State v. Rogers

DA 06-0131

IN THE SUPREME COURT OF THE STATE OF MONTANA
2007 MT 227

STATE OF MONTANA,

Plaintiff and Respondent,

v.

RUSTY ROGERS,

Defendant and Appellant.

APPEAL FROM: District Court of the Eighteenth Judicial District,
In and For the County of Gallatin, Cause No. DC 05-35,
Honorable Holly Brown, Presiding Judge

COUNSEL OF RECORD:

For Appellant:

Suzanne C. Marshall, Marshall Law Firm, P.C., Bozeman, Montana

For Respondent:

Honorable Mike McGrath, Attorney General; Tammy K. Plubell,
Assistant Attorney General, Helena, Montana

Marty Lambert, County Attorney; Ashley Harrington, Deputy
County Attorney, Bozeman, Montana

Submitted on Briefs: February 7, 2007

Decided: September 11, 2007

Filed:

__________________________________________
Clerk
Justice Jim Rice delivered the Opinion of the Court.

¶1 Appellant Rusty Rogers (Rogers) was charged with two counts of felony sexual

assault upon two child victims, in violation of § 45-5-502, MCA. The two children, L.W.

and E.K., were four and six years old at the time of the assaults and were children of

friends of the defendant. Rogers appeals his conviction by jury in the Eighteenth Judicial

District Court, Gallatin County. We affirm.

¶2 Rogers raises the following issues on appeal:

¶3 1. Did the District Court abuse its discretion by denying Rogers’ challenge for

cause of Juror Welter?

¶4 2. Did the District Court err when it denied Rogers’ motion for a directed

verdict?

¶5 3. Did the District Court err by giving the jury a “dynamite” instruction?

¶6 4. Did the District Court impose an illegal sentence by failing to apply the

statutory exception to the mandatory minimum sentence, and by sentencing Rogers based

upon his lack of participation in a court-ordered psychosexual evaluation?

FACTUAL AND PROCEDURAL BACKGROUND

¶7 On February 14, 2005, the State of Montana filed an information charging

Rogers with two counts of sexual assault upon two child victims, L.W. and E.K., in

violation of § 45-5-502, MCA. The District Court conducted a jury trial on October 18

and 19, 2005, after which the jury found Rogers guilty of both counts. On appeal, Rogers

takes issue with certain aspects of his trial, including voir dire proceedings, his motion for

2
a directed verdict, an instruction given to the jury during their deliberations, and his

sentencing.

¶8 During voir dire proceedings, prospective juror Bennie Welter revealed that it

would be difficult for him to be an objective juror given that sexual assault of children

was at issue. The following dialogue took place between Juror Welter and counsel for

the State:

MS. HARRINGTON: All right. Let’s get to the issues in the case. This
defendant has been charged with two counts of Sexual Assault alleged to
have been committed on two separate girls. . . . Just knowing that this trial
is going to involve issues of sexual assault upon a child, is there anyone
who feels they cannot sit as a juror? Yes, sir?

JUROR WELTER: I have an 11-year old daughter of my own and I don’t,
for lack of a better description, prefer to sit in that chair. I can’t be
objective.

MS. HARRINGTON: There are a lot of emotions associated with that—
that first confrontation with the issue of a child being molested. There are a
lot of jurors here, prospective jurors who have kids. As a matter of fact,
everybody with kids under the age of 25, why don’t you throw up your
hands. Okay, almost everybody. Do you think that part of this process in
determining whether or not the State can prove this case beyond a
reasonable doubt should involve parents?

JUROR WELTER: I really don’t see how it can go without it.

MS. HARRINGTON: Okay. And that the goal of the process is, if proven
guilty, convict him, keep him from doing it again, right?

JUROR WELTER: Yeah.

MS. HARRINGTON: But if we don’t, to keep somebody who has been
accused, maybe wrongfully, from being convicted at a criminal trial. Is that
fair? . . . But the real question is, did it happen. Would you agree that that
is a conclusion that you can’t come to until you’ve heard all the evidence in
the case?

3
 JUROR WELTER: That would be true, yeah.

MS. HARRINGTON: And until you hear that evidence from the mouths of
the witnesses on that witness stand, Mr. Rogers is presumed innocent of the
charges against him.

JUROR WELTER: Supposed to be.

