State v. Perry

IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO

Opinion Number: 2009-NMCA-052

Filing Date: April 7, 2009

Docket No. 26,842

STATE OF NEW MEXICO,

Plaintiff-Appellee,

v.

CLARK PERRY,

Defendant-Appellant.

APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY
Denise Barela Shepherd, District Judge

Gary K. King, Attorney General
Andrea Sassa, Assistant Attorney General
Santa Fe, NM

for Appellee

Hugh W. Dangler, Chief Public Defender
Nancy M. Hewitt, Appellate Defender
Joseph P. Walsh, Assistant Appellate Defender
Santa Fe, NM

for Appellant

OPINION

CASTILLO, Judge.

{1} Defendant’s grounds for appeal are several. Relying on the Fifth Amendment to the
United States Constitution as well as Article II, Section 15 of the New Mexico Constitution,
Defendant contends that investigators should have ceased to question him thereby making
his answers to their questions inadmissible. Additionally, Defendant asserts that the trial
court tendered improper jury instructions, that the prosecutor’s misconduct should have
resulted in a mistrial, and that neither the jury verdict nor his sentence were supported by

1
substantial evidence. Because we discern no error, we affirm on all issues.

I. BACKGROUND

{2} This case arises from events that took place on the night of July 2, 2002, and the early
morning of July 3, 2002. The following facts are basically undisputed. On that night,
Defendant and Timothy Hawkins (Hawkins) were driving a vehicle around Albuquerque that
was owned by a friend of Hawkins, though the friend was unaware that Hawkins had the
vehicle. Hawkins drove to a 7-11 convenience store, robbed it at gunpoint, returned to the
car, and drove away. Defendant remained in the car during the robbery. Defendant and
Hawkins then drove to a Dunkin’ Donuts store where they both went inside. The men did
not rob the Dunkin’ Donuts because the “[a]tmosphere wasn’t right.” Instead, they bought
a box of donuts and returned to the car. They drove to a second 7-11 convenience store and
again robbed it at gunpoint while Defendant remained in the car.

{3} After the robberies, Defendant was driving about sixty miles an hour, running stop
signs, and turning the headlights on and off. Eventually, Defendant ran a stop sign and
struck a truck driven by Nick Nellos (Nellos). The passenger airbag in the car deployed and
as Hawkins struggled with the airbag, he heard someone outside the car ask if they were all
right. Hawkins then heard a shot, and he saw that Defendant was not in the car. Hawkins
got out of the car and saw Nellos on the ground near the truck. Hawkins took the gun from
Defendant and fired one or two more shots at Nellos, who later died from the wounds.
Defendant and Hawkins ran together from the scene.

{4} The pair ran toward Lovelace Hospital and met Sheila Liebschwager (Liebschwager),
who was getting out of her van. Hawkins pointed the gun at Liebschwager and ordered her
to get back in her vehicle. Liebschwager complied and drove toward Hawkins’ girlfriend’s
house where Hawkins got out of the van—but not before Hawkins took money and cigarettes
from Liebschwager and gave Defendant some of the money. Defendant continued to ride
with Liebschwager until he got out at a stop sign. When Defendant left the van,
Liebschwager called the police, and both men were arrested.

{5} After his arrest, Defendant was interviewed by two detectives, and he admitted that
both he and Hawkins had fired shots at Nellos. Defendant was indicted on (1) one count of
alternatively first degree murder, second degree murder, manslaughter, or felony murder; (2)
one count of conspiracy to commit first degree murder; (3) three counts of armed robbery;
(4) two counts of conspiracy to commit armed robbery; (5) two counts of conspiracy to
commit aggravated assault; (6) one count of kidnapping; (7) one count of conspiracy to
commit kidnapping; and (8) one count of tampering with evidence. The State did not
ultimately pursue the counts for conspiracy to commit aggravated assault or the felony
murder alternative.

{6} Defendant filed a motion to suppress his statements, which the trial court granted in
part. The case went to trial, and Defendant was convicted of second degree murder and

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conspiracy to commit second degree murder, armed robbery and conspiracy to commit
armed robbery, and kidnapping and conspiracy to commit kidnapping. The jury acquitted
him for one count of armed robbery and one count of conspiracy to commit armed robbery.
The trial court directed a verdict on another count of armed robbery and the evidence
tampering count.

{7} After finding Defendant to be a habitual offender, the trial court imposed an
enhanced sentence totaling 95 years imprisonment with 20 years suspended. Defendant
appeals.

II. DISCUSSION

{8} On appeal, Defendant challenges four aspects of the investigation and the subsequent
trial: (1) the admission of incriminating statements made by Defendant to investigators, (2)
the denial of some proffered jury instructions, (3) the comments made by the prosecutor
during closing arguments, and (4) the sufficiency of evidence. We address each argument
in turn.

A. Incriminating Statements

{9} Defendant argues that the trial court improperly denied his motion to suppress and
admitted incriminating statements, contrary to both the United States and the New Mexico
Constitutions. “When reviewing the denial of a motion to suppress on appeal, we view the
evidence in the light most favorable to the district court’s decision. We then determine
whether the court properly applied the law when it denied the motion to suppress.” State v.
Castillo-Sanchez, 1999-NMCA-085, ¶ 6, 127 N.M. 540, 984 P.2d 787 (citation omitted).

