October 23 2007
05-252
IN THE SUPREME COURT OF THE STATE OF MONTANA
2007 MT 277
REID LANCE ROSENTHAL,
Plaintiff and Appellant,
v.
COUNTY OF MADISON, STATE OF
MONTANA, ROBERTA ZENKER,
f/k/a ROBERT ZENKER, Individually
and as former County Attorney for the
County of Madison, et al.,
Defendants and Appellees.
APPEAL FROM: District Court of the First Judicial District,
In and For the County of Lewis and Clark, Cause No. ADV 2004-362
Honorable Dorothy McCarter, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Quentin M. Rhoades, Sullivan, Tabaracci & Rhoades, P.C.,
Missoula, Montana
For Appellees:
Mike McGrath, Attorney General; Paul D. Johnson,
Assistant Attorney General, Helena, Montana
Richard Larson, Harlen, Chronister, Parish & Larson, P.C.,
Helena, Montana (for Madison County)
Submitted on Briefs: February 7, 2007
Decided: October 23, 2007
Filed:
__________________________________________
Clerk
2
Justice Patricia O. Cotter delivered the Opinion of the Court.
¶1 Plaintiff Reid Rosenthal (Rosenthal) appeals the District Court’s entry of summary
judgment in favor of the Defendants Madison County (County), the State of Montana
(State), and Madison County Attorney Zenker (Zenker). Rosenthal also appeals the
denial of his M. R. Civ. P. 56(f) motion requesting further discovery filed after the
Defendants filed their summary judgment motion, as well as the District Court’s denial of
his request to add a claim for attorney’s fees under the private attorney general doctrine.
We affirm.
¶2 Rosenthal filed a malicious prosecution claim and later amended it to include
claims for intentional and negligent emotional distress, alleging that he suffered injuries
to his reputation and business as a result of a misdemeanor complaint filed but later
dismissed by Zenker. The District Court granted summary judgment in favor of all
defendants after determining that Zenker’s conduct was within the scope of the County
Attorney’s statutory authority and, therefore, was entitled to absolute prosecutorial
immunity, barring an action against all defendants. Rosenthal argues Zenker’s conduct is
not entitled to absolute immunity, but rather is entitled at best to only qualified immunity,
because Zenker acted outside the quasi-judicial function by accusing Rosenthal of a
violation of the Montana Streambed Preservation Act, advising the Madison County
Sheriff about investigating Rosenthal, and compiling a file of reports about Rosenthal’s
alleged harassment to send to the Attorney General’s office.
ISSUES
¶3 Rosenthal raises four issues on appeal:
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¶4 (1) Did the Montana Tort Claims Act, § 2-9-305(1), MCA, abrogate the common
law doctrine of prosecutorial immunity;
¶5 (2) Did the District Court correctly conclude that Defendants were entitled to
summary judgment as a matter of law;
¶6 (3) Did the District Court correctly deny Rosenthal’s M. R. Civ. P. 56(f) motion
for additional discovery to allow investigation into Zenker’s role as an investigator and
legal advisor before ruling on summary judgment; and
¶7 (4) Did the District Court err in denying Rosenthal’s request to add a claim for
attorney’s fees under the private attorney general doctrine.
FACTUAL AND PROCEDURAL BACKGROUND
¶8 On December 6, 2001, the Ruby Valley Soil Conservation District (RVSCD) sent
County Attorney Zenker reports of a potential violation of the Montana Streambed
Preservation Act, §§ 75-7-101-125, MCA, by Reid Rosenthal (“310 violation”). Along
with the reports was a letter from the RVSCD chairman requesting prosecution of these
violations and a copy of the letter from Fish, Wildlife and Parks biologist Richard
Oswald to RVSCD indicating that Rosenthal’s log and utility line project along
Wisconsin Creek was a 310 violation. On January 3, 2002, Zenker received a letter from
the RVSCD Board of Supervisors requesting prosecution of Rosenthal and stating that
Don McIntyre, attorney for the Department of Natural Resources and Conservation,
advised that Rosenthal’s project was a 310 violation.
