IN THE COURT OF APPEALS OF THE STATE OF IDAHO
Docket Nos. 33578 & 35037
STATE OF IDAHO, )
) 2009 Opinion No. 14
Plaintiff-Respondent, )
) Filed: March 10, 2009
v. )
) Stephen W. Kenyon, Clerk
JESSICA HALBESLEBEN, )
)
Defendant-Appellant. )
)
Appeal from the District Court of the Fourth Judicial District, State of Idaho, Ada
County. Hon. Michael R. McLaughlin, District Judge.
Judgment of conviction and consecutive terms of ten years, with minimum
periods of confinement of three years, for two counts of felony injury to a child,
affirmed.
Greg S. Silvey, Boise, for appellant.
Hon. Lawrence G. Wasden, Attorney General; Kenneth K. Jorgensen, Deputy
Attorney General, Boise, for respondent.
______________________________________________
PERRY, Judge
Jessica Halbesleben appeals from her judgment of conviction and sentences for two
counts of felony injury to a child. Additionally, Halbesleben appeals from the district court’s
order denying her I.C.R. 35 motion for reduction of her sentences. For the reasons set forth
below, we affirm.
I.
FACTS AND PROCEDURE
Police responded to Halbesleben’s home based on a report that her children had been left
alone for several days without supervision. Upon entering the home, police discovered that
Halbesleben’s seven children,1 ranging in age from one to fourteen, were living in deplorable and
1
Halbesleben has eight biological children, but Halbesleben and her husband had
previously lost custody of one of them.
1
inhuman conditions. The home smelled of a foul odor; the floors and walls and furniture were
filthy and stained; there were piles of trash, dirty laundry and used diapers strewn across
hallways and in the corners of rooms; there were numerous burns in the carpet around an
unprotected wood stove; the children’s bedding was filthy and several of their mattresses were
saturated with urine; and shards of broken glass were found throughout the house including in
the children’s playroom. One of the children also had infected cuts on his hands and feet. Aside
from the despicable sanitary conditions, police observed that there was very little food in the
home, especially to support a family of nine, and one of the police officers had to stop one of the
young girls from eating food off of the filthy floor. There were also reports of the children
playing under-clothed, or practically undressed, outside during the winter months. Halbesleben
claimed that she home-schooled two of the children, but the children showed ignorance in simple
concepts of math and spelling. The computer, which Halbesleben claimed she used for
instruction, was broken.
Additionally, without necessitating an extensive factual description, all of the children
were subjected to years of physical, psychological, and sexual abuse. Halbesleben was either
party to or had knowledge of much of this abuse, yet most of it went unreported to authorities.
The highly-sexualized behavior then manifested itself in the actions of the children as two of the
older boys subjected the younger children to various forms of sexual abuse. Halbesleben’s futile
response to this sexual conduct was to padlock the two boys in their room at night, even though
there was a history of sexual assault between the two. This resulted in the boys leaving their
room through the window and reducing them to wetting their bed in order to relieve themselves
in the middle of the night. Halbesleben would also allegedly tie up the boys in order to protect
the younger children while she went to the garage to smoke. However, the assaults continued
unabated.
Halbesleben was charged with four counts of felony injury to a child. I.C. § 18-1501.
She entered a guilty plea to two counts of felony injury to a child, and the state dismissed the
other two counts as well as a separate, additional misdemeanor charge for failing to report sexual
abuse. One term of the plea agreement provided that the state would recommend a term of
imprisonment of ten years, with a minimum period of confinement of one year, for each count
and that the defense could argue for lesser sentences. At sentencing, the prosecutor made the
requisite recommendation after a recitation of some of the troubling facts of this case.
2
Additionally, the prosecutor argued that any sentences less than the recommendation would
depreciate the gravity of the offenses. The district court sentenced Halbesleben to consecutive
terms of ten years, with minimum periods of confinement of three years. Halbesleben did not
appeal from her judgment of conviction.
