#24281-a-DG
2008 SD 11
IN THE SUPREME COURT
OF THE
STATE OF SOUTH DAKOTA
* * * *
STATE OF SOUTH DAKOTA, Plaintiff and Appellee,
v.
ADRIAN FOOL BULL, Defendant and Appellant.
* * * *
APPEAL FROM THE CIRCUIT COURT OF
THE SECOND JUDICIAL CIRCUIT
MINNEHAHA COUNTY, SOUTH DAKOTA
* * * *
HONORABLE PETER H. LIEBERMAN
Judge
* * * *
LAWRENCE E. LONG
Attorney General
STEVEN R. BLAIR
Assistant Attorney General
Pierre, South Dakota Attorneys for plaintiff
and appellee.
TRACI SMITH
Office of the Minnehaha
County Public Defender
Sioux Falls, South Dakota Attorneys for defendant
and appellant.
* * * *
CONSIDERED ON BRIEFS
ON NOVEMBER 6, 2007
OPINION FILED 02/06/08
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GILBERTSON, Chief Justice
[¶1.] On January 25, 2006, Adrian Fool Bull (Fool Bull) was indicted on one
count of rape through the use of force, coercion, or threats in violation of SDCL 22-
22-1(2). A jury trial commenced in the South Dakota Second Judicial Circuit on
June 12, 2006. On June 15, 2006, the jury returned its verdict, finding Fool Bull
guilty as charged. He was sentenced to 45 years in the South Dakota State
Penitentiary. We affirm.
FACTS AND PROCEDURE
[¶2.] On the night of January 20, 2006, Fool Bull walked from his home to
the Top Hat, a drinking establishment in downtown Sioux Falls, South Dakota.
While there, he encountered a friend, Morgan Lorang (Lorang), who was
accompanied by R.B. Lorang introduced Fool Bull to R.B. as “Stoney.” According to
R.B., the three sat at a booth and conversed for a time before Fool Bull left and
walked away.
[¶3.] At Fool Bull’s trial, R.B. testified that around midnight she left the Top
Hat and walked to her van, parked nearby on the street. R.B. stated that as she
entered the van, Fool Bull, who was recovering from a knee injury and walked with
a cane, appeared and asked for a ride. R.B. agreed and Fool Bull entered the van,
sitting on the passenger side.
[¶4.] R.B. testified that after the two drove away, Fool Bull directed her to
the home of his drug dealer. When they arrived, there were no lights on at the
house. R.B. stated that Fool Bull grabbed the keys from the ignition and went to
the door of the house. R.B. indicated that when Fool Bull returned from the house,
he told her that he wanted to drive. R.B. testified that initially she refused to allow
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him to drive and that Fool Bull then punched her in the face. R.B. stated she then
relented, moving to the passenger seat, and Fool Bull got into the driver’s seat and
drove away.
[¶5.] R.B. testified that after taking control of the van, Fool Bull drove her
to another neighborhood and parked in a location where the nearby streetlight was
broken. R.B. alleges that at this point she attempted to leave the van, first
reaching for her purse in the back seat. R.B. stated that as she reached for the
purse, Fool Bull again punched her in the face, this time breaking her nose. R.B.
indicated that Fool Bull then pushed her down between the two front seats and
raped her from behind while punching her repeatedly in the back of the head and
neck, threatening to stab her and telling her to “shut the fuck up” while she cried
and pleaded with him to stop.
[¶6.] R.B. testified that after the rape, Fool Bull told her to clean herself up
and then began driving erratically around town, eventually stopping at a mobile
home park off Marion Road in Sioux Falls. Fool Bull took the keys out of the
ignition and went up to one of the mobile homes. R.B. stated that she remained in
the vehicle because she thought Fool Bull would find her if she tried to leave. Fool
Bull returned to the van, and again drove away in an erratic manner.
[¶7.] At around 2:30 a.m. Fool Bull was stopped by Sioux Falls Police Officer
Thomas Krull (Krull). Krull testified at trial that while he was speaking to Fool
Bull, he looked across the interior of the van at R.B. and noticed her mouth the
words “help me.” Krull asked to see the vehicle registration and proof of insurance.
When R.B. failed to produce the documents, Krull removed Fool Bull from the van.
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R.B. indicated that when Krull returned to the van to speak to her, she told him
that she had been beaten and raped by Fool Bull.
[¶8.] Fool Bull was arrested for rape. R.B. was taken to Sioux Valley
Hospital for treatment of her injuries and to undergo a “rape kit” examination. R.B.
was tested for sexually transmitted diseases (STD) and was found to have
contracted an STD known as Chlamydia.
[¶9.] On January 25, 2006, Fool Bull was indicted on one count of second
degree rape. On May 3, 2006, a hearing was held on Fool Bull’s motion for
disclosure of “other bad acts” evidence. Fool Bull’s trial on the second-degree rape
charge commenced on June 12, 2006. Fool Bull’s defense was based on mutual
consent. The jury returned a guilty verdict on June 15, 2006, and on August 15,
2006, Fool Bull was sentenced to 45 years in the penitentiary.
[¶10.] Fool Bull raises five issues that we will consider on appeal:
1. Whether the trial court abused its discretion by
admitting State’s evidence that R.B. had contracted
a sexually transmitted disease.