{10} According to testimony at the suppression hearing, the two detectives who
questioned Defendant advised him of his constitutional rights and asked if he understood
them. At first, Defendant said that he did not understand. The detectives provided more
explanation, after which Defendant indicated he understood. One of the detectives explained
that “[w]hat we’re here for is basically a crime spree that happened throughout Albuquerque
early this morning[; y]ou are aware of that[,] right?” Defendant answered, “Yes.” The
detective then asked, “Okay, are you willing to talk to us right now[?]” Defendant answered,
“I ain’t really got too much to say.” The detective followed up and asked, “Well, with the
stuff that you do have to say do you mind talking to us about it?” Defendant responded,
“Yeah, all right.”

{11} After further explaining Defendant’s rights, one of the detectives asked Defendant
if he was “willing to talk about the things that you know about right now,” and Defendant
responded, “Yeah.” Defendant then signed a waiver of rights, and the interview proceeded.
One of the detectives directed the questions toward the shooting. Defendant said, “I didn’t
shoot the guy.” The detectives asked him who had fired the shots, and Defendant responded,
“Well, we both did.” At some point after that admission, Defendant told the detectives, “I

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don’t got nothin’ else to say.” Although the detectives appear to have changed the subject
after this statement, they continued to ask questions. Throughout the rest of the interview,
Defendant said, “I don’t want to keep talkin’,” and “I’m all right, but I just don’t feel like
talking no more.” Finally, Defendant said, “That’s all I know. I don’t want to talk no more.
No more.” Despite these statements, the detectives did not stop the interview.

{12} The trial court suppressed all of Defendant’s statements after he said, “I don’t got
nothin’ else to say.” The admissions made before that statement, including his response to
the question about who fired the shots, were allowed into evidence. The State does not
appeal the exclusion of the latter portion of the interview, and we therefore do not address
the admissibility of those statements. Defendant argues that none of the interview should
have been admissible because his statement, “I ain’t really got too much to say,” expressed
his desire to stop the questioning at that point. According to Defendant, the detectives
continued the interrogation and thereby failed to scrupulously honor Defendant’s invocation
of his right to remain silent. We first address Defendant’s rights under the Fifth Amendment
to the United States Constitution and then turn to his argument regarding Article II, Section
15 of the New Mexico Constitution.

1. The Fifth Amendment to the United States Constitution

{13} In Miranda v. Arizona, the Supreme Court of the United States considered “the
admissibility of statements obtained from an individual who is subjected to custodial police
interrogation and the necessity for procedures which assure that the individual is accorded
his privilege under the Fifth Amendment to the Constitution not to be compelled to
incriminate himself.” 384 U.S. 436, 439 (1966). Under Miranda, “[p]rior to any
questioning, the person must be warned that he has a right to remain silent, that any
statement he does make may be used as evidence against him, and that he has a right to the
presence of an attorney, either retained or appointed.” Id. at 444. A defendant may
voluntarily and knowingly waive these rights. Id. If, however, the defendant “indicates in
any manner and at any stage of the process that he wishes to consult with an attorney before
speaking there can be no questioning.” Id. at 444-45. Similarly, “if the individual is alone
and indicates in any manner that he does not wish to be interrogated, the police may not
question him.” Id. at 445.

{14} Although Miranda dictates when questioning must cease, the Court left for another
day the question of when questioning may be resumed. Michigan v. Mosley, 423 U.S. 96,
101 (1975). In Mosley, the Court held that “the admissibility of statements obtained after
the person in custody has decided to remain silent depends under Miranda on whether his
right to cut off questioning was scrupulously honored.” Mosley, 423 U.S. at 104 (internal
quotation marks omitted). Defendant argues that his statement, “I ain’t really got too much
to say,” invoked his rights under the Fifth Amendment because it was an indication “in any
manner” that he did not wish to be interrogated. Miranda, 384 U.S. at 445. Further,
Defendant contends that all of his later statements—including his answer to the detective’s
question regarding the identity of the shooter—were inadmissible because the detectives

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failed to scrupulously honor his right to cut off questioning.

{15} Thus, Defendant urges us to evaluate whether Defendant invoked his right to remain
silent under Miranda and, if so, whether later statements were inadmissible under Mosley.
The State argues that Defendant did not invoke his right to silence, according to a standard
articulated in Davis v. United States, 512 U.S. 452 (1994). Because we conclude that
Defendant did not invoke the right to remain silent, we do not reach the Mosley issue. We
begin by considering the applicability of Davis.

{16} In Davis, the United States Supreme Court evaluated whether an investigator is
required to suspend questioning when “a suspect makes a reference to counsel that is
insufficiently clear.” 512 U.S. at 454. The Davis Court fashioned an objective test in order
to determine whether a suspect has actually invoked the right to counsel: “[I]f a suspect
makes a reference to an attorney that is ambiguous or equivocal in that a reasonable officer
in light of the circumstances would have understood only that the suspect might be invoking
the right to counsel, our precedents do not require the cessation of questioning.” Id. at 459.
Stated another way, “the suspect must unambiguously request counsel.” Id. The State
recognizes that Davis does not address the invocation of the right to silence but nevertheless
argues that the Davis standard should apply to our current analysis.