Halbesleben filed a Rule 35 motion to reduce her sentences, which the district court
denied. While the appeal of the denial of her Rule 35 motion was pending, Halbesleben filed an
application for post-conviction relief alleging, among other things, ineffective assistance of
counsel for failing to file a direct appeal from her judgment of conviction. The district court
granted relief on this claim and re-entered the judgment of conviction. Halbesleben appeals from
her judgment of conviction arguing that the prosecutor breached the plea agreement and that her
sentences are excessive. This appeal was assigned Docket Number 35037. Halbesleben’s appeal
challenging the district court’s order denying her Rule 35 motion for a reduction of her sentences
was assigned Docket Number 33578. These two appeals have now been consolidated for our
review.
II.
ANALYSIS
A. Breach of the Plea Agreement
Halbesleben argues that the state breached the plea agreement because, at the sentencing
hearing, the prosecutor gave the recommendation for a relatively lenient sentence only as an
afterthought and effectively renounced the recommendation through vigorous argument against
Halbesleben and the graphic details and implications of her crimes. The state responds that the
issue was not properly preserved by a timely objection below and that Halbesleben has failed to
show fundamental error. Furthermore, the state contends that the prosecutor’s descriptions of the
facts of this case followed by her opinion that anything less than the recommended sentences
would depreciate the gravity of the crime did not constitute a breach of the plea agreement.
The Supreme Court and this Court have held that breach of a plea agreement constitutes
fundamental error. See State v. Jafek, 141 Idaho 71, 74, 106 P.3d 397, 400 (2005) (holding that
claim of state’s breach of plea agreement goes to the foundation or basis of defendant’s rights
and, therefore, constitutes fundamental error and may be reviewed for the first time on appeal);
State v. Allen, 143 Idaho 267, 271-72, 141 P.3d 1136, 1140-41 (Ct. App. 2006) (holding that
state’s breach of a plea agreement constitutes fundamental error and, therefore, defendant’s
3
failure to object in the district court did not waive the right to raise the issue for the first time on
appeal). It may be reviewed for the first time on appeal provided a sufficient record exists for
review. See State v. Daubs, 140 Idaho 299, 300, 92 P.3d 549, 550 (Ct. App. 2004). In this case,
the record is sufficient for our review. Therefore, we will consider whether the prosecutor’s
argument at the sentencing hearing constituted a breach of the plea agreement.
It is well established that when a plea rests in any significant degree on a promise or
agreement of the prosecutor, so that it can be said to be part of the inducement or consideration,
such promise must be fulfilled. Santobello v. New York, 404 U.S. 257, 262 (1971). This
principle is derived from the Due Process Clause and the fundamental rule that, to be valid, a
guilty plea must be both voluntary and intelligent. Mabry v. Johnson, 467 U.S. 504, 508-09
(1984); State v. Rutherford, 107 Idaho 910, 913, 693 P.2d 1112, 1115 (Ct. App. 1985). If the
prosecution has breached its promise given in a plea agreement, whether that breach was
intentional or inadvertent, it cannot be said that the defendant’s plea was knowing and voluntary,
for the defendant has been led to plead guilty on a false premise. State v. Jones, 139 Idaho 299,
301-02, 77 P.3d 988, 990-91 (Ct. App. 2003). In such event, the defendant will be entitled to
relief. State v. Fuhriman, 137 Idaho 741, 744, 52 P.3d 886, 889 (Ct. App. 2002). As a remedy,
the court may order specific performance of the agreement or may permit the defendant to
withdraw the guilty plea. Santobello, 404 U.S. at 263; Jones, 139 Idaho at 303, 77 P.3d at 991.
The prosecution’s obligation to recommend a sentence promised in a plea agreement does
not carry with it the obligation to make the recommendation enthusiastically. United States v.
Benchimol, 471 U.S. 453, 455 (1985); Jones, 139 Idaho at 302, 77 P.3d at 991. A prosecutor
may not circumvent a plea agreement, however, through words or actions that convey a
reservation about a promised recommendation, nor may a prosecutor impliedly disavow the
recommendation as something that the prosecutor no longer supports. Jones, 139 Idaho at 302,
77 P.3d at 991. Although prosecutors need not use any particular form of expression in
recommending an agreed sentence, their overall conduct must be reasonably consistent with
making such a recommendation, rather than the reverse. Id.