2. Whether the trial court abused its discretion by
denying Fool Bull’s motion for mistrial on grounds
of improper testimony by Sioux Falls police officers.
3. Whether the trial court abused its discretion by
denying Fool Bull’s motion for mistrial on grounds
of improper testimony by R.B.’s emergency room
treating physician.
4. Whether the trial court abused its discretion by
denying Fool Bull’s motion for mistrial on grounds
of improper statements by the State’s Attorney
during closing argument.
5. Whether Fool Bull is entitled to a new trial based
on prosecutorial misconduct.
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STANDARD OF REVIEW
We presume the evidentiary rulings made by a trial court
are correct, and review those rulings under an abuse of
discretion standard. The test for abuse of discretion “is
not whether we would have made the same ruling, but
whether we believe a judicial mind, in view of the law and
the circumstances, could have reasonably reached the
same conclusion.” If error is found, it must be prejudicial
in nature before this Court will overturn the trial court’s
evidentiary ruling. “Error is prejudicial when, in all
probability . . . it produced some effect upon the final result
and affected rights of the party assigning it.”
State v. Mattson, 2005 SD 71, ¶13, 698 NW2d 538, 544 (internal citations omitted).
Trial courts have considerable discretion in granting or denying mistrials and
determining the prejudicial effect of witness statements. State v. Buchhold, 2007
SD 15, ¶50, 727 NW2d 816, 828 (citing State v. Anderson, 1996 SD 46, ¶21, 546
NW2d 395, 401 (citations omitted)). Prejudicial error must be shown for a trial
court to grant a motion for mistrial. Anderson, 1996 SD 46, ¶21, 546 NW2d at 401
(quoting State v. Myers, 464 NW2d 608, 609-10 (SD 1990) (quoting State v. Blalack,
434 NW2d 55 (SD 1988))) (additional citation omitted)). Prejudicial error sufficient
to constitute grounds for a mistrial must in all probability have produced some
effect upon the jury’s verdict that is concomitantly injurious to the substantial
rights of the party assigning it. Id. (quoting Myers, 464 NW2d at 609-10 (quoting
Blalack, 434 NW2d 55) (additional citation omitted)).
ANALYSIS AND DECISION
[¶11.] 1. Whether the trial court abused its discretion
by admitting State’s evidence that R.B. had
contracted a sexually transmitted disease.
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[¶12.] During her medical examination following the incident, Sioux Valley
staff tested R.B. for sexually transmitted diseases. Two days later, the test results
revealed that R.B. had contracted Chlamydia. Over Fool Bull’s objection, the trial
court allowed the State to present evidence and elicit testimony about this fact.
Fool Bull argues that he did not have an adequate opportunity to refute the
inference that R.B. contracted Chlamydia from him. Moreover, he avers that
evidence of R.B. having contracted Chlamydia is irrelevant since he does not
dispute the fact that he had sexual intercourse with R.B., but rather contends that
it was consensual. Thus, Fool Bull contends that admission of evidence about R.B.
having Chlamydia is “other acts” evidence, as defined by SDCL 19-12-5 (Rule
404(b)), and only served to prejudice the jury against him.
[¶13.] Fool Bull’s argument that he did not have an adequate opportunity to
refute the inference that R.B. contracted Chlamydia from him is without merit.
During a trial recess, defense counsel stated that she had no intention of eliciting
testimony from Fool Bull as to whether he had Chlamydia at the time in question
and the record reflects that no such testimony was in fact elicited from him.
However, the trial transcript reveals that defense counsel questioned R.B. about
having contracted Chlamydia. R.B. testified that she had been in a monogamous
relationship and that she did not have Chlamydia prior to the rape incident.
[¶14.] Moreover, Fool Bull’s challenge of the admission of evidence about R.B.
having Chlamydia, based on relevancy, was not properly preserved for appeal.
While defense counsel contested the admission of evidence pertaining to R.B.
having Chlamydia during a pretrial conference, the objection was based on the
timeliness of State’s notice of intent. During R.B.’s direct testimony, Fool Bull
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offered no objection as to the relevancy of the State’s questioning of her about
having contracted Chlamydia. Not until the trial court recessed at the end of the
first day’s proceedings, following R.B.’s testimony, did defense counsel raise an
objection based on relevance. See State v. Garton, 390 NW2d 61, 63 (SD 1986)
(holding that a defendant’s failure to raise a timely objection at trial, but instead
waiting to object to State’s evidence until after the State had rested waived the
issue on appeal) (citing State v. Big Head, 363 NW2d 556, 563 (SD 1985); In re
T.L.J., 303 NW2d 800, 806 (SD 1981); State v. Reiman, 284 NW2d 860, 870 (SD
1979); In re V.D.D., 278 NW2d 194, 197 (SD 1979)); see also State v. Dirk, 364
NW2d 117, 123 (SD 1985) (observing that the purpose of the requirement of a
prompt objection is “to ensure that the trial court is given a fair opportunity to
remedy the impropriety by striking the challenged testimony, promptly
admonishing the jury, or taking whatever other action that may be appropriate in
the circumstances”); Big Head, 363 NW2d at 556 (holding that the trial court’s
refusal to grant the defendant’s motion for mistrial or to strike testimony made in
chambers following the completion of testimony was properly denied because “it
was too late to lock the barn door, the horses had departed”).
