May 17 2011
DA 10-0319
IN THE SUPREME COURT OF THE STATE OF MONTANA
2011 MT 105
RUSTY JAMES ROGERS,
Petitioner and Appellant,
v.
STATE OF MONTANA,
Respondent and Appellee.
APPEAL FROM: District Court of the Eighteenth Judicial District,
In and For the County of Gallatin, Cause No. DV 08-985A
Honorable Holly Brown, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Chad M. Wright, Hooks & Wright, Helena, Montana
For Appellee:
Steve Bullock, Montana Attorney General; Tammy K. Plubell, Assistant
Attorney General, Helena, Montana
Marty Lambert, Gallatin County Attorney; Ashley Whipple, Deputy County
Attorney, Bozeman, Montana
Submitted on Briefs: March 29, 2011
Decided: May 17, 2011
Filed:
__________________________________________
Clerk
Justice Brian Morris delivered the Opinion of the Court.
¶1 Rusty Rogers (Rogers) appeals from an order of the Eighteenth Judicial District
Court, Gallatin County, denying his petition for post-conviction relief. We affirm.
¶2 We review the issues on appeal:
¶3 Did Rogers receive ineffective assistance of counsel during his trial and on direct
appeal?
¶4 Did prosecutorial misconduct violate Rogers’s due process rights?
FACTUAL AND PROCEDURAL HISTORY
¶5 Rogers hired attorney Suzanne Marshall (Marshall) to represent him after the State of
Montana (State) charged him with two counts of sexual assault for touching the vaginal areas
of his co-worker’s two stepdaughters. A jury convicted Rogers after a two-day trial, and the
court sentenced Rogers to twenty years in the Montana State Prison with ten years
suspended. Rogers retained Marshall on direct appeal. We affirmed the District Court in
State v. Rogers, 2007 MT 227, 339 Mont. 132, 168 P.3d 669. Rogers then petitioned the
District Court for post-conviction relief. The court denied Rogers’s petition in a 34-page
order issued on May 17, 2010. Rogers appeals.
¶6 The State charged Rogers after learning from Maggie Holliday that Rogers had
slipped his hands inside the pants of her 4-year-old and 6-year-old daughters. The police
videotaped the initial police station interview with Rogers. Rogers denied assaulting the
girls. When the interviewing detective told Rogers that “little kids . . . don’t lie about those
kinds of things,” Rogers ended the interview and requested an attorney. The police then
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arrested Rogers. Rogers attempted to remove the handcuffs with a key he had in his pocket.
The police officer informed Rogers that additional charges would be filed against him for
attempting to remove the handcuffs. The video recording device recorded the entire
interaction.
¶7 Marshall received the videotape within two weeks of being retained as Rogers’s
counsel. She did not file any pretrial motions related to the handcuff key incident on the
video. She believed that she could object at trial because of the State’s lack of notice to file
other bad acts evidence. Rogers argues that Marshall’s treatment of the videotape
constituted ineffective assistance of counsel for several reasons that will be discussed as
necessary.
¶8 Rogers and his wife told Marshall they believed that the girls had been coached into
making the allegations against Rogers. Marshall discussed the possibility of retaining an
expert psychologist to testify about the influence of coaching techniques and effects on
young children. Marshall discussed the decision with Rogers’s wife on September 9, 2005,
and then with Rogers and his parents on September 12, 2005. Marshall believed that she
made Rogers fully aware of the expert psychologist’s role in the coaching defense. Marshall
filed a witness disclosure for the psychologist about one month before trial. Rogers, or his
parents on his behalf, provided an advance payment of $750 for the psychologist’s services.
Rogers now argues that Marshall did not consult him before deciding to hire the
psychologist, that he did not meet with the psychologist before the trial, and that he would
not have agreed with the decision “because of the extremely short amount of time to prepare
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before trial.”
¶9 The State provided notice that it would call licensed clinical professional counselor
Zan Hoxsey as a rebuttal witness to the psychologist. Hoxsey had seen the girls over the
course of 14 one-hour therapeutic counseling sessions. Marshall did not request any of
Hoxsey’s records before trial. Rogers claims that Marshall’s handling of Hoxsey’s
testimony constituted ineffective assistance of counsel.