In this case, the plea agreement required that the prosecution recommend a sentence of
ten years, with a minimum period of confinement of one year, for each of the two counts to
which Halbesleben pled guilty. The agreement also provided that Halbesleben could argue that
4
the district court impose lesser sentences. At the sentencing hearing, the prosecutor began by
arguing:
In the last ten years, there has not been a worse case of child abuse in this
county than what [Halbesleben] managed to accomplish in 13 years.
From the minute she began having children, these babies were at risk.
None of these children ever had a chance because they were born to
[Halbesleben] and her husband.
The prosecutor then described how the two oldest children were temporarily removed from
Halbesleben’s custody in another state for maltreatment. When the children were returned to the
Halbeslebens, they moved to Idaho.
Next, the prosecutor described how she believed the system failed the Halbesleben
children because the children were brainwashed by their parents not to speak to anyone and to
keep it all in the family so that they would not be taken away forever. The prosecutor described
the events that led to the permanent loss of custody of one of the children and how that child had
severe psychiatric conditions at the time that Halbesleben and her husband agreed to the
termination of custody. As an aside, the prosecutor recounted how another child was sexually
molested while in temporary foster care. The prosecutor added: “The babies [Halbesleben]
allowed her older children to molest and rape for the last four years were not even born yet.”
The prosecutor then commented that the other children do not remember the other son who was
removed and that the “parents didn’t care and let him disappear.”
Following the comments relating to these events, the prosecutor described the school
records and a report from a preschool teacher regarding the numerous intellectual deficits and
learning delays facing the children and their “desperate need of interaction, nurturing,
stimulation, and routine.” The preschool teacher alleged that the Halbeslebens then moved to
escape scrutiny from the Department of Health and Welfare. The prosecutor argued that
Halbesleben began to remove the children from school, against school recommendations, in
order to isolate the problems and avoid suspicion. However, the children were not adequately
instructed at home and all of the leisure time allowed a greater frequency of sexual abuse among
the siblings. The prosecutor described the sexual abuse that had occurred between Halbesleben’s
husband and their oldest daughter, as well as sexual abuse between the siblings. The prosecutor
argued that Halbesleben would leave the children unattended while she smoked
methamphetamine in the garage.
5
The conclusion of the prosecutor’s argument summarized the state’s views and
recommendations of this case and is best considered in context, as follows:
We have eight children now who are orphans because of [Halbesleben’s]
crimes. Her contribution in the world is making eight wards of the state for the
next 16 years. So, not only do we get to pay financially, but the hours these social
workers and foster parents and teachers will spend driving them and encouraging
them through counseling and school and comforting them in the night when their
parents who were supposed to be there for them weren’t, reassuring them there is
enough to eat and constantly trying to bolster their self-esteem. Those costs and
harm that she caused are truly incalculable. And these are children that came
from her flesh -- that she carried all eight of these babies.
The magnitude of the harm [Halbesleben] has caused by her crimes, I try
not to think about, but it’s haunting. We need to be protected, obviously, from
[Halbesleben], but I think the most significant piece of this case for [Halbesleben]
is that anything less than what the state recommends -- and we encourage you to
follow our recommendation -- would depreciate the seriousness of what she has
done over a long period of time.
This didn’t happen overnight. This didn’t happen because she is poor.
We live in a county where our children’s hospitals are like palaces. We have
resources available for food and free dental care and all of those things. And she
sat in the garage and smoked meth.
Anything less than 1 year fixed followed by 9 indeterminate for 10,
consecutive to 1 plus nine for 10, would depreciate the seriousness of what she
did. We are not requesting restitution in this case because I can’t even begin to
calculate, and I don’t think she has the means to ever pay.
