United States v. Martinez

ON PETITIONS FOR REHEARING and PETITIONS FOR REHEARING EN BANC

Before GEWIN, GOLDBERG and DYER, Circuit Judges. DYER, Circuit Judge:

Relying on United States v. Ortiz, 1975, 422 U.S. 891, 95 S.Ct. 2585, 45 L.Ed.2d 623, and United States v. Brignoni-Ponce, 1975, 422 U.S. 973, 95 S.Ct. 2574, 45 L.Ed.2d 607, the convictions in these cases were reversed.1

Upon the government’s petition for rehearing en banc the Court was polled at the request of one of the members of the Court and a majority of the Circuit Judges who are in regular active service voted to deny it. Since a dissent has been filed from the Court’s refusal to rehear en banc the panel’s determination in each case it is appropriate to amplify our previous decisions.

On October 11, 1973, United States Border Patrol agents stopped Martinez at a traffic checkpoint near La Gloria, Texas. While inquiring about Martinez’ citizenship they noticed a large metal *955box in the back of the pickup truck. Martinez was required to open the box although there was nothing to give rise to probable cause. Marijuana was found in the box. After his motion to suppress was denied he was convicted of possession with intent to distribute. On June 30, 1975, the Supreme Court in Ortiz held that probable cause or consent is required for vehicular searches at “traffic checkpoints removed from the border and its functional equivalents.” We applied Ortiz to Martinez and reversed the conviction.2

Here then we have a search post Almeida-Sanchez and pre-Ortiz. The government argues that the extension of the rule announced in Almeida-Sanchez, applied to checkpoint searches for the first time in Ortiz, should not be given retrospective application. We disagree. Ortiz did not establish a new rule in an overruling decision. See United States v. Peltier, 1975, 422 U.S. 531, 95 S.Ct. 2313, 45 L.Ed.2d 374; United States v. Miller, 5 Cir. 1974, 492 F.2d 37, 40. On the contrary the Court took pains to point out that it was following Chambers v. Maroney, 1970, 399 U.S. 42, 90 S.Ct. 1975, 26 L.Ed.2d 419, and Almeida-Sanchez.

“. . .A search, even of an automobile, is a substantial invasion of privacy. To protect that privacy from official arbitrariness, the Court always has regarded probable cause as the minimum requirement for a lawful search. Almeida-Sanchez, 413 U.S. 266, at 269-270, 93 S.Ct. [2535], at 2537-2538, 37 L.Ed.2d 596; Chambers v. Maroney, 399 U.S. 42, 51, 90 S.Ct. 1975, 1981, 26 L.Ed.2d 419 (1970). We are not persuaded that the differences between roving patrols and traffic checkpoints justify dispensing in this case with the safeguards we required in Almeida-Sanchez. We therefore follow that decision and hold that at traffic checkpoints removed from the border and its functional equivalents, officers may not search private vehicles without consent or probable cause.

We have had presented to us relatively few cases where the search was made at a checkpoint without probable cause between the time of Almeida-Sanchez, decided June 21, 1973, and the time of Ortiz, decided June 30, 1975. Thus there is no major law enforcement problem and such cases will not be recurring.

With respect to Peralez, on October 8, 1974, Border Patrol agents received a signal from the chekar device on Highway 1017 South of Hebbronville, Texas. The agents drove to that highway and saw a vehicle stop at a stop sign where 1017 intersects Highway 285. The two occupants of the car turned out the lights, alighted and relieved themselves, got back into the car, turned the lights on and turned east on 285 toward Fulfurrias. The officers stopped the vehicle and while questioning Peralez detected the odor of marijuana. Peralez was ordered to open the trunk and marijuana was discovered. Subsequently his motion to suppress was denied and he was convicted of possession with intent to distribute.

Hebbronville, by way of Laredo to the border is 55 miles, and by way of Zapata is 50 miles. Highway 1017 does not lead to the border. It begins approximately 30 miles north of the border at Highway 281. Highways 186, 281, 681, 2844, 2294, 755 and 2686 all intersect 1017. The officers had no previous information that Peralez was approaching from the south on 1017 — they simply received a signal of an approaching car. They had no reason to believe that the vehicle had come from the border, or that Peralez was violating any law. There were no suspicious circumstances to justify stopping the car.