[¶15.] Assuming that Fool Bull had preserved the issue for appellate review,
we find his argument on the merits to be unpersuasive. Penetration is a key
element of second degree rape that the State must prove under SDCL 22-22-1(2). 1
1. Under SDCL 22-22-1(2), rape is defined as: “an act of sexual penetration
accomplished with any person . . . [t]hrough the use of force, coercion, or
threats of immediate and great bodily harm against the victim or other
(continued . . .)
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Fool Bull contends that by virtue of his mutual-consent defense, the State is
compelled to stipulate that penetration occurred, thus precluding the introduction
of other State’s evidence related to this element. However, it is a well-established
rule that the government is not bound by a defendant’s offer to stipulate. 2 State v.
Steele, 510 NW2d 661, 674 (SD 1994) (Miller, C.J., concurring in part and
dissenting in part); see also State v. Huth, 334 NW2d 485, 489 (SD 1983) (holding
that crime photos were properly admitted despite the defendant’s admission and
offer to stipulate because the State still possessed the burden of proving all
elements of the charged offense and was entitled to present graphic proof of the
relevant facts) (citations omitted); State v. Krana, 272 NW2d 75, 79 (SD 1978)
(holding that where the delivery, not quality, of truckloads of corn constituted the
basis of the charged crime, the trial court properly admitted samples of the poor
quality corn because the corn was res gestae of the crime and despite the
defendant’s offer to stipulate to the truckloads of corn, the State was entitled to
present its case as it wished).
[¶16.] In this case the chronology of the events that begin with Fool Bull’s
arrival at the Top Hat on January 20, 2006, and end with his arrest by Krull were
res gestae of the rape. So too were the graphic details of the rape incident; the
________________________
(. . . continued)
persons within the victim’s presence, accompanied by apparent power of
execution[.]”
2. The record does not reveal that Fool Bull made an actual offer to stipulate.
Defense counsel merely objected to the introduction of evidence of R.B.
having Chlamydia based on Fool Bull’s mutual-consent defense.
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emergency room medical report that evinced R.B.’s battered body and indicated the
presence of Fool Bull’s semen and DNA inside of her; and the photographic exhibits
taken of R.B. in the emergency room that depict the extent of her injuries.
Furthermore, R.B. testified during the trial that she had been in a long term
monogamous relationship. Therefore, the fact that shortly after the rape she was
found to have contracted Chlamydia, was also res gestae of the crime and thus
relevant to the State’s case. See State v. Bunger, 2001 SD 116, ¶11, 633 NW2d 606,
609 (observing that “[t]he law favors admitting relevant evidence no matter how
slight its probative value”).
[¶17.] Finally, Fool Bull’s assertion that evidence of R.B. contracting
Chlamydia was inappropriately admitted “other acts” evidence misinterprets our
version of Rule 404(b) found under SDCL 19-12-5. The rule provides:
Evidence of other crimes, wrongs, or acts is not admissible
to prove the character of a person in order to show that
he acted in conformity therewith. It may, however, be
admissible for other purposes, such as proof of motive,
opportunity, intent, preparation, plan, knowledge, identity,
or absence of mistake or accident.
Id. The State is required to provide notice of intent to use such evidence so that the
trial court, in determining admissibility, can balance the probative value of the
evidence against the prejudice to the defendant. Mattson, 2005 SD 71, ¶18, 698
NW2d at 545.
[¶18.] As explained in the foregoing analysis, evidence that R.B. had
contracted Chlamydia was res gestae of this crime, not any other crime, wrong or
act. Therefore, Rule 404(b) did not apply and we find no error in the trial court’s
decision to allow the State to present such evidence.
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[¶19.] 2. Whether the trial court abused its discretion
by denying Fool Bull’s motion for mistrial on
grounds of improper testimony by Sioux Falls
police officers.
[¶20.] During the State’s direct examination of Krull, the following exchange
took place:
STATE: And you also talked about a “10-15, number
two”?
KRULL: Yeah.
STATE: What’s that?
KRULL: “10-15” is a person in custody, and “number
two” is our code for . . . rape. . . . [Ten]-15, number
two, that tells the officer that I want him to take
the individual into custody and why.
STATE: So you were saying in . . . layman terms, that
you wanted the other officer to take who into
custody and why?
...
KRULL: I was saying put handcuffs on Mr. Fool Bull because
he may have been involved in a number two.
...
Or in a rape, . . .
...
That’s for safety, both his and ours. I wanted
to get the cane away from him. He may have
just been involved in a violent crime, I don’t want
him to have a weapon in hand, and as I said
before, I am familiar with the gentleman and I
wanted him in handcuffs.
(Emphasis added).
[¶21.] At the conclusion of the State’s case-in-chief, defense counsel moved for
a mistrial in part on the basis of Krull’s statement that he was familiar with Fool
Bull and that the statement was some how prejudicial thereby circumventing his
right to a fair trial. However, defense counsel raised no objection to the statement
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during Krull’s testimony. Therefore, the matter is waived on appeal. See Garton,
390 NW2d at 63 (citing Big Head, 363 NW2d at 563; T.L.J., 303 NW2d at 806;
Reiman, 284 NW2d at 870; V.D.D., 278 NW2d at 197).
[¶22.] The State also called on Sioux Falls Police Officer Steve Redmond
(Redmond) to testify during its case-in-chief. Redmond responded to Krull’s request
for back-up after Fool Bull and R.B. had been stopped. During Redmond’s
testimony, the following exchange took place:
STATE: What is [Fool Bull’s] response to the fact that
he is being arrested for rape?
