IN THE COURT OF APPEALS OF THE STATE OF IDAHO
Docket No. 33868
STATE OF IDAHO, )
) 2008 Opinion No. 80
Plaintiff-Respondent, )
) Filed: August 15, 2008
v. )
) Stephen W. Kenyon, Clerk
CARTER J. ARMSTRONG, )
)
Defendant-Appellant. )
)
Appeal from the District Court of the Sixth Judicial District, State of Idaho,
Bannock County. Hon. Peter D. McDermott, District Judge.
Judgment of conviction for lewd and lascivious conduct with a minor under
sixteen, reversed, and prior judgment for felony injury to children, reinstated.
Molly J. Huskey, State Appellate Public Defender; Justin M. Curtis, Deputy
Appellate Public Defender, Boise, for appellant.
Hon. Lawrence G. Wasden, Attorney General; Ralph R. Blount, Deputy Attorney
General, Boise, for respondent.
______________________________________________
LANSING, Judge
In this appeal, appellant Carter J. Armstrong challenges his judgment of conviction and
probation order as being violative of a plea agreement. We do not address the merits of his
argument, however, because an issue raised by respondent State of Idaho is dispositive. The
State contends that the district court was without jurisdiction in this case to allow Armstrong to
withdraw an earlier guilty plea to a different offense, and therefore all subsequent orders or
judgments in this case have been void for lack of jurisdiction. Consequently, the State contends,
the earlier guilty plea and its attendant conviction and sentence must be reinstated. We are
constrained to agree with the State.
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I.
FACTS AND PROCEDURE
Armstrong was originally charged with lewd conduct with a minor child under sixteen,
Idaho Code § 18-1508. Pursuant to a plea agreement, he pleaded guilty to an amended charge of
felony injury to children, I.C. § 18-1501(1). One of the terms of the plea agreement was that the
State would not request a psychosexual evaluation. The district court accepted this plea and on
March 2, 2005, entered a judgment 1 imposing a unified sentence of six years with three years
determinate, suspended the sentence, and placed Armstrong on four years’ probation. No appeal
was taken.
Thereafter, Armstrong’s probation officer required Armstrong to participate in a sex
offender evaluation including, apparently, a psychosexual evaluation. Armstrong refused to do
so and a report of probation violation was thereupon filed alleging that he was in violation of the
terms of probation. Armstrong contested the alleged violation, contending that the requirement
of a psychosexual evaluation was a violation of the plea agreement. He requested either specific
performance of his plea agreement or, alternatively, that he be allowed to withdraw his guilty
plea. The prosecutor agreed to dismiss the alleged violation and further said that if the district
court were to find a breach, the State would have no objection to a withdrawal of Armstrong’s
guilty plea and reinstatement of the original charge of lewd conduct.
The district court held that the State had not breached the plea agreement because the
prosecutor had promised only that the State would not request a psychosexual evaluation for use
in sentencing. The district court also concluded that probation authorities were entitled to
require a psychosexual evaluation, but that “in fairness” Armstrong would be allowed to
withdraw his guilty plea if he wished to do so. Armstrong elected to withdraw his plea, and the
original lewd conduct charge was reinstated.
Over two months later, another plea agreement was reached calling for Armstrong to
plead guilty to an amended charge of infamous crime against nature, I.C. § 18-6605, and for a
1
Although the March 2, 2005 judgment was confusingly entitled “Minute Entry and
Order,” there is no dispute that it was actually a judgment of conviction. See State v. Thomas,
Docket No. 34741 (July 1, 2008). The judgment of conviction also miscites the felony injury to
children statute as I.C. § 18-1601 instead of I.C. § 18-1501(1). This clerical error may be
corrected on remand pursuant to I.C.R. 36.
2
unified five-year sentence with a one-year determinate term, with the court retaining jurisdiction.
The agreement provided that if Armstrong successfully completed the retained jurisdiction
program, he would be placed on four years’ supervised probation.
