#26418-rev & rem-DG
2013 S.D. 6
IN THE SUPREME COURT
OF THE
STATE OF SOUTH DAKOTA
****
LLOYD ROWLEY, Appellant,
v.
SOUTH DAKOTA BOARD OF
PARDONS AND PAROLES, Appellee.
****
APPEAL FROM THE CIRCUIT COURT OF
THE SECOND JUDICIAL CIRCUIT
MINNEHAHA COUNTY, SOUTH DAKOTA
****
THE HONORABLE STUART L. TIEDE
Judge
****
STEVEN K. RABUCK of
Nichols & Rabuck, PC
Sioux Falls, South Dakota Attorneys for appellant.
MARTY J. JACKLEY
Attorney General
Pierre, South Dakota
and
PATRICK T. PARDY
Special Assistant Attorney General
Department of Corrections
Sioux Falls, South Dakota Attorneys for appellee.
****
CONSIDERED ON BRIEFS ON
NOVEMBER 6, 2012
OPINION FILED 01/16/13
#26418
GILBERTSON, Chief Justice
[¶1.] Lloyd Rowley appeals his initial parole date determined by the
Department of Corrections (the DOC) pursuant to SDCL 24-15A-32. The Board of
Pardons and Paroles (the Board) and the circuit court affirmed. We reverse and
remand to the Board with instructions to calculate Rowley’s initial parole date in
conformity with this opinion.
FACTS
[¶2.] On October 12, 2007, Rowley pleaded guilty to one count of first-degree
injury to property and one count of possession of a controlled substance, both Class
4 felonies. Rowley, who had three prior non-violent felony convictions, also
admitted he was a habitual offender. In accordance with SDCL 22-7-8.1, the
sentencing judge enhanced the sentence for the principal felonies by two levels,
equivalent to that of a Class 2 felony. 1 Rowley was sentenced to 21 years in the
penitentiary for both convictions, to be served consecutively.
[¶3.] Rowley’s sentences commenced on June 18, 2007. According to the
DOC, Rowley’s initial parole date is June 21, 2027. The DOC calculated Rowley’s
initial parole date pursuant to SDCL 24-15A-32. 2 SDCL 24-15A-32 contains a grid,
1. Accordingly, Rowley could have been sentenced to 25 years in the
penitentiary, the maximum penalty for a Class 2 felony, as opposed to 10
years, the maximum penalty for a Class 4 felony.
2. SDCL 24-15A-32 provides, in relevant part:
Each inmate sentenced to a penitentiary term, except those
under a sentence of life or death, or an indeterminate sentence
which is not yet set to a term of years by the board or
determined to be ineligible for parole as authorized in § 24-15A-
(continued . . .)
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which establishes the percentage of an inmate’s sentence that must be served before
he is eligible for parole. Because Rowley’s sentences for the principal felonies were
enhanced to correspond with sentences for Class 2 felonies, the DOC applied the
percentage applicable to a Class 2 felony, even though Rowley was convicted of
________________________
(. . . continued)
32.1, shall have an initial parole date set by the department.
This date shall be calculated by applying the percentage
indicated in the following grid to the full term of the inmate’s
sentence pursuant to § 22-6-1.
...
Felony Convictions
Felony Class First Second Third
Nonviolent
Class 6 .25 .30 .40
Class 5 .25 .35 .40
Class 4 .25 .35 .40
Class 3 .30 .40 .50
Class 2 .30 .40 .50
Class 1 .35 .40 .50
Class C .35 .40 .50
Violent
Class 6 .35 .45 .55
Class 5 .40 .50 .60
Class 4 .40 .50 .65
Class 3 .50 .60 .70
Class 2 .50 .65 .75
Class 1 .50 .65 .75
Class C .50 .65 .75
Class B 1.0 1.0 1.0
Class A 1.0 1.0 1.0
Each inmate shall serve at least sixty days prior to parole
release. Inmates with life sentences are not eligible for parole.
An initial parole date through the application of this grid may be
applied to a life sentence only after the sentence is commuted to
a term of years. A Class A or B felony commuted to a number of
years shall be applied to the Class C violent column of the grid.
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Class 4 felonies. Thus, the DOC maintains that Rowley must serve 50%, rather
than 40%, of his sentence before he is eligible for parole.