MS. HARRINGTON: Supposed to be. You have a—a gut feeling
otherwise?

JUROR WELTER: Well, just the fact that kids are involved.

....

MS. HARRINGTON: All right. Let’s get back to the impartiality issue.
Do you think that just because the defendant is sitting there, that he’s guilty
of something?

JUROR WELTER: No.

¶9 After the State had completed its voir dire, defense counsel questioned Juror

Welter as follows:

MS. MARSHALL: Now, Mr. Welter, I’m going to come back to you. You
talked about having a daughter and how this is an emotional thing for you.
Tell me what kinds of emotional components or emotional things you have
with that. Tell me what about this case, what kind of gets your hackles up?

JUROR WELTER: My first thought when I heard what the case entails
is—was my daughter and what I would have done had my daughter been in
the same situation.

MS. MARSHALL: And I’m not looking for the reaction so much as if
your daughter had come to you and said, somebody touched me
inappropriately in my private area, what would you want to know, what
would you do?

JUROR WELTER: I would want to know who and where this individual
was.

MS. MARSHALL: And how would you investigate that?

4
JUROR WELTER: Confrontation.

....

MS. MARSHALL: In light of your feelings with your daughter, and it
sounds like you have strong feelings about this particular subject, do you
think that you could be fair to [Rogers] if you were chosen to be on the
jury?

JUROR WELTER: I don’t know.

MS. MARSHALL: Do you think that—have you read about sexual
assault?

JUROR WELTER: Somewhat.

MS. MARSHALL: How long have you felt strongly about this issue?

JUROR WELTER: Since my daughter was born.

MS. MARSHALL: And are you likely to change your mind within the next
week?

JUROR WELTER: I don’t know. I don’t think so.

MS. MARSHALL: And if the judge tells you, to be a juror on this case,
you have to leave your opinion about your own daughter or your own
circumstances at the door, and completely abandon it for the duration of the
trial, you could—even if you could do it, it’d be very difficult, wouldn’t it?

JUROR WELTER: It’d be pretty difficult, yes.

MS. MARSHALL: And you could bring yourself to decide that perhaps
[Rogers] didn’t do these acts, but it’d be really hard?

JUROR WELTER: Anything’s possible, yes.

MS. MARSHALL: So, you’d start out wanting to think that, yeah, he
probably did this?

JUROR WELTER: More than likely.

5
 MS. MARSHALL: And deciding against that would be pretty hard for you,
wouldn’t it?

JUROR WELTER: It depends on what the case proves.

Counsel for Rogers then moved the District Court to dismiss Juror Welter for cause. The

State objected, and the District Court agreed that defense counsel had to do more to prove

bias, since the totality of Juror Welter’s answers both to the State’s questioning and

defense counsel’s did not indicate that Juror Welter would be unable to follow the

District Court’s instructions regarding the presumption of innocence. Defense counsel

concluded her voir dire of Juror Welter with the following exchange:

MS. MARSHALL: Do you think that your ability to sit on the jury would
be impaired at all, in any way, by your belief about sexual assault crimes?

JUROR WELTER: At this point, I don’t think so.

Defense counsel then moved on to questioning other jurors, and subsequently used a

peremptory challenge to remove Juror Welter. Defense counsel used all of her

peremptory challenges.

¶10 The evidence produced at trial established that Maggie and Dan H. are married

and have a son, I.H., and two daughters, E.K. and L.W. According to trial testimony,

Rogers would visit Maggie and Dan’s home approximately once a month, and often sat

on the couch in the living room with the girls, tickling them and holding them on his lap,

while Maggie and Dan were occupied with other chores.

¶11 On January 19, 2005, Rogers was in the living room with Dan while E.K. and

L.W., then four and six years old, were eating dinner in the kitchen with Maggie.

Without any prompting or inquiry, E.K. stood up and told Maggie, “Rusty does this,” and

6
stuck her hand inside her pants, touching her vaginal area. When Maggie asked E.K. to

explain what Rogers had done, E.K. reiterated that “Rusty touches me and [L.W.] on our

potty,” and put her hand in her pants to demonstrate again. Later that evening after

Rogers had left, L.W. also confirmed to Maggie that Rogers had put his hand in her and

E.K.’s pants. Both girls indicated that Rogers had done so multiple times. Maggie then

contacted the Bozeman Police Department.

