No. 04-410
IN THE SUPREME COURT OF THE STATE OF MONTANA
2006 MT 177
STATE OF MONTANA,
Plaintiff and Respondent,
v.
JAMES ENGLISH,
Defendant and Appellant.
APPEAL FROM: The District Court of the Thirteenth Judicial District,
In and For the County of Yellowstone, Cause No. DC 02-0376,
Honorable Gregory R. Todd, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Nancy G. Schwartz, LaRance, Syth & Schwartz, Billings, Montana
For Respondent:
Honorable Mike McGrath, Attorney General; Mark Mattioli,
Assistant Attorney General, Helena, Montana
Dennis Paxinos, County Attorney; David Carter, Deputy County
Attorney, Billings, Montana
Submitted on Briefs: August 10, 2005
Decided: August 1, 2006
Filed:
__________________________________________
Clerk
Justice Jim Rice delivered the Opinion of the Court.
¶1 James English (English) appeals from the judgment and sentence entered by the
Thirteenth Judicial District Court, Yellowstone County, upon a jury verdict finding him
guilty of negligent homicide. We affirm.
¶2 We consider the following issues on appeal:
¶3 Did the District Court abuse its discretion by denying the Defendant’s motion for a
directed verdict?
¶4 Did the District Court abuse its discretion by admitting the results of the
Defendant’s blood alcohol test?
¶5 Was the intoxication instruction given to the jury an incorrect statement of the law
and reversible error?
¶6 Did the District Court abuse its discretion by admitting statements made by the
victim?
¶7 Did the District Court abuse its discretion by admitting photographs of the victim?
¶8 Did the District Court penalize the Defendant for taking his case to trial, thereby
violating his due process rights?
¶9 Did the District Court err in ruling that the homicide was a crime of violence and
by failing to consider sentencing alternatives to prison?
¶10 Should this Court exercise plain error review to examine whether comments made
at trial regarding the Defendant’s silence violated his Fifth Amendment and state
constitutional rights?
2
BACKGROUND
¶11 Strange things happen. The following events took place on the evening of May 2,
2002, and the early morning of May 3, 2002.
¶12 Between 4:00 p.m. and 5:00 p.m., Benjamin Nielsen (Ben) dropped off his wife,
Wilma Nielsen (Wilma), in downtown Billings so that she could go see some friends.
Around 7:00 p.m. or 7:15 p.m., Ben received a call from someone named Karen at the
Empire Lounge telling him that he needed to pick up Wilma because she was intoxicated.
Ben waited about twenty minutes, and then drove his van downtown to find Wilma.
¶13 At the Empire Lounge, Ben collected a bag of clothing Wilma had left for him, but
he did not see her there. After twenty to thirty minutes of looking for her at several other
bars, Ben returned at a little after 8:00 p.m. to the Empire Lounge and found Wilma
standing outside with a man. They were drinking whiskey straight from the bottle. Ben,
Wilma, and the other man went to the Rainbow Club, about a five minute walk from the
Empire Lounge, and ordered more drinks.
¶14 After they finished their drinks, Ben was going to order another round when
Wilma seemed to become upset about something and went to the bathroom. She stayed
in the bathroom weeping for about ten minutes, after which the three companions left the
bar and started walking back toward the Empire Lounge. They only went about thirty to
forty feet before Wilma angrily told the other man to get away from her. Ben and Wilma
argued about taking her home, but she said she was going to go partying. She stepped to
the curb and stuck out her thumb. A van pulled up.
3
¶15 Wilma opened the side door of the van and got in, telling the driver that she
wanted to go to the airport or bus station. Ben got in the front passenger seat, and they all
introduced themselves. Ben told the driver, who was the Defendant, James English, that
he needed to get Wilma home. English and Ben got out of the van, briefly went into the
Rainbow Club, then came out again and got back into the van. Ben and Wilma argued
about whether she should go home, and English said, “I ain’t got time for this . . . .”
English asked Ben to step out of the van, saying “Go down and get your van and I’ll help
you get your wife home.” Ben got out, leaving Wilma lying on a mattress in the back of
the van. That was at about 8:45 p.m. The next time Ben would see his wife would be the
following morning in the intensive care unit of the hospital.
¶16 After exiting English’s vehicle, Ben ran to get into his van to follow English and
Wilma because he suspected that they might be going off to have sex. He drove for about
two hours, went home for about forty-five minutes, and then searched for another two
hours, but he did not find them.