REDMOND: He was upset.
STATE: Verbally, what does he say?
REDMOND: That he always gets charged with this, um,
I don’t –
DEFENSE : Objection.
(Emphasis added).
[¶23.] On May 3, 2006, the trial court conducted a motions hearing wherein
Fool Bull sought to suppress Rule 404(b) “other acts” evidence comprising
convictions for misdemeanor false impersonation and felony conspiracy to commit
aggravated assault. The trial court agreed to suppress the misdemeanor, but, in
reference to the felony, granted the State the right to inform the jury of his
conviction and the date thereof. The State agreed and the court then ordered that
there be notice and hearing of any other 404(b) evidence that the State should seek
to introduce. Fool Bull argues that Redmond’s remark constitutes Rule 404(b),
“other acts” evidence that required notice and hearing prior to admission. We
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agree. Yet, while the remark was inappropriate, we cannot construe that it was
injurious to Fool Bull’s substantial right to a fair trial. Since Fool Bull cannot show
how the remark rises to the level of prejudicial error, it does not constitute a basis
for mistrial. See Anderson, 1996 SD 46, ¶21, 546 NW2d at 401 (reiterating that an
actual showing of prejudice must exist in order to justify a mistrial) (quoting Myers,
464 NW2d at 609-10 (quoting Blalack, 434 NW2d 55) (additional citation omitted).
Hence, we find no abuse of discretion.
[¶24.] 3. Whether the trial court abused its discretion
by denying Fool Bull’s motion for mistrial on
grounds of improper testimony by R.B.’s
emergency room treating physician.
[¶25.] During its case-in-chief, the State called Dr. Janelle Simpkins
(Simpkins) to testify. Simpkins was the Sioux Valley Hospital emergency room
physician on duty when law enforcement transported R.B. to the hospital for
examination. Fool Bull objected to several statements by Simpkins during her
testimony. He subsequently moved for a mistrial alleging the statements to have
violated his right to a fair trial.
[¶26.] Simpkins had been an emergency room physician at Sioux Valley for
12 years and estimated that on average she had treated two rape victims per
month. Following the examination of R.B., medical staff completed a report, to
which Simpkins contributed, based on evidence collected in a “rape kit.” The
information was provided to Fool Bull prior to March 9, 2006. The “rape kit” and
report were received into evidence as State’s exhibits. Simpkins offered testimony
relevant to the “rape kit” and information that had been entered in the report.
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[¶27.] Simpkins testified in detail about the nature of R.B.’s injuries. Her
extensive injuries included bruises around the right side of the face and eye, a cut
lip, a broken nose, a swollen scalp and bruises to the back of the head and neck,
bruising on the left breast and bruising on the right thigh. However, R.B. had no
sign of vaginal injury. Simpkins estimated that in her experience, about half of
rape cases do not result in vaginal injury. She indicated that it is particularly
common for there to be no injury to the vaginal area in women who are sexually
active or have given birth to a child. Despite this explanation, Fool Bull objected to
Simpkins’s assessment that R.B. “obviously, was a victim of violence[.]”
[¶28.] Simpkins referred to the bruising on R.B.’s right leg as “grab marks.”
She stated that the grab marks were indicative of those left by “finger prints.” Over
Fool Bull’s objection, Simpkins stated that such grab marks can be caused by
someone forcibly attempting to spread a person’s legs. Fool Bull alleges that
Simpkins’s statement was irrelevant and merely intended to inflame juror passion
because he argues there was no evidence that R.B.’s legs were forcibly opened since
she contends to have been raped from behind.
[¶29.] While the State offered Simpkins’s testimony as an observer in the
emergency room, her testimony as to R.B. being a victim of violence and the nature
of the grab marks amount to expert testimony. If it will assist the trier of fact to
understand the evidence or to determine a fact in issue, a qualified expert by
knowledge, skill, experience, training, or education, may testify to specialized
knowledge in the form of an opinion or otherwise. SDCL 19-15-2 (Rule 702). Our
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analysis in State v. Andrews, 2001 SD 31, 623 NW2d 78 is instructive to the
analysis of the issue raised here by Fool Bull.
[¶30.] In Andrews, the State was permitted to introduce non-expert
testimony from a law enforcement officer about his personal observations as to the
general operating characteristics of a firearm used in a homicide. Id. ¶15. The
defendant asserted that the firearm had discharged accidentally. Id. ¶14. During a
pretrial hearing, the trial court limited the law enforcement officer’s testimony by
denying the State’s request to allow the officer to offer a technical opinion as to the
likelihood of accidental discharge based on his experience with firearms. Id. ¶15.
Despite the trial court’s ruling, the law enforcement officer was permitted to testify
at length during the trial as to his conclusions about the likelihood of accidental
discharge even though he had no independent knowledge of the shooting and the
State had not provided the defendant with the officer’s written findings within a
reasonable time before trial. Id. ¶¶14, 16, 18. We found that under these
circumstances, the trial court erred in allowing the law enforcement officer, without
independent knowledge of the crime, to offer technical opinion testimony. Id. ¶19.
The facts of the instant case are distinguishable.