¶10 Rogers also makes several arguments that alleged failures to object to evidence
admitted to the jury constituted ineffective assistance of counsel. He asserts that Marshall
failed to object to vouching, hearsay, and other bad acts evidence. Rogers also asserts that
Marshall failed to preserve a trial record. These assertions will be further discussed as
necessary.
¶11 After Rogers filed his pro se petition for post-conviction relief, the District Court
ordered the State to file a response. The State responded and submitted an affidavit from
Marshall that explains her decisions and performance. The court analyzed the many claims
and denied Rogers’s petition. Rogers appeals.
STANDARD OF REVIEW
¶12 We review a district court’s findings of fact for clear error in post-conviction relief
proceedings and its conclusions of law for correctness. Foston v. State, 2010 MT 281, ¶ 10,
358 Mont. 469, 245 P.3d 1103. Ineffective assistance of counsel claims present mixed
questions of law and fact that this Court reviews de novo. Id. We review discretionary
rulings in post-conviction relief proceedings, including rulings related to whether to hold an
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evidentiary hearing, for an abuse of discretion. Hamilton v. State, 2010 MT 25, ¶ 7, 355
Mont. 133, 226 P.3d 588. We will not review arguments that a petitioner presents for the
first time on appeal. Foston, ¶ 10.
DISCUSSION
¶13 Did Rogers receive ineffective assistance of counsel during his trial and on direct
appeal?
¶14 Rogers alleges that his trial counsel delivered ineffective assistance of counsel for
several separate reasons. Rogers identifies alleged deficiencies in Marshall’s pretrial
investigation, use of expert testimony, decisions regarding objections to vouching and
prosecutorial misconduct, admissibility of evidence, and other objections to trial
irregularities. Rogers raises two additional ineffective assistance of counsel claims that
allegedly occurred during Marshall’s representation of Rogers on direct appeal. We address
the many claims in turn.
¶15 We determine whether counsel rendered ineffective assistance by applying the two-
part test established in Strickland v. Washington, 466 U.S. 668, 104 S. Ct. 2052 (1984).
Foston, ¶ 11. The defendant must demonstrate that counsel’s representation was deficient,
and that counsel’s deficiency prejudiced the defense. Id. A petitioner for post-conviction
relief must prove by a preponderance of evidence that he or she is entitled to relief. Id. at
¶ 12.
¶16 The court must determine whether, in light of all the circumstances, the identified acts
or omissions fell outside the wide range of professionally competent assistance. Id. (citing
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Strickland, 466 U.S. at 690, 104 S. Ct. at 2066). This Court has recognized that every effort
must be made “to eliminate the distorting effects of hindsight, to reconstruct the
circumstances of counsel’s challenged conduct, and to evaluate the conduct from counsel’s
perspective at the time.” Foston, ¶ 12 (citing Strickland, 466 U.S. at 689, 104 S. Ct. at
2065). A petitioner who argues that trial counsel’s failure to object rendered counsel
ineffective must show that counsel’s trial objection would have been proper and that the
court likely would have sustained the objection. Id. at ¶ 13. This Court will not presume
prejudice. State v. Tadewaldt, 2010 MT 177, ¶ 9, 357 Mont. 208, 237 P.3d 1273. Prejudice
occurs when a reasonable probability exists that, but for the counsel’s error, the result of the
proceeding would have been different. State v. Savage, 2011 MT 23, ¶ 22, 359 Mont. 207,
248 P.3d 308.
a. Pretrial Investigation
¶17 Rogers argues generally that the District Court should have held an evidentiary
hearing because disputed issues of fact existed. Rogers alleges that Marshall failed to obtain
the counseling records of Zan Hoxsey, the girls’ therapeutic counselor, as part of her pretrial
investigation. The State disclosed one week before trial that it would call Hoxsey as a
rebuttal witness in response to Rogers’s announcement that he would call an expert
psychologist witness. The State had not intended previously to call Hoxsey in its case-in-
chief and had not affirmatively disclosed the nature of Hoxsey’s relationship with the girls or
whether any counseling records existed.
¶18 Marshall consulted with the psychologist to develop a strategy for the cross-
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examination of Hoxsey. The psychologist advised Marshall to distinguish Hoxsey as the
girls’ treatment provider from a person who conducts an independent assessment of the
children’s allegations. The psychologist told Marshall that Hoxsey, as the children’s
therapeutic treatment provider, would not have the appropriate distance to make objective
judgments concerning whether the children’s disclosure had been coached or had been made
voluntarily.