¶17 About an hour after Ben parted company with Wilma and English, Toby and
Brenda Kline were driving by their business located near the Reporter Office Products
parking lot in an industrial area of Billings. They noticed a van parked in the lot at a
strange angle with its wheels turned sharply to the left. A man, later identified as
English, was standing outside the van looking down at someone, later identified as
Wilma, lying on the ground. The Klines drove around the block once or twice to get a
look at the scene, then parked about 125-135 yards away and watched the two strangers
4
with binoculars. Wilma was lying on her back about ten to fourteen feet from the open
side door of the van, not moving at all. Though English is a large man, he struggled to
pull Wilma—who was quite large as well—toward the van, dragging her head on the
ground and dropping her in the process. English ultimately succeeded in getting her to
within two or three feet of the van.
¶18 As they observed this odd behavior, the Klines called 911; records indicate the
time was 9:59 p.m. During and after the call to the police, the Klines saw English walk
around and step over Wilma several times. He appeared to be talking to her. At one
point, English walked to the driver side and got in the van, sat there for roughly twenty
seconds, got back out, and resumed stepping over and walking around Wilma. Between
four and six minutes after the Klines called 911, a police patrol car arrived at the scene,
followed by other patrol cars and an ambulance.
¶19 Officers Steve Swanson and David Dierenfield were the first officers on the scene.
After evaluating the situation, they directed English to sit on a parking block a short
distance away from Wilma and the van. The officers repeatedly asked English what had
happened to Wilma, but he refused to answer, saying that he knew what happened but
was not involved. Officer Dierenfield then arrested English and put him in one of the
patrol cars. When the police commander, Sergeant Thomas Vladic, arrived five to ten
minutes later, he asked English what had happened to Wilma, but he said he would only
talk if Sergeant Vladic would give him a cigarette, which the officer declined to do. At
5
3:52 a.m., almost six hours after English’s arrest, the police conducted a blood alcohol
test on him pursuant to a search warrant. His blood alcohol content at that time was .06.
¶20 Paramedic Eric Fisher performed the initial assessment of Wilma in the parking
lot, noting that she had abrasions all over her body, had several broken ribs, and had a
broken bone in her leg that was protruding through her skin. Wilma was taken to
Deaconess Hospital, treated by a trauma team, and subsequently placed in the intensive
care unit. She died nineteen days later of complications resulting from being run over by
a motor vehicle. The autopsy revealed that Wilma had roughly twenty broken ribs, a
fractured pelvis, and severe sepsis.
¶21 English was charged with negligent homicide, a felony. A jury convicted English
of the charge, and he was sentenced to twenty years imprisonment with ten years
suspended. English appeals.
DISCUSSION
¶22 Did the District Court abuse its discretion by denying the Defendant’s motion
for a directed verdict?
¶23 In State v. DeWitt, 2004 MT 317, ¶ 34, 324 Mont. 39, ¶ 34, 101 P.3d 277, ¶ 34
(citation omitted), we recited the standard of review for a denial of a motion for directed
verdict:
We review a district court’s denial of a motion for a directed verdict
to determine whether the court abused its discretion. In doing so, we
determine whether, viewing the evidence in the light most favorable to the
prosecution, any rational trier of fact could have found the elements of the
offense beyond a reasonable doubt. Abuse of discretion occurs only when
the district court acted arbitrarily without the employment of conscientious
6
judgment or exceeded the bounds of reason resulting in substantial
injustice.
¶24 Section 45-5-104(1), MCA, defines negligent homicide: “A person commits the
offense of negligent homicide if the person negligently causes the death of another
human being.”
¶25 Section 45-2-101(42), MCA (2001), defines the mental state “negligently” as
follows:
“Negligently”—a person acts negligently with respect to a result or
to a circumstance described by a statute defining an offense when the
person consciously disregards a risk that the result will occur or that the
circumstance exists or when the person disregards a risk of which the
person should be aware that the result will occur or that the circumstance
exists. The risk must be of a nature and degree that to disregard it involves
a gross deviation from the standard of conduct that a reasonable person
would observe in the actor’s situation. “Gross deviation” means a deviation
that is considerably greater than lack of ordinary care.
¶26 English argues that the State failed to produce sufficient evidence to permit a jury
to convict him. He focuses on the fact that the amended information charged him with
negligently causing Wilma’s death by driving and contends that the State inappropriately
expanded its theory at trial to allege he was negligent “‘before, during and after’ the
incident where Wilma was struck by the van.” According to English, the only possibly
relevant negligence was in the actual driving of the van, so he directs our attention to the
State’s own accident reconstruction expert, Dr. John Jurist. English states that Dr. Jurist
testified that English “most likely would not have perceived the collision until after the
collision happened” and that “it was most likely the defendant could not see Wilma prior
to hitting her with his van.” English further asserts that the State established no causal
7
link between his alcohol consumption and the van’s impact with Wilma because,
according to Dr. Jurist’s testimony, English could not see Wilma before the van hit her,
making impaired reaction time or judgment irrelevant.