[¶31.] The record indicates that Fool Bull was provided all medical records
related to R.B.’s treatment at least three months in advance of trial. Simpkins’s
assessment that R.B. was the victim of a violent crime and her description of the
grab marks on R.B.’s leg, were derived from first-hand knowledge obtained during
the emergency room examination. Simpkins’s possible explanation of why R.B.,
who was in a sexually active monogamous relationship and had given birth to two
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children, had not sustained vaginal injury, even though she claimed to have been
raped, was based on her experience as a doctor and emergency room physician
dealing with rape victims on a regular basis. Similarly, her explanation that the
frequent cause of grab marks, like those on R.B.’s leg, being caused by forcible
prying of the legs was also based on her experience as a physician.
[¶32.] On redirect, Simpkins testified that R.B. identified her assailant as
“Stoney.” This testimony related to information compiled in a data sheet at the
time of the emergency room examination. The nature of Simpkins’s redirect
testimony in this regard was as follows:
STATE: I’m going to show you what is marked as State’s
Exhibit No. 21. 3
...
[This] actually, came out of the rape kit?
SIMPKINS: Yes.
STATE: Who completed that portion of the victim’s
medical history? 4
SIMPKINS: I did.
STATE: And have you indicated on there whether
or not she told you the name of her assailant?
SIMPKINS: She didn’t know the name. She said he had
a nickname of “Stoney.”
STATE: So as you look at these pages, these are the
pages that you completed?
3. State’s Exhibit No. 21 was a collection of data compiled by Simpkins during
R.B.’s emergency room examination.
4. The referenced page is entitled, “Victim’s Medical History And Assault
Information.”
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[¶33.] At this time, the trial court asked the attorneys to step forward for a
bench conference. Although the bench conference was conducted off the record, Fool
Bull alleges that the trial court warned the State that if Simpkins continued to offer
her opinion as to whether he had raped R.B., a mistrial would be granted.
[¶34.] With respect to this redirect testimony, we do not find that it was an
expression of Simpkins’s opinion as to Fool Bull’s guilt or in anyway bolstered R.B.’s
account of the incident. See State v. Raymond, 540 NW2d 407, 409-10 (SD 1995)
(Raymond I) (noting that “‘[t]he general rule . . . is that one witness may not testify
as to another witness’ [sic] credibility or truth-telling capacity because such
testimony would invade the exclusive province of the jury to determine the
credibility of a witness’”) (quoting McCafferty v. Solem, 449 NW2d 590, 592 (SD
1989); accord State v. Logue, 372 NW2d 151, 157 (SD 1985); SDCL 19-15-2).
Rather, it was, if anything, a harmless reiteration of testimony that had already
been given at length by R.B. and was obviously at issue since a trial had been
convened. See State v. Thomas, 381 NW2d 232, 240 (SD 1987) (holding, where a
witness properly testified that she had been raped by the defendant and a
psychologist thereafter testified that the witness had told him the same thing, the
psychologist’s testimony was merely cumulative to the witness’s testimony and thus
not prejudicial to the defendant). Moreover, an impartial expert may testify to a
report prepared by himself or herself or with information provided by others so long
as it is provided to the adverse party a reasonable time before trial. SDCL 19-15-
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5.2 (Rule 705(b)); 5 SDCL 19-15-6 (Rule 705(c)). 6 Simpkins was citing to State’s
Exhibit No. 21 that included the “Victim’s Medical History And Assault
Information” data sheet from the “rape kit” that she compiled during R.B.’s
emergency room examination. “Number 19” on the data sheet provides a space on
5. Rule 705(b) provides:
A written report or finding of facts prepared by an expert not being a party to
the cause, nor an employee of a party, except for the purpose of making such
report or finding, nor financially interested in the result of the controversy,
and containing the conclusions resulting wholly or partly from written
information furnished by the cooperation of several persons acting for a
common purpose, shall, in so far as the same may be relevant, be admissible
when testified to by the person, or one of the persons, making such report or
finding without calling as witnesses the persons furnishing the information,
and without producing the books or other writings on which the report or
finding is based, if in the opinion of the court, no substantial injustice will be
done the opposite party.
SDCL 19-15-5.2
6. Rule 705(c) provides:
The report or finding described in [Rule 705(b)] shall not be admissible unless
the party offering it shall have given notice to the adverse party a reasonable
time before trial of his intention to offer it, together with a copy of the report
or finding, or so much thereof as may relate to the controversy, and shall also
have afforded him a reasonable opportunity to inspect and copy any records
or other documents in the offering party’s possession or control, on which the
report or finding was based, and also the names of all persons furnishing
facts upon which the report or finding was based, except that it may be
admitted if the trial court finds that no substantial injustice would result
from the failure to give such notice.
SDCL 19-15-6.
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which to enter the “Assailant’s Name.” As such it was an appropriate reference by
Simpkins to a report as provided under Rules 705(b) and 705(c). 7
[¶35.] Over Fool Bull’s hearsay objection, Simpkins also testified to the
account of the incident as told to her by R.B. Simpkins indicated that R.B.
expressed to her that she feared she might have been killed had Fool Bull not been
stopped by the police. We find that the trial court erred by allowing this testimony.
However, the trial court’s error does not constitute a basis for reversal given the
overwhelming evidence against Fool Bull. Moreover, the State’s photo exhibits of
R.B. and medical record exhibits, testified to by Simpkins, provided a reasonable
evidentiary basis upon which the jury could conclude R.B.’s concern was sincere.