¶12 On January 25, 2005, Bozeman Police Detective Brandon Olson separately

interviewed Maggie, E.K., and L.W. Detective Olson videotaped his interviews with

E.K. and L.W., and allowed the girls to use gingerbread drawings to demonstrate what

Rogers had done to them. Detective Olson then conducted a video recorded interview

with Rogers, during which Rogers stated that his hand might have accidentally slipped

between the girls’ legs and landed on their crotch. However, Rogers denied that he had

groped the children or had any interest in young girls.

¶13 Both E.K. and L.W. testified at trial. E.K. identified Rogers from the witness

stand and stated that he had, on multiple occasions, touched the place that “pee” came

from. L.W. also identified Rogers and stated that he had touched her and her sister “in a

private spot” three times, which she identified as the place that pee comes out when she

goes to the bathroom. Both girls testified that when Rogers touched them, his hand was

under their clothes and underwear.

¶14 At the close of the State’s case-in-chief, Rogers’ counsel moved the District

Court for a directed verdict. Defense counsel argued that the State failed to establish that

Rogers had touched the girls for the purpose of sexual gratification, and therefore failed

7
to prove that element of the sexual assault charge. The State opposed the motion, arguing

that sufficient evidence was presented from which the jury could infer Rogers’ mental

state. The District Court denied Rogers’ motion for a directed verdict, and the defense

presented its case-in-chief.

¶15 After the jury convicted Rogers of both counts, the District Court ordered Rogers

to undergo a psychosexual evaluation prior to sentencing, as required by § 46-18-111(1),

MCA. Fred Lemons (Lemons) conducted the psychosexual evaluation, during which

Rogers repeatedly refused to answer questions, invoking his Fifth Amendment right

against self-incrimination. Rogers was only minimally cooperative when asked non-

incriminating questions as well. Lemons ultimately concluded there were no treatment

options available to Rogers within the community, and recommended that Rogers

complete Phases I and II of the sex offender program at Montana State Prison.

¶16 The District Court conducted a sentencing hearing on January 24, 2006.

Defense counsel recommended the District Court impose a ten-year commitment to the

Department of Corrections, with Rogers’ entire sentence deferred because Lemons

characterized Rogers as a Level I, low risk offender. The State recommended a sentence

of twenty years in prison with ten years suspended based, in part, on Lemons’ assessment

that Rogers was not amenable to treatment in a community setting. The District Court

sentenced Rogers to twenty-year concurrent prison terms on both counts, with ten years

suspended.

¶17 The District Court based its sentence on a number of factors, including the

serious nature of Rogers’ crimes, the ages and number of the victims involved, the

8
considerations submitted in testimony at the sentencing hearing, the State’s and defense

counsel’s recommendations, the presentence investigation report, and Lemons’

psychosexual evaluation of Rogers. The District Court ultimately concluded that the

safety of the victims and the community, as well as the lack of treatment options

available in the community, required that Rogers be incarcerated in Montana State

Prison.

STANDARDS OF REVIEW

¶18 We review denial of a challenge to dismiss a juror for cause for abuse of

discretion. State v. Richeson, 2004 MT 113, ¶ 14, 321 Mont. 126, ¶ 14, 89 P.3d 958,

¶ 14. “Abuse of discretion occurs if a court fails to excuse a prospective juror if actual

bias is discovered during voir dire.” Richeson, ¶ 16 (citation omitted).

¶19 We review denial of a motion for a directed verdict of acquittal de novo. State v.

Swann, 2007 MT 126, ¶ 19, 337 Mont. 326, ¶ 19, 160 P.3d 511, ¶ 19. “A directed verdict

is only appropriate if, viewing the evidence in a light most favorable to the prosecution,

there is no evidence upon which a rational trier of fact could have found the essential

elements of the crime beyond a reasonable doubt.” Swann, ¶ 16 (citations omitted).

¶20 We review a criminal sentence for legality only. Thus, our review is confined to

whether the sentence is within the parameters provided by statute. State v. Legg, 2004

MT 26, ¶ 24, 319 Mont. 362, ¶ 24, 84 P.3d 648, ¶ 24 (citation omitted). When the issue

on appeal concerns whether the defendant’s constitutional rights were violated at

sentencing, the question is a matter of law which we review de novo. Legg, ¶ 24.