At the close of the retained jurisdiction period, the district court held a hearing at which
the court expressed its intention to suspend the sentence and placed Armstrong on supervised
probation for five years. Armstrong objected to the five-year term, contending that the court was
bound by the second plea agreement to impose only four years of probation. The district court
disagreed and, in its order suspending the sentence, placed Armstrong on probation for five
years. Armstrong took this appeal, asserting as his sole claim of error that the probation term
violated the binding plea agreement.
The State does not respond to this issue raised by Armstrong but, instead, argues that
when the district court allowed Armstrong to withdraw his initial guilty plea in August of 2005,
the court had no jurisdiction to do so and, therefore, the original guilty plea, conviction, and
sentence for felony injury to children must be reinstated. Armstrong has not chosen to dispute
the State’s position.
II.
ANALYSIS
The State rests its jurisdictional argument on State v. Jakoski, 139 Idaho 352, 79 P.3d 711
(2003), where the Idaho Supreme Court held that a trial court’s jurisdiction to allow withdrawal
of a guilty plea terminates when the judgment of conviction has become final. If no appeal from
a judgment is taken, finality occurs when the time to appeal expires forty-two days after the
judgment. Id. at 355, 79 P.3d at 714. Armstrong’s motion to withdraw his initial guilty plea was
made several weeks after the judgment rendered on that plea became final. The State therefore
asserts that the court had no jurisdiction to reopen Armstrong’s case by allowing withdrawal of
the first guilty plea, that all of the subsequent proceedings in the district court were without
jurisdiction, and that all subsequent orders are void.
As the State’s position here illustrates, a determination that a court lacked subject matter
jurisdiction to issue an order or judgment carries far-reaching consequences. In Sierra Life Ins.
Co. v. Granata, 99 Idaho 624, 586 P.2d 1068 (1978), our Supreme Court noted that the general
concept of “jurisdiction” is very broad and has many facets, and it then warned:
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[B]ecause of the serious ramifications and consequences which could follow from
a court acting without jurisdiction over the subject matter, we recognize that it is
important to keep that concept clearly defined. For example, the defense of lack
of jurisdiction over the subject matter is never waived (I.R.C.P. 12(h)); purported
judgments entered by a court without jurisdiction over the subject matter are void
and as such are subject to collateral attack, and are not entitled to recognition in
other states under the full faith and credit clause of the United States Constitution
(Restatement of Judgments, § 7 (1942)). In addition, judges who act without
jurisdiction over the subject matter may be liable for damages in civil actions.
Stump v. Sparkman, 435 U.S. 349, 98 S. Ct. 1099, 55 L. Ed. 2d 331 (1978);
Bradley v. Fisher, 13 Wall. 335, 20 L. Ed. 646 (1871). For these reasons, it may
work considerable mischief to confuse lack of jurisdiction over the subject matter
with questions of venue, other aspects of jurisdiction, or defenses which may bar
relief or render it improper or inappropriate for a court to proceed with a case
even though it has jurisdiction over the subject matter.
Id. at 626-27, 586 P.2d at 1070-71. See also Coeur d’Alenes Lead Co. v. Kingsbury, 56 Idaho
475, 489-90, 55 P.2d 1307, 1313 (1936) (Ailshie, J., spec. concur.). A court’s lack of subject
matter jurisdiction cannot be waived by a party, United States v. Cotton, 535 U.S. 625, 630
(2002); State v. Rogers, 140 Idaho 223, 227-28, 91 P.3d 1127, 1131-32 (2004), and parties
cannot consent to the court’s assumption of jurisdiction through conduct or acquiescence nor be
estopped from asserting its absence. Fairway Development Co. v. Bannock County, 119 Idaho
121, 125, 804 P.2d 294, 298 (1990). Accordingly, a party may assert a lack of subject matter
jurisdiction for the first time on appeal, Idaho State Ins. Fund v. Turner, 130 Idaho 190, 191, 938
P.2d 1228, 1229 (1997); State v. McCarthy, 133 Idaho 119, 122, 982 P.2d 954, 957 (Ct. App.