{17} The federal circuit courts of appeal have taken two approaches as to whether the
Davis test applies to the invocation of the right to silence. Some courts have determined
outright that the Davis standard applies: “This court has interpreted Davis to apply equally
to the invocation of the right to counsel and the right to remain silent.” Franklin v.
Bradshaw, 545 F.3d 409, 414 (6th Cir. 2008); see also United States v. Nelson, 450 F.3d
1201, 1211-12 (10th Cir. 2006); United States v. Acosta, 363 F.3d 1141, 1152 (11th Cir.
2004); Simmons v. Bowersox, 235 F.3d 1124, 1131 (8th Cir. 2001); United States v. Banks,
78 F.3d 1190, 1197 (7th Cir. 1996), judgment vacated on other grounds by Mills v. United
States, 519 U.S. 990 (1996). Other courts have reviewed the circumstances of the
interrogation in order to determine whether the defendant’s words or actions constituted an
invocation of the right to remain silent or the functional equivalent of silence—without
adopting Davis. See United States v. Teleguz, 492 F.3d 80, 88 (1st Cir. 2007) (citing but not
adopting Davis); Soffar v. Cockrell, 300 F.3d 588, 594-95 & n.5 (5th Cir. 2002) (declining
to address whether Davis applies in this context); Burket v. Angelone, 208 F.3d 172, 200 (4th
Cir. 2000) (analogizing to but not adopting Davis); United States v. Ramirez, 79 F.3d 298,
303-05 (2d Cir. 1996) (citing but not adopting Davis). No circuit has held that Davis is
entirely inapplicable to the invocation of the right to remain silent. But see Wayne D. Holly,
Ambiguous Invocations of the Right to Remain Silent: A Post-Davis Analysis and Proposal,
29 Seton Hall L. Rev. 558, 560-62, 575 (1998) (faulting the lower federal courts for applying
Davis “with little or no independent analysis” and proposing that Davis should not apply to
the right to remain silent).

{18} Defendant does not raise Davis or argue that it should not apply to the facts of this
case. Instead, Defendant analogizes the facts before us to those in Cuervo v. State, 967 So.

5
2d 155 (Fla. 2007). This mirrors the approach taken by the First, Second, Fourth, and Fifth
Circuits—evaluating whether the facts of a particular interrogation support a conclusion that
the defendant indicated “in any manner” that he wished to cease questioning. Miranda, 384
U.S. at 445. Thus, before deciding whether to apply Davis in this context, we will first
consider whether Defendant’s response could indicate “in any manner” an invocation of the
right to remain silent. Id.

{19} In Cuervo, a Spanish-speaking defendant moved to have an incriminating statement
suppressed, arguing that he had invoked his right to silence when he told the police through
a translator, “I don’t want to declare anything.” 967 So. 2d at 157. The Florida Supreme
Court concluded that this statement “constituted a clear invocation of the right to remain
silent,” particularly because it “came solely in response to the inquiry concerning his
Miranda rights.” Cuervo, 967 So. 2d at 163. There is no similarity between the words used
by Defendant here and the words translated for the defendant in Cuervo. In the present case,
as we explained, the detective asked Defendant, “Are you willing to talk to us right now[?],”
and Defendant said, “I ain’t really got too much to say.” Even though both defendants were
responding to an inquiry concerning their willingness to talk to police, in Cuervo, the
defendant communicated that he did not want to speak. We agree with the State that
Defendant’s response communicated that he did not have a lot of information to
provide—not that he wished to remain silent. See Jones v. Kemp, 706 F. Supp. 1534, 1551
(N.D. Ga. 1989) (concluding that a defendant did not invoke the right to remain silent
because he did not refuse to answer questions and did not ask for the questioning to stop).

{20} Defendant’s statement is closer to that made by the defendant in State v. Perkins, 540
So. 2d 556 (La. Ct. App. 1989). In Perkins, the defendant was advised of his rights, and he
indicated that he understood them. Id. at 558. Before the detective turned on the tape
recorder, however, the defendant stated, “I don’t know if I want to say too much into that
thing or not.” Id. The detective reiterated that the defendant was not required to speak;
nevertheless, the defendant agreed to give a statement. Id. After reviewing the conversation,
the Perkins court concluded that “[a]t best, it appears that the defendant may have been
questioning whether to give a recorded statement, as opposed to his previous unrecorded
statement, but the remarks clearly do not constitute an invocation of his right to remain
silent.” Id. at 559. Similarly, in the present case it appears that, at best, Defendant was
qualifying the quantity or quality of the information he had to offer and was not indicating
that he did not wish to speak to the detectives at all. See also Jones, 706 F. Supp at 1551
(finding that the defendant’s “statement to [an officer] that he did not want to tell ‘what is
going on’ because he ‘might get in too much trouble’” was not an invocation of the right to
remain silent); People v. Montaño, 277 Cal. Rptr. 327, 334 (Dist. Ct. App. 1991) (concluding
that the defendant’s response, “I can’t” to an officer’s question, “Can you tell us what
happened?” was not an invocation of the right to remain silent); State v. Gaspard, 685 So.
2d 151, 155 (La. Ct. App. 1996) (holding that the statement, “I don’t know nothing about no
murder,” was not an invocation of the right to remain silent).

{21} According to Defendant, the circumstances of his mental state are relevant to our

6
analysis of his invocation of the right to remain silent. Defendant argues that he “was having
difficulty understanding the events that were transpiring around him” and that as a result,
“the detectives should have realized that [Defendant’s] statement that he ‘ain’t really got too
much to say’ was his expression of his desire to have the detectives cease questioning.”
Defendant relies on two points: that he did not appear to understand his constitutional rights
and that he was later diagnosed with mild mental retardation. We disagree that these
circumstances are determinative for two reasons. First, although Defendant expressed some
initial confusion about his constitutional rights, the detectives continued to explain them
until Defendant indicated that he understood. Second, Defendant’s later diagnosis does not
alter what he communicated to the detectives. He was asked if he was willing to talk, and
he responded that he did not have much to say. After one of the detectives asked if he would
share what he did know, Defendant responded in the affirmative. Later in the interview,
when Defendant did not wish to speak or communicate further, he made his desires clear by
saying, “I don’t got nothin’ else to say.” Nothing evident in the circumstances of the
conversation should have alerted the detectives that Defendant was having special difficulty
understanding the developing situation.