9
 DISCUSSION

¶21 Did the District Court abuse its discretion by denying Rogers’ challenge of

Juror Welter for cause?

¶22 Rogers asserts that the District Court erred by denying his challenge of Juror

Welter for cause, and points to several of Welter’s responses during voir dire which

indicated that Welter was concerned whether he could be impartial. The State argues that

mere hesitancy or concern about one’s ability to be impartial does not in and of itself

render a potential juror subject to a challenge for cause. We agree that Juror Welter’s

responses as a whole establish that he neither had a state of mind indicating actual bias

nor a substantial impairment rendering him unable to act impartially.

¶23 Dismissal for cause is favored when a serious question arises about a juror’s

ability to be fair and impartial. State v. Golie, 2006 MT 91, ¶ 8, 332 Mont. 69, ¶ 8, 134

P.3d 95, ¶ 8 (citing Richeson, ¶ 14). In determining whether to dismiss a juror for cause,

district courts are guided by § 46-16-115(2), MCA. One specified basis for dismissal

occurs where a juror has “a state of mind in reference to the case or to either of the parties

that would prevent the juror from acting with entire impartiality and without prejudice to

the substantial rights of either party.” Section 46-16-115(2)(j), MCA. A challenge for

cause under § 46-16-115(2)(j), MCA, must be analyzed with reference to the

aforementioned statutory language and the totality of the circumstances. State v. Heath,

2004 MT 58, ¶ 16, 320 Mont. 211, ¶ 16, 89 P.3d 947, ¶ 16.

¶24 We recently held in State v. Heath, under similar circumstances, that the District

Court did not abuse its discretion when it denied two challenges for cause, thereby

10
requiring the defendant to use his peremptory challenges. In that case, the defendant was

charged with sexual intercourse without consent. During voir dire, one of the prospective

jurors, Juror Caldwell, stated that she had volunteered as a rape survivor advocate in

college, and also that her ex-boyfriend had stalked her. Heath, ¶ 17. Upon questioning

by defense counsel, Caldwell admitted that another juror probably could be more

impartial, and that she might not be the best juror for the case. Heath, ¶ 25. However,

questioning also revealed that Caldwell would be able to look at the facts objectively, that

her experience would not affect her judgment, and that she could set aside her prior

experiences. Heath, ¶ 25. Moreover, Caldwell’s responses indicated that her familiarity

with sex crime victims was not unique, and that she could follow the law as given to her

by the district court. Heath, ¶¶ 27, 29. In addition, because Caldwell’s stalking

experience had been classified as a “property offense,” and was thus dissimilar from the

rape charges that would be presented at trial, we held there was insufficient evidence that

Caldwell had an improper state of mind or was biased. Heath, ¶¶ 34-35.

¶25 Similarly, in the present case Juror Welter ultimately demonstrated that he did

not have an improper state of mind, and no serious question existed in that regard. Juror

Welter’s feelings regarding sexual assault are common among parents, and the fact that

he had children of his own was by no means unique among other prospective jurors.

Despite his initial response, Juror Welter’s subsequent responses indicated that he was

unbiased and impartial. For example, Juror Welter acknowledged that he would have to

hear all of the evidence before he could conclude that Rogers was guilty. Juror Welter

also admitted that just because Rogers was the defendant, Rogers was not necessarily

11
guilty of something, and also acknowledged that kids are more susceptible to suggestion

than adults and must be scrutinized. And finally, Juror Welter ultimately recognized that

his ability to sit on the jury would not be impaired “at all, in any way, by [his] belief

about sexual assault crimes.”

¶26 Under the totality of the circumstances, Juror Welter’s responses indicated

neither a “state of mind” affecting his ability to be fair and impartial, nor a “serious

question” in that regard. Accordingly, we hold that the District Court did not abuse its

discretion in denying Rogers’ motion to remove Juror Welter for cause.

¶27 Did the District Court err when it denied Rogers’ motion for a directed verdict?