Halbesleben argues that the prosecutor’s vigorous argument, taken as a whole, was
inconsistent with the state’s relatively lenient recommendation of a term of ten years, with a
minimum period of confinement of one year, for each count. This inconsistency, she contends,
effectively disavowed the state’s recommended sentences. In support of her argument,
Halbesleben cites to Daubs, 140 Idaho 299, 92 P.3d 549 and State v. Wills, 140 Idaho 773, 102
P.3d 380 (Ct. App. 2004), which, in turn, cite to Jones, 139 Idaho 299, 77 P.3d 988, and State v.
Lankford, 127 Idaho 608, 903 P.2d 1305 (1995). In Lankford, the defendant was convicted of
two counts of first degree murder and the state agreed to recommend indeterminate life
sentences--the most lenient sentence possible for first degree murder--in exchange for his
testimony against his co-defendant. The state made the requisite recommendation, but then
presented extensive evidence in aggravation, a psychologist’s testimony that the defendant was a
poor candidate for rehabilitation, and argument that the defendant was highly culpable,
manipulative, and dangerous. The Idaho Supreme Court held that the state had violated the plea
6
agreement by making a presentation at the sentencing hearing that was fundamentally at-odds
with its obligated position that the court should impose the most lenient sentence permitted by
law. Lankford, 127 Idaho at 617, 903 P.2d at 1314.
In Jones, the prosecutor agreed to recommend probation after the defendant served a
period of retained jurisdiction. However, while the prosecutor made the requisite
recommendation, she argued to the district court that the presentence investigator advised against
supervised probation, in part, out of concern for the safety of the victims and defendant’s poor
prospects for rehabilitation. Additionally, the prosecutor added that, while she was bound to her
recommendation, she did not have all of the aggravating information at the time of the plea
agreement and, thus, left it up to the court’s discretion. Jones, 139 Idaho at 300-01, 77 P.3d at
989-90. This Court held that the prosecutor’s statements “effectively disavowed the
recommendation of retained jurisdiction and advocated a harsher sentence.” Id. at 303, 77 P.3d
at 992.
In Wills, the prosecutor agreed to recommend a unified term of fifteen years, with a
minimum period of confinement of three years, for each of two counts of lewd conduct. At the
sentencing hearing, the prosecutor emphasized the defendant’s pedophilia and insatiable hunger
for young victims which would make it difficult to treat him and lead to a high-risk of repeat
offenses of escalating severity upon his release. The prosecutor then argued:
“What he did to these two little ones is just completely horrendous and
almost unthinkable. And I think, at a very minimum, he should get three years
fixed followed by twelve indeterminate for fifteen. I think the state is showing
great restraint by only recommending that sentence.”
Wills, 140 Idaho at 774, 102 P.3d at 381. This Court held that the prosecutor’s argument
breached the plea agreement:
By presenting the recommended sentences as the minimum to be imposed and
indicating that this minimum recommendation was made with “great restraint,”
the prosecutor failed to endorse the recommended terms as the ones the district
court should accept. Instead, the prosecutor conveyed a reservation regarding the
advisability of imposing those sentences and implied that longer terms would be
more appropriate. This conduct was fundamentally at odds with what the state
agreed to do under the plea agreement.
Id. at 776, 102 P.3d at 383.
7
In Daubs, the prosecutor agreed to recommend retained jurisdiction in exchange for
defendant’s guilty plea to sexual battery. However, at the sentencing hearing a different
prosecutor argued:
“Your honor, I have spoken with [the prosecutor assigned to the case], and
the State has agreed to recommend no more than a Rider in this case.
The PSI investigator, however, clearly is recommending prison based on
the nature of Mr. Daub’s crimes, his prior record, and his substance abuse
problems.
Rather than having me restate the information presented to the Court in the
PSI and in the letters from the victims, I would ask that this Court hear from [the
victim’s parents], who are here. They’re better able than I am to explain the
horrific consequences that this crime has had on them, their daughters, and their
entire family.”
Daubs, 140 Idaho at 301, 92 P.3d at 551. This Court held that the prosecutor’s argument, when
taken in context with the entire proceeding, was fundamentally at-odds with the terms of the plea
agreement. Id. The prosecutor’s over-emphasis on the harsher sentence recommended in the
presentence investigation report (PSI) acted as a constructive disavowal of its required
recommendation. Id.