¶9 These reports and letters indicated that Rosenthal, as manager of the Three Creeks
Ranch, LLC, had begun a bridge project by placing a log across Wisconsin Creek. A
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utility line ran under the log. Neighboring property owners who had seen the log grew
concerned that it was an unauthorized project contributing to environmental degradation
of the Creek. Six people reported it to the RVSCD. Prior to filing a complaint Zenker
wrote to Rosenthal, informing him of the potential violation and offering him an
opportunity to acquire the requisite permit or remove the log and utility line. Through a
number of correspondences, Rosenthal responded that his project was legal, that he had
the requisite permit, and that he would not remove the project.
¶10 On January 24, 2002, Zenker filed a misdemeanor complaint charging Rosenthal
with a 310 violation. On June 7, 2002, the District Court granted Rosenthal’s request to
allow an expert to testify on his behalf. The State retained its own expert. Upon learning
that the State’s expert was not confident there was a 310 violation beyond a reasonable
doubt, Zenker moved to dismiss the complaint against Rosenthal on July 8, 2002.
¶11 On July 21, 2003, Mr. Curtis Kruer sent a letter to the Madison County Sheriff
asking that Rosenthal be investigated and punished for threatening behavior towards
Stephanie Kruer. Sheriff David Schenck notified Zenker of these complaints, seeking
Zenker’s input, and Zenker responded by suggesting a more thorough investigation.
Zenker then contacted the Attorney General’s Office regarding its possible prosecution of
Rosenthal because Zenker perceived a potential conflict of interest between the parties.
The victim in the case, a local public defender, had worked with Zenker in the past,
creating a potential conflict. Additionally, Zenker believed Rosenthal held a grudge
against the Madison County Attorney’s Office because of the 310 case, and further
involvement by Zenker would only inflame that grudge.
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¶12 The Attorney General assigned the case to Barbara Harris, who charged Rosenthal
with stalking and, in the alternative, trespass to property. According to Harris, a copy of
the investigative file sent to her by Zenker was in turn copied and sent to Rosenthal on
November 10, 2003, and April 9, 2004. Eventually, a trial was held and Rosenthal was
found not guilty.
¶13 On May 14, 2004, Rosenthal filed his original malicious prosecution complaint
against the Defendants herein. The court set October 15 as the deadline for amended
pleadings. On October 22, Rosenthal requested leave to amend the pleadings, which
Defendants opposed. On January 3, 2005, the District Court granted Rosenthal’s motion
to amend all counts but Count VI, which was a request for attorney’s fees under the
private attorney general doctrine.
¶14 On December 8, 2004, seven months after filing the complaint, Rosenthal’s
attorney sent a letter to Defendants’ attorneys asking to arrange depositions for 19 people.
On December 21, Paul Johnson, Attorney for the State and Zenker, responded to the
request with deposition dates. On December 28, Rosenthal filed a notice of service of the
first set of discovery requests sent to Defendant Zenker.
¶15 On January 14, 2005, Defendants filed a motion for summary judgment based on
absolute immunity. They filed a brief and the supporting affidavits of Zenker and Harris
five days later.
¶16 On January 25, 2005, Rosenthal filed his amended complaint and jury trial
demand. The amended complaint set forth no additional facts, but added causes of action
for intentional and negligent infliction of emotional distress, based on “Defendants’
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intentional acts” without specifying those acts. The Defendants filed a motion for
protective order the next day, a renewed motion for summary judgment on January 31,
and an answer to the first amended complaint on February 4.
¶17 Between February 4 and 11, Rosenthal filed notices of depositions and subpoenas
duces tecum for nine individuals. On February 11, Zenker filed an emergency motion to
quash and the court granted it that day, forbidding the parties from conducting
depositions before determination of summary judgment. On February 15, Rosenthal filed
his “refusal” of summary judgment and a request for more time for discovery. On
February 16, Rosenthal’s attorney filed an affidavit in opposition to the motion for
summary judgment, asserting personal knowledge of the facts at issue. Rosenthal’s own
affidavit was not filed until March 3.
¶18 On March 14, Defendants filed a response to Rosenthal’s request for more time to
conduct discovery, treating it as a M. R. Civ. P. 56(f). Defendants argued that Rosenthal
failed to present a sufficient affidavit to meet the movant’s burden under M. R. Civ. P.