¶28 A person commits the offense of sexual assault if he knowingly subjects another

person to any sexual contact without consent. Section 45-5-502(1), MCA. “Sexual

contact” is defined as “touching of the sexual or other intimate parts of the person of

another . . . in order to knowingly or purposely . . . arouse or gratify the sexual response

or desire of either party.” Section 45-2-101(67), MCA. Any consent to sexual contact is

ineffective if the victim is under fourteen and the offender is three or more years older

than the victim. Section 45-5-502(5)(b), MCA.

¶29 On appeal, Rogers argues that the District Court erred when it denied his motion

for a directed verdict. Rogers argues that the State failed to present sufficient evidence

that he touched E.K. and L.W. for the purpose of arousing or gratifying his sexual

response or desire. Rogers claims the only evidence presented regarding his mental state

was the video statement he gave to the Bozeman Police Department in which he denied

having any sexual interest in girls, and L.W.’s statement to Detective Olson that Rogers’

12
lap felt “soft” when she sat in it, implying that Rogers did not have an erection. Because

the State did not present direct conflicting evidence regarding his mental state, Rogers

argues the evidence showed that he did not receive any gratification from touching the

girls.

¶30 This Court has previously held that the State need not prove direct evidence of

arousal, or intent to be aroused, in order to meet its burden of proving the “sexual

contact” element of sexual assault. “[I]t is well-settled that the jury may infer intent of

sexual arousal from the defendant’s acts.” State v. Skinner, 2007 MT 175, ¶ 24, 338

Mont. 197, ¶ 24, 163 P.3d 399, ¶ 24 (citation omitted). In Skinner, the defendant claimed

the State failed to meet the “intent” prong of “sexual contact” despite proving that he had

placed his hand down the back of his eleven-year-old daughter’s underwear while she

was asleep. Skinner, ¶ 23. We held that, “while there is no direct evidence of arousal,

such as an erection, there is sufficient circumstantial evidence for the jury to infer

arousal, or that the purpose of Skinner’s act was arousal. Skinner was not casually

touching T.D. during an ordinary act.” Skinner, ¶ 24.

¶31 Rogers’ argument is indistinguishable. While the State may not have presented

direct evidence that Rogers was aroused, a jury could infer that Rogers’ multiple acts of

putting his hand inside E.K.’s and L.W.’s underwear was for the purpose of arousal. As

in Skinner, Rogers was not casually touching E.K. or L.W. during an ordinary act when,

on more than one occasion with both girls, he placed his hand on their vaginas. Viewing

the evidence in a light most favorable to the prosecution, there was sufficient evidence

upon which a rational trier of fact could have found that Rogers made “sexual contact”

13
with E.K. and L.W. Consequently, the District Court did not err in denying Rogers’

motion for a directed verdict.

¶32 Did the District Court err by giving the jury a “dynamite” instruction? 1

¶33 Rogers’ third allegation of error is that the District Court erred when it allegedly

instructed the jury, at 10 p.m. on its first day of deliberation, that it would only have an

additional half-hour to reach a decision, and if it could not, it would have to reconvene in

the morning. Rogers refers this Court to its holding in State v. Randall, 137 Mont. 534,

353 P.2d 1054 (1960), in which we held it was error for the district court to instruct

minority members of a jury to give further consideration to the majority members’ view,

thereby suggesting that the minority members “ought to surrender their own convictions

and follow the majority.” Randall, 137 Mont. at 542, 353 P.2d at 1058. According to

Rogers, the given instruction had the effect of pressuring any juror not in agreement with

the majority to change his or her opinion, so as to avoid inconveniencing the jury as a

whole. However, we need not reach this issue today.

¶34 As noted by the State, Rogers fails to direct the Court to any record of this

deliberation instruction in the transcript or in the District Court’s minutes, and thus has

failed to document the issue for appeal. As the appellant, it is Rogers’ duty to present us

with a record sufficient to enable us to rule on the issue raised. M. R. App. P. 9(a). An

1
A “dynamite” instruction is also called an Allen-type instruction, and is so named
for Allen v. U.S., 164 U.S. 492, 17 S. Ct. 154 (1896), in which the United States Supreme
Court approved of a deliberation instruction encouraging each juror to listen with
deference to other jurors, and to distrust his own judgment if he found a large majority of
the jury taking a different view. This Court took the opposite view in State v. Randall,
137 Mont. 534, 353 P.2d 1054 (1960).
14
appellant cannot meet the burden of establishing error without citations to the record and

to relevant authorities. City of Billings v. Peterson, 2004 MT 232, ¶ 36, 322 Mont. 444,

¶ 36, 97 P.3d 532, ¶ 36; M. R. App. P. 23(a)(4). It is also the appellant’s duty to ensure

that the appendix contains any relevant given or refused jury instruction. M. R. App. P.