The facts of these cases relied on by Halbesleben are all distinguishable from her case. In
each of the cases cited above, the prosecutor acknowledged the recommendation required by the
plea agreement but argued various other reasons why the district court should not accept the
recommendation and, instead, impose a more severe sentence. Or, in the case of Lankford, the
prosecutor presented additional aggravating evidence which, at a sentencing for first degree
murder, only served to favor imposition of the death penalty or fixed life. This was entirely
inconsistent with the state’s agreement to recommend an indeterminate term of life
imprisonment. In the present case, the prosecutor made no allusion to a more severe
recommendation contained in the PSI nor gave any personal opinion that Halbesleben’s crimes
merited a greater punishment than what was recommended. The prosecutor’s vigorous argument
did not undermine the sentencing recommendation but, rather, buttressed it against any argument
from defense counsel that Halbesleben merited even lesser sentences based on mitigating factors.
Therefore, the prosecutor did not impliedly disavow the sentencing recommendation through her
vigorous argument of the facts of Halbesleben’s crimes and, thus, did not breach the plea
agreement.
8
Halbesleben next contends that, even if the prosecutor’s vigorous argument served the
purpose of rebutting defense counsel’s argument for lesser sentences, the prosecutor’s argument
was “overkill.” She alleges that the argument “far exceeded anything even remotely necessary to
ensure . . . a penitentiary sentence given the circumstances of this case.” Beyond this bare
assertion, Halbesleben provides no other argument or authority for this proposition.
Furthermore, we disagree with Halbesleben’s conclusion. As stated above, defense counsel had
already indicated an intention to seek lesser sentences. When the prosecutor began her
argument, she had to dissuade the district court from any downward deviation from the
recommended sentences in light of defense counsel’s impending argument. Her vigorous
argument and description of the hard facts of this case and their impact on the lives of
Halbesleben’s children justified her later statement to the district court that lesser sentences
would depreciate the gravity of the crimes and not serve the necessary goal of protecting society.
The prosecutor even argued this while encouraging the district court to follow the
recommendation. As noted previously, the prosecutor gave no indication of an ulterior motive to
seek harsher sentences and the district court’s discretionary decision to deviate from the
recommendation in favor of harsher penalties does not prove the existence of one. Therefore, the
prosecutor’s vigorous argument detailing the difficult facts of the case and the effect on the lives
of the children did not constitute a breach of the plea agreement.
B. Excessive Sentences and Rule 35 Reduction of Sentences
Halbesleben argues that her consecutive sentences of ten years, with minimum periods of
confinement of three years, are excessive because she did not have an extensive criminal history
and she did not behave abhorrently while incarcerated. Additionally, Halbesleben argues that the
district court abused its discretion by denying her Rule 35 motion to reduce her sentences
because it did not understand the correct legal standards applicable to its analysis. The state
responds that Halbesleben’s argument that the district court failed to understand the correct legal
standards applicable to its Rule 35 analysis is unsupported by adequate argument or authority.
Additionally, the state responds that Halbesleben has failed to show that her sentences are
excessive.
1. Excessive sentences
An appellate review of a sentence is based on an abuse of discretion standard. State v.
Burdett, 134 Idaho 271, 276, 1 P.3d 299, 304 (Ct. App. 2000). Where a sentence is not illegal,
9
the appellant has the burden to show that it is unreasonable, and thus a clear abuse of discretion.