¶27 English misrepresents Dr. Jurist’s testimony. Dr. Jurist explained that, given
certain assumptions—i.e., that Wilma was within twenty-eight to thirty-three inches of
the vehicle, that the driver was of a particular height, that Wilma was lying prone on the
ground, and that Wilma’s body reached sixteen to nineteen inches of height when in that
position—the driver may not have been able to see Wilma before running over her.
However, Dr. Jurist makes it clear in other parts of his testimony that it may have been
possible for English to see Wilma before impact because it was not known how far away
Wilma was from the van when it began moving toward her. Whether English did in fact
see Wilma before driving over her was not part of Dr. Jurist’s testimony. Rather, this
was a question of fact left to the jury to determine.
¶28 In addition, the evidence showing that Wilma was last seen as a passenger in
English’s van, that she was intoxicated but uninjured at the time she was last seen, and
that her injuries were caused by being run over by English’s vehicle is sufficient to
permit a rational jury to infer that English negligently caused Wilma’s death.
¶29 Accordingly, English has failed to establish that no rational trier of fact could have
found the elements of the offense beyond a reasonable doubt, nor has he demonstrated
that the District Court acted arbitrarily or exceeded the bounds of reason. Therefore, we
8
conclude that the District Court did not abuse its discretion by denying English’s motion
for a directed verdict.
¶30 Did the District Court abuse its discretion by admitting the results of the
Defendant’s blood alcohol test?
¶31 In State v. Larson, 2004 MT 345, ¶ 29, 324 Mont. 310, ¶ 29, 103 P.3d 524, ¶ 29
(internal quotation marks and citations omitted), we recited the standard of review for
evidentiary rulings:
Issues concerning the admissibility of evidence are within the
discretion of the district court. The trial court is vested with great latitude
in ruling on the admissibility of expert testimony. A district court has
broad discretion to determine whether evidence is relevant and admissible,
and absent an abuse of discretion, this Court will not overturn that court’s
ruling. The test for abuse of discretion is whether the trial court acted
arbitrarily without employment of conscientious judgment or exceeded the
bounds of reason resulting in substantial injustice.
¶32 English submitted a motion in limine to exclude the admission of evidence
regarding his blood alcohol test. The District Court denied the motion in part because the
State assured the court that it would present evidence linking English’s impaired state to
his negligent conduct. At trial, the State presented evidence regarding the alcohol test,
English’s probable alcohol impairment at the time that he ran over Wilma, and the effect
that impairment would have had on his driving.
¶33 English argues on appeal that admitting the blood alcohol evidence was an abuse
of discretion because there was no causal connection between English’s impaired state
and his alleged negligence. Moreover, English contends that the admission of the
evidence was highly prejudicial. In support of his argument, English cites Havens v.
9
State (1997), 285 Mont. 195, 945 P.2d 941, a civil case in which this Court held that, in
the absence of evidence connecting the traffic accident at issue with the plaintiff’s
alcohol consumption, the trial court erred in failing to grant a motion for a new trial
because evidence of the plaintiff’s alcohol consumption was irrelevant, prejudicial, and
likely to confuse the jury.
¶34 English’s reliance on Havens is misplaced. In Havens, the State’s own expert
testified that the plaintiff was not negligent, and other evidence was presented that
Havens could not have avoided the accident. Havens, 285 Mont. at 198, 945 P.2d at 942.
Thus, the presence of alcohol in Havens’ blood was irrelevant absent a causal connection
to the accident. Havens, 285 Mont. at 200, 945 P.2d at 944.
¶35 The present case is distinguishable. Here, the State presented evidence from Dr.
Jurist that English may have been able to see Wilma before running over her. Likewise,
the State presented evidence that English’s driving abilities were likely impaired by the
alcohol content of his blood. Given the circumstances, the evidence of his impaired
mental state was a relevant factor for the jury to consider in determining English’s
negligence.
¶36 We came to a similar conclusion in State v. Davis, 2000 MT 199, 300 Mont. 458,
5 P.3d 547. In Davis, there was evidence that the defendant, Davis, had consumed at
least five brandies and four beers in few hours prior to getting in his Jeep to drive home.
While driving home, Davis struck a woman with his car as she walked on the side of the
10
road, killing her. Though the police did not arrest the defendant until the next day—
making blood alcohol tests useless—we concluded that the
jury could reasonably have found from the evidence presented that Davis
consciously disregarded the risk posed by his driving under the influence of
alcohol, and that his conduct immediately before, during, and after the
accident reveals a gross deviation from the standard of conduct that a
reasonable person, not under the influence of alcohol, would have
observed.
Davis, ¶ 33.
¶37 Therefore, we conclude that the District Court did not act arbitrarily or exceed the
bounds of reason, and thus it did not abuse its discretion by admitting the blood alcohol
evidence.
¶38 Was the intoxication instruction given to the jury an incorrect statement of
the law and reversible error?
¶39 We stated the applicable standard of review for jury instructions in State v.