[¶36.] Finally, Fool Bull objected to Simpkins’s unsolicited, inadvertent
statement, “I am absolutely convinced that what she said took place took place.”
This statement did invade the province of the jury. See Raymond I, 540 NW2d at
7. We also note that on this basis, Simpkins’s testimony as to the identity of the
assailant was also admissible as a business record and thus hearsay
exception under SDCL 19-16-10 (Rule 803(6)). Rule 803(6) provides:
A memorandum, report, record, or data compilation, in any form, of acts,
events, conditions, opinions, or diagnoses, made at or near the time by, or
from information transmitted by, a person with knowledge, if kept in the
course of a regularly conducted business activity, and if it was the regular
practice of that business activity to make the memorandum, report, record, or
data compilation, all as shown by the testimony of the custodian or other
qualified witness, is not excluded by § 19-16-4, even though the declarant is
available as a witness, unless the source of information or the method or
circumstances of preparation indicate lack of trustworthiness. The term
“business” as used in this section includes business, institution, association,
profession, occupation, and calling of every kind, whether or not conducted for
profit.
Id. (emphasis added).
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409-10 (citations omitted). Fool Bull cites Raymond I, State v. Logue, 372 NW2d
151 (SD 1985), and State v. Jenkins, 260 NW2d 509 (SD 1977) to support his
assertion that this infringement necessitated a mistrial, thus requiring this Court
to reverse. However, the manner in which the statements were made in the cases
cited by Fool Bull and the actions of the respective trial courts are distinguishable
from the instant case.
[¶37.] In Raymond I, the defendant was accused of sexual contact with a
minor. 540 NW2d at 408. The allegations came to light when the victim informed a
social worker about an incident, during which the defendant “touched her.” Since
the victim was a minor, younger than 10 years of age, the State filed a notice of
intent to offer the child’s incriminating hearsay statements made to social workers.
At a pre-trial hearing, the trial court allowed the hearsay testimony, conditioned on
the State’s expressed intent that the social workers’ testimony would be limited to
the hearsay. Contrary to its representation, at trial the State elicited testimony
from one of the social workers that went to the veracity of the minor child’s
statements. The social worker testified that the child’s statements were credible.
Id. at 408 n4. The defendant objected and the record reflected that the trial court
agreed with the objection. Id. at 408. Nevertheless, it failed to admonish the jury
to disregard the statement or reiterate the roles of witnesses and the jury.
Subsequently, the State elicited a second social worker’s opinion about the
truthfulness of the child’s statements. Id. at 409. Thereafter, the defendant’s
motion for mistrial was denied and he was convicted. In reversing the trial court,
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we concluded that the social workers’ testimony bolstered the credibility of the
minor child and denied the defendant his right to a fair trial. Id. at 410.
[¶38.] The defendant in Logue, was also convicted of sexual contact with a
minor child. 372 NW2d at 155. At trial, the State called a social worker to testify
that she had interviewed the child. Id. at 154. Over the defendant’s objection, the
trial court allowed the State to question the social worker as to her opinion about
where the minor child’s knowledge of sexual matters had been obtained. Id. at 155.
The social worker stated her opinion was that the child’s knowledge had been
obtained from the defendant. In reversing the defendant’s conviction, this Court
stated that the social worker’s testimony was objectionable “not ‘merely because it
embraced an ultimate issue of fact,’” but more significantly because it “lent a stamp
of undue legitimacy” to the credibility of the minor child. Id. at 157. 8
[¶39.] The defendant in Jenkins was convicted of murder. 260 NW2d at 511.
The defendant conceded that he had killed the victim. Id. at 513. The only question
presented to the jury was whether he had been forced to do the killing by others. At
trial, the State called a psychologist to testify, who had interviewed the defendant.
8. South Dakota adopted FRE 704, the ultimate issue doctrine pertaining to
opinion testimony, in 1993 with the enactment of SDCL 19-15-4. See SD Sess
Laws 1993 ch. 401. SDCL 19-15-4 provides:
Testimony in the form of an opinion or inference otherwise admissible is not
objectionable because it embraces an ultimate issue to be decided by the trier
of fact.
(Emphasis added). As this analysis of our case law shows, the propriety
of opinion testimony ends where the fact finder’s purview to assess the
credibility of witnesses begins.
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Over the defendant’s objection, the trial court allowed the State to question the
psychologist as to his opinion about whether the defendant was truthful in his claim
that the killing had been forced. The psychologist testified that he believed the
defendant’s claim was unfounded. In reversing the defendant’s conviction we
opined that under the circumstances, allowing the defendant’s conviction to stand
“would virtually abolish the historic and cherished concept that a jury of twelve
fellow citizens is the proper tribunal for judging credibility.” Id.
[¶40.] Unlike each of the cases cited by Fool Bull, where the State elicited the
objectionable testimony, the comment of Simpkins, regarding her assessment of
R.B.’s account of the rape, was inadvertent, and unsolicited as the following excerpt
from the trial transcript reveals:
STATE: In rape examinations that you’ve performed
over 12 years, how often did you see injuries
to a woman’s vagina.
SIMPKINS: I think less than half of the time.
STATE: So when you didn’t see injuries to [R.B.’s]
vagina, how, if at all, did that impact your
diagnosis?