25(b)(2). Rogers provides no citations to the record, and we find nothing in the record

supporting Rogers’ contention.

¶35 Rogers’ reply brief indicates that he has filed a motion before the District Court,

pursuant to M. R. App. P. 9(f), for the record to be supplemented. However, that request

was made to the District Court on September 25, 2006, and the record is still devoid of

the allegedly erroneous instruction. Because the record does not support Rogers’

contention, we affirm the District Court.

¶36 Did the District Court impose an illegal sentence by failing to apply the statutory

exception to the mandatory minimum sentence, and by sentencing Rogers based upon his

lack of participation in a court-ordered psychosexual evaluation?

¶37 On appeal, Rogers makes two arguments against the sentence imposed by the

District Court. First, Rogers argues he satisfied the eligibility criteria for an exception to

the mandatory minimum sentencing statute, and therefore should have received a

deferred sentence. Second, Rogers argues he had a Fifth Amendment right to decline to

participate in the psychosexual evaluation, and that such refusal should not have been

considered in determining his sentence. We find no error in the court’s sentence.

15
 I. Mandatory Minimum Sentence Exceptions

¶38 Section 45-5-502(3), MCA, provides for a mandatory minimum prison sentence

of four years, or a maximum of 100 years, upon conviction of sexual assault on a minor.

However, § 46-18-222(6), MCA, provides for an exception to that mandatory minimum

sentence if the District Court “determines that treatment of the offender in a local

community affords a better opportunity for rehabilitation of the offender and for the

ultimate protection of the victim and society . . . .” Rogers argues the District Court

should have applied this exception because, among other things, Rogers’ history of

sexual assault was limited to the present offenses, which he argues were relatively minor,

and for which Lemons only classified Rogers as a Level I sex offender. Rogers also

points out that none of Lemons’ conclusions came from the two tests in which Rogers

raised his Fifth Amendment right against self-incrimination, and from which the State

characterized Rogers as uncooperative. Therefore, Rogers argues, the exception to the

mandatory minimum sentence applies to him.

¶39 Despite Rogers’ arguments, this Court has “consistently held that the exceptions

set forth at § 46-18-222, MCA, do not apply in cases in which the district court sentences

the offender to more than the minimum sentence.” Legg, ¶ 49 (citations omitted). In

other words, the exceptions only apply if the district court is predisposed to sentencing

the defendant to the mandatory minimum sentence. State v. Zabawa, 279 Mont. 307,

317, 928 P.2d 151, 157 (1996). In this case, the mandatory minimum sentence was four

years imprisonment. Section 46-18-222(3), MCA. The District Court sentenced Rogers

to twenty years imprisonment, ten suspended. Thus, the District Court sentenced Rogers

16
to more than the minimum sentence, making the exception for which Rogers argues

inapplicable. Moreover, the State correctly points out that even if Rogers had received

the minimum sentence, he presented no evidence that he could be better treated or

rehabilitated in the community. In fact, the opposite was true: the District Court

accepted Lemons’ conclusion that there were no treatment options available to Rogers

within the community.

II. Participation in Psychosexual Evaluation

¶40 Rogers’ second argument is that his refusal to cooperate at the presentence

psychosexual evaluation was used against him in violation of the Fifth Amendment.

Rogers argues that Lemons recommended, and the District Court imposed, a harsher

sentence solely because Rogers refused to admit responsibility or express remorse at the

psychosexual evaluation.

¶41 Rogers’ assertion is not supported by the record. As a preliminary matter,

Rogers’ lack of cooperation was not limited to only those instances in which he could

have incriminated himself. Rather, Lemons noted that Rogers was extremely closed and

defensive in providing a social and sexual history, and Rogers was only minimally

cooperative in completing probation and parole’s presentence investigation report. This

lack of cooperation does not fall within the Fifth Amendment umbrella.