State v. Brown, 121 Idaho 385, 393, 825 P.2d 482, 490 (1992). A sentence may represent such
an abuse of discretion if it is shown to be unreasonable upon the facts of the case. State v. Nice,
103 Idaho 89, 90, 645 P.2d 323, 324 (1982). A sentence of confinement is reasonable if it
appears at the time of sentencing that confinement is necessary “to accomplish the primary
objective of protecting society and to achieve any or all of the related goals of deterrence,
rehabilitation or retribution applicable to a given case.” State v. Toohill, 103 Idaho 565, 568, 650
P.2d 707, 710 (Ct. App. 1982). Where an appellant contends that the sentencing court imposed
an excessively harsh sentence, we conduct an independent review of the record, having regard
for the nature of the offense, the character of the offender, and the protection of the public
interest. State v. Reinke, 103 Idaho 771, 772, 653 P.2d 1183, 1184 (Ct. App. 1982). When
reviewing the length of a sentence, we consider the defendant’s entire sentence. State v. Oliver,
144 Idaho 722, 726, 170 P.3d 387, 391 (2007).
In this case, the maximum penalty allowed by statute is a term of ten years with fines for
each count. As noted above, the district court sentenced Halbesleben to a term of ten years, with
a minimum period of confinement of three years, for each count. So long as the sentence is
within the statutory limits, the appellant must show that the trial court, when imposing the
sentence, clearly abused its discretion. State v. Farwell, 144 Idaho 732, 736, 170 P.3d 397, 401
(2007). A sentence will only be set aside when reasonable minds could not differ as to the
excessiveness of the sentence. Id. To prevail, the appellant must establish that, under any
reasonable view of the facts, the sentence was excessive considering the objectives of criminal
punishment. Id. These objectives are the protection of society, deterrence of the individual and
the public generally, the possibility of rehabilitation, and punishment or retribution for
wrongdoing. Id.
At the sentencing hearing, the district court articulated its reasons for the upward
deviation from the sentencing recommendation. The district court noted its grave concern
regarding the terrible neglect and abuse suffered by the children over a long period of time and
Halbesleben’s utter lack of concern for their welfare. The district court also expressed its
apprehension over Halbesleben’s lack of candidness with the court and investigators, as well as
her lack of insight, especially regarding her belief that her drug use was not affecting her
parenting. While the district court acknowledged that Halbesleben might feel a level of remorse,
10
she had opportunities over many years to take action to improve the situation of her children and
did not do so. Additionally, while her husband may have been controlling and treated her like
chattel, that did not deprive her of her choice to provide her children with the fundamentals of
life--of which she deprived them.
Next, the district court considered the objectives to be served in the imposition of
Halbsleben’s sentences, stating:
The court, in fashioning the sentence in this case, looks at, certainly, the
circumstances and the facts of this offense. We look at the very nature of this
crime. And this is a crime in which children -- innocent children through your
inaction and, on occasion, your action -- are permanently scarred for the rest of
their lives. . . . And it was your duty and obligation as a parent to give them a fair
opportunity. I cannot escape, then, looking at the nature and circumstances of this
crime.
You’re not a career criminal. . . . There is not a history here of a prior
felony . . . as there was with your ex-husband.
Deterrent to others in the community. I’m not going to say that the
sentence that I impose will be made public to every person that’s out there that’s
not caring for their children in a proper way.
Deterrent to you. Yes, I think that that’s a fair consideration in this
respect. I have concluded that you knew better, and you took no action.
But more than any other factor here: the seriousness of this crime.
Children, in this great nation with all of the resources that are available, should
not have had to go through what these children went through. No matter how you
spin it, these children were entitled to better -- better parenting, love, nurturing --
and you blatantly ignored that responsibility. The seriousness of this crime
cannot be overlooked by this court.
The district court also observed some mitigating factors. It noted that the existence of
programming potentially available for Halbesleben would not be a significant factor in its
consideration. The district court found that Halbesleben’s codependence with her husband did
not excuse or justify her conduct because she had ample opportunities to make choices for her
children and failed to do so. Furthermore, the district court found that, because of her actions,
her children would never be fully compensated. Then the district court stated:
I commented earlier that a factor that I am looking at is that overall you’ve
led a law-abiding life other than for these very, very serious offenses that you’re
here before this court on.
Will these circumstances re-occur? Granted, your children’s -- your rights
to your children have been terminated by another judge. And, to my knowledge,
you’re incapable in having children so the court can and will factor that into
consideration.