SIMPKINS: It didn’t at all. She, obviously, was a victim
of violence, multiple bruising, broken nose,
a scalp injury, and had discharge and hair
consistent with ejaculation. I am convinced
that what she said took place took place.
DEFENSE: Objection. Your Honor, may we approach?
COURT: Yes.
[¶41.] Additionally, unlike each of the cases cited by Fool Bull, the trial court
in the instant case issued a lengthy admonition to the jury following Simpkins’s
objectionable opinion. Immediately after the exchange transcribed in the preceding
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excerpt, the trial court conducted a bench conference with the attorneys.
Thereafter, the trial court issued the following admonishment.
Members of the jury, the doctor is here to tell us about
medical things. It’s up to the jury to decide what happened.
As I said to you yesterday about people opinion’s [sic]
who have not sat through the trial, they are not worth
as much as the opinion of your fellow jurors. So I am
going to ask the jury, and I am going to require the jury,
to disregard the statement that Dr. Simpkins just made
that she’s convinced that what [R.B.] said did happen.
It’s your decision, members of the jury, to decide what
happened. It is the doctor’s role to give us medical
testimony. That went beyond medical testimony, and
that is why I am telling the jury not to disregard all of
her testimony, just that final statement that she believes
that something violent and bad happened here. That is
completely up to the jury. So I am requesting that you
disregard that statement. . . .
[¶42.] It is unclear what if any limiting instructions that the juries in the
cases cited by Fool Bull took with them into deliberations. However, in the instant
case, while the trial court later denied defense counsel’s motion for mistrial on this
basis, it offered to consider a jury instruction addressing defense counsel’s concerns
that Simpkins’s remarks may have affected Fool Bull’s right to have the jury judge
the credibility of R.B.’s testimony. The following instruction, offered by defense
counsel, was settled as jury instruction #27, entitled “WHETHER THE CRIME
CHARGED HAS BEEN PROVEN BEYOND A REASONABLE DOUBT IS A
MATTER FOR THE JURY TO DECIDE:”
You are the sole and exclusive judges of all questions of
fact and the credibility of the witnesses and the weight
to be given the testimony of each of them. In determining
the credit to be given any witness you may take into
account ability and opportunity to observe, memory, manner
while testifying, any interest, bias, or prejudice, and the
reasonableness of the testimony considered in the light
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of all the evidence in the case. A witness may not, however,
express an opinion as to whether a crime; in this case, the
crime of rape, has occurred. To the extent that any witness
in this case has expressed such an opinion, you must
disregard that opinion. Whether the elements of rape in
the second degree have been proven beyond a reasonable
doubt is a matter for this jury to decide.
(Emphasis added).
[¶43.] Simpkins’s statement was inadvertent and unsolicited by the State.
The trial court promptly reacted to the statement. Thereafter, it took all reasonable
measures to ensure that any potential effect the statement might have had on the
jury was minimized by issuing a clear admonition, see Anderson v. Johnson, 441
NW2d 675, 677 (SD 1989) (reiterating our settled law that we assume juries accept
admonitions), and including defense counsel’s proposed jury instruction.
[¶44.] Based on its assessment of the effect or lack thereof that Simpkins’s
statement had on the jury, the trial court denied Fool Bull’s motion for mistrial.
Therefore, in lieu of any other evidence that Simpkins’s statement unduly
prejudiced the jury, thus denying Fool Bull his right to a fair trial, we will not
substitute our judgment for that of the trial court, which was present in the
courtroom with the jury. See State v. Havens, 264 NW2d 918, 923 (SD 1978)
(affirming the trial court’s decision not to grant a mistrial for objectionable
argument by the State and acceding to its judgment lacking the defendant’s
showing of any actual bias or prejudice because “[t]he trial [court] was on the scene,
had heard the arguments and had the opportunity to note whether they had any
apparent effect on the jury”).
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[¶45.] 4. Whether the trial court abused its discretion
by denying Fool Bull’s motion for mistrial on
grounds of improper statements by the State’s
Attorney during closing argument.
[¶46.] At trial, defense counsel questioned R.B. about her boyfriend not
believing that she had been raped when she first called him shortly after Fool Bull’s
arrest. Fool Bull alleges that the State made objectionable remarks during closing
argument that were aimed at assuaging any reasonable doubt about his guilt raised
during this line of questioning that warranted the trial court’s granting his motion
for mistrial. He argues that the following remarks were an attempt to appeal to the
“community conscience,” and an invitation to the jury to put themselves into R.B.’s
situation:
Think about it, members of the jury. Think about if you’ve
ever been in a situation even remotely close to that.
However, if in an automobile accident, or say you’ve been
hit. [Y]ou’ve been hit in an automobile accident and under
the stress of this moment and you call up your spouse
and you tell your spouse you’ve been in an . . . automobile
accident or just tell him or her you were in an automobile
accident and I am okay? I was driving on 41st street and
this car rear ended me. I’ll talk to you about it later. I
was struck one time in my car. The van came up to the
window, you know, I can’t talk to you about it right now.
I am so angry right now, I can’t talk to you about it. I
was so upset that I knew better to talk about it right then,
but try to put yourself in a stressful situation and in a
situation where you’ve been the victim of a rape or some
other similar situation where you’ve been the victim of
an automobile accident.