1999), and the issue may even be raised sua sponte by a trial or appellate court. See Ruhrgas AG
v. Marathon Oil Co., 526 U.S. 574, 583 (1999); State v. Kavajecz, 139 Idaho 482, 483, 80 P.3d
1083, 1084 (2003); State v. Lopez, 98 Idaho 581, 585, 570 P.2d 259, 263 (1976); State v.
Murray, 143 Idaho 532, 534, 148 P.3d 1278, 1280 (Ct. App. 2006).
Perhaps with a view toward these serious ramifications, our Supreme Court has at times
employed a narrow definition of subject matter jurisdiction. In Richardson v. Ruddy, 15 Idaho
488, 494, 98 P. 842, 844 (1908) (quoting BROWN ON JURISDICTION § 1a), the Court said:
Jurisdiction over the subject-matter is the right of the court to exercise judicial
power over that class of cases, not the particular case before it, but rather the
abstract power to try a case of the kind or character of the one pending; and not
whether the particular case is one that presents a cause of action, or under the
particular facts is triable before the court in which it is pending, because of some
inherent facts which exist and may be developed during the trial.
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This narrow definition, or its equivalent, has been followed and applied in many subsequent
cases. See, e.g., Bach v. Miller, 144 Idaho 142, 145, 158 P.3d 305, 308 (2007); Sierra Life Ins.
Co., 99 Idaho at 628-29, 586 P.2d at 1072-73; White v. Young, 88 Idaho 188, 192-93, 397 P.2d
756, 758 (1964); Rich v. Williams, 81 Idaho 311, 327, 341 P.2d 432, 441 (1959); Boughton v.
Price, 70 Idaho 243, 249, 215 P.2d 286, 289 (1950); Wayne v. Alspach, 20 Idaho 144, 149-50,
116 P. 1033, 1035 (1911). Boughton elaborated on the definition as follows:
Such jurisdiction the court acquires by the act of its creation, and possesses
inherently by its constitution; and it is not dependent upon the sufficiency of the
bill or complaint, the validity of the demand set forth in the complaint, or
plaintiff’s right to the relief demanded, the regularity of the proceedings, or the
correctness of the decision rendered.
Boughton, 70 Idaho at 249, 215 P.2d at 289. Recently, in State v. Rogers, 140 Idaho 223, 227-
28, 91 P.3d 1127, 1131-32 (2004) (quoting 20 AM. JUR. 2d Courts § 70 (1995)), our Supreme
Court stated:
“Jurisdiction over the subject matter” has been variously defined as
referring to (1) the nature of the cause of action and of the relief sought; (2) the
class of cases to which the particular one belongs and the nature of the cause of
action and of the relief sought; (3) the power of a court to hear and determine
cases of the general class to which the particular one belongs; (4) both the class of
cases and the particular subject matter involved; and (5) the competency of the
court to hear and decide the case. However, subject matter jurisdiction does not
depend on the particular parties in the case or on the manner in which they have
stated their claims, nor does it depend on the correctness of any decision made by
the court. Also, the location of a transaction or controversy usually does not
determine subject matter jurisdiction.
A precise use of the term “jurisdiction” refers only to either personal jurisdiction over the
parties or subject matter jurisdiction. Unfortunately, however, the term is often used more
loosely to refer simply to a court’s authority to take a certain action or grant a certain type of
relief. That is, courts and lawyers sometimes say that a court lacked jurisdiction when they
really mean simply that the court committed error because the action that was taken did not
comply with governing law. For example, our appellate courts have referred to a lack of
“jurisdiction” when perhaps more precisely meaning that a motion or complaint was not timely
filed, that a condition precedent to the right to file the action was not satisfied, or that governing
statutes or court rules did not authorize the particular decision made by the court. See, e.g., Park
v. Banbury, 143 Idaho 576, 149 P.3d 851 (2006) (lack of subject matter jurisdiction because
plaintiff failed to exhaust administrative remedies); Regan v. Kootenai County, 140 Idaho 721,
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724, 100 P.3d 615, 618 (2004) (same); Pizzuto v. State, 127 Idaho 469, 471, 903 P.2d 58, 60
(1995) (saying time limitations for filing a post-conviction relief petition are jurisdictional in
nature); State v. Griffith, 140 Idaho 616, 618, 97 P.3d 483, 485 (Ct. App. 2004) (no jurisdiction
to reopen case two years after it was erroneously dismissed); Gomez v. State, 120 Idaho 632,
634, 818 P.2d 336, 338 (Ct. App. 1991) (referring to untimeliness of a post-conviction relief
action as a jurisdictional defect); Ward v. Lupinacci, 111 Idaho 40, 41, 720 P.2d 223, 224 (Ct.