¶19 Marshall intended to highlight that Hoxsey had served the role of a therapeutic
counselor for the girls. Marshall hoped to establish that Hoxsey’s personal feelings toward
the children that had developed during the counseling sessions had biased her evaluations
and affected the credibility of her assessments as to whether the children had been coached.
Marshall acknowledges that she did not request or receive any counseling records and that
she did not know whether any records even existed. Marshall believes that the records
would have had little effect on the cross-examination of Hoxsey. The psychologist had
advised Marshall that additional documents that may have reflected Hoxsey’s conversations
with the girls after the initial police interview would not be necessary. The psychologist
instead advised that she would need to review only the initial police interview during which
the girls had made their disclosures.
¶20 Rogers asks this Court to assume that counseling records existed and that further
examination of the records would have revealed additional evidence that could have cast
doubt on Hoxsey’s assessment and credibility. Rogers further asks that we presume that
Marshall’s failure to request or receive any notes that might have existed prejudiced his
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defense. We will not presume that Marshall could have uncovered additional evidence had
she received the counselor’s notes without any support in the record.
¶21 Rogers has not pointed this Court to instances in the record, including Hoxsey’s direct
examination or Marshall’s cross-examination of Hoxsey, that suggest that counseling records
existed, let alone contained any potentially exculpatory material. Marshall made a strategic
decision to focus on the nature of Hoxsey’s relationship with the children and thereby
demonstrate Hoxsey’s inability to be objective. Marshall’s strategic decision made the
additional investigation into Hoxsey’s records unnecessary. Strickland, 466 U.S. at 690-91,
104 S. Ct at 2066. Rogers has not explained how his defense would have differed had
Marshall conducted further pretrial investigation. We will not presume that Marshall’s
decision or failure to forego additional pretrial investigation into Hoxsey’s relationship with
the girls caused Rogers prejudice. Tadewaldt, ¶ 9.
¶22 We affirm the District Court’s conclusion that Marshall’s decision fell within the wide
range of professionally competent assistance required of Marshall. Foston, ¶ 12. The court
properly exercised its discretion without an evidentiary hearing on the relevancy of the
counselor’s notes because Marshall’s strategy involved exposing the relationship between
the girls and the counselor. Rogers provides no other examples of allegedly disputed factual
issues and has failed to prove that the District Court abused its discretion by not holding an
evidentiary hearing. Hamilton, ¶ 7.
b. Strategy Involving the Expert Psychologist
¶23 Rogers next alleges that Marshall’s use of the expert psychologist constituted
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ineffective assistance of counsel. Marshall had consulted another attorney about the use of
the psychologist’s expert testimony, discussed the strategy with Rogers and his parents, and
obtained advanced payment for the psychologist. The expert has a doctorate in psychology,
practices as a licensed clinical psychologist, and regularly testifies in criminal cases
involving sexually abused children.
¶24 Rogers criticizes Marshall’s decision to employ the psychologist because it required
Marshall to show the videotaped interviews of the girls to the jury. Marshall showed the jury
the videos as part of her strategy to establish the suggestive questioning technique used by
the detective. Rogers complains that Marshall’s decision opened the door to an
overwhelming amount of prior consistent statements and that Marshall’s failure to limit the
trial to live testimony constituted deficient performance.
¶25 One of Marshall’s primary defense strategies focused on showing the ways that the
mother, prosecutor, detective, and counselor had coached the girls. Marshall relied on her
expert psychologist to explain the coaching techniques and effects, particularly the influence
that simple questions or suggestive statements can have on young children in police
interviews. The decision to have the psychologist explain to the jury how suggestive
interviewing techniques can affect children’s testimony constitutes a strategic decision well
within the reasonable range of effective assistance of counsel. Strickland, 466 U.S. at 689-
90, 104 S. Ct. at 2065-66.
c. Objections to Vouching Testimony
¶26 Rogers next argues that Marshall failed to object to the testimony of the girls’ mother
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and counselor in which they allegedly improperly vouched for the girls’ credibility. An
expert witness may not comment on the credibility of the victim’s testimony. State v. St.