56(f). Additionally, Defendants argued that further discovery would undermine the
purpose of prosecutorial immunity.
¶19 On March 25, the District Court granted Zenker and the State’s motion for
summary judgment and dismissed the case with prejudice, later clarifying that the
summary judgment was granted in favor of Madison County as well. After finding that
summary judgment was appropriate, the District Court declined to address the additional
motions of the parties because they were moot. On April 4, Rosenthal filed a timely
notice of appeal.
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¶20 In April, May and June, Rosenthal’s attorney conducted depositions of Zenker,
Harris, David Schenck, the Madison County Sheriff, and Evan Andren, the Madison
County Undersheriff, in a separate unrelated matter involving a property dispute. During
the deposition of Zenker, Rosenthal’s attorney tried to ask Zenker questions regarding the
malicious prosecution case. Zenker objected. In addition, during the deposition of
Andren, Harris, and Schenck, Rosenthal asked questions relating to the malicious
prosecution case. These questions were answered without objection.
¶21 Based upon what he learned in the depositions, Rosenthal filed a M. R. Civ. P.
60(b)(2) motion for relief, asserting newly discovered evidence that defeated Zenker’s
claim of absolute prosecutorial immunity, followed a week later by another motion for
leave to file a second amended complaint. However, the District Court lacked
jurisdiction to rule thereon in light of Rosenthal’s previously filed notice of appeal.
Consequently, Rosenthal sought from this Court a stay of the summary judgment appeal
in order for the District Court to regain limited jurisdiction to rule on his M. R. Civ. P.
60(b)(2) discovery motion. We granted his motion for remand. The District Court then
ordered the parties to brief the M. R. Civ. P. 60(b)(2) motion. After some procedural
confusion involving another appeal and remand, the District Court denied Rosenthal’s
motion for relief under M. R. Civ. P. 60(b)(2) on March 30, 2006, on the basis that the
newly discovered evidence was not material to the allegations in the first amended
complaint and did not mandate a different result on the summary judgment motion. This
appeal follows.
STANDARD OF REVIEW
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¶22 We review orders of summary judgment de novo. Bradley v. Crow Tribe of
Indians, 2005 MT 309, ¶¶ 12-15, 329 Mont. 448, ¶¶ 12-15, 124 P.3d 1143, ¶¶ 12-15. The
purpose of summary judgment is to eliminate the burden and expense of unnecessary
trials. Hughes v. Pullman, 2001 MT 216, ¶ 20, 306 Mont. 420, ¶ 20, 36 P.3d 339, ¶ 20.
However, “all reasonable inferences which may be drawn from the offered proof must be
drawn in favor of the party opposing summary judgment.” Cape v. Crossroads
Correctional Center, 2004 MT 265, ¶ 12, 323 Mont. 140, ¶12, 99 P.3d 171, ¶ 12. Where
the movant has met its burden of showing that no genuine issues of material fact exist,
the opposing party bears the burden of establishing an issue of material fact. The
opposing party’s facts must be material and of a substantial nature, and not fanciful,
frivolous, or conjectural. Fleming v. Fleming Farms, Inc., 221 Mont. 237, 241, 717 P.2d
1103, 1105-06 (1986).
¶23 The district court has discretion to decide whether to continue a motion for
summary judgment pursuant to M. R. Civ. P. 56(f), on the basis that the party opposing
the motion needs further discovery. This court reviews the denial of a M. R. Civ. P. 56(f)
motion for an abuse of discretion. Stanley v. Holms, 1999 MT 41, ¶ 19, 293 Mont. 343,
¶ 19, 975 P.2d 1242, ¶ 19. Similarly, “[a] district court’s grant or denial of attorney fees
is a discretionary ruling which we review for abuse of discretion.” Harding v. Savoy,
2004 MT 280, ¶ 68, 323 Mont. 261, ¶ 68, 100 P.3d 976, ¶ 68.
DISCUSSION
Did the Montana Tort Claims Act, § 2-9-305(1), MCA, abrogate the common law
doctrine of prosecutorial immunity?