App. 1986) (jurisdiction to enter a judgment two years after verdict). On subsequent
consideration, the jurisdiction rubric employed in some of these cases has been abandoned or
overruled, and some recent decisions have emphasized the narrower meaning of subject matter
jurisdiction. See State v. Adair, 145 Idaho 514, 516, 181 P.3d 440, 442 (2008) (saying the
defendant’s failure to support his I.C.R. 35 motion with additional information as required for
relief to be granted does not deprive appellate court of subject matter jurisdiction to hear an
appeal from the denial of the motion); State v. Shumway, 144 Idaho 580, 581-82, 165 P.3d 294,
295-96 (Ct. App. 2007) (same); Cole v. State, 135 Idaho 107, 110, 15 P.3d 820, 823 (2000)
(saying in a post-conviction case, the statute of limitation defense is not a jurisdictional issue that
may be raised at any time and it is waived by failure to raise the defense in the trial court);
Anderson v. State, 133 Idaho 788, 791-92, 992 P.2d 783, 786-87 (Ct. App. 1999) (same).
Idaho courts are not alone in their tendency to lapse into jurisdiction terminology when
they are not really referencing either subject matter jurisdiction or personal jurisdiction. The
Supreme Court of California recently discussed the imprecision this way:
The term “jurisdiction,” “used continuously in a variety of situations, has
so many different meanings that no single statement can be entirely satisfactory as
a definition.” (Abelleira v. District Court of Appeal (1941) 17 Cal. 2d 280, 287,
109 P.2d 942 (Abelleira).) Essentially, jurisdictional errors are of two types.
“Lack of jurisdiction in its most fundamental or strict sense means an entire
absence of power to hear or determine the case, an absence of authority over the
subject matter or the parties.” (Id. at p. 288, 109 P.2d 942.) When a court lacks
jurisdiction in a fundamental sense, an ensuing judgment is void, and “thus
vulnerable to direct or collateral attack at any time.” (Barquis v. Merchants
Collection Assn. (1972) 7 Cal. 3d 94, 119, 101 Cal. Rptr. 745, 496 P.2d 817
(Barquis).)
However, “in its ordinary usage the phrase ‘lack of jurisdiction’ is not
limited to these fundamental situations.” (Abelleira, supra, 17 Cal. 2d at p. 288,
109 P.2d 942.) It may also “be applied to a case where, though the court has
jurisdiction over the subject matter and the parties in the fundamental sense, it has
no ‘jurisdiction’ (or power) to act except in a particular manner, or to give certain
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kinds of relief, or to act without the occurrence of certain procedural
prerequisites.” (Ibid.) “[W]hen a statute authorizes [a] prescribed procedure, and
the court acts contrary to the authority thus conferred, it has exceeded its
jurisdiction.” (Id. at p. 290, 109 P.2d 942.) When a court has fundamental
jurisdiction, but acts in excess of its jurisdiction, its act or judgment is merely
voidable. (In re Marriage of Goddard (2004) 33 Cal. 4th 49, 55, 14 Cal. Rptr. 3d
50, 90 P.3d 1209; Conservatorship of O’Connor (1996) 48 Cal. App. 4th 1076,
1088, 56 Cal. Rptr. 2d 386.) That is, its act or judgment is valid until it is set
aside, and a party may be precluded from setting it aside by “principles of
estoppel, disfavor of collateral attack or res judicata.” (Conservatorship of
O’Connor, at p. 1088, 56 Cal. Rptr. 2d 386.) Errors which are merely in excess of
jurisdiction should be challenged directly, for example by motion to vacate the
judgment, or on appeal, and are generally not subject to collateral attack once the
judgment is final unless “unusual circumstances were present which prevented an
earlier and more appropriate attack.” (Pacific Mut. Life Ins. Co. v. McConnell
(1955) 44 Cal. 2d 715, 727, 285 P.2d 636; id. at p. 725, 285 P.2d 636 [general
rule is that a “final judgment or order is res judicata” and not subject to collateral
attack “even though contrary to statute where the court has jurisdiction in the
fundamental sense, i.e., of the subject matter and the parties”]; 2 Witkin, Cal.
