RENDERED: FEBRUARY 24, 2023; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2021-CA-0516-MR
CHRISTINA MARCUM APPELLANT
APPEAL FROM MADISON CIRCUIT COURT
v. HONORABLE BRANDY OLIVER BROWN, JUDGE
ACTION NO. 11-CR-00283-002
COMMONWEALTH OF KENTUCKY APPELLEE
OPINION
AFFIRMING
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BEFORE: THOMPSON, CHIEF JUDGE; ACREE AND CETRULO, JUDGES.
ACREE, JUDGE: Appellant Christina Marcum appeals the Madison Circuit
Court’s March 23, 2021 order denying her RCr1 11.42 motion for ineffective
assistance of counsel. We affirm.
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Kentucky Rules of Criminal Procedure.
BACKGROUND
On January 19, 2011, law enforcement discovered the dismembered
body of Angela Singleton. In the ensuing investigation, law enforcement came to
believe Angela’s husband, Jason, and Marcum killed Angela and dismembered her
body. Jason, a codefendant in the underlying case, and Marcum hotly debated who
killed Angela and who dismembered the body. Jason took a plea deal from the
Commonwealth, and Marcum allowed a jury to decide her case.
The jury convicted Marcum of complicity to murder, complicity to
tampering with physical evidence, and first-degree hindering apprehension or
prosecution and, on May 23, 2014, the judge sentenced her to 30-years
imprisonment based on the jury recommendation. Marcum appealed her
conviction to the Kentucky Supreme Court, which affirmed her conviction on all
substantive grounds. Marcum v. Commonwealth, No. 2014-SC-000337, 2015 WL
6605546, at *1 (Ky. Oct. 29, 2015) (Marcum I).
On November 16, 2018, Marcum filed a motion for relief under RCr
11.42 alleging ineffective assistance of counsel at trial. The Madison Circuit Court
denied Marcum’s motion, doing so without a hearing. Marcum now appeals this
ruling.
On appeal, Marcum contends the legal assistance she received was
ineffective in two ways. First, Marcum alleges her counsel provided ineffective
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assistance by mishandling the introduction of certain evidence; namely, three
statements Jason made to law enforcement. The first statement came in 2011,
early in the murder investigation, when Jason told law enforcement Marcum had
nothing to do with the murder. In a second statement, in 2013, when Jason pleaded
guilty to certain crimes, he said Marcum murdered Angela, and that he
dismembered the body. Jason made a third statement in 2014 when Detective
Reeder, a detective involved in the homicide investigation, visited him in prison.
Jason told Detective Reeder Marcum murdered Angela.
Prior to trial, Marcum’s counsel and the Commonwealth agreed to
keep all three statements out. However, once the trial began, Marcum’s counsel
did everything he could to get the 2011 exculpating statement in front of the jury
while keeping the 2013 and 2014 statements out. Marcum’s counsel referenced the
statement in his opening argument and closing argument and attempted to elicit the
statement from numerous witnesses.
Most notably, during cross-examination of Detective Reeder,
Marcum’s counsel successfully got parts of Jason’s 2011 exculpatory statement in
front of the jury, did so at the risk that evidence Reeder spoke to Jason in 2014
would also be allowed in, and it was. This opened the door on re-direct, to allow
the Commonwealth to read Jason’s 2013 plea colloquy to show why Reeder went
to talk to Jason in 2014. The judge immediately gave the jury instructions not to
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take the plea colloquy for the truth of the matter asserted but instead to show the
effect it had on Reeder. Nevertheless, Marcum argues her counsel provided
ineffective assistance when he opened the door for the 2014 and 2013 inculpating
statements to come in.
Additionally, Marcum alleges her counsel provided ineffective
assistance when he failed to assert Marcum’s Sixth Amendment right to confront
witnesses as the basis of an objection to the reading of the Jason’s 2013 plea
colloquy.
Marcum also alleges the issues she raises could not be resolved by
resorting solely to the record; consequently, she argues, the circuit court erred by
not holding a hearing on her RCr 11.42 motion.
We address each of these arguments in turn.
ANALYSIS
No defendant is entitled to perfect counsel; instead, every defendant is
entitled to reasonably effective counsel. Fegley v. Commonwealth, 337 S.W.3d
657, 659 (Ky. App. 2011). Accordingly, “[i]n a motion brought under RCr 11.42,
‘[t]he movant has the burden of establishing convincingly that he or she was
deprived of some substantial right which would justify the extraordinary relief
provided by [a] post-conviction proceeding.’” Haley v. Commonwealth, 586
S.W.3d 744, 750 (Ky. App. 2019) (quoting Simmons v. Commonwealth, 191
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S.W.3d 557, 561 (Ky. 2006), overruled on other grounds by Leonard v.
Commonwealth, 279 S.W.3d 151, 159 (Ky. 2009)).