[¶4.] Rowley applied to the Board for a final determination of his true and
correct parole eligibility date pursuant to SDCL 24-15A-33. On November 15, 2011,
the Board entered findings of fact, conclusions of law, and an order affirming
Rowley’s initial parole date calculated by the DOC. Rowley appealed to the circuit
court, which affirmed the Board’s decision. Rowley appeals, arguing that the Board
acted without authority under South Dakota law by increasing the class of the
principal felonies to Class 2 felonies for purposes of parole eligibility. Rowley also
raises several constitutional issues on appeal. Because we conclude that the DOC
incorrectly calculated Rowley’s initial parole date, we decline to address the
constitutional issues.
STANDARD OF REVIEW
[¶5.] “Appeals from the Board are governed by SDCL 1-26-37.” Brant v.
S.D. Bd. of Pardons & Paroles, 2012 S.D. 12, ¶ 7, 809 N.W.2d 847, 849 (quoting
Acevedo v. S.D. Bd. of Pardons & Paroles, 2009 S.D. 45, ¶ 7, 768 N.W.2d 155, 158).
Therefore, we “review questions of fact under the clearly erroneous standard; mixed
questions of law and fact and questions of law are reviewed de novo.” Id. (quoting
Acevedo, 2009 S.D. 45, ¶ 7, 768 N.W.2d at 158). Because this case involves a
question of statutory interpretation, the standard of review is de novo. State v.
Jucht, 2012 S.D. 66, ¶ 22, 821 N.W.2d 629, 634 (citing State v. Powers, 2008 S.D.
119, ¶ 7, 758 N.W.2d 918, 920).
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ANALYSIS AND DECISION
[¶6.] Rowley argues that the Board acted without authority by increasing
the length of time he had to serve before he became eligible for parole based upon
his conviction as a habitual offender under SDCL 22-7-8.1. Rowley maintains that
SDCL 22-7-8.1 does not substantively change the class of the principal felony; it
only enhances the sentence. Further, Rowley stresses that SDCL ch. 24-15A,
governing parole, is completely silent on the effect a habitual offender conviction
has on parole eligibility. To Rowley, this position is logical because a conviction as a
habitual offender does not change the nature of the underlying offense. The Board
disagrees, arguing that under SDCL 22-7-8.1, the principal felony is increased to a
higher class of felony. In addition, the Board claims the statutory language of
SDCL 22-7-8.1 demonstrates legislative intent to enhance the felony class when
determining an inmate’s parole eligibility date pursuant to SDCL 24-15A-32.
[¶7.] Whether the habitual offender statute at issue, SDCL 22-7-8.1,
increases the class of the principal felony is a question of statutory interpretation.
The purpose of statutory construction is to discover the true
intention of the law, which is to be ascertained primarily from
the language expressed in the statute. The intent of a statute is
determined from what the Legislature said, rather than what
the courts think it should have said, and the court must confine
itself to the language used. Words and phrases in a statute
must be given their plain meaning and effect.
City of Rapid City v. Estes, 2011 S.D. 75, ¶ 12, 805 N.W.2d 714, 718 (quoting State
ex rel. Dep’t of Transp. v. Clark, 2011 S.D. 20, ¶ 5, 798 N.W.2d 160, 162). “When the
language in a statute is clear, certain and unambiguous, there is no reason for
construction, and the Court’s only function is to declare the meaning of the statute
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as clearly expressed.” In re Estate of Hamilton, 2012 S.D. 34, ¶ 7, 814 N.W.2d 141,
143 (quoting Martinmaas v. Engelmann, 2000 S.D. 85, ¶ 49, 612 N.W.2d 600, 611).
[¶8.] SDCL 22-7-8.1 provides,
If a defendant has been convicted of three or more felonies in
addition to the principal felony and none of the prior felony
convictions was for a crime of violence as defined in subdivision
§ 22-1-2(9), the sentence for the principal felony shall be
enhanced by two levels but in no circumstance may the
enhancement exceed the sentence for a Class C felony. A
defendant sentenced pursuant to this section is eligible for
consideration for parole pursuant to § 24-15A-32 if the
defendant receives a sentence of less than life in prison.
(Emphasis added.) A plain reading of the phrase “the sentence for the principal
felony shall be enhanced by two levels” indicates that the sentence is enhanced, not
the principal felony. The words “for the principal felony” merely explain what
sentence is enhanced. To construe this phrase as the Board suggests would require
us to ignore the words “the sentence for,” which we will not do. See Jensen v.
Turner Cnty. Bd. of Adjustment, 2007 S.D. 28, ¶ 12, 730 N.W.2d 411, 415 (“When
[the Court] interpret[s] a statute, . . . effect should be given to every part and every
word.”). Later, in the same sentence, the Legislature limits the scope of the
enhancement providing that “the enhancement [cannot] exceed the sentence for a
Class C felony.” SDCL 22-7-8.1. Again, the plain language establishes that the
sentence is the subject of the enhancement.