The government contends that where a roving patrol is involved, as here, Almeida-Sanchez is inapposite because it *956held only that a search could not be conducted without probable cause, but did not touch upon a stop for investigation without cause or suspicion; and that Brignoni-Ponce, which held that a stop could only be justified upon the basis of reasonable suspicion should not be retrospectively applied to Peralez.

We are unwilling to accept the fine distinction drawn by the government between stops and searches in a roving patrol case. Brignoni-Ponce did not establish a new rule in an overruling decision, Miller, supra, or a new constitutional principle, Peltier, supra.- As this Court succinctly stated in the United States v. Soria, 5 Cir. 1975, 519 F.2d 1060, 1062, “Ortiz and Brignoni-Ponce established standards of conduct for Border Patrol agents after the date of decision in Almeida-Sanchez v. United States, 413 U.S. 266, 93 S.Ct. 2535, 37 L.Ed.2d 596 (1973).”

The Court therefore adheres to the panel decisions and the petitions for rehearing en banc in United States v. Martinez and United States v. Peralez are severally denied.

Before BROWN, Chief Judge, and WISDOM, GEWIN, BELL, THRONBERRY, COLEMAN, GOLDBERG, AINSWORTH, GODBOLD, DYER, MORGAN, CLARK, RONEY and GEE, Circuit Judges. RONEY, Circuit Judge, with whom, BROWN, Chief Judge, AINSWORTH, CLARK and GEE, Circuit Judges, join, dissenting:

I respectfully dissent from the Court’s refusal to rehear en banc the panel’s determination that United States v. Ortiz, 422 U.S. 891 at 896-97, 95 S.Ct. 2585 at 2588-89, 45 L.Ed.2d 623 (1975), and United States v. Brignoni-Ponce, 422 U.S. 873, 95 S.Ct. 2574, 45 L.Ed.2d 607 (1975), should be applied retroactively to searches occurring prior to the date of those decisions, insofar as the exclusionary rule of evidence is concerned.

In Almeida-Sanchez v. United States, 413 U.S. 266, 93 S.Ct. 2535, 37 L.Ed.2d 596 (1973), the Supreme Court held that a search could not lawfully be conducted by officers engaged in a roving patrol without probable cause or consent. That case did not, however, establish the circumstances under which a search at a permanent checkpoint could be made or the circumstances under which a stop could be made by a roving patrol for purposes of interrogation. These questions were not finally answered until Ortiz and Brignoni-Ponce were decided two years later.

In Ortiz the Supreme Court held that border patrol officers at fixed checkpoints, other than at the border or its functional equivalent, cannot search a vehicle in the absence of consent or probable cause. In Brignoni-Ponce the Supreme Court held that a stop of a vehicle by a roving patrol for purposes of interrogation, as distinguished from a search, could only be justified upon the basis of reasonable suspicion capable of being articulated.

The question of whether rulings in criminal cases should be given retroactive effect is one that has repeatedly troubled both the Supreme Court and this Court. Recently, in United States v. Peltier, 422 U.S. 531, 95 S.Ct. 2313, 45 L.Ed.2d 374 (1975), the Supreme Court refused to apply Almeida-Sanchez to searches conducted prior to the date of that decision. Peltier establishes the guidelines by which we should evaluate the retroactivity vel non of Ortiz and Brignoni-Ponce, insofar as they trigger the exclusionary rule.

In Peltier, as in these cases, the Government contended “that the exclusionary rule should not be . applied . . . because the policies underlying the rule did not justify its retroactive application . . . United States v. Peltier, 422 U.S. at 534, 95 S.Ct. at 2316, 45 L.Ed.2d at 379. In agreeing with the Government, the Supreme Court noted

that in every case in which the Court has addressed the retroactivity problem in the context of the exclusionary

*957rule, whereby concededly relevant evidence is excluded in order to enforce a constitutional guarantee that does not relate to the integrity of the fact finding process, the Court has concluded that any such new constitutional principle would be accorded only prospective application. Linkletter v. Walker, 381 U.S. 618, 85 S.Ct. 1731, 14 L.Ed.2d 601 (1965); Johnson v. New Jersey, 384 U.S. 719, 86 S.Ct. 1772, 16 L.Ed.2d 882 (1966); Stovall v. Denno, [388 U.S. 293 [87 S.Ct. 1967, 18 L.Ed.2d 1199 (1967)]; Fuller v. Alaska, 393 U.S. 80, 89 S.Ct. 61, 21 L.Ed.2d 212] (1968); Desist v. United States, 394 U.S. 244, 89 S.Ct. 1030, 22 L.Ed.2d 248 (1969); Jenkins v. Delaware, 395 U.S. 213, 89 S.Ct. 1677, 23 L.Ed.2d 253 (1969); Williams v. United States, [401 U.S. 646, 91 S.Ct. 1148, 28 L.Ed.2d 388 (1971)]; Hill v. California, 401 U.S. 797, 91 S.Ct. 1106, 28 L.Ed.2d 484 (1971).

We think that these cases tell us a great deal about the nature of the exclusionary rule, as well as something about the nature of retroactivity analysis.

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The teaching of these retroactivity cases is that if the law enforcement officers reasonably believed in good faith that evidence they had seized was admissible at trial, the “imperative of judicial integrity” is not offended by the introduction into evidence of that material even if decisions subsequent to the search or seizure have broadened the exclusionary rule to encompass evidence seized in that manner. It would seem to follow a fortiori . . . that the “imperative of judicial integrity” is also not offended if law enforcement officials reasonably believed in good faith that their conduct was in accordance with the law even if decisions subsequent to the search or seizure have held that conduct of the type engaged in by the law enforcement officials is not permitted by the Constitution.

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This approach to the “imperative of judicial integrity” does not differ markedly from the analysis the Court has utilized in determining whether the deterrence rationale undergirding the exclusionary rule would be furthered by retroactive application of new constitutional doctrines.

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If the purpose of the exclusionary rule is to deter unlawful police conduct, then evidence obtained from a search should be suppressed only if it can be said that the law enforcement officer had knowledge, or may properly be charged with knowledge, that the search was unconstitutional under the Fourth Amendment (footnotes omitted).

United States v. Peltier, 422 U.S. at 535-538, 95 S.Ct. at 2316-2317, 45 L.Ed.2d at 380-381.

I doubt it can be fairly said that, prior to Ortiz, border patrol officials had knowledge, or could properly be charged with knowledge, that probable cause was required for permanent checkpoint searches. Almeida-Sanchez certainly did not put them on notice of the unconstitutionality of these practices since it dealt only with roving patrol searches, a much clearer case of a constitutional violation in my opinion.

Illustrative of the uncertainty of the applicability of the principles laid down in Almeida-Sanchez to the permanent checkpoint situation is the fact that the two circuit courts which considered the question reached opposite conclusions. In United States v. Bowen, 500 F.2d 960 (9th Cir. 1974) (en banc), aff’d on other grounds, 422 U.S. 916, 95 S.Ct. 2569, 45 L.Ed.2d 641 (1975), the Ninth Circuit in a seven to six multiple opinion case held that Almeida-Sanchez required probable cause for all vehicle searches in the border area, whether conducted by roving patrols or at fixed traffic checkpoints. This Court, however, in United States v. Hart, 506 F.2d 887 (5th Cir.), vacated and remanded, 422 U.S. 1053, 95 S.Ct. 2674, 45 L.Ed.2d 706 (June 30, 1975) (for *958reconsideration in light of Ortiz and Brignoni-Ponce), held that, at least as to searches conducted at the permanent checkpoint involved in that case, the principles announced in Almeida-Sanchez did not require that border patrol officers have probable cause to support the vehicle searches. These two circuit court cases, differing in result and analysis, clearly support the argument that border patrol officials should not be charged with knowledge prior to Ortiz that probable cause was required to conduct permanent checkpoint searches. Cf. Wood v. Strickland, 420 U.S. 329, 95 S.Ct. 1003, 43 L.Ed.2d 214 (1975) (opinion of Powell, J.).

While the retroactivity of BrignoniPonce presents a closer question, since it deals with roving patrols as did AlmeidaSanchez, it seems to me that the Government should at least be afforded oral argument, and probably en banc consideration, on the retroactivity issue, in the exclusionary rule context, of this extension in the continually developing field of border search law. The real reason for the exclusionary rule is lost where good faith.-efforts of border patrol officers to protect the borders of this country are nullified because they did not properly guess how the courts would rule on the nuances of border search law. Courts should be mindful of the responsibility imposed on the border patrol in this very difficult area and should allow the officers the full reach of the law as it is at the time of enforcement activities, and not limit them by what the law may eventually be.

Both cases should be reheard by the Court en banc.

. Unpublished opinions, dated August 8, 1975 [see table 5 Cir., 517 F.2d 1402],

. The Supreme Court declined to decide the retroactivity question in Ortiz because it had not been raised below.