{22} As the Second Circuit explained, “[i]n some circumstances . . . a suspect’s statement
as to his willingness or unwillingness to answer questions, or his silence in response to some
questions, does not constitute even an ambiguous or equivocal invocation of the right to
remain silent.” Ramirez, 79 F.3d at 304. Defendant’s words did not create ambiguity about
his desire to continue talking to detectives. Defendant’s words communicated that he was
not well informed. Because Defendant’s statement did not even ambiguously invoke his
right to remain silent under Miranda, we do not further consider whether the standard
articulated in Davis—that a suspect must unambiguously invoke the right—should apply to
the facts of the present case. Accordingly, we hold that Defendant did not invoke his right
to remain silent under the Fifth Amendment to the United States Constitution and that the
trial court properly admitted those statements made by Defendant after he stated, “I ain’t
really got too much to say.”

2. Article II, Section 15 of the New Mexico Constitution

{23} Defendant also argues that the New Mexico Constitution affords him greater
protection than the federal constitution. Specifically, Defendant argues that under the New
Mexico Constitution, if investigators are unsure about whether a suspect has invoked his
right to remain silent, the investigators are required to ask the suspect, “Are you invoking
your right to remain silent?” The federal courts have imposed no such clarification
requirement on investigators. See Davis, 512 U.S. at 461-62 (refusing to adopt a rule
requiring investigators to clarify whether a suspect has requested counsel). The State
contends that Defendant has provided no authority to support broader state constitutional
protection and that, in any event, the interrogating detectives in the present case adequately
clarified Defendant’s statement in the very manner that he now argues should be
constitutionally required. We begin by considering the circumstances under which our
courts have afforded greater protections based on the New Mexico Constitution.

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{24} In State v. Gomez, our Supreme Court adopted the interstitial approach to interpreting
our state constitution. 1997-NMSC-006, ¶ 19, 122 N.M. 777, 932 P.2d 1. “A state court
adopting this approach may diverge from federal precedent for three reasons: a flawed
federal analysis, structural differences between state and federal government, or distinctive
state characteristics.” Id. Defendant argues that New Mexico has interpreted the
exclusionary rule—the rule requiring the suppression of evidence if it was obtained in
violation of a defendant’s constitutional rights—in a manner that is distinctive from and
more protective than the federal application of the rule. As a result, Defendant argues that
the New Mexico Constitution has historically provided defendants with more protection
from unconstitutionally obtained evidence than the federal constitution, thus providing
support for Defendant’s proposed exclusion of the incriminating statements that he made to
the detectives during the interview.

{25} In order to establish the dichotomy between state and federal law, Defendant cites
United States v. Patane, 542 U.S. 630 (2004), and State v. Gutierrez, 116 N.M. 431, 863
P.2d 1052 (1993). In Patane, the United States Supreme Court considered whether “a failure
to give a suspect the warnings prescribed by Miranda . . . requires suppression of the
physical fruits of the suspect’s unwarned but voluntary statements.” 542 U.S. at 633-34
(citation omitted). The Patane Court concluded that the exclusionary rule did not apply, in
part, because “[u]nlike the Fourth Amendment’s bar on unreasonable searches, the Self-
Incrimination Clause is self-executing.” Id. at 640, 642. “[T]hose subjected to coercive
police interrogations have an automatic protection from the use of their involuntary
statements (or evidence derived from their statements) in any subsequent criminal trial.” Id.
at 640 (internal quotation marks and citation omitted).

{26} In Gutierrez, our Supreme Court evaluated whether “evidence obtained by virtue of
an invalid search warrant nevertheless may be admitted under the exclusionary rule’s
‘good-faith’ exception.” 116 N.M. at 432, 863 P.2d at 1053. Because the federal
constitution recognizes an exception to the exclusionary rule based on the good-faith reliance
on a subsequently invalidated warrant, see United States v. Leon, 468 U.S. 897, 922 (1984),
superceded by rule on other grounds as stated in In re Search of Kitty’s East, 905 F.2d 1367,
1372 (10th Cir. 1990), Gutierrez conducted an independent analysis of the question under
Article II, Section 10 of the New Mexico Constitution. 116 N.M. at 435, 863 P.2d at 1056.
The Gutierrez Court rejected the federal good-faith exception. Id. at 445, 863 P.2d at 1066.
Thus, the New Mexico Constitution requires unconstitutionally obtained evidence to be
excluded because “[d]enying the government the fruits of unconstitutional conduct at trial
best effectuates the constitutional proscription of unreasonable searches and seizures by
preserving the rights of the accused to the same extent as if the government’s officers had
stayed within the law.” Id. at 446, 863 P.2d at 1067. Gutierrez has since been characterized
as vesting an individual state constitutional right to the application of the exclusionary rule
in search and seizure cases. State v. Wagoner, 2001-NMCA-014, ¶ 29, 130 N.M. 274, 24
P.3d 306. We are not persuaded that Patane and Gutierrez demonstrate a fissure between
the state and federal approaches to the issues presented by the present case.