[¶9.] Nonetheless, the Board argues that its position that the principal
felony itself is enhanced is supported by prior case law. To support its argument,
the Board cites several decisions concerning the habitual offender statutes. Rowley
correctly points out that these cases undermine the Board’s position because they
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support the conclusion that the sentence, rather than the principal felony, is
enhanced.
[¶10.] For example, in State v. Cady, we declared: “Being a habitual criminal
is not a separate offense, rather the punishment for the principal crime is enhanced
to a higher class of felony (SDCL 22-7-7 et seq.).” 422 N.W.2d 828, 831 (S.D. 1988)
(emphasis added). Then, in In re Novak, we determined that “sentencing upon
conviction under [SDCL 22-14-15] may be enhanced through SDCL 22-7-7.” 447
N.W.2d 530, 530 (S.D. 1989) (emphasis added). Next, in State v. Salway, this Court,
citing Cady, stated: “[B]eing a habitual criminal enhances the punishment for the
principal crime to a higher class of felony.” 487 N.W.2d 621, 622 (S.D. 1992)
(emphasis added). Thereafter, in State v. Stetter, we explained that under SDCL
22-7-8.1, “[i]f a defendant has been convicted of three or more prior felonies, his
sentence for the principal felony is enhanced two levels.” 513 N.W.2d 87, 89 (S.D.
1994) (emphasis added). Finally, in State v. Guthmiller, we confirmed that “[t]he
habitual offender statute SDCL 22-7-7 enhances the sentence to the next more
severe felony class.” 2003 S.D. 83, ¶ 31, 667 N.W.2d 295, 306 (emphasis added).
Regardless of the nomenclature we chose, these cases confirm that the habitual
offender statutes operate to increase the defendant’s sentence, but do not
substantively change the class of the principal felony.
[¶11.] Next, the Board directs us to the last sentence of SDCL 22-7-8.1, which
provides: “A defendant sentenced pursuant to this section is eligible for
consideration for parole pursuant to § 24-15A-32 if the defendant receives a
sentence of less than life in prison.” The Board contends that because this sentence
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references SDCL 24-15A-32, the Legislature intended for the class of the principal
felony to be enhanced for parole eligibility purposes.
[¶12.] However, the last sentence of SDCL 22-7-8.1 merely clarifies that a
defendant subject to a sentence enhancement is still eligible for parole so long as his
sentence is less than life in prison. It does not instruct the DOC to enhance the
class of the principal felony when calculating an inmate’s parole eligibility date, nor
does any other portion of SDCL 22-7-8.1. Likewise, SDCL 24-15A-32 does not
contain any such instructions, or, for that matter, a single reference to the habitual
offender statutes. The Board’s position essentially asks us to add language to the
statutes. However, “[i]n interpreting legislation, [we] cannot add language that
simply is not there.” West v. Dooley, 2010 S.D. 102, ¶ 14, 792 N.W.2d 925, 928
(quoting City of Deadwood v. M.R. Gustafson Family Trust, 2010 S.D. 5, ¶ 9, 777
N.W.2d 628, 632).
[¶13.] Moreover, SDCL 22-7-8.1 and SDCL 24-15A-32 have substantially
different histories and purposes. As we have previously acknowledged, “[t]he
purpose of habitual criminal statutes is to punish a defendant for his persistence in
crime.” Roden v. Solem, 411 N.W.2d 421, 422 (S.D. 1987) (citation omitted).
Whereas, “[t]he object of parole laws is rehabilitation rather than punishment.” Id.
(citation omitted). Thus, when the two statutes are considered together, it appears
that the Legislature never considered how a habitual offender conviction would
affect an inmate’s parole eligibility.
[¶14.] The only authority granted to the Board under SDCL 24-15A-32 is to
calculate an initial parole date “by applying the percentage indicated in the . . . grid
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to the full term of the inmate’s sentence[.]” This language, however, does not
provide any clear authority to substantively change and enhance the class of the
principal felony when determining the percentage to apply to an inmate’s sentence,
nor does any other provision in SDCL ch. 24-15A governing parole. 3 Without any
precise statutory authority in this chapter and more specifically in SDCL 24-15A-
32, we cannot agree with the Board that the Legislature intended for the principal
felony to be enhanced for parole purposes based upon a habitual offender conviction.