Pittman, 2005 MT 70, ¶ 30, 326 Mont. 324, ¶ 30, 109 P.3d 237, ¶ 30:
We review jury instructions to determine whether the instructions as
a whole fully and fairly instruct the jury on the applicable law. A district
court has broad discretion in formulating jury instructions, and our standard
of review is whether the court abused that discretion.
¶40 Jury Instruction Number 7 reads as follows: “Intoxication is not an essential
element of negligent homicide. Intoxication is merely one of the factors to be considered
in determining whether the death of Wilma Nielsen was caused by the negligent actions
of James English.”
11
¶41 English argues that this instruction, particularly the last phrase “negligent actions
of James English,” directs the jury to assume he was negligent. As a result, English
maintains that the instruction was an incorrect statement of the law and was “extremely
prejudicial.”
¶42 We disagree and conclude that the jury instruction was a correct statement of the
law. Intoxication is not an element of negligent homicide under the applicable law.
Sections 45-5-104(1), MCA, 45-2-101(42), MCA (2001); see State v. Arrington (1993),
260 Mont. 1, 11, 858 P.2d 343, 349; but cf. Larson, ¶ 46 (“criminal negligence can arise
as a result of intoxication”). Moreover, in the context of the other instructions,
Instruction Number 7 does not direct the jury to assume English was negligent. Indeed,
Instruction Number 6 states quite clearly that one of the two elements the jury must find
in order to convict is that “the Defendant acted negligently.” Instruction Number 8 goes
on to define the term “negligently” without reference to intoxication. Given Instructions
6 and 8, it appears that the proper—and natural—reading of Instruction Number 7 is that
the conjunction “whether” introduces an indirect question asking the jury to determine
that English either acted negligently or did not act negligently. The purpose of the
preceding clause was to explain that intoxication alone is not determinative on this point.
¶43 Consequently, we hold that the District Court did not abuse its discretion in giving
the jury the intoxication instruction and that the instruction was a correct statement of the
law.
12
¶44 Did the District Court abuse its discretion by admitting statements made by
the victim?
¶45 Once more, we review evidentiary rulings for abuse of discretion. See ¶ 31.
¶46 English contends that the District Court erred by admitting several statements that
Wilma made to medical personnel. He argues that the District Court incorrectly admitted
the statements pursuant to Rules 803(2) (excited utterance) and 803(4) (medical
diagnosis), M.R.Evid.
¶47 However, the District Court admitted the statements on other grounds as well—
namely, Rule 803(1) (present sense impression), Rule 803(3) (mental or physical
condition), and Rule 804(b)(5) (circumstantial guarantees of trustworthiness), M.R.Evid.
Because English offers no argument regarding the additional bases for the District
Court’s admission of these statements, we cannot conclude that the District Court acted
arbitrarily or beyond the bounds of reason, and we need not decide whether the court
erred by admitting the statements pursuant to Rules 803(2) and 803(4). Failure to
challenge each of the alternative bases for a district court’s ruling results in affirmance.
See Skinner v. Allstate Ins. Co., 2005 MT 323, ¶ 9, 329 Mont. 511, ¶ 9, 127 P.3d 359, ¶ 9
(failure to argue results in abandonment of issue); Rule 23(a)(4), M.R.App.P. (appellant
must present arguments).
¶48 Thus, we hold that the District Court did not abuse its discretion in admitting
Wilma’s statements.
13
¶49 Did the District Court abuse its discretion by admitting photographs of the
victim?
¶50 In State v. Dunfee, 2005 MT 147, ¶ 26, 327 Mont. 335, ¶ 26, 114 P.3d 217, ¶ 26
(citations omitted), we addressed the standard for reviewing the admission of
photographs:
A district court’s decision regarding the admissibility of evidence
should not be set aside unless there is an abuse of discretion. In
considering whether photographs should be admitted, a district court must
determine whether the probative value of the photos outweighs any
prejudicial effect. This Court has consistently held that photographs
possessing instructive value are relevant and admissible provided their
probative value is not substantially outweighed by the danger of unfair
prejudice.
“The test for abuse of discretion is whether the trial court acted arbitrarily or exceeded
the bounds of reason resulting in substantial injustice.” State v. Kearney, 2005 MT 171,
¶ 12, 327 Mont. 485, ¶ 12, 115 P.3d 214, ¶ 12.
¶51 English argues that certain photographs taken of Wilma in the emergency room
were improperly admitted because they were inflammatory, irrelevant to the question of
English’s negligence, and far more prejudicial than probative. In support of his
argument, English cites State v. Bristow (1994), 267 Mont. 170, 882 P.2d 1041, in which
this Court held that, where bodily injury was not in dispute, four enlarged color
photographs showing the victim’s severe injuries were of little or no probative value in
establishing accountability for an aggravated kidnapping. English contends that the
instant case is analogous to the situation in Bristow, arguing that Wilma’s death was not
in dispute here.