8
{27} The two cases address disparate aspects of constitutional law. See Oregon v. Elstad,
470 U.S. 298, 304 (1985) (emphasizing that the “fundamental differences between the role
of the Fourth Amendment exclusionary rule and the function of Miranda in guarding against
the prosecutorial use of compelled statements as prohibited by the Fifth Amendment”).
Patane addresses the application of the exclusionary rule to the Fifth Amendment—that
“‘[n]o person . . . shall be compelled in any criminal case to be a witness against himself.’”
542 U.S. at 637 (quoting U.S. Const. amend. 5). Gutierrez dealt specifically with the
exclusionary rule in the context of unreasonable searches and seizures. 116 N.M. at 444, 863
P.2d at 1065. It is well established that Article II, Section 10 of the New Mexico
Constitution—our search and seizure provision—“has been construed to provide broader
protections than the Fourth Amendment for the past fifteen years.” State v. Granville, 2006-
NMCA-098, ¶ 14, 140 N.M. 345, 142 P.3d 933. Although Gutierrez affords an individual
a constitutional right to application of the exclusionary rule, it does so in the context of
search and seizure and is silent with respect to the privilege against self incrimination.

{28} Defendant argues that if interrogators are not required to clarify whether a suspect
is invoking his right to remain silent, they will be effectively encouraged to “withhold
Miranda warnings and . . . thus weaken Article II, Section 15 of the New Mexico
Constitution.” Defendant’s argument is essentially about deterrence: investigators will only
refrain from violating a suspect’s right to remain silent if the evidence obtained as the result
of a violation is excluded. We disagree.

{29} Gutierrez made it clear that by affording greater protection under Article II, Section
10, the Court was focused “not on deterrence or judicial integrity.” 116 N.M. at 446, 863
P.2d at 1067. Instead, the focus was “to effectuate in the pending case the constitutional
right of the accused to be free from unreasonable search and seizure.” Id. Defendant does
not explain how a suspect’s right to remain silent is effectuated by the imposition of a second
set of constitutional requirements after investigators have complied with Miranda.
Defendant merely contends that “warning suspects of their rights can hinder the gathering
of evidence.”

{30} There is no dispute in the present case that the detectives provided Defendant with
the constitutionally required warnings. Even in the absence of a state constitutional rule that
mandates clarification, the detectives complied with Miranda. In fact, the detectives appear
to have engaged in clarification similar to that which Defendant argues is necessary. When
Defendant informed the detectives that he did not have “too much to say,” one of the
detectives followed up with, “Well, with the stuff that you do have to say do you mind
talking to us about it[?]” Defendant does not provide us with other evidence or argument
to support his theory that additional state constitutional requirements are necessary in order
to preserve the right to remain silent. Defendant does not conduct a survey of other states
to determine if they have clarification requirements and neither will we.

{31} Defendant does not argue that the remaining Gomez criteria apply—that the federal

9
analysis is flawed or that there is a structural difference between the state and federal
governments. 1997-NMSC-006, ¶ 19. Accordingly, we conclude that Defendant has not
demonstrated that Article II, Section 15 of the New Mexico Constitution requires
investigators to clarify whether a suspect has invoked the right to remain silent.

B. Jury Instructions

{32} Defendant proffered jury instructions at trial that related to involuntary manslaughter,
duress, and accomplice liability. The trial court refused to give these instructions. We
review de novo a trial court’s denial of jury instructions. State v. Ellis, 2008-NMSC-032,
¶ 14, 144 N.M. 253, 186 P.3d 245.

1. Involuntary Manslaughter

{33} Defendant requested an instruction on the theory of involuntary manslaughter as a
lesser-included offense of second degree murder. “A defendant is entitled to an instruction
on a lesser included offense when there is some view of the evidence pursuant to which the
lesser offense is the highest degree of crime committed, and that view [is] reasonable.” State
v. Gaitan, 2002-NMSC-007, ¶ 11, 131 N.M. 758, 42 P.3d 1207 (internal quotation marks
and citation omitted).

{34} “Voluntary manslaughter consists of manslaughter committed upon a sudden quarrel
or in the heat of passion.” Id. (internal quotation marks and citation omitted). The Gaitan
Court explained that “[t]he difference between second degree murder and voluntary
manslaughter is that voluntary manslaughter requires sufficient provocation.” Id. Defendant
contends, pursuant to State v. Franklin, 78 N.M. 127, 129, 428 P.2d 982, 984 (1967), and
State v. Boyer, 103 N.M. 655, 658-60, 712 P.2d 1, 4-6 (Ct. App. 1985), that the
circumstances of the car accident were sufficient to establish provocation justifying an
involuntary manslaughter instruction. The State argues that it is not reasonable to view the
car accident as sufficient provocation for a fatal shooting, particularly because Defendant
caused the accident by driving without headlights, speeding, and running the stop sign. We
agree with the State that without contrary evidence in the record, the trial court properly
denied Defendant’s requested instruction on involuntary manslaughter.

2. Duress

{35} Defendant submitted an instruction on duress as a defense to the kidnapping charge.
In order to warrant a jury instruction on the defense of duress, “a defendant must make a
prima facie showing that he was in fear of immediate and great bodily harm to himself or
another and that a reasonable person in his position would have acted the same way under
the circumstances.” State v. Castrillo, 112 N.M. 766, 769, 819 P.2d 1324, 1327 (1991),
modified on other grounds by State v. Baca, 114 N.M. 668, 675, 845 P.2d 762, 769 (1992).
Defendant’s proffered instruction was based on the theory that at the time Liebschwager’s
van was commandeered, he was under threat of great bodily harm. Defendant argues that

10
the threat stemmed from the following facts: (1) Hawkins hit Defendant with the gun after
Nellos was shot, (2) Defendant tried to run away from Hawkins but Hawkins stopped him,
(3) Hawkins had the gun at the time of the kidnapping, and (4) Hawkins pushed Defendant
into Liebschwager’s van.