[¶15.] Further, under the Board’s position, even though Rowley’s criminal
conduct corresponds to that of a Class 4 felony, his parole eligibility date would be
calculated as though he committed a Class 2 felony. The logical interpretation of
the statutory language is that the percentage applied to an inmate’s sentence is
determined, in part, upon the nature of the crime for which he was convicted, not
some formula reserved for sentencing. “We will not construe a statute to arrive at a
strained, impractical, or illogical conclusion.” Santema v. S.D. Bd. of Pardons &
Paroles, 2007 S.D. 57, ¶ 14, 735 N.W.2d 904, 908 (quoting Hoeft v. S.D. Bd. of
Pardons & Paroles, 2000 S.D. 88, ¶ 9, 613 N.W.2d 61, 63).
[¶16.] Finally, the Board’s interpretation of the statutory language ignores
the fact that SDCL 24-15A-32 already takes into account recidivism. The horizontal
axis on the grid found in SDCL 24-15A-32 contains first, second, and third felonies.
The Board’s position factors an inmate’s prior felony convictions in twice: first on
3. We note that when the Legislature chose to change the class of the principal
felony, it provided directions. For example, the last sentence of SDCL 24-
15A-32 provides that “[a] Class A or B felony commuted to a number of years
shall be applied to the Class C violent column of the grid.”
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the vertical axis, then on the horizontal axis. The Board argues that this approach
is reasonable because the grid does not account for felony convictions in excess of
three; its approach does.
[¶17.] The Board fails to recognize that the parole eligibility statutes have
never accounted for more than three prior felony convictions. Parole was
established in 1905 “when it was created by § 4 of ch. 144 of the 1905 Session
Laws.” Brim v. S.D. Bd. of Pardons & Paroles, 1997 S.D. 48, ¶ 6 n.2, 563 N.W.2d
812, 813 n.2. Then, an inmate was not eligible for parole “until he . . . served one-
half of the time for which he was sentenced.” 1911 S.D. Sess. Laws ch. 198, § 1. By
1939, the parole statute, SDC 13.5301, “contained a detailed formula for when a[n]
[inmate] was eligible for parole[,]” which, like SDCL 24-15A-32, did not account for
felony convictions in excess of three. 4 Brim, 1997 S.D. 48, ¶ 13, 563 N.W.2d at 815.
4. SDC 13.5301 read in part:
[T]he Governor shall issue an order to the Warden of the penitentiary that
such convict shall be paroled and temporarily released from the Penitentiary
and allowed to go to such county in the following cases:
(1) A person who shall have been convicted of a felony for the first time, and
who shall have been under the age of twenty-five years at the time of such
conviction, shall be eligible for parole after he shall have served one-fourth of
the time for which he was sentenced, allowing time earned for good behavior;
(2) A person who shall have been convicted of a felony for the first time, and
who shall have been over the age of twenty-five years at the time of such
conviction, shall be eligible for parole after he shall have served one-third of
the time for which he was sentenced, allowing time earned for good behavior;
(3) A person who shall have been convicted of a felony for a second time shall
be eligible for parole after he has served one-half of the time for which he was
sentenced, allowing time earned for good behavior;
(continued . . .)
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Although subsequent revisions were made to the statutory scheme for parole
eligibility, it was never amended to account for more than three felony convictions.
See 2004 S.D. Sess. Laws ch. 168, § 56; 1988 S.D. Sess. Laws ch. 196, § 2; 1978 S.D.
Sess. Laws ch. 186, § 20; 1975 S.D. Sess. Laws ch. 174, § 1.
[¶18.] Evidently, the Legislature is aware that some inmates have more than
three felony convictions, but chose to consider only three for purposes of
determining an inmate’s initial parole date. As previously stated, “[we] cannot add
language that simply is not there[,]” nor can we “attempt to rewrite the law to
conform with what we or others think it should have said.” Dooley, 2010 S.D. 102, ¶
14, 792 N.W.2d at 928 (quoting City of Deadwood, 2010 S.D. 5, ¶ 9, 777 N.W.2d at
632); State v. Burdick, 2006 S.D. 23, ¶ 18, 712 N.W.2d 5, 10 (quoting MGA Ins. Co.,
Inc. v. Goodsell, 2005 S.D. 118, ¶ 29, 707 N.W.2d 483, 488). Therefore, we do not
agree with the Board that the Legislature intended to account for an inmate’s prior
felony convictions twice.
[¶19.] Lastly, our interpretation does not permit an inmate with a life
sentence to be eligible for parole. Both SDCL 22-7-8.1 and SDCL 24-15A-32
expressly state that the parole statutes do not apply to an inmate who has
received a life sentence. See SDCL 22-7-8.1 (“A defendant sentenced
________________________
(. . . continued)
(4) A person who shall have been convicted of a felony two or more times
previously shall be eligible for parole after he shall have served three-fourths
of the time for which he was sentenced, allowing time earned for good
behavior;
(5) A convict on whom has been imposed an indeterminate sentence shall be
eligible for parole after he has served the minimum of such sentence,
allowing time earned for good behavior.