Additionally, “counsel is strongly presumed to have rendered
adequate assistance and made all significant decisions in the exercise of reasonable
professional judgment.” Strickland v. Washington, 466 U.S. 668, 690, 104 S. Ct.
2052, 2066, 80 L. Ed. 2d 674 (1984). Thus, “[j]udicial scrutiny of counsel’s
performance [is] highly deferential.” Id. at 689, 104 S. Ct. at 2065.
When reviewing an RCr 11.42 claim for ineffective assistance of
counsel, this court applies the two-part test articulated by the United States
Supreme Court in Strickland v. Washington. See Gall v. Commonwealth, 702
S.W.2d 37 (Ky. 1985). To satisfy this test, the defendant must first show counsel’s
performance was so deficient the defendant did not receive counsel as guaranteed
by the Sixth Amendment to the United States Constitution. Strickland, 466 U.S. at
687, 104 S. Ct. at 2064; see also Commonwealth v. Tamme, 83 S.W.3d 465, 469
(Ky. 2002). Second, the defendant must show counsel’s defective performance in
some way prejudiced the defendant. Strickland, 466 U.S. at 687, 104 S. Ct. at
2064.
To show prejudice, the defendant must show “there is a reasonable
probability that, but for counsel’s unprofessional errors, the result of the
proceeding would have been different.” Id. at 694, 104 S. Ct. at 2068. We also
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note that we must make every effort “to eliminate the distorting effects of
hindsight, to reconstruct the circumstances of counsel’s challenged conduct, and to
evaluate the conduct from counsel’s perspective at the time.” Id. at 690, 104 S. Ct.
at 2065.
When an appellate court reviews an attorney’s strategy at trial, “It is
not the function of [an appellate court] to usurp or second guess counsel’s trial
strategy.” Commonwealth v. York, 215 S.W.3d 44, 48 (Ky. 2007) (quoting Baze v.
Commonwealth, 23 S.W.3d 619, 624 (Ky. 2000)). The rationale behind this is that
from our perspective, “strategic choices made after [a] thorough investigation of
law and facts relevant to plausible options are virtually unchallengeable[.]”
Strickland, 466 U.S. at 690, 104 S. Ct. at 2066.
Here, it is clear from the record that Marcum’s counsel employed
reasonable strategy to defend her. The strategy was to convince the jury that law
enforcement unreasonably focused on Marcum at the beginning of the
investigation, and that such a fixation biased them to new pieces of information as
the investigation unfolded. A crucial piece of evidence counsel wanted the jury to
see was Jason’s 2011 exculpatory statement that Marcum did not commit the
murder.
For this theory to work, Marcum’s counsel attempted to keep away
from the jury Jason’s inculpating statements – his 2013 plea colloquy and his 2014
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statements. The strategy was partly successful but the circuit court ruled the 2013
and 2014 statements could come in for impeachment purposes. However, a
counsel’s trial strategy cannot be labelled ineffective merely because it does not
fully succeed. Commonwealth v. Harbin, 602 S.W.3d 166, 173 (Ky. App. 2019).
That is what happened here.
Additionally, waiver of Marcum’s Sixth Amendment right was part of
a tactic to get into the record Jason’s statement inculpating Marcum. As the
Supreme Court explained in Marcum’s direct appeal, counsel perceived Jason to be
a “wildcard”; it was better, in counsel’s judgment, to have Jason’s clear and
immutable written words in the record than to risk his unpredictable testimony.
The Supreme Court has already explained how waiver of Marcum’s Sixth
Amendment right was part of counsel’s reasonable trial strategy, as follows:
Detective Reeder testified that, between the 2011
interview and the 2014 interview, he had learned about
Jason’s statements in his plea proffer. The
Commonwealth then sought to introduce Jason’s 2013
plea proffer, and defense counsel objected. At the ensuing
bench conference, defense counsel argued that the
statement was drafted by Jason’s lawyer and thus not
admissible. The court ruled that the plea proffer was
admissible for two reasons: (1) for the effect it had on the
investigation; and (2) because defense counsel opened the
door during his cross-examination by questioning
Detective Reeder about why he reinterviewed Jason in
2014. Defense counsel concluded the bench conference
by saying, “let’s just play all of [Jason’s] statements. Let
[the jury] have them all.”
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Marcum argues that by permitting the 2013 plea proffer to
be admitted without calling Jason to testify the trial court
violated her Sixth Amendment right. The Sixth
Amendment of the United States Constitution guarantees
a criminal defendant the right to confront her accusers at
trial. California v. Green, 399 U.S. 149, 157 (1970). The
Confrontation Clause has been interpreted to mean that
“[t]estimonial statements of witnesses absent from trial
have been admitted only where the declarant is
unavailable, and only where the defendant has had a prior
opportunity to cross-examine.” Crawford v. Washington,
541 U.S. 36, 59 (2004). Certainly, in the context of a joint
trial, the admission of a non-testifying defendant’s
confession that expressly implicated his codefendant
violates the Confrontation Clause. Barth v.