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¶24 Rosenthal first asserts that the enactment of the Montana Tort Claims Act,
§ 2-9-305, MCA, abrogated the common law doctrine of absolute prosecutorial
immunity. He contends that § 1-2-103, MCA, supports this interpretation because it
allows for a broad reading of a statute when it is at odds with the common law.
¶25 This argument is without merit. In 1976, we said: “It is an established general
principle that any statutory waiver of a state’s immunity from suit is to be strictly
construed.” Storch v. Board of Dir. of East. Mont. Reg. Five M.H.C., 169 Mont. 176,
179, 545 P.2d 644, 646-47 (1976). That same year, this court held that unless a statute
specifically refers to prosecutorial immunity, we cannot imply the abolishment of the
well-founded common law doctrine. State, etc. v. Dist. Ct., 8th Judicial Dist., 172 Mont.
88, 92, 560 P.2d 1328, 1330 (1976). Although Article II, Section 18, of the 1972
Montana Constitution abolished the concept of “sovereign immunity,” we have stated
that neither the Constitution nor the Montana Tort Claims Act abolished prosecutorial
immunity. State, etc., 172 Mont. at 92, 560 P.2d at 1330. In fact, we have extended the
doctrine of prosecutorial immunity to include county and state governments employing
the prosecutors who find themselves named defendants in tort actions. Ronek v. Gallatin
County, 227 Mont. 514, 517-19, 740 P.2d 1115, 1117 (1987); Koppen v. Board of
Medical Examiners, 233 Mont. 214, 220, 759 P.2d 173, 176 (1988).
¶26 In the alternative, Rosenthal maintains that Zenker is not entitled to statutory
immunity because his conduct constituted oppression, fraud, and/or malice, and as such,
did not arise out of the course and scope of his employment. See § 2-9-305(6)(a), MCA.
However, as we explain below, we conclude that Zenker’s actions were undertaken
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within the authority vested in Zenker as a prosecutor, and were not outside of the course
and scope of Zenker’s employment.
Did the District Court correctly conclude that Defendants were entitled to summary
judgment as a matter of law?
¶27 “The doctrine of immunity evolved to protect not only judges, but also certain
participants in the judicial process whose functions are closely associated with those of
judicial officers.” Steel v. McGregor, 1998 MT 85, ¶ 25, 288 Mont. 238, ¶ 25, 956 P.2d
1364, ¶ 25. Prosecutors are entitled to absolute immunity as “quasi-judicial officers”
when their judgments and conduct are functionally comparable to those implemented by
judges. Steel, ¶ 25, citing Butz v. Economou, 438 U.S. 478, 512, 98 S. Ct. 2894, 2913
(1978). In Steel, ¶ 26, we stated:
Like judicial immunity, quasi-judicial immunity benefits the public—not
the person being sued—by ensuring that quasi-judicial officers exercise
their functions unfettered by fear of legal consequences; also like judicial
immunity, quasi-judicial immunity extends only to acts within the scope of
the actor’s jurisdiction and with the authorization of law. . . . To be
protected by quasi-judicial immunity, the person asserting the immunity
must have acted in a quasi-judicial capacity. [Internal citations omitted.]
¶28 Rosenthal alleges that Zenker’s conduct fell outside the scope of the quasi-judicial
capacity (1) when Zenker filed a complaint against Rosenthal for a 310 violation; (2)
when Zenker discussed with Undersheriff Evan Andren the investigation of a stalking
complaint against Rosenthal; and (3) when Zenker compiled and sent the investigative
file on the stalking and trespassing to the Attorney General’s Office. We address these
allegations in turn.
A. Zenker’s filing a misdemeanor complaint and later dismissing the same
complaint.
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¶29 Filing and maintaining criminal charges are among the many duties of a
prosecutor and when a prosecutor acts within the scope of these duties, that prosecutor is
absolutely immune from civil liability, regardless of negligence or lack of probable cause.