¶42 In accordance with § 46-18-115(6), MCA, the District Court articulated the

reasons for its sentence. As discussed previously, the District Court first noted that the

mandatory minimum sentence was four years for a violation of § 45-5-502(3), MCA, and

that the exception was inapplicable because no treatment options were available within

17
the community which would address Rogers’ issues of sexual abuse. The District Court

observed that, contrary to Rogers’ argument that Lemons recommended a harsher

sentence based solely upon his refusal to incriminate himself, Lemons’ recommendation

for treatment was based on an interview with Rogers, administration of a number of tests

and screening tools, and a review of the background information and court documents

related to the specific offense. In fact, Lemons did not comment on Rogers’ refusal to

respond to questions posed to him during testing, and the District Court correctly noted

that there was “no indication that the failure to complete these tests in any way affected

Mr. Lemons [sic] recommendation for treatment.”

¶43 The District Court summarized the reasons for its sentence as follows:

The correctional policy to provide an opportunity for rehabilitation and
reintegration of a defendant into the community has to be balanced against
the issue of public safety. Based on the serious nature of these crimes, the
ages and number of victims affected, the considerations submitted in the
testimony presented at the sentencing hearing, and [sic] the
recommendations of the State and Defense Counsel, the Pre-Sentence
Investigation Report and the letters attached to that Report, the evaluation
of Mr. Lemons, and the memoranda provided by Counsel, the Court finds
that the safety of the victims and the community require that the defendant
be incarcerated. Also, in order to protect the public safety, as well as to
provide for rehabilitation, the Court finds that sex offender treatment has to
be required, and it is not available outside of the prison in this case. In
order to ensure that sex offender treatment is completed, the defendant will
be restricted from parole until Phases I and II of the sex offender treatment
program at the prison have been successfully completed . . . .

The District Court’s considerations in its “Reasons for Sentence” were many, and,

notably, did not even reference Rogers’ refusal to answer incriminating questions during

the psychosexual evaluation. Because nothing in the record supports Rogers’ claim that

his refusal served as a basis for his sentence, we decline to address Rogers’ argument that

18
the Fifth Amendment permits a defendant to refuse to participate in a court-ordered

psychosexual evaluation. The District Court’s sentence was within the parameters

provided by statute, and is therefore affirmed.

/S/ JIM RICE

We concur:

/S/ W. WILLIAM LEAPHART
/S/ PATRICIA COTTER
/S/ BRIAN MORRIS

Justice James C. Nelson concurs.

¶44 I concur in the Court’s Opinion. I write separately as to the juror voir dire issue,

Issue 1, only to clarify my vote to affirm.

¶45 All things being equal, I would have voted to reverse on this issue. In my view,

Welter’s responses quoted in the Court’s Opinion demonstrated that he had a state of

mind in reference to the case [and to Rogers] that would prevent him from acting with

entire impartiality and without prejudice to Rogers’ substantial rights. Section 46-16-

115(2)(j), MCA. State v. Golie, 2006 MT 91, ¶ 8, 332 Mont. 69, ¶ 8, 134 P.3d 95, ¶ 8.

Moreover, at least from the colloquy quoted, I believe that the voir dire examination did

raise a serious question about Welter’s ability to be fair and impartial. State v. Richeson,

2004 MT 113, ¶ 14, 321 Mont. 126, ¶ 14, 89 P.3d 958, ¶ 14.

19
¶46 That said, following the trial court’s denial of defense counsel’s challenge to

Welter for cause and the judge’s admonition that she needed to “establish more”—in

light of the fact that the court would be instructing the jurors on, among other things, the

presumption of innocence and the State’s burden of proof—counsel stated to Welter:

Ms. Marshall: I’m going to stick with you. Do you think that your
ability to sit on the jury would be impaired at all, in any way, by your belief
about sexual assault crimes?
Mr. Welter: At this point, I don’t think so.
Ms. Marshall: Okay. All right. I’ll pick on somebody else, thank
you. [Emphasis added.]

Defense counsel did not thereafter renew her challenge and, ultimately, passed the panel

for cause.

¶47 By determining to “stick with” Welter and by not renewing her challenge for

cause, I conclude that defense counsel withdrew her challenge. Whether that was a wise

decision is not before us. However, I agree with our determination to affirm as to Issue 1

because the challenge for cause was withdrawn.

/S/ JAMES C. NELSON

20