{36} The trial court refused the instruction, explaining that Defendant had not provided
sufficient evidence to establish the elements of duress and that “there was sufficient time
between the actual threat by . . . Hawkins to [D]efendant . . . to allow a reasonable person
to have many alternatives or options available to that person [other than] the actual
kidnapping in order to get away or not participate in the actual event.” We turn to the
evidence presented in order to evaluate whether Defendant provided sufficient evidence to
justify an instruction on duress. See id. (“If the evidence supports a theory of the case, a
defendant is entitled to instruction on that theory.”).

{37} As we explained, Defendant argues that after the shooting, Hawkins first beat him
and then fled, commanding Defendant to follow. Soon afterward, the men encountered
Liebschwager, and Hawkins pushed Defendant into the van. During the ride with
Liebschwager, Hawkins had the gun. Defendant contends that it “stretches reason to believe
that a person who had been beaten with a gun and ordered to follow the person who had just
beaten you when that person still had the gun would be acting under anything other than
compulsion.”

{38} The State argues Defendant’s rendition of the facts is not supported by the testimony
received at trial. After reviewing the testimony, we agree with the State that the evidence
at trial did not support the defense of duress. There is no dispute that Hawkins hit Defendant
with the gun. Defendant attempts to frame the incident as creating a fear of further great
bodily harm because “Hawkins had already demonstrated that he was willing to beat
[Defendant] with a gun in order to gain his acquiescence in their escape plan.” Hawkins’
testimony, however, does not support this characterization of the events. Instead, Hawkins
testified that he hit Defendant because Defendant “ruined [Hawkins’] life” by shooting
Nellos. There is no indication in the testimony that Hawkins was trying to force Defendant
to take a certain course of action or to “gain his acquiescence.”

{39} The testimony also reflects that Defendant ran in a different direction after Hawkins
hit him. What is reflected in the record is Defendant’s contention that Hawkins “ordered”
Defendant to follow. Instead, it appears that when Defendant began to run away, Hawkins
told him that he was “going toward the scene” and “to come with me[,] [t]o follow me.”
After that, the two men ran together. There is no support for a theory that Hawkins forced
Defendant to follow along—it appears instead that Defendant was confused and that
Hawkins tried to lead him away from the scene of the crime.

{40} Liebschwager testified that when Defendant and Hawkins commandeered her van,
it did not appear that Hawkins forced Defendant into the van. Although Hawkins apparently
shoved Defendant into the van, both men were having difficulty operating the passenger

11
doors because they were equipped with child locks. When Defendant was able to open the
front passenger door, he went over the console into the backseat. Hawkins did not point the
gun at Defendant. During the ride, Defendant gave Hawkins the driving directions, and
Hawkins passed them on to Liebschwager. When Hawkins got out of the van, Defendant
moved to the front seat and continued to give Liebschwager driving directions.

{41} “The keystone of the [duress] analysis is that the defendant must have no
alternative—either before or during the event—to avoid violating the law.” State v. Rios,
1999-NMCA-069, ¶ 17, 127 N.M. 334, 980 P.2d 1068 (internal quotation marks and
citations omitted). Defendant’s position is that he got into the van and participated in the
kidnapping because he was in imminent fear of great bodily harm. The testimony does not
support Defendant’s contention that he was left with no alternative. Defendant was required
to demonstrate “some reasonable nexus between the harm feared and the crime that was
committed in response to that fear.” Castrillo, 112 N.M. at 772, 819 P.2d at 1330. Although
Defendant would like there to be an inference of fear from Hawkins’ actions, the testimony
does not provide this nexus. The beating and the kidnapping happened close together in
time, but Defendant did not establish that Hawkins hit him with the gun to coerce him into
escaping, and there was no testimony that Hawkins threatened Defendant with violence if
he did not get into the van. Additionally, Defendant appears to have willingly followed
Hawkins after the beating in order to avoid capture at the scene of the accident. Defendant
participated in the kidnapping with no signs of coercion or fear: he climbed into the
backseat of the van, provided directions, and remained in the van after Hawkins left.
Accordingly, we hold that the trial court properly denied Defendant’s requested duress
instruction.

3. Accomplice Liability

{42} Defendant submitted two instructions relating to accomplice liability. Defendant first
tendered a modified version of UJI 14-2822 NMRA, which addresses aiding and abetting
an underlying crime. The modified instruction read as follows:

The defendant may be found guilty of a crime even though he himself
did not do the acts constituting the crime, if the state proves to your
satisfaction beyond a reasonable doubt that:

1. The defendant intended that the crime be committed;

2. The crime was committed;

3. The defendant helped, encouraged or caused the crime to be
committed.

4. The defendant’s intent must be the intent that is specified in
the specific elements instruction for the crime itself.

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The trial court rejected this instruction, and instead gave the unmodified version of UJI 14-
2822, which differs only by omitting all of the language in “4.” Defendant argues that the
unmodified instruction permits the jury to “find a lesser intent than what the crime requires.”
We disagree.