State, etc., 172 Mont. at 92, 560 P.2d at 1330; Ronek, 227 Mont. at 518-519, 740 P.2d at
1118. It is clear from the record that Zenker acted within the prosecutorial authority
when Zenker filed a complaint against Rosenthal for the 310 violation. Zenker also acted
within the quasi-judicial function, and according to prosecutorial ethics, when Zenker
later dismissed the complaint upon learning of another expert’s opinion. This is precisely
the type of conduct that the prosecutorial immunity doctrine was designed to protect. As
noted by the U.S. Supreme Court:
To allow this would open the way for unlimited harassment and
embarrassment of the most conscientious officials by those who would
profit thereby. . . . There would always be a question of possible civil
action in case the prosecutor saw fit to move dismissal of the case. . . . The
apprehension of such consequences would tend toward great uneasiness
and toward weakening the fearless and impartial policy which should
characterize the administration of this office. The work of the prosecutor
would thus be impeded and we would have moved away from the desired
objective of stricter and fairer law enforcement. [citation omitted].
Imbler v. Pachtman, 424 U.S. 409, 423-24, 96 S. Ct. 984, 992 (1976).
¶30 As the U.S. Supreme Court has held, the prosecutorial immunity doctrine requires
a functional analysis of whether the prosecutor’s conduct was quasi-judicial rather than
an emotional analysis of whether the prosecutor had malice. Imbler, 424 U.S. at 429-30,
96 S. Ct. at 994. Therefore, even if Zenker had arguably improper motives that
influenced the decision to file the complaint, the decision to file the complaint was within
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Zenker’s authorized discretion and such motives cannot deprive a prosecutor of absolute
immunity. Zenker properly exercised discretion, both in filing the complaint and in
subsequently dismissing it when faced with the State’s expert’s equivocation.
Accordingly, we conclude that Zenker is entitled to absolute immunity for this conduct.
B. The stalking complaint and prosecution
¶31 Rosenthal argues that Zenker improperly participated in the investigation and gave
legal advice to the Undersheriff who had been assigned to the stalking case. The State
and Zenker contend that all of the conduct of which Rosenthal complains centers around
the initiation and prosecution of criminal charges, for which absolute immunity attaches.
¶32 After several complaints by the Kruers, Sheriff Schenck forwarded the complaints
to Zenker for a determination on how to proceed. After reading the chronology, Zenker
wrote a letter to Schenck on April 1, 2003, in which Zenker advised Schenck to go ahead
with a thorough investigation. Zenker asked the Sheriff to
[p]lease assign an officer to conduct a further investigation and provide me
with a report.
Among the things you deem necessary, please ask the officer to
recover all evidence referred to in the chronology (Copies of all letters,
emails, telephone answering machine tapes, etc.). Also the officer should
please ask the Kruers to provide a written statement regarding whether, and
to what degree they suffered substantial emotional distress.
Finally, I recommend that the investigating officer offer the suspect
the opportunity to make a statement. Specifically, the officer should ask for
clarification of the purpose of his continued attempts to communicate with
the Kruers despite their repeated attempts that he not do so.
¶33 After the investigator compiled the complaints and performed his investigation, he
forwarded the information to Zenker at the Madison County Attorney’s Office. Zenker in
turn sent the file to the Attorney General’s Office for further handling, asking them to
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review the file and prosecute any charges that the Attorney General deemed viable.
Zenker properly handed the case off to the Attorney General precisely because Zenker
concluded that further participation in the case could be perceived as a conflict. While
Zenker may have encouraged the Attorney General to prosecute the case, the ultimate
decision to file a complaint was made by the Attorney General and not Zenker. Under
these circumstances, we conclude that Zenker was entitled, at the very least, to qualified
immunity for those actions.
C. Qualified immunity still protects Zenker
¶34 Where allegedly injurious conduct arguably falls outside of the quasi-judicial
functions, the prosecutor’s conduct is entitled to qualified immunity rather than absolute
immunity. “The doctrine of qualified immunity operates to shield government officials
performing discretionary functions from liability for civil damages when their conduct
does not violate clearly established statutory or constitutional rights of which a
reasonable person would have known.” Losleben v. Oppedahl, 2004 MT 5, ¶ 13, 319
Mont. 269, ¶ 13, 83 P.3d 1271, ¶ 13. We use a two-part test for determining whether the
qualified immunity shield applies. Sacco v. High Country Press, 271 Mont. 209, 896
P.2d 411, 415 (1995). First, we consider in a light most favorable to the party asserting
injury, whether the official’s conduct violated a clearly established constitutional right.