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The facts of this case are extraordinary. Our review of the record reveals a severe degree
of abuse and neglect inflicted on Halbesleben’s children over a long period of time. The serious
nature of these crimes merits a harsh penalty. While the district court acknowledged
Halbesleben’s relatively sparse criminal history, the record in this case does not reveal that she is
a person of high moral character who simply acted innocently or ignorantly. Furthermore, there
is a strong interest to protect the public, especially those younger members of our society who
cannot adequately protect themselves, from the type of conduct underlying the present charges
and those who perpetrate these unnatural acts devoid of basic parental affection. This estimation
is in accord with the district court’s evaluation of Halbesleben’s crimes. The district court also
adequately considered the sentencing objectives of specific and general deterrence, possible
rehabilitation, and retribution or punishment. The district court had the discretion to give greater
weight to certain of these factors, which it did in this case. The consecutive sentences it
ultimately imposed upon Halbesleben are adequate to protect these societal interests and further
the sentencing objectives. Thus, having thoroughly reviewed the record in this case, we cannot
say that the district court abused its discretion.
2. Rule 35 motion
A motion for reduction of sentence under I.C.R. 35 is essentially a plea for leniency,
addressed to the sound discretion of the court. State v. Knighton, 143 Idaho 318, 319, 144 P.3d
23, 24 (2006); State v. Allbee, 115 Idaho 845, 846, 771 P.2d 66, 67 (Ct. App. 1989). In
presenting a Rule 35 motion, the defendant must show that the sentence is excessive in light of
new or additional information subsequently provided to the district court in support of the
motion. State v. Huffman, 144 Idaho 201, 203, 159 P.3d 838, 840 (2007). An appeal from a
denial of a Rule 35 motion cannot be used as a vehicle to review the underlying sentence absent
the presentation of new information. Id. In conducting our review of the grant or denial of a
Rule 35 motion, we consider the entire record and apply the same criteria used for determining
the reasonableness of the original sentence. State v. Forde, 113 Idaho 21, 22, 740 P.2d 63, 64
(Ct. App. 1997); State v. Lopez, 106 Idaho 447, 449-51, 680 P.2d 869, 871-73 (Ct. App. 1984).
In Halbesleben’s Rule 35 motion, she argued that the district court should reduce her
sentences based upon the extent of the plea negotiations, the avoidance of the trauma and
expense of trial for the children and the state, the difficulty that failure to follow the plea
12
agreement would create for future plea negotiations, and the state’s determination that the
recommended sentences were adequate. Additionally, Halbesleben argued various sentencing
factors as well as parity between her sentences and her husband’s because he received his
recommended sentence of a term of thirty years, with a minimum period of confinement of
fifteen years. Arguably, even though not all of this information was specifically mentioned by
trial counsel at the sentencing hearing, Halbesleben’s motion presented no new information for
the district court to consider in reducing her sentences. However, even granting Halbesleben the
benefit of the doubt that this information was new to the district court, based on our review we
conclude that no abuse of discretion has been shown.
Regardless of the extent of the plea negotiations or whether the state believed the
recommendation to be adequate, the district court was not required to follow the
recommendation. The only authority which Halbesleben now cites in support of her argument
that the district court misunderstood the role of the plea bargain in the criminal justice system is
Schoger v. State, ___ Idaho ___, ___ P.3d ___ (Ct. App. 2008), review granted (Dec. 10, 2008).
As review is pending by the Supreme Court, Schoger is not authoritative. Even if it were,
Schoger does not require a district court to accept a recommended sentence.2 Rather, the case
addressed the issue of a trial court’s discretion in rejecting a guilty plea offered pursuant to North
Carolina v. Alford, 400 U.S. 25 (1970). Likewise, the district court was not required to accept
the recommended sentences because the plea saved the victims from the rigors and trauma of
trial or saved the state time and money. Furthermore, the district court was not required to
consider the potential chilling effect that its decision to deviate from the sentencing
recommendation could have on future plea negotiations. It is already well-understood that
district courts are not required to accept sentencing recommendations and, therefore, a district
court exercising its discretion not to do so is not altogether unforeseeable when negotiating a
plea agreement. Concerning Halbesleben’s arguments regarding the sentencing factors of
2
Halbesleben then attempts to argue that her plea was not knowing and voluntary because,
while she knew that the district court did not have to follow the recommendation, she did not
know that the court may not even consider it. This appeal does not concern the voluntariness of
Halbesleben’s plea and, therefore, we need not address this argument. Even were we to address
it, the argument has little merit. The district court did consider the plea agreement’s
recommended sentences, it simply chose not to follow it.