{43} In State v. Carrasco, 1997-NMSC-047, 124 N.M. 64, 946 P.2d 1075, our Supreme
Court explained that “an accessory must share the criminal intent of the principal” and that
the requisite intent “can be inferred from behavior which encourages the act or which
informs the confederates that the person approves of the crime after the crime has been
committed.” Id. ¶ 7. Most notably, the Court stated that the uniform jury instruction for
accessory liability, UJI 14-2822, “incorporates the intent requirement and correctly states
the standard for a finding that a defendant is guilty as an accessory.” Carrasco, 1997-
NMSC-047, ¶ 7. Thus, our Supreme Court concluded that UJI 14-2822—the instruction
given by the trial court in the present case—is sufficient to direct the jury on the issue of
intent in accessory cases. Carrasco, 1997-NMSC-047, ¶ 9.

{44} Defendant contends that the holding in Carrasco should be reevaluated because the
jury in his case expressed confusion about the intent requirement. During deliberations, the
jury sent two questions to the trial court regarding intent. The jury asked (1) whether
“knowledge of the crime before or during the commission of the crime [is] an intent or
encouragement that a crime be committed” and (2) whether “[i]f . . . person A knows that
person B is going to commit a crime and person A continues close association with person
B throughout the crime, does that equate intent?” After discussion with the parties, the trial
court responded to the jury’s questions with the following statement: “Please review the
elements instruction for each crime . . . in combination with all other instructions.”

{45} “There is a presumption that the jury follows the instructions they are given.” State
v. Sellers, 117 N.M. 644, 650, 875 P.2d 400, 406 (Ct. App. 1994). Defendant is concerned
that “the jury in this case could easily have viewed [Defendant’s] proximity to . . . Hawkins
as dispositive that [Defendant] knew what the consequences of Hawkins’ actions would be
instead of being required to find that [Defendant] had the identical intent of . . . Hawkins.”
We are unpersuaded. UJI 14-2822 directs that in order to find accomplice liability, the
defendant must have intended “that the crime be committed.” After the trial court answered
the jury’s questions, we presume that the jury looked to the element instruction for each
crime in order to determine the intent required for the underlying crime. Accordingly, we
see no error in the trial court’s refusal to modify UJI 14-2822, and we have no reason to
revisit Carrasco.

{46} Defendant also proffered UJI 14-2823 NMRA, which instructs that

[m]ere presence of the defendant, and even mental approbation, if
unaccompanied by outward manifestation or expression of such approval, is
insufficient to establish that the defendant aided and abetted a crime.

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 However, the evidence of aiding and abetting may be as broad and varied as
are the means of communicating thought from one individual to another; by
acts, conduct, words, signs or by any means sufficient to incite, encourage or
instigate commission of the crime.

The trial court denied this instruction as well. Defendant was, however, permitted to argue
to the jury that the State was required to prove that he had the same specific intent that was
required by the underlying crime. Defendant argues that in light of the jury’s questions,
because UJI 14-2823 was refused, “it is highly likely that the jury found [Defendant] guilty
based on a lower standard of intent.” We disagree.

{47} The use note accompanying UJI 14-2823 states that “[n]o instruction on this subject
shall be given.” Our Supreme Court has refused to find error when a trial court follows the
mandates dictated by the use notes to uniform jury instructions. State v. Smith, 2001-NMSC-
004, ¶¶ 26-28, 30, 130 N.M. 117, 19 P.3d 254. In addition, Smith specifically addresses UJI
14-2823. Smith, 2001-NMSC-004, ¶¶ 30-31. The Court explained that the essential
elements instructions for the underlying crimes, together with the instruction that “[t]he
burden is always on the state to prove guilt beyond a reasonable doubt,” were sufficient to
“have prevented the jury from finding [the d]efendant guilty of these crimes based on . . .
mere presence at the crime scene.” Id. ¶ 31.

{48} In the present case, Defendant does not argue that he did not receive the essential
elements instructions for the underlying crimes—only that those instructions were
insufficient to clearly convey the necessary intent to convict. Based on Smith, we hold that
the State was properly required to prove every element of the charges beyond a reasonable
doubt and that the essential elements instructions given by the trial court prevented the jury
from convicting Defendant without finding the requisite intent.

C. Prosecutorial Comments

{49} During its closing argument, the State said to the jury, “[d]on’t point a gun to
something you don’t want to shoot, and don’t shoot at something you [don’t] intend to kill.”
Defendant objected. The trial court requested that counsel approach the bench where
Defendant argued that the statement was “a complete misstatement of the law and the facts
that came out of this case.” Defendant then moved for a mistrial or, in the alternative, a
curative instruction. The trial court first denied the motion for a mistrial and stated that it
would “now advise the jury to disregard [the comment].” The State argued against the
instruction. The trial court then stated that it was “not sustaining the objection.” No curative
instruction was given. On appeal, Defendant argues that the comment permitted the jury to
convict without finding the requisite intent and thus lowered the State’s burden of proof.

{50} We review the denial of a motion for mistrial or a curative instruction for abuse of
discretion. State v. Chamberlain, 109 N.M. 173, 177, 783 P.2d 483, 487 (Ct. App. 1989).
In addition, we consider “comments made in closing argument in the context in which they

14
occurred so that we may gain a full understanding of the comments and their potential effect
on the jury.” Smith, 2001-NMSC-004 ¶ 38 (internal quotation marks and citation omitted).
“[R]emarks by the prosecutor must be based upon the evidence or be in response to the
defendant’s argument.” Id. The State argues that the comment was an argument attacking
Defendant’s theory of the case and not a misstatement of the law designed to lower the
burden of proof. We agree with the State.