14
¶52 We disagree and hold that the photographs were relevant to show the type of
injury and to aid in understanding trial testimony. Although Wilma’s death was not in
dispute, her particular injuries, as documented in the photographs at issue here, may have
been useful to the jury in understanding the manner by which Wilma was injured, and
when considered in light of the bizarre circumstances of the case—including English’s
odd behavior in the Reporter Office Products parking lot—they may have enabled the
jury to make inferences about English’s intent and state of mind when he drove the
vehicle over Wilma. Thus, the visual evidence of the injuries to Wilma was relevant
because the type of injuries she sustained could have been a factor in determining
English’s negligence. See State v. Mergenthaler (1994), 263 Mont. 198, 205, 868 P.2d
560, 564 (“Photographs are admissible for the purpose of explaining and applying the
evidence and for assisting the court and the jury in understanding the case.”).
¶53 Therefore, we conclude that the District Court’s decision did not result in
substantial injustice and, accordingly, that the District Court did not abuse its discretion
by admitting the photographs.
¶54 Did the District Court penalize the Defendant for taking his case to trial,
thereby violating his due process rights?
¶55 “This Court reviews a district court’s sentence for legality only, confining its
review to whether the sentence falls within the parameters set by statute.” Dunfee, ¶ 46.
Section 45-5-104(3), MCA, sets the maximum penalty for negligent homicide at twenty
years in prison and a $50,000 fine.
15
¶56 English, relying on State v. Baldwin (1981), 192 Mont. 521, 629 P.2d 222, and
State v. Tate (1982), 196 Mont. 248, 639 P.2d 1149, contends that in sentencing him to
twenty years imprisonment with ten years suspended the District Court imposed a “trial
tax” on him for taking his case to trial instead of pleading guilty. English directs our
attention to comments the trial judge made at the sentencing hearing, and he contends
that the “district court’s comments, especially in view of the disparity between sentences
in the cases reviewed by the district court—cases the district court specifically noted the
defendants had pled guilty or nolo contendere—establish a clear due process violation.”
¶57 English’s argument is unpersuasive. The District Court focused on the
aggravating circumstances in English’s case—i.e., the influence of alcohol on both
English and Wilma, English’s statements in the presentence investigation report, the
violence involved, and English’s failure to call for help—not on the sentences imposed in
prior negligent homicide cases. The District Court’s review of sentences in prior
negligent homicide cases was at the prompting of the parties and in compliance with
§ 46-18-101(3)(b), MCA, requiring sentences to be commensurate with the punishment
imposed on others committing the same crime. There is no indication from the record
that the District Court imposed a “trial tax” on the defendant for proceeding to trial. To
the contrary, the District Court merely acknowledged that there is a distinction between
sentences imposed on those who plead guilty or nolo contendere and on those who plead
not guilty but are convicted by a jury. Specifically, the District Court stated the
following:
16
I have reviewed all of the Yellowstone County cases from—for negligent
homicide from 1995, actually 1994 to the present.
....
[T]he one constant that I have found in all of them is that every defendant
pled guilty. One of them I believe entered a nolo contendere plea. The
defense labels the State and the PSI [presentence investigation] author as
imposing a trial tax. The sentence I impose is not imposed because Mr.
English chose to exercise his right to go to trial, but there is a distinction
with one pleading guilty before trial, admitting responsibility and someone
after the fact expressing remorse and foxhole religion.
The District Court’s assessment is correct. See Baldwin, 192 Mont. at 525, 629 P.2d at
225 (“A policy of leniency following a plea is proper . . . .”); cf. State v. Allen (1996), 278
Mont. 326, 335, 925 P.2d 470, 475 (“a mere disparity between the sentence offered
during plea bargaining and that ultimately imposed is not, of itself, improper”) (citing
Baldwin, 629 P.2d at 225).
¶58 In Baldwin, the trial judge was involved in the plea bargaining process, offering a
lenient sentence of forty-five days of jail time if the defendant pled guilty. However, the
defendant chose to enter a plea of not guilty and to proceed to trial. He was convicted
and subsequently sentenced to ten years in prison. We held in that case that “a
sentencing court which becomes involved in the plea bargaining process, and which
imposes a harsher sentence after trial than was offered in exchange for a guilty plea, must
specifically point out the factors that justify the increased sentence.” Baldwin, 192 Mont.
at 527-28, 629 P.2d at 226. Because there was no indication in the record explaining the
disparity, we vacated the sentence and remanded the cause for resentencing. Our
decision in Tate—which involved similar circumstances—merely vacated the defendant’s
17
sentence and remanded the cause for resentencing in conformity with Baldwin. Tate, 196
Mont. at 250-51, 639 P.2d at 1150.