Germain, 2007 MT 28, ¶ 27, 336 Mont. 17, 153 P.3d 591. The jury decides the witness’s
credibility and the weight to be given to their testimony. State v. Brodniak, 221 Mont. 212,
222, 718 P.2d 322, 329 (1986). A narrow exception exists when a minor victim exhibits
contradictory behavior in a sexual abuse case. State v. Geyman, 224 Mont. 194, 200-01, 729
P.2d 475, 479-80 (1986).
¶27 Rogers points to statements by the mother and counselor that verify that the girls did
not change their story. For example, the girls’ mother stated that the girls had “always said
the same thing” and that the younger daughter knew “exactly what she’s saying” and had
always “said the exact same thing, this exact same way, the exact same place, and it’s always
been Rusty.” Similarly the girls’ counselor stated that the girls had been “absolutely
consistent” about the facts of the alleged assault. The counselor opined that the girls’ mother
and the prosecutor had not coached the girls.
¶28 We disagree that these alleged statements constitute vouching. The mother and the
counselor verified the consistency of the girls’ allegations in response to the questions about
whether the girls had fabricated the story due to coaching. Marshall did not perform
deficiently when she elected not to object to the mother’s and counselor’s admissible
statements.
¶29 Rogers similarly alleges that the prosecutor vouched for the girls in closing argument
by stating “I believe that child.” Rogers’s contention appears correct at first glance. A
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review of the statement in context reveals, however, that Rogers quotes the phrase out of its
original context. “[T]hat child,” to which the prosecutor refers, does not refer to either of the
girls Rogers assaulted. The prosecutor’s full statement included, “[w]ell, then, take me back
to the ‘80s because I believe that child.” The prosecutor was referring to a criticism by
Rogers’s expert that the State wanted the jury to return to the 1980s when people believed
everything children said. The prosecutor’s statement, in context, constitutes permissible
argument regarding the credibility of children generally, rather than the testimony of the two
girls specifically.
¶30 Rogers also takes issue with the prosecutor’s comments that the girls’ consistency was
“remarkable” and “rock solid.” These comments referred to the consistency of the girls’
account of the facts, rather than to vouching for the girls’ honesty and credibility. Marshall
did not object because she believed that the prosecutor’s statements were appropriate.
¶31 Marshall based Rogers’s defense in large part on the notion that the girls had been
coached to accuse Rogers. We agree with Marshall and the District Court that under these
circumstances a prosecutor can point to the consistency of the accounts of minor victims
throughout the proceedings without violating the vouching rule.
d. Admissibility of the Video of Rogers’s Police Interview
¶32 Rogers next argues that Marshall should have moved to suppress or redact portions of
his videotaped interview with law enforcement. Rogers argues that the detective’s questions
vouched for, and bolstered, the girls’ accusations. For example, the detective stated that
“little kids . . . don’t lie about those kinds of things. That’s something that’s happened to
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them.” Marshall stipulated to the showing of these portions of the video to support the
defense theory that the detective had a predisposed belief that Rogers had assaulted the two
girls. Rogers fails to demonstrate that Marshall’s decision to show the jury the video
constituted deficient performance or prejudiced his case.
¶33 Rogers also argues generally that the statements of another officer on the videotape
constituted inadmissible hearsay. Rogers fails to identify what statements were made and
how they prejudiced him. The District Court correctly denied Rogers’s claim about this
other officer’s statements because Rogers’s claim offers no authority or analysis as required
by § 46-21-104(2), MCA.
e. Objecting to the Recess in the Girl’s Testimony
¶34 Rogers next alleges that Marshall’s decision not to object to a recess in the older girl’s
testimony constituted ineffective assistance of counsel. The 7-year-old girl had locked up on
the stand. She initially testified only that something happened to her when she had sat on the
couch next to Rusty and that she could not remember it. The prosecutor asked for a recess so
the girl could go give her mom a hug. The girl met with the girl’s mother and the prosecutor
in the hallway. Marshall and Rogers remained in the courtroom with the jury.
¶35 When the girl returned to the stand, she identified Rogers as the man who had touched
her inside her clothing on the spot where she goes to the bathroom. Marshall did not object
or make a record about what the prosecutor and mother had talked about with the girl in the
hallway. Marshall explained that she believed the jury had observed for itself the coaching
effect on the girl’s testimony when the girl left the courtroom. Marshall further believed that
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extensive questioning would not reveal additional evidence helpful to the defense. Marshall
decided to keep the cross-examination brief because of the girl’s young age and because she
did not know what the girl might have said.