{51} At trial, Defendant’s theory was that when he fired the gun, he did not intend to kill
Nellos but rather to shoot him in the leg. The State’s comments in closing argument were
arguably designed to raise an inference of intent to kill based on the fact that Defendant
pointed a gun at Nellos. See State v. Silva, 2008-NMSC-051, ¶ 18, 144 N.M. 815, 192 P.3d
1192 (explaining that “[i]ntent is subjective and is almost always inferred from other facts
in the case, as it is rarely established by direct evidence” (alteration in original) (internal
quotation marks and citation omitted)); State v. Diaz, 100 N.M. 210, 213-15, 668 P.2d 326,
329-31 (Ct. App. 1983) (“In jury arguments a prosecutor must confine himself to the facts
introduced in evidence and to the fair and reasonable inferences to be drawn therefrom.”).

{52} Defendant argues that the comments in this case were similar to those made by the
prosecutor in Diaz. In Diaz, this Court considered numerous comments by the prosecutor
and concluded that he “made improper remarks to the jury, in that 1) he made overextensive
references to the authority he represents, 2) he improperly made vituperative remarks about
[the] defendant, and 3) he derogated the defense of intoxication.” Id. at 215, 668 P.2d at
331. Thus, this Court held that the remarks “amounted to cumulative error,” and the
defendant’s convictions were reversed. Id. Defendant makes no similar cumulative-error
argument in the present case, so the holding in Diaz therefore is not instructive.

{53} Defendant, however, focuses on this Court’s determination that a specific comment
in Diaz, regarding the likely adverse effect on the community if the jury were to find that the
defendant could not form the requisite intent, was a misstatement of the law and an improper
attempt to instruct the jury. Id. at 214, 668 P.2d at 330. This comment was not a response
to the merits of the defendant’s affirmative defense. Id. Instead, the statement was a
message to the jury “to disregard the defense even if they find it meritorious.” Id. The
comment in the present case had no such message for the jury. The prosecutor used a
fact—that Defendant pointed a gun and shot the victim—in order to argue that the jury
should infer an intent to kill. We therefore determine Diaz to be inapposite and hold that the
trial court did not abuse its discretion when it refused to declare a mistrial and failed to offer
a curative instruction.

D. Sufficiency of the Evidence

{54} Defendant makes two arguments related to the sufficiency of the evidence: (1) the
evidence did not support his convictions, and (2) the evidence did not support a habitual
offender enhancement. “When reviewing the sufficiency of the evidence, we view the
evidence in the light most favorable to the [s]tate; we resolve all conflicts and indulge all

15
permissible inferences in favor of the verdict.” State v. Neatherlin, 2007-NMCA-035, ¶ 8,
141 N.M. 328, 154 P.3d 703. Defendant raises these issues pursuant to Franklin, 78 N.M.
at 129, 428 P.2d at 984, and Boyer, 103 N.M. at 658-60, 712 P.2d at 4-6.

{55} With regard to the sufficiency of the evidence to support the convictions, Defendant
makes no argument at all. He points to no particular facts that were not supported by
evidence. See Rule 12-213(A)(4) NMRA (“A contention that a verdict, judgment or finding
of fact is not supported by substantial evidence shall be deemed waived unless the argument
identifies with particularity the fact or facts that are not supported by substantial
evidence[.]”); State v. Mora, 2003-NMCA-072, ¶ 28, 133 N.M. 746, 69 P.3d 256 (“No claim
is made that the evidence does not support proof as to any specific required element of the
offenses charged.”). Absent articulation of particular facts that are not supported by
substantial evidence, we affirm the jury’s verdict. See Mora, 2003-NMCA-072, ¶ 28.

{56} Defendant also challenges the evidence supporting the enhancement of his sentence.
In order to enhance a sentence pursuant to NMSA 1978, Section 31-18-17 (2003), the State
must establish that Defendant is the same person convicted of a prior felony and that “less
than ten years have passed since [D]efendant completed serving his or her sentence,
probation or parole for the conviction.” State v. Simmons, 2006-NMSC-044, ¶ 8, 140 N.M.
311, 142 P.3d 899. These factors must be proved by a preponderance of the evidence. Id.
¶ 10.

{57} Defendant disputes that the State adequately established that he was the same person
convicted of the felonies listed in the judgments offered by the State in order to prove the
prior felonies. The State provided the trial court with certified judgments and sentences from
Illinois, which listed the same name as Defendant’s and included a date of birth. A detective
testified that Defendant told him that he had come from Illinois and, additionally, that the
date of birth reported by Defendant was the same date on the judgments. Finally, a
fingerprint expert matched Defendant’s fingerprints to those taken by the federal authorities
in conjunction with the incidents from Illinois. We hold that the State provided sufficient
evidence for the trial court to determine by a preponderance of the evidence that Defendant
was the same individual named in the Illinois judgments.

III. CONCLUSION

{58} We affirm the trial court.

{59} IT IS SO ORDERED.

CELIA FOY CASTILLO, Judge

WE CONCUR:

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JONATHAN B. SUTIN, Judge

TIMOTHY L. GARCIA, Judge

Topic Index for State v. Perry, No. 26,842

AT ATTORNEYS
AT-CT Comments by Attorneys at Trial

CT CONSTITUTIONAL LAW
CT-MS Misconduct by Prosecutor
CT-NM New Mexico Constitution, General
CT-SL Self-incrimination
CA-SE Substantial or Sufficient Evidence

CA CRIMINAL PROCEDURE
CA-JI Jury Instructions
CA-MR Motion to Suppress
CA-SI Self-incrimination

CL CRIMINAL LAW
CL-DS Duress
CL-HO Homicide
CL-VM Voluntary Manslaughter

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