¶59 As noted, at issue in Baldwin was the disparity between the sentence offered in the
plea bargaining process and the final sentence imposed after trial and conviction. In the
instant case, the District Court was not involved in any plea bargaining process at all, and
English acknowledges as much. However, English cites Baldwin and its successor, Tate,
as support for his argument that the disparity between his sentence and the sentence
imposed on others who committed the same crime—but who pled guilty or nolo
contendere—amounts to a due process violation. We discern no indispensable logical
connection between the holding in Baldwin and the proposition that English sets forth
here. In fact, Baldwin supports the contrary idea that there may be appropriate
differences between sentences imposed upon defendants who have pled guilty and those
that have proceeded to trial. See ¶ 57. Therefore, we conclude that the twenty-year
sentence (ten suspended) imposed by the District Court was within the statutory
parameters and did not violate English’s due process rights.
¶60 Did the District Court err in ruling that the homicide was a crime of violence
and thereby failing to consider sentencing alternatives to prison?
¶61 “The interpretation of a statute is a question of law that we review to determine
whether the interpretation is correct.” State v. Allum, 2005 MT 150, ¶ 14, 327 Mont. 363,
¶ 14, 114 P.3d 233, ¶ 14. Moreover,
in construing statutes, the function of the court is simply to ascertain and
declare what is in terms or in substance contained therein, not to insert what
18
has been omitted or to omit what has been inserted. Where the plain
language of the statute is clear and unambiguous, no further interpretation
is required.
State v. Kroll, 2004 MT 203, ¶ 17, 322 Mont. 294, ¶ 17, 95 P.3d 717, ¶ 17 (citations
omitted).
¶62 Section 46-18-104(2)(a)(ii), MCA, states that unless the context requires
otherwise, “a crime in which the offender causes serious bodily injury or death to a
person other than the offender” is a crime of violence. Section 46-18-101(f), MCA
(2001), states, “Sentencing practices must provide alternatives to imprisonment for the
punishment of those nonviolent felony offenders who do not have serious criminal
records.”
¶63 English argues that the homicide he committed was not a crime of violence, and,
further, that to literally interpret § 46-18-104(2)(a)(ii), MCA, to include negligent
homicide as a crime of violence leads to absurd results. Thus, he contends that, pursuant
to § 46-18-101(f), MCA, he was entitled to have the District Court consider alternatives
to imprisonment.
¶64 English’s argument is unpersuasive. He caused Wilma Nielsen’s death through
his negligence. Section 46-18-104(2)(a)(ii), MCA, is clear, and the District Court
correctly interpreted it. Additionally, we do not perceive that the literal application of the
statute leads to any “absurd results” in the present circumstances. Therefore, we
conclude the District Court did not err in ruling that the homicide was a crime of violence
or by failing to consider sentencing alternatives to prison.
19
¶65 Should this Court exercise plain error review to examine whether comments
made at trial regarding the Defendant’s silence violated his Fifth Amendment and
state constitutional rights?
¶66 We articulated the standards for applying plain error review in State v. Finley
(1996), 276 Mont. 126, 137-38, 915 P.2d 208, 215, overruled on other grounds by State
v. Gallagher, 2001 MT 39, 304 Mont. 215, 19 P.3d 817:
[T]his Court may discretionarily review claimed errors that implicate a
criminal defendant’s fundamental constitutional rights, even if no
contemporaneous objection is made . . . where failing to review the claimed
error at issue may result in a manifest miscarriage of justice, may leave
unsettled the question of the fundamental fairness of the trial or
proceedings, or may compromise the integrity of the judicial process. . . .
[W]e will henceforth use our inherent power of common law plain error
review sparingly, on a case-by-case basis . . . .
¶67 English contends that the District Court committed plain error by admitting the
testimony of several officers and paramedic Fisher. The admission of this testimony,
English argues, violated his right to remain silent guaranteed by the Fifth Amendment
and Article II, Section 25 of the Montana Constitution.
¶68 At the outset, English concedes that his trial counsel failed to object to the
testimony or to request a mistrial. In addition, though it is not entirely clear which
specific portions of testimony English now finds objectionable, it appears that at least one
of the claimed inappropriate references to English’s silence was elicited by his own
attorney on cross-examination. Nevertheless, he calls the admission of the testimony
“egregious” and “plain error.”
20
¶69 English does clearly direct our attention to two portions of testimony, which he
labels as the “most offensive” to him. One occurred during Officer Swanson’s testimony,
the first police officer called as a witness in the trial:
Q. [by the State] What did you ask the defendant about whether he wanted
a lawyer?
A. [by Officer Swanson] I never did ask the defendant if he wanted a
lawyer. I really didn’t question him that much at all.
Q. What information did he provide you regarding whether he wanted a
lawyer?
A. I had never heard the defendant ask for a lawyer. First I had heard was
Sergeant Vladic had told me that he had, what we say, lawyered up, he
requested a lawyer.