Losleben, ¶ 14, citing Saucier v. Katz, 533 U.S. 194, 201, 121 S.Ct. 2151, 2156 (2001).
If not, qualified immunity bars the suit and the case should be dismissed. Losleben, ¶ 14.
If so, we determine whether a reasonable person or official would have known that his
conduct violated that right. Losleben, ¶ 14.
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¶35 Rosenthal does not allege, nor does the record reveal, the violation of any
constitutional right by virtue of the Defendants’ actions. This being so, under Losleben,
qualified immunity bars the suit (assuming for the sake of Rosenthal’s argument that
absolute immunity does not). Moreover, as the District Court pointed out in its Decision
and Order, Zenker’s performance of those prosecutorial duties with respect to both the
310 violation and the stalking complaint was guided by the existence of sufficient
probable cause. Among other things, Zenker was presented with (1) the RVSCD
chairman’s letter requesting prosecution of Rosenthal based on specific complaints of six
individuals who lived along Wisconsin Creek; (2) a letter from Richard Oswald, a
biologist with the Montana Department of Fish, Wildlife and Parks, indicating that
Rosenthal was in violation of the 310 law; (3) several investigation reports, including
photos, prepared by members of the State inspection team indicating that the log and
power line crossing were in violation of the 310 law; and (4) the January 3, 2002, letter
from the RVSCD Board of Supervisors requesting that Madison County prosecute
Rosenthal. As to the stalking matter, the case was brought following several complaints
and at the instigation of Curtis Kruer, a citizen who perceived that his wife was being
threatened by Rosenthal. Zenker did not instigate this case, nor did Zenker prosecute it.
¶36 In sum, we conclude the District Court did not err in determining that under the
facts presented, Zenker was entitled to immunity—be it absolute or qualified—for his
actions undertaken in connection with the prosecutions of Rosenthal.
Did the District Court abuse its discretion when it denied Rosenthal’s Rule 56(f)
Motion?
15
¶37 Next, Rosenthal argues the District Court erred in denying his M. R. Civ. P. 56(f)
motion for additional discovery. As we have stated many times, the district courts have
inherent discretionary power to control discovery. Environmental Contractors, LLC v.
Moon, 1999 MT 178, ¶ 19, 295 Mont. 268, ¶ 19, 983 P.2d 390, ¶ 19. “This discretionary
power extends to deciding whether to deny or to continue a motion for summary
judgment pursuant to Rule 56(f), M. R. Civ. P., on the basis that the party opposing the
motion needs further discovery.” Stanley, ¶ 19. M. R. Civ. P. 56(f) states:
Should it appear from the affidavits of a party opposing the motion that the
party cannot for reasons stated present by affidavit facts essential to justify
the party’s opposition, the court may refuse the application for judgment or
may order a continuance to permit affidavits to be obtained or depositions
to be taken or discovery to be had or may make such other order as is just.
¶38 A district court does not abuse its discretion in denying a M. R. Civ. P. 56(f)
motion where the party opposing a motion for summary judgment does not establish how
the proposed discovery could preclude summary judgment. J.L. v. Kienenberger, 257
Mont. 113, 120, 848 P.2d 472, 477 (1993, rev’d in part on other grounds); Howell v.
Glacier General Assur. Co., 240 Mont. 383, 386, 785 P.2d 1019, 1020 (1989, rev’d in
part on other grounds).
¶39 Rosenthal claims that additional discovery would allow him to demonstrate
Zenker’s animus toward him. He argues that he should not be required to specify with
precision what information he believes he will secure from discovery because he is
unsure what he will learn from facts in the possession of others. He asserts that his
affidavit sets forth sufficient evidence to support his claim that Zenker acted with
oppression and malice. We disagree. Rosenthal’s affidavit fails to meet the requirements
16
of M. R. Civ. P. 56(e) and 56(f) because his statements are speculative and based on
belief rather than personal knowledge. Throughout his affidavit, Rosenthal accuses
Zenker of threatening remarks yet is unable to substantiate these accusations or provide
affidavits of additional witnesses.