Following defense counsel’s objection, which was overruled by the trial court, the
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State continued:
Think about how you would relate. How would you relate
to somebody when you explain what happened? Would
you go through every single detail or a quick version because
you’re a victim, you’re hurt, perhaps on the way to go to
the hospital?
[¶47.] “Arguments that invite the jurors to put themselves in the shoes of a
victim are generally improper.” State v. Blaine, 427 NW2d 113, 115 (SD 1988)
(citation omitted). However, a prosecutor “may make remarks, not based on the
record, which concern matters of general knowledge or experience.” State v. Smith,
1999 SD 83, ¶46, 599 NW2d 344, 354 (emphasis added) (citation omitted).
[¶48.] The State’s remarks do not seem intended to evoke the emotional
response that results when a jury is asked to put itself in the shoes of the victim as
the alleged criminal act is being perpetrated and for which we might conclude
undue prejudice could result. However, it appears that the State’s remarks were an
attempt to evoke recollections of a general incident so as to project the jury into the
kind of stress that R.B. experienced and that may consequently have affected her
actions following the rape. Fool Bull avers the following remarks also warranted
mistrial:
[T]he Defendant in his story about what happened that
night, and bear in mind, he has had five months to work
on this story, and I want you to remember how he told
his story. The defense attorney didn’t ask questions, the
Defendant took the stand and started on his story, and
kept going and going and going, there were very few
questions. At one point and time, the Defense attorney
interrupted him with a question and he was, kind of, like,
you know, hey, but –
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Following defense counsel’s objection at this point that was overruled by the trial
court, the State continued:
He was so adamant about finishing what he wants to talk
about right then because he was so prepared with his story
– don’t interrupt me. I want to tell my story before I forget
what I want to say.
[¶49.] Although the State may comment on the credibility of witnesses during
final argument, see Jenner v. Leapley, 521 NW2d 422, 428 (SD 1994) (citing State v.
Howard, 323 NW2d 872, 874 (SD 1982)), here again the State appears to attempt to
project the jury into the mindset of another – in this case Fool Bull during his
testimony.
[¶50.] While we do not condone the kind of prosecutorial conduct evinced by
these remarks, the weight of evidence against Fool Bull was otherwise
overwhelming. Under the circumstances, Fool Bull fails to show how these remarks
prejudiced his right to a fair trial. Therefore, we will not disturb the jury’s verdict
on this basis.
[¶51.] 5. Whether Fool Bull is entitled to a new trial
based on prosecutorial misconduct.
[¶52.] Fool Bull alleges prosecutorial misconduct on three grounds:
1. The impropriety of the State’s line of questioning of
Simpkins in regard to “grab marks” on R.B.’s leg.
2. The impropriety of certain remarks by the State
during closing argument.
3. The impropriety of statements made by the State
at Fool Bull’s sentencing hearing.
[¶53.] We have addressed Fool Bull’s claims of impropriety in regard to the
“grab marks” line of questioning. See Issue 3. The remarks during closing
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argument that Fool Bull alleges were improper were addressed under Issue 4.
Therefore we need not readdress his first two claims of prosecutorial misconduct.
[¶54.] Fool Bull’s third ground for prosecutorial misconduct arises from an
allegation made by the State during the sentencing hearing that he had committed
a murder when he was 12 years old. When defense counsel objected, the trial court
assured that the remark would not be considered in the determination of sentence.
The State subsequently apologized for the remark.
[¶55.] While we agree the State’s remark was improper, it has no relevance
to the issue of whether he received a fair trial since he already had been convicted
by the time it was made. As to whether the remark affected his sentence, which
Fool Bull does not argue on appeal and we would not otherwise consider, Fool Bull
offers no reason why we should question the sincerity of the trial court. The
grounds cited by Fool Bull upon which he alleges prosecutorial misconduct,
justifying a new trial are without merit.
[¶56.] We have examined the remaining issues raised by Fool Bull and find
them to be similarly without merit.
[¶57.] Affirmed.
[¶58.] SABERS, KONENKAMP, and MEIERHENRY, Justices, concur.
[¶59.] ZINTER, Justice, concurs with a writing.
ZINTER, Justice (concurring).
[¶60.] I concur. I write to note my view of Dr. Simpkins’s testimony
repeating the victim’s statement that the defendant (“Stoney”) was the perpetrator.
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See supra ¶¶32-34. In my view, contrary to the Court, the testimony was an
inadmissible prior consistent statement that did bolster the victim’s account of the
incident. Nevertheless, I concur because it was a harmless reiteration of the
identical information taken from Exhibit 21 (the rape kit).
[¶61.] I also write to note that, contrary to the Court’s view (see supra ¶34),
SDCL 19-15-5.2 and SDCL 19-15-6 (Rule 705(b) and (c)) are not intended to permit
the admission of expert testimony. Those statutes are part of the Uniform
Composite Reports as Evidence Act. SDCL 19-15-8 (Rule 705(e)); Hilde v. Flood, 81
SD 25, 33, 130 NW2d 100, 104 (1964). Therefore, these statutes are only intended
to permit the admission of a “written report or findings of fact prepared by an
expert.” SDCL 19-15-5.2 (Rule 705(b)). They are not authority to justify admission
of Simpkins’s testimony. Again, however, I concur because Dr. Simpkins’s
testimony merely reiterated what was in the report, which was admitted into
evidence.
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