The second “most offensive” piece of testimony came during redirect examination of the
next witness, Officer Dierenfield:
Q. [by the State] Now, you testified on cross-examination that it’s very rare
that someone doesn’t tell you what happened if it was an accident.
A. [by Officer Dierenfield] In my experience, the only time they don’t want
to tell me something is when they’re hiding something. Accidents, they’re
drunk, they’re DUI, they don’t want to talk to me, they don’t want me to
smell their alcohol. Give a gazillion examples, but I would say very, very,
very rare that they just say I’m not going to tell you what happened, very,
very rare. They’ll tell you something, whether or not it’s the truth or if it’s
false, they’ll tell you something usually. To just tell you absolutely
nothing, extremely rare.
Officer Dierenfield went on to testify that he did not hear English request a lawyer.
¶70 After Officer Dierenfield completed his testimony, the parties had an in-chambers
discussion with the judge. During that meeting, English’s counsel, alluding to the
witness’ references to whether English had requested a lawyer, said the following:
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We are simply saying that we do believe it’s impermissible comment, and
we would ask that the prosecution refrain from illiciting [sic] any further
testimony about whether he is hiding something, whether he has requested
an attorney. Because at some point, I think that we will move for a mistrial
if there’s further comment on the exercise of his constitutional rights.
The District Court responded, “I’m not being asked to rule on any motions now.”
English’s counsel said, “Absolutely not.” No motion for mistrial was ever made.
¶71 What is clear from the above exchanges is that English’s counsel consciously
chose not to object to the “offensive” testimony or to move for a mistrial on the grounds
that the defendant’s right to remain silent was offended by the officers’ testimony.
Together with the principle that we invoke plain error doctrine sparingly, Finley, 276
Mont. at 138, 915 P.2d at 215, we have repeatedly emphasized the need for counsel to
make contemporaneous objections at trial. State v. Sullivan (1996), 280 Mont. 25, 33,
927 P.2d 1033, 1038; Finley, 276 Mont. at 138, 915 P.2d at 215. In addition, we have
said that we will not overturn a district court for an error it did not have the opportunity to
address:
It has long been the rule of this Court that on appeal we will not put
a District Court in error for a ruling or procedure in which the appellant
acquiesced, participated, or to which appellant made no objection.
Acquiescence in error takes away the right of objecting to it. This Court
will not hold a district court in error when it has not been given an
opportunity to correct itself.
State v. Gardner, 2003 MT 338, ¶ 44, 318 Mont. 436, ¶ 44, 80 P.3d 1262, ¶ 44 (internal
citations and quotation marks omitted).
¶72 Without further elucidation from English about how the admission of the less
offensive testimony was plainly erroneous, or even about which pieces of testimony
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English places in this category, we cannot conclude that a manifest miscarriage of justice
has occurred. As for the two “most offensive” pieces of testimony, it is not plain or
obvious that they constitute an affront to English’s constitutional rights, or if they do, that
they produced a miscarriage of justice or left unsettled the fairness of the trial. Indeed,
English discusses at great length the law regarding the right to remain silent, but he does
not clarify how the testimony was instrumental to the State’s case or how it sullied the
entire trial. English’s raw assertion on appeal that the offensive testimony “pervaded the
entire trial” is left ultimately undeveloped, leaving us to wonder why, if the assertion is
true, his trial counsel did not move for a mistrial or otherwise object to the testimony,
especially when counsel had raised that very prospect to the trial judge. It is entirely
possible that the absence of such action by his counsel was the result of purposeful trial
strategy or tactic. Either way, the question betrays the assertion and suggests that if there
was an error here, it was certainly not plain. See State v. Godfrey, 2004 MT 197, ¶ 38,
322 Mont. 254, ¶ 38, 95 P.3d 166, ¶ 38 (“A fundamental aspect of ‘plain error,’ is that the
alleged error indeed must be ‘plain.’”). Accordingly, we decline to invoke the plain error
doctrine.
CONCLUSION
¶73 For the foregoing reasons, the judgment and sentence of the District Court are
affirmed.
/S/ JIM RICE
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We concur:
/S/ JOHN WARNER
/S/ PATRICIA COTTER
/S/ W. WILLIAM LEAPHART
/S/ BRIAN MORRIS
Justice James C. Nelson dissents.
¶74 I dissent from the Court’s decision on Issue 3—the jury instruction issue—and
would reverse and remand for a new trial. Therefore, I do not reach the Court’s analysis
or resolution of any of the other issues in this case.
Instruction Issue – Issue No. 3
¶75 The instruction at issue, No. 7, states:
Intoxication is not an essential element of negligent homicide.
Intoxication is merely one of the factors to be considered in determining
whether the death of Wilma Nielsen was caused by the negligent actions of
James English.