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protecting society, deterrence and rehabilitation, these arguments were all presented and properly
considered by the district court at the sentencing hearing. We need not address them further.
Halbesleben argues that the district court abused its discretion by allegedly refusing to
consider the sentence imposed upon her husband. She argues that the district court incorrectly
labeled her argument as disingenuous. Halbesleben’s argument is belied by the record. At the
sentencing hearing, the district court stated:
This is a case in which the court could impose up to 20 years in the state
penitentiary with fines. The court imposed a 15-year sentence that was fixed and
a 15-year indeterminate sentence to your former husband. And as was pointed out
by your counsel and what the court certainly took into consideration is that
Thomas Halbesleben had been in the criminal justice system on an earlier time
and date for a charge very similar, if not identical, to the charge that brought him
before this court. And that’s certainly a -- was an aggravating factor that the court
looked at in sentencing.
That being said, I concur with the state in terms of their description of the
terrible neglect and abuse of these children over a long period of time. And many
children. This was gross neglect.
The district court was aware of and considered the sentence of Halbesleben’s husband
and the aggravating factors that led to a harsher penalty for him than was warranted in her case.
Halbesleben’s argument in her Rule 35 motion was not that the district court should consider her
husband’s sentence as compared with her own. Rather she argued that the district court should
consider that her husband received the sentence recommended by his plea agreement and,
therefore, so should she. This argument, as the district court held, is irrelevant. Halbesleben
now offers no authority for the proposition that a district court that imposes a sentence
recommended by a plea agreement upon one defendant must also follow the recommended
sentence of a separate plea agreement for another defendant charged with crimes arising out of
the same conduct. A party waives an issue on appeal if either authority or argument is lacking.
State v. Zichko, 129 Idaho 259, 263, 923 P.2d 966, 970 (1996).
Halbesleben also argues that because the district court knew the difficult facts of this case
before it was presented with the plea bargain at the change of plea hearing, it should not have
accepted the guilty plea if it felt that the recommended sentences were inappropriate.
Halbesleben offers little argument other than this bare assertion and offers no authority in
support of this proposition. We note that, if the parties wanted the district court to be bound by
their sentencing recommendations, I.C.R. 11 provides a mechanism to do so. Additionally,
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Halbesleben argues that the district court should have reduced her sentences pursuant to her
Rule 35 motion because they were unreasonably hash. We have concluded above that
Halbesleben’s sentences are not unreasonably excessive. Therefore, we do not further address
this argument. The district court did not abuse its discretion when it denied Halbesleben’s
Rule 35 motion for a reduction of her sentences.
III.
CONCLUSION
The prosecutor’s argument at the sentencing hearing did not undermine the sentencing
recommendation and did not breach the plea agreement. Halbesleben’s sentences are not
excessive. The district court did not abuse its discretion by denying Halbesleben’s Rule 35
motion for a reduction of her sentences. Therefore, Halbesleben’s judgment of conviction and
sentences for two counts of felony injury to a child, as well as the district court’s order denying
Halbesleben’s Rule 35 motion for a reduction of her sentences, are affirmed.
Judge GRATTON, CONCURS.
Judge GUTIERREZ, DISSENTING
I respectfully dissent. The lengthy argument presented at sentencing by the state, with
repeated vigorous emphasis on the horrendous abuse and neglect suffered by the children, can
only be viewed as disavowing the plea agreement sentencing recommendation. Therefore, I
would vacate the sentence and remand for resentencing before a different judge.
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