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pursuant to this section is eligible for consideration for parole pursuant to §
24-15A-32 [only] if the defendant receives a sentence of less than life in
prison.”); SDCL 24-15A-32 (“Each inmate sentenced to a penitentiary term,
except those under a sentence of life or death, . . . shall have an initial parole
date set by the department. . . . Inmates with life sentences are not eligible
for parole.”). Accordingly, our interpretation is strictly limited to inmates
who have received less than a life sentence, and are thus eligible for parole.
CONCLUSION
[¶20.] By its plain language, SDCL 22-7-8.1 does not substantively change
the principal felony nor does the reference to SDCL 24-15A-32 in the last sentence
of SDCL 22-7-8.1 demonstrate legislative intent to enhance the felony class when
determining an inmate’s parole eligibility date pursuant to SDCL 24-15A-32.
Further, this Court’s prior decisions confirm that SDCL 22-7-8.1 enhances a
defendant’s sentence, not the principal felony. Finally, nowhere in SDCL 24-15A-32
did the Legislature say that the principal felony may be increased due to a habitual
offender conviction when determining an inmate’s initial parole date. As a result,
the Board acted without authority in determining that Rowley was a Class 2 felon
when calculating his initial parole date. We reverse and remand to the Board with
directions to calculate Rowley’s initial parole date consistent with the dictates of
this opinion.
[¶21.] ZINTER and WILBUR, Justices, concur.
[¶22.] KONENKAMP and SEVERSON, Justices, dissent.
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SEVERSON, Justice (dissenting).
[¶23.] I respectfully dissent. While I agree with the majority that SDCL 22-
7-8.1 does not change the class of the principal felony, Rowley’s parole eligibility is
determined by SDCL 24-15A-32, based on his enhanced sentence due to prior felony
convictions.
[¶24.] We use statutory construction to find the “‘true intention of the law,
which is to be ascertained primarily from the language expressed in the statute.’”
State ex rel. Dep’t of Transp. v. Clark, 2011 S.D. 20, ¶ 5, 798 N.W.2d 160, 162
(quoting In re Guardianship of S.M.N., T.D.N., and T.L.N., 2010 S.D. 31, ¶ 9, 781
N.W.2d 213, 217-18). “‘When the language in a statute is clear, certain and
unambiguous, there is no reason for construction, and the Court’s only function is to
declare the meaning of the statute as clearly expressed.’” Martinmaas v.
Engelmann, 2000 S.D. 85, ¶ 49, 612 N.W.2d 600, 611 (quoting Moss v. Guttormson,
1996 S.D. 76, ¶ 10, 551 N.W.2d 14, 17).
[¶25.] The language here is clear. SDCL 22-7-8.1 provides, in part, “[i]f a
defendant has been convicted of three or more felonies in addition to the principal
felony . . . the sentence for the principal felony shall be enhanced by two levels. . . .”
Rowley’s sentence was enhanced by two levels because he had three prior non-
violent felony convictions. His enhanced sentence was based on a Class 2 felony
sentence. SDCL 24-15A-32 directs the Board of Pardons & Paroles to calculate a
parole date “by applying the percentage indicated in the following grid to the full
term of the inmate’s sentence pursuant to § 22-6-1.” (Emphasis added.)
Importantly, SDCL 24-15A-32 clearly expresses that the percentage of time served
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before parole eligibility is based on applying the grid to the full term of the inmate’s
sentence.
[¶26.] SDCL 24-15A-32, as passed by the Legislature, clearly states that
parole eligibility is based on the full term of a sentence. The full term of a sentence
includes habitual offender enhancements. It follows, from reading the statute as a
whole, 5 that the words “Felony Class” on the grid in SDCL 24-15A-32 reference the
full term that a defendant is actually sentenced to serve, including habitual
offender enhancements, not just the class of the underlying felony for which the
defendant was convicted.
[¶27.] For this reason, I respectfully dissent and would affirm the trial court.
[¶28.] KONENKAMP, Justice, joins this dissent.
5. The whole-text canon “calls on the judicial interpreter to consider the entire
text, in view of its structure and of the physical and logical relation of its
many parts.” Antonin Scalia & Bryan A. Garner, Reading Law: The
Interpretation of Legal Texts 167 (2012). This canon construes the statute as
a whole to provide context, which “is a primary determinant of meaning.” Id.
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