997),1
demonstrates that the Montana League of Cities and Towns--at whose behest the repeal was
effected--clearly believed that the statute imposed a duty to inspect. That organization’s
lobbyist told the Legislature that this law “required city building inspectors to go out and
inspect construction sites.” Apparently, it never occurred to anyone--before this Court’s
novel, from-whole-cloth theory--that this case was nonjusticiable and moot from inception
1
The 1997 version of § 50-77-106, MCA, provided:
Building inspector to enforce chapter. It is hereby made the duty of the
building inspector, his deputy, or other authorities in any county, city, town, or village
in the state, through the county attorney or any other attorney, in case of failure of
such owner, person, or corporation to comply with this chapter promptly, to take the
necessary steps to enforce the provisions of this chapter.
This statute was repealed by the 1999 Legislature. Sec. 1, Ch. 232, L. 1999.
12
because § 50-77-101(3), MCA (1997), limited liability for violations of the Act to the
contractor, subcontractor and builder.
13
¶30 In Dukes I, if no duty to inspect existed ab initio, as our current Opinion appears to
suggest, then there was nothing for OSHA to preempt. More to the point, if there was no
duty to inspect ab initio, then § 50-77-106, MCA, was meaningless; it was pure surplusage
because whether the building inspector inspected or not, ultimately all liability was the
contractor’s; the statute to the contrary, the building inspector had no duty at all. That is
precisely why the Montana League of Cities and Towns got the Legislature to repeal § 50-
77-106, MCA; the cities did not want to be stuck with the separate duty to inspect.
¶31 We’ve certainly made fools out of the Montana League of Cities and Towns and the
the Legislature for repealing § 50-77-106, MCA (1997), not to mention the lawyers, the
District Judge, and the members of this Court that were all dumb enough to waste their time
and resources on Dukes I.
¶32 I would reverse this case on the issue that was actually litigated and raised on appeal
and, at the very least, I would remand for trial.
¶33 I dissent.
/S/ JAMES C. NELSON
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