¶40 Moreover, the affidavit of Rosenthal’s attorney is wholly inadequate because he
lacks personal knowledge of the threats and is merely restating his client’s version of the
story. As we said in Hiebert v. Cascade County, 2002 MT 233, ¶ 30, 311 Mont. 471,
¶ 30, 56 P.3d 848, ¶ 30, “[w]e have previously held that ‘an attorney’s affidavit is
admissible only to prove facts that are within his personal knowledge and as to which he
is competent to testify; an affidavit stating what the attorney believes or intends to prove
at trial will be disregarded.’ ”
¶41 Rosenthal argues that he has not been afforded any opportunity to perform
discovery and that the District Court’s denial of his M. R. Civ. P. 56(f) request denied
him that opportunity. This argument misconstrues the facts. Rosenthal had every
opportunity between May 14, 2004, when he filed his malicious prosecution claim, and
January 14, 2005, when Defendants filed their summary judgment motion, to request
discovery from the Defendants. However, Rosenthal made no attempts at discovery until
December 8, 2004, when he sent a letter to Defendants’ attorneys asking them to calendar
depositions with 19 people, and December 28, when he filed a notice of service of the
first set of discovery requests to Defendant Zenker. On the other hand, the record is clear
that the Defendants complied with discovery rules and Rosenthal’s demands for
discovery.
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¶42 A court need not force a party to undergo more discovery when “[t]he only reason
to believe that additional, relevant evidence would materialize . . . is the [plaintiff’s]
apparent hope of finding a proverbial ‘smoking gun.’ ” Davis v. G.N. Mortg. Corp., 396
F.3d 869, 885 (7th Cir. 2005). Rosenthal has failed to establish what evidence he aimed
to secure or how that evidence would preclude summary judgment on the basis of
absolute immunity. Moreover, even if we were to speculate with Rosenthal that new
evidence would establish that Zenker’s conduct was entitled to qualified immunity rather
than absolute immunity, he does not show how he will pierce the qualified immunity
shield protecting Zenker.
¶43 Although the District Court did not reach the merits of the M. R. Civ. P. 56(f)
motion on the basis that it was moot after granting summary judgment, “[w]e will uphold
a district court’s decision if correct, regardless of the reasons given below for the result.”
State v. Rensvold, 2006 MT 146, ¶ 34, 332 Mont. 392, ¶ 34, 139 P.3d 154, ¶ 34. We
conclude the District Court did not abuse its discretion when it denied Rosenthal’s M. R.
Civ. P. 56(f) motion.
Did the District Court abuse its discretion when it denied Rosenthal’s claim for
attorney’s fees under the private attorney general doctrine?
¶44 Rosenthal argues that the allegations in his complaint were sufficient to satisfy the
“private attorney general” fee shifting requirement. The State of Montana rebuts that the
court correctly denied Rosenthal’s request to add this new count to his amended
complaint on the basis of futility, because on the face of the pleadings this case does not
qualify for fee shifting.
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¶45 We agree. Moreover, in light of our conclusion here that summary judgment was
appropriate, we need not address the propriety of an amendment to support Zenker’s
claim for attorney’s fees.
CONCLUSION
¶46 We conclude that summary judgment on the basis of absolute prosecutorial
immunity was appropriate. The moving parties met their burden by showing that they
were entitled to judgment as a matter of law. The burden then shifted to Rosenthal to
show that there was a genuine issue of material fact precluding summary judgment.
Construing the facts in favor of Rosenthal, we conclude that Rosenthal has not met his
burden because one cannot do so by merely speculating that malicious conduct may be
revealed by further discovery. We further conclude that the District Court did not err in
refusing to allow Rosenthal to state a claim for attorney’s fees under the private attorney
general doctrine.
¶47 Therefore, we affirm.
/S/ PATRICIA COTTER
We Concur:
/S/ KARLA M. GRAY
/S/ JAMES C. NELSON
/S/ BRIAN MORRIS
/S/ JIM RICE
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