Commonwealth, 80 S.W.3d 390, 394 (Ky. 2001) (citing
Bruton v. United States, 391 U.S. 123 (1968)).
However, both this Court and the United States
Supreme Court have recognized that a criminal defendant
may waive her constitutional right of confrontation.
Parson v. Commonwealth, 144 S.W.3d 775, 783 (Ky.
2004), as modified (June 21, 2004), as modified on denial
of reh’g (Oct. 21, 2004); Illinois v. Allen, 397 U.S. 337,
342-43 (1970). In such situations, counsel can waive a
defendant’s right of confrontation “so long as the
defendant does not dissent from his attorney’s decision,
and so long as it can be said that the attorney’s decision
was a legitimate trial tactic or part of a prudent trial
strategy.” Parson, 144 S.W.3d at 783 (Ky. 2004) (quoting
United States v. Stephens, 609 F.2d 230, 232-33 (5th Cir.
1980)).
. . . [W]e hold that defense counsel waived Marcum’s
Sixth Amendment right to confront Jason. It is clear from
the record that Marcum’s only objection to entering
Jason’s proffer was that it was drafted by his lawyer. The
trial court addressed this by finding that the statement was
an adoptive admission. Following that, defense counsel
requested that all of Jason’s statements be read to the jury.
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Marcum has pointed to no evidence, and we have found
no evidence, that she dissented from counsel’s request that
all of Jason’s statements be read to the jury without Jason
being called as a witness. Furthermore, it is clear from the
record that counsel considered calling Jason to testify, but
made the strategic decision not to do so. On the first day
of trial, counsel stated that he was wary about calling Jason
as a witness, labeling him as a “wildcard.” Later in the
trial, counsel stated that he was seriously considering
calling Jason, but he did not do so. Based on Jason’s
conflicting statements regarding Marcum’s culpability,
we cannot say that the tactical decision not to call him or
to insist on his presence, was illegitimate or imprudent
strategy.
Marcum I, 2015 WL 6605546, at *2-3 (emphasis added). As the Supreme Court
notes, there is no evidence Marcum objected to waiving her Sixth Amendment
right as part of her counsel’s trial strategy. Furthermore, we agree with the
Supreme Court that counsel’s trial strategy regarding this point was both legitimate
and prudent.
Finally, Marcum contends the circuit court erred when it failed to
conduct a hearing on her RCr 11.42 motion. “A hearing is required if there is a
material issue of fact that cannot be conclusively resolved, i.e., conclusively
proved or disproved, by an examination of the record.” Fraser v. Commonwealth,
59 S.W.3d 448, 452 (Ky. 2001). See Wilson v. Commonwealth, 975 S.W.2d 901,
904 (Ky. 1998); Stanford v. Commonwealth, 854 S.W.2d 742, 743-44 (Ky. 1993);
Lewis v. Commonwealth, 411 S.W.2d 321, 322 (Ky. 1967). The Kentucky
Supreme Court “has consistently held that a hearing is not necessary when a trial
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court is able to resolve issues on the basis of the record or when ‘it determine[s]
that the allegations, even if true, would not be sufficient to invalidate [the]
convictions.’” Commonwealth v. Searight, 423 S.W.3d 226, 231 (Ky. 2014)
(quoting Wilson, 975 S.W.2d at 904). Also, if a circuit court properly denies an
RCr 11.42 motion because a criminal defendant cannot meet the prejudice prong of
Strickland, then a circuit court does not err by denying the RCr 11.42 motion
without a hearing. Searight, 423 S.W.3d at 231. This is the case here.
Marcum’s argument does not convince this Court that her counsel’s
trial strategy prejudiced her to the extent required by Strickland; in fact, she
struggles to show the trial strategy was even error at all. Because of this, ordering
a hearing on the issues presented in her RCr 11.42 motion would be “nugatory,” as
the Kentucky Supreme Court would put it. Id.
No material fact is left unresolved by limiting consideration of
Marcum’s RCr 11.42 motion to an examination of the record alone. To the
contrary, that Marcum received effective assistance of counsel is apparent from the
record. Thus, the circuit court did not err by denying Marcum’s RCr 11.42 motion
without a hearing.
CONCLUSION
For the foregoing reasons, we affirm the circuit court’s order.
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ALL CONCUR.
BRIEFS FOR APPELLANT: BRIEF FOR APPELLEE:
Andrea Reed Daniel Cameron
Frankfort, Kentucky Attorney General of Kentucky
Jenny L. Sanders
Assistant Attorney General
Frankfort, Kentucky
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