Procedure (4th ed. 1996) Jurisdiction, § 323, p. 899.)
People v. American Contractors Indemnity Co., 93 P.3d 1020, 1023-24 (Cal. 2004).
This tendency to overuse the term “jurisdiction” has been confessed by even the United
States Supreme Court. In Arbaugh v. Y & H Corp., 546 U.S. 500, 510-11 (2006), that Court
commented:
“Jurisdiction,” this Court has observed, “is a word of many, too many,
meanings.” Steel Co. v. Citizens for Better Environment, 523 U.S. 83, 90, 118 S.
Ct. 1003, 140 L. Ed. 2d 210 (1998) (internal quotation marks omitted). This
Court, no less than other courts, has sometimes been profligate in its use of the
term. For example, this Court and others have occasionally described a
nonextendable time limit as “mandatory and jurisdictional.” See, e.g., United
States v. Robinson, 361 U.S. 220, 229, 80 S. Ct. 282, 4 L. Ed. 2d 259 (1960). But
in recent decisions, we have clarified that time prescriptions, however emphatic,
“are not properly typed ‘jurisdictional.’” Scarborough v. Principi, 541 U.S. 401,
414, 124 S. Ct. 1856, 158 L. Ed. 2d 674 (2004); accord Eberhart v. United States,
ante, at 16-19, 126 S. Ct. 403, 405-407, 163 L. Ed. 2d 14 (2005) (per curiam);
Kontrick, 540 U.S., at 454-455, 124 S. Ct. 906. See also Carlisle v. United States,
517 U.S. 416, 434-435, 116 S. Ct. 1460, 134 L. Ed. 2d 613 (1996) (GINSBURG,
J., concurring).
....
On the subject-matter jurisdiction/ingredient-of-claim-for-relief
dichotomy, this Court and others have been less than meticulous. “Subject matter
jurisdiction in federal-question cases is sometimes erroneously conflated with a
plaintiff’s need and ability to prove the defendant bound by the federal law
asserted as the predicate for relief--a merits-related determination.” 2 J. Moore et
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al., Moore’s Federal Practice § 12.30[1], p. 12-36.1 (3d ed. 2005) (hereinafter
Moore). Judicial opinions, the Second Circuit incisively observed, “often obscure
the issue by stating that the court is dismissing ‘for lack of jurisdiction’ when
some threshold fact has not been established, without explicitly considering
whether the dismissal should be for lack of subject matter jurisdiction or for
failure to state a claim.” Da Silva, 229 F.3d, at 361. We have described such
unrefined dispositions as “drive-by jurisdictional rulings” that should be accorded
“no precedential effect” on the question whether the federal court had authority to
adjudicate the claim in suit. Steel Co., 523 U.S. at 91, 118 S. Ct. 1003.
In the case before us, the State’s argument--that the order allowing withdrawal of
Armstrong’s initial guilty plea and all subsequent orders or judgments are void--can prevail only
if subject matter jurisdiction was truly absent. This is so because the State did not challenge the
court’s jurisdiction at any point during the proceedings below. This Court would ordinarily not
consider an issue raised for the first time on appeal, State v. Fodge, 121 Idaho 192, 195, 824 P.2d
123, 126 (1992), but as noted above, an absence of subject matter jurisdiction is never waived
and can be raised initially on appeal or even through a collateral attack on a judgment.
