State v. Gammon

1 This memorandum opinion was not selected for publication in the New Mexico Reports. Please 2 see Rule 12-405 NMRA for restrictions on the citation of unpublished memorandum opinions. 3 Please also note that this electronic memorandum opinion may contain computer-generated 4 errors or other deviations from the official paper version filed by the Court of Appeals and does 5 not include the filing date. 6 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO 7 STATE OF NEW MEXICO, 8 Plaintiff-Appellee, 9 v. NO. 29,581 10 DIANNE GAMMON, 11 Defendant-Appellant. 12 APPEAL FROM THE DISTRICT COURT OF SAN JUAN COUNTY 13 Karen L. Townsend, District Judge 14 Gary K. King, Attorney General 15 Santa Fe, NM 16 for Appellee 17 Hugh W. Dangler, Chief Public Defender 18 Carlos Ruiz de la Torre, Assistant Appellate Defender 19 Santa Fe, NM 20 for Appellant 21 MEMORANDUM OPINION 22 WECHSLER, Judge. 23 Defendant Diane Gammon appeals the district court’s dismissal of her appeal 1 from the magistrate court’s denial of her motion to withdraw her no contest plea. This 2 Court filed a calendar notice proposing to affirm the district court and Defendant filed 3 a memorandum in opposition. Defendant argues that the district court erred in finding 4 that she was not an “aggrieved party” in these circumstances, where she entered her 5 plea without the advice of counsel and without understanding the effect of entering 6 the plea. After due consideration, we affirm the district court. “The meaning of 7 language used in a statute is a question of law that we review de novo.” Cooper v. 8 Chevron U.S.A., Inc., 2002-NMSC-020, ¶ 16, 132 N.M. 382, 49 P.3d 61. New 9 Mexico statutes provide: “[T]he defendant aggrieved by any judgment rendered or 10 final order issued by the magistrate court in any criminal action[] may appeal to the 11 district court within fifteen days after judgment is rendered or the final order is issued 12 in the magistrate court.” NMSA 1978, § 35-13-1 (1975). “A party who is not 13 ‘aggrieved’ by a final judgment or decision of a magistrate court has no right to appeal 14 to district court.” State v. Gallegos, 2007-NMCA-112, ¶ 9, 142 N.M. 447, 166 P.3d 15 1101. “A defendant who enters a voluntary and knowing plea of guilty or no contest 16 in an inferior court is not an aggrieved party for the purpose of appeal to district 17 court.” Id. 18 To determine if Defendant was an aggrieved party with the right of appeal, the 19 district court first had to determine if the no contest plea was “voluntary and 2 1 knowing.” See id. ¶ 18 (recognizing that “the case before us [was] unique because the 2 district court [had] the obligation to determine the validity of the plea in order to 3 determine its jurisdiction over the appeal”). Acknowledging that magistrate courts are 4 not courts of record, the district court relied on the paper record and arguments of 5 counsel in concluding that the plea was entered knowingly, voluntarily, and 6 intelligently. [RP 82] The district court also noted that Defendant signed a form 7 reciting that there was a factual basis for the plea, and Defendant did not allege that 8 the plea proceeding had otherwise been procedurally defective. [Id., RP 36-38] The 9 district court found “no indications in the magistrate court file that the Magistrate did 10 not substantially comply with the legal requirements to ascertain that . . . Defendant’s 11 plea on August 13, 2008 was knowingly, voluntarily and intelligently entered.” [RP 12 83] Accordingly, the district court concluded that Defendant was not an aggrieved 13 party entitled to appeal. The district court adequately explored the propriety of 14 Defendant’s plea and correctly concluded that it did not have jurisdiction to hear the 15 appeal. 16 Next, Defendant argues that the district court erred in refusing to allow her to 17 testify as to her understanding of a no contest plea. “The admission or exclusion of 18 evidence is a matter within the sound discretion of the trial court.” Bourgeous v. 19 Horizon Healthcare Corp., 117 N.M. 434, 440, 872 P.2d 852, 858 (1994), limited on 3 1 other grounds, Kropinak v. ARA Health Servs., Inc., 2001-NMCA-081, 131 N.M. 128, 2 33 P.3d 679. 3 Our review of the tape log does not indicate that the district court “refused” to 4 allow Defendant to testify. As summarized in the tape log, the following exchange 5 occurred: 6 2:39:22 PM [Defense counsel]: I still argue that there needs to be a 7 determination she didn’t understand and ask withdraw[a]l of guilty plea 8 2:40:48 PM [District judge]: She didn’t understand even though she 9 says she does on paper 10 2:41:02 PM [Defense counsel]: You can ask her on the stand if you like 11 2:41:12 PM [District Judge]: The State could also get the magistrate 12 judge on the stand and I don’t think we should go there 13 [RP 73] The judge’s rejection of defense counsel’s suggestion that the judge “can ask 14 her on the stand if you like” does not strike us as a refusal to allow Defendant’s 15 testimony. Because the judge knew the essence of Defendant’s assertion that she had 16 not understood the plea and because the judge had documents before her indicating 17 that Defendant had understood it, it was not an abuse of discretion for the judge to 18 decline counsel’s invitation to hear Defendant’s testimony. [RP 27, 36-41, 83] We 19 affirm the district court on this issue. 20 Finally, Defendant argues that the district court abused its discretion by not 21 allowing her to withdraw her plea in the absence of prejudice to the State. “A motion 4 1 to withdraw a guilty plea is addressed to the sound discretion of the trial court, and we 2 review the trial court’s denial of such a motion only for abuse of discretion.” State v. 3 Jonathan B., 1998-NMSC-003, ¶ 7, 124 N.M. 620, 954 P.2d 52 (filed 1997) (internal 4 quotation marks and citation omitted). “A trial court abuses its discretion when it 5 denies a motion to withdraw a plea that was not knowing or voluntary.” State v. 6 Hunter, 2006-NMSC-043, ¶ 12, 140 N.M. 406, 143 P.3d 168. “While possible 7 prejudice to the prosecution is also a factor to be considered, absence of prejudice to 8 the prosecution, by itself, is insufficient to mandate permission for presentence 9 withdrawal of a plea of guilty.” State v. Clark, 108 N.M. 288, 292, 772 P.2d 322, 326 10 (1989), overruled on other grounds by State v. Henderson, 109 N.M. 655, 789 P.2d 11 603 (1990) 12 As discussed above, the district court had before it documents, signed by 13 Defendant, indicating that the magistrate had established Defendant’s understanding 14 of, among other things, the charges, the possible sentences, that a no contest plea has 15 the same effect as a guilty plea, that there was a factual basis for the plea, and that 16 there would be no trial. [RP 36-37, 41] Defendant signed individual forms waiving 17 trial by jury and her right to counsel. [RP 39-40] We discern little likely prejudice 18 to the State if Defendant were allowed to withdraw her plea, but given the 19 documentary evidence that Defendant had understood the no contest plea, the absence 5 1 of any apparent procedural defects, and the absence of any circumstances suggesting 2 threats or coercion of any type, we conclude that the district court did not abuse its 3 discretion in denying Defendant the right to withdraw her plea. 4 IT IS SO ORDERED. 5 ________________________________ 6 JAMES J. WECHSLER, Judge 7 WE CONCUR: 8 _______________________________ 9 ROBERT E. ROBLES, Judge 10 _______________________________ 11 TIMOTHY L. GARCIA, Judge 6