This instruction, as noted by the Court at ¶ 42, was given in conjunction with Instructions
6 and 8. Instruction 6 requires the jury to find that English “acted negligently” in causing
the death of Wilma Nielsen if it is to find him guilty of negligent homicide.
¶76 Instruction 8 defines the term “negligently” as follows:
A person acts negligently with respect to a result or to a
circumstance described by a statute defining an offense when the person
consciously disregards a risk that the result will occur or that the
circumstance exists or when the person disregards a risk of which the
person should be aware that the result will occur or that the circumstance
exists. The risk must be of a nature and degree that to disregard it involves
a gross deviation from the standard of conduct that a reasonable person
would observe in the actor’s situation. “Gross deviation” means a deviation
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that is considerably greater than lack of ordinary care. Relevant terms, such
as “negligent” and “with negligence”, have the same meaning.
¶77 The jury’s charge in this case was to determine if English (a) caused Wilma
Nielsen’s death and, if yes, (b) whether he did so “negligently” and, if yes, (c) whether
his conduct disregarded a risk in light of the circumstances and, if yes, (d) whether that
risk constituted a “gross deviation” from the reasonable or ordinary standard of care. In
other words, in order to convict English of negligent homicide under the law of this case,
the jury had to make four independent, but coordinate, factual determinations: (a) and (b)
(from Instruction 6) and (c) and (d) (from Instruction 8). If the jury reached a negative
answer on any one of these four determinations, then it was obligated to find English not
guilty (see Instruction 6).
¶78 However, here, the court took from the jury the necessity to make three out of four
of those factual determinations. With Instruction 7, the court pre-determined for the jury
that English’s actions were negligent. Contrary to the Court’s statement in ¶ 42, the use
of “whether” in the context of the passive voice phrase, refers only to “whether” English
caused Wilma Nielsen’s death; having answered “yes” to that question, the next question
is answered for the jury by the court—the cause was the “negligent actions” of English.
The jury did not have to determine whether English’s actions were negligent; the court
told the jury they were—“the negligent actions” of English.
¶79 The court could have used the word “conduct” in place of “negligent actions,”
thereby leaving it to the fact-finder to determine whether such conduct was, as a matter of
fact, “negligent” under the law. Rather, the court chose to characterize that conduct as
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negligent in Instruction 7—i.e., it chose to use language in that instruction that told the
jury what its decision was supposed to be on the very elemental fact that the jury, itself,
was charged with deciding under Instructions 6 and 8. Thus, the court’s faulty
Instruction 7 obviated any need for the jury to make determinations on the material
elements of the charge filed against English—i.e., (b), (c) and (d) referred to in ¶ 77
above.
¶80 As such, Instructions 6, 7, and 8 were hopelessly confusing and internally
inconsistent. While instructions are to be read as a whole, it is also a well-established and
long-standing rule of Montana law that giving conflicting instructions upon a material
issue is reversible error. Bohrer v. Clark (1979), 180 Mont. 233, 246, 590 P.2d 117, 124
(citing Skeleton v. Great Northern Ry. Co. (1940), 110 Mont. 257, 100 P.2d 929).
¶81 English did not get a fair trial because of the trial court’s internally inconsistent
jury instructions on the material elements of the charge. The court abused its discretion
by not fairly instructing the jury on the applicable law.
¶82 I would reverse and remand for a new trial. I dissent from our failure to do so.
/S/ JAMES C. NELSON
Chief Justice Karla M. Gray, dissenting.
¶83 I, too, respectfully dissent from the Court’s determination on the jury instruction
issue. Consequently, I would reverse and remand for a new trial and not reach the other
issues raised in this appeal.
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¶84 My rationale with regard to the instructional error is more direct than Justice
Nelson’s. Reading Instructions 6 through 8 together, I conclude that the error in
Instruction 7 is the inclusion of the word “the” in front of the words “negligent actions.”
That one small word, in my view, constitutes sufficient prejudice to entitle English to a
new trial.
¶85 As the Court discusses, Instruction 6 advises the jury that a necessary element of
the offense is that the defendant acted negligently. Instruction 8 defines “negligently.”
Instruction 7 advises that intoxication is not a necessary element of the offense of
negligent homicide, but can be considered by the jury. Had Instruction 7 said
“[i]ntoxication is a factor to be considered in determining whether the death of Wilma
Nielsen was caused by negligent actions of James English[,]” followed by Instruction 8,
defining negligently, the instructions would not have been erroneous. While I agree with
the Court that the instructions—taken as a whole—did not expressly direct the jury to
assume English was negligent, it is my view that Instruction 6 at least likely caused
substantial confusion to the jury.
¶86 I would reverse on the instruction issue and remand for a new trial on the
negligent homicide offense. I dissent from the Court’s failure to do so.
/S/ KARLA M. GRAY
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