Additionally, the State is seeking affirmative relief without having filed a cross-appeal, which
would not ordinarily be allowed, see Idaho Appellate Rule 15(a); but if the issue raised is one of
subject matter jurisdiction, this procedural flaw does not preclude its consideration. Therefore,
the question that must be resolved on this appeal is whether, when the Idaho Supreme Court said
in Jakoski that a court has no jurisdiction to rule on a motion for withdrawal of a guilty plea that
was filed after the judgment of conviction became final, the Court was truly referring to subject
matter jurisdiction or was only using the term “jurisdiction” in the more general sense to refer to
the trial court’s lack of authority under applicable statutes and rules to reopen a case that had
been concluded by a final judgment.
In explaining its decision, the Jakoski Court said:
Absent a statute or rule extending its jurisdiction, the trial court’s jurisdiction to
amend or set aside a judgment expires once the judgment becomes final, either by
expiration of the time for appeal or affirmance of the judgment on appeal.
Jakoski argues that Article V, § 20, of the Constitution of the State of
Idaho grants the district courts unending jurisdiction over a case. That provision
states, “The district court shall have original jurisdiction in all cases, both at law
and in equity, and such appellate jurisdiction as may be conferred by law.” The
word “jurisdiction” refers to the subject-matter jurisdiction of the district courts.
See Boughton v. Price, 70 Idaho 243, 215 P.2d 286 (1950). Jurisdiction over the
subject-matter is the abstract power to hear a case of a particular kind and
character. Wayne v. Alspach, 20 Idaho 144, 116 P. 1033 (1911). Article V, § 20,
grants district courts the power to hear all types of cases, both at law and in
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equity. It does not grant them perpetual jurisdiction to amend or set aside final
judgments in cases that they have heard.
Rule 33(c) of the Idaho Criminal Rules does not include any provision
extending the jurisdiction of the trial court for the purpose of hearing a motion to
withdraw a guilty plea. Jakoski was sentenced on December 12, 1994, and the
judgment was entered on December 22, 1994. He did not appeal the judgment,
and it therefore became final 42 days later. Thereafter, the district court no longer
had jurisdiction to hear a motion to withdraw Jakoski’s guilty plea.
Jakoski, 139 Idaho at 355, 79 P.3d at 714 (footnotes omitted). In that discussion the Court not
only referred to the ultimate source of Idaho courts’ subject matter jurisdiction, the Idaho
Constitution, but also expressly referred to subject matter jurisdiction. Plainly, the Idaho
Supreme Court was speaking of the trial court’s subject matter jurisdiction. This conclusion is
reinforced by the circumstance that in Jakoski the State did not raise the jurisdictional challenge
in the trial court or on appeal; it was raised sua sponte by this Court during the intermediate
appeal, after which the Supreme Court took review. 2
The Jakoski holding, that a trial court lacks subject matter jurisdiction to grant a motion
for withdrawal of a guilty plea after the judgment of conviction becomes final, carries the
attendant consequences discussed above, including the consequence that the validity of the order
may be challenged at any time. In this case, it includes voiding all of the district court
proceedings that followed in the months after the court granted Armstrong’s untimely motion to
withdraw his initial guilty plea because all of those proceedings occurred without subject matter
jurisdiction. In view of the Supreme Court’s explicit holding that subject matter jurisdiction is
absent in this circumstance, if such consequences are not to attach, that clarification must come
from our Supreme Court.
When Armstrong moved to withdraw his guilty plea to felony injury to children, the time
for appeal from the judgment of conviction had expired and no appeal was pending. Therefore,
under Jakoski, the district court lacked subject matter jurisdiction to grant the motion.
Accordingly, Armstrong’s plea of guilty to felony injury to children and the judgment of
conviction entered upon that guilty plea, including the sentence imposed, are reinstated. This
disposition renders moot the issue raised by Armstrong in this appeal.
2
The Jakoski opinion itself does not disclose that the State made no jurisdictional
objection in the district court, but the parties’ briefing in that case so indicates.
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III.
CONCLUSION
Armstrong’s conviction for infamous crime against nature is vacated and the prior
judgment of conviction for felony injury to children is reinstated. This case is remanded to the
district court for any further proceedings that may be required to effectuate this decision.
Chief Judge GUTIERREZ and Judge PERRY CONCUR.
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