¶36 The validity of this explanation for Marshall’s inaction under these circumstances
causes the Court to pause. Another course of action would have been for Marshall to cross
examine the girl regarding her communication in the hallway with the prosecutor and her
mother. As the District Court noted, however, Marshall made a “careful and conscious
choice not to possibly alienate the jury with extensive and harsh cross-examination” of the
young child’s attempts to describe the sexual acts. The path chosen by Marshall assumed
that the efforts by the prosecution and the girl’s mother to “coach” the girl would have been
obvious to the jury without any further emphasis by Marshall through cross-examination.
We cannot determine under these circumstances that Marshall’s tactical decision not to
object and not to cross-examine the girl fell outside the broad professional discretion of an
attorney’s strategic decisions.
f. Ineffective Assistance Claims on Direct Appeal
¶37 Rogers finally makes two arguments that he received ineffective assistance of counsel
on direct appeal. We review claims of ineffective assistance of appellate counsel, like those
of trial counsel, according to the Strickland standard. Hagen v. State, 1999 MT 8, ¶ 10, 293
Mont. 60, 973 P.2d 233.
¶38 Rogers first argues that Marshall should have raised on direct appeal the issue of the
admissibility of evidence about Rogers’s attempt to unlock his handcuffs. Rogers argues that
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the evidence constituted irrelevant other bad acts evidence, inadmissible pursuant to Rules
401 to 404(b) of the Montana Rules of Evidence. Marshall twice objected to admission of
the videotape of the handcuff key as inadmissible, irrelevant, other bad acts evidence that
was unfairly prejudicial. The court admitted the evidence.
¶39 The District Court concluded that Rogers had failed to establish in his post-conviction
petition that showing the videotape to the jury had prejudiced his defense. The District Court
did not analyze whether Marshall’s failure to appeal the issue constituted a deficiency under
the first part of the Strickland test. We agree with Rogers that the videotape of the handcuff
key incident had no relevance to the sexual assault charges and should not have been shown
to the jury.
¶40 Marshall explained that she had not raised the evidentiary issue on direct appeal
because she believed that even if she convinced the Court that the District Court had abused
its discretion, this Court would have deemed the error harmless. Marshall did appeal four
separate issues that she believed presented the strongest case for reversal. We agree that
under the circumstances of this case the District Court’s incorrect admission of evidence
regarding the handcuff key incident did not constitute reversible error of Rogers’s
conviction. Section 46-20-701(1), MCA; State v. Payne, 2011 MT 35, ¶¶ 35-37, 359 Mont.
270, 248 P.3d 842. A reasonable probability does not exist that the outcome of Rogers’s
direct appeal would have been different had Marshall additionally appealed the videotape
evidence of the handcuff incident. Savage, ¶ 22.
¶41 Second, Rogers argues that Marshall delivered ineffective assistance on appeal
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because a conflict of interest existed between her role as appellate counsel and as trial
counsel. Rogers argues that Marshall should have raised on direct appeal the arguments
regarding vouching, ineffective assistance, and failure to preserve a record. We point out
that Rogers hired Marshall to represent him on appeal. We disagree that trial counsel cannot
effectively assist a client on appeal. Many trial attorneys represent their clients on appeal, in
part, because of their intimate knowledge of the facts and law of the case. We further reject
the contention that trial counsel could not, and would not, admit to her alleged prejudicial,
deficient performance in the best interests of her client on appeal.
¶42 Did prosecutorial misconduct violate Rogers’s due process rights?
¶43 Rogers argues that the prosecutor violated his due process rights by vouching for the
girls’ credibility, influencing the girls’ testimony, and by not disclosing information that
tended to mitigate his guilt pursuant to § 46-15-322, MCA. We affirm the District Court’s
conclusion that Rogers could have raised these claims on direct appeal and cannot now raise
them in post-conviction relief. Section 46-21-105(2), MCA; DeShields v. State, 2006 MT
58, ¶ 15, 331 Mont. 329, 132 P.3d 540.
¶44 Affirmed.
/S/ BRIAN MORRIS
We Concur:
/S/ MIKE McGRATH
/S/ JAMES C. NELSON
/S/ MICHAEL E WHEAT
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/S